2020-11-05T13:20:03-06:00 2019-12-31 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2019-01-01 131882106 BALLET THEATRE FOUNDATION INC BALL 2124773030 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 SHAWN DAVIDSON CFO 2124773030 2020-11-05 1 MICHAEL WALLACE P00881958 2126972299 38.142.140.186 2020-11-05 09:52:55 ES P A75ECF90F4EA679C298DF903E96775B34A8C9CB0 9302FFB6CF1CC3889499E422F782799A8B0A3607 2019 2021-01-29 14:40:06Z AMERICAN BALLET THEATRE KARA M BARNETT 890 BROADWAY 3RD FLOOR NEW YORK NY 10003 56419216 0 X WWW.ABT.ORG X 1947 NY THE FOUNDATION'S BALLET COMPANY, AMERICAN BALLET THEATRE, DESIGNATED BY CONGRESSIONAL RESOLUTION IN 2006 AS AMERICA'S NATIONAL BALLET COMPANY, PRESENTS THE GREAT REPERTOIRE OF FULL-LENGTH BALLETS, ONE-ACT CLASSICS AND PIONEERING NEW WORKS TO AUDIENCES ACROSS THE COUNTRY AND AROUND THE WORLD. 44 42 779 75 0 0 24282900 22278176 26249447 23738059 834698 962605 298781 174206 51665826 47153046 812040 791851 0 0 27131056 27266693 438039 418734 2930272 20130248 20525551 48511383 49002829 3154443 -1849783 56907684 60582745 12478496 14635062 44429188 45947683 X TO CREATE, TO PRESENT, TO PRESERVE, AND TO EXTEND THE GREAT REPERTOIRE OF CLASSICAL DANCING THROUGH EXCITING PERFORMANCES AND EDUCATIONAL PROGRAMMING OF THE HIGHEST QUALITY, PRESENTED TO THE WIDEST POSSIBLE AUDIENCE. AMERICAN BALLET THEATRE IS COMMITTED TO ITS TRADITION OF EXCELLENCE AND ITS LEADERSHIP ROLE AS AMERICA'S NATIONAL BALLET COMPANY. 0 0 26021925 15553986 SEASONS:IN 2019, ABT PRESENTED 10 WEEKS OF PERFORMANCES IN NEW YORK CITY AND 2 WEEKS OF PERFORMANCES IN COSTA MESA, CALIFORNIA. THE EIGHT-WEEK SPRING METROPOLITAN OPERA HOUSE SEASON REPERTORY INCLUDED THE FULL-LENGTH BALLETS OF HARLEQUINADE, WHIPPED CREAM, JANE EYRE, MANON, SWAN LAKE, LE CORSAIRE, THE SLEEPING BEAUTY, AND RATMANSKY AND THARP TRIOS. ABT PRESENTED CONTEMPORARY ONE-ACT BALLETS FOR TWO WEEKS IN LATE OCTOBER AT THE DAVID H. KOCH THEATER AT LINCOLN CENTER. IN DECEMBER, ABT PRESENTED THE NUTCRACKER FOR TWO WEEKS AT THE SEGERSTROM CENTER FOR THE ARTS IN COSTA MESA, CALIFORNIA. 10842469 2262019 TOURING: ABT'S TOURING BRINGS CLASSICAL BALLET TO AUDIENCES ACROSS THE COUNTRY AND AROUND THE WORLD. TOURING IN 2019 INCLUDED REGULAR RESIDENCIES AT THE JOHN F. KENNEDY CENTER FOR THE PERFORMING ARTS IN WASHINGTON, DC AND THE AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY IN CHICAGO. ADDITIONAL TOURING IN 2019 INCLUDED PERFORMANCES AT THE SEGERSTROM CENTER FOR THE ARTS IN COSTA MESA, THE HANCHER AUDITORIUM AT THE UNIVERSITY OF IOWA, NORTHROP'S CARLSON FAMILY STAGE AT THE UNIVERSITY OF MINNESOTA, AND THE FILENE CENTER AT THE WOLF TRAP NATIONAL PARK FOR THE PERFORMING ARTS IN VIENNA, VIRGINIA. 6263021 791851 6033948 EDUCATIONAL TRAINING AND OUTREACH: IN 2019, AMERICAN BALLET THEATRE'S DEPARTMENT OF EDUCATION AND TRAINING SERVED OVER 16,500 INDIVIDUALS. ABT'S PRIMARY OUTREACH PROGRAM IS ABT AT SCHOOL: SERVING 25 NYC SCHOOLS ENGAGING OVER 2,800 STUDENTS. ABT'S STUDENT TRAINING PROGRAMS INCLUDE THE JACQUELINE KENNEDY ONASSIS SCHOOL (450 STUDENTS); SUMMER INTENSIVES IN 6 US CITIES (1,450 STUDENTS) AND ABT STUDIO COMPANY (12 STUDENTS AND 6 APPRENTICES), A PRE-PROFESSIONAL PROGRAM. ABT'S TEACHER TRAINING PROGRAM (ABT NATIONAL TRAINING CURRICULUM) HAD 281 NEWLY CERTIFIED TEACHERS ENROLLED IN ITS 2019 COURSES. TO DATE, THE PROGRAM HAS CERTIFIED 1,862 TEACHERS IN 50 STATES AND 45 COUNTRIES. 43127415 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 142 0 1 779 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 44 42 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY CA CT FL NJ OH IL PA VA X X GODWIN FARRUGIA 2124773030 890 BROADWAY NEW YORK NY 10003 ANDREW F BARTH CHAIRMAN 5.00 X X 0 0 0 BRIAN J HEIDTKE PRESIDENT 5.00 X X 0 0 0 SHARON PATRICK VICE CHAIRMAN 5.00 X X 0 0 0 MARTIN SOSNOFF VICE CHAIRMAN 5.00 X X 0 0 0 MELISSA A SMITH SECRETARY 5.00 X X 0 0 0 NANCY HAVENS-HASTY TREASURER 5.00 X X 0 0 0 LINDA ALLARD TRUSTEE 1.00 X 0 0 0 SARAH ARISON TRUSTEE 1.00 X 0 0 0 FRANCESCA MACARTNEY BEALE TRUSTEE 1.00 X 0 0 0 HAMISH BOWLES TRUSTEE 1.00 X 0 0 0 DAMIEN CALDERINI TRUSTEE 1.00 X 0 0 0 AUDRE D CARLIN TRUSTEE (THROUGH MAR. 2019) 1.00 X 0 0 0 VALENTINO D CARLOTTI TRUSTEE 1.00 X 0 0 0 LISA SMITH CASHIN TRUSTEE 1.00 X 0 0 0 AMY CHURGIN TRUSTEE 1.00 X 0 0 0 SUSAN FEINSTEIN TRUSTEE 1.00 X 0 0 0 CHRISTINA FISH TRUSTEE (THROUGH OCT. 2019) 1.00 X 0 0 0 SONIA FLORIAN TRUSTEE 1.00 X 0 0 0 PAMELA FORD TRUSTEE 1.00 X 0 0 0 GWENDOLYN M FRAGOMEN TRUSTEE 1.00 X 0 0 0 CARRIE GAISER CASEY TRUSTEE 1.00 X 0 0 0 WILLIAM J GILLESPIE TRUSTEE 1.00 X 0 0 0 SHIELA GRANT TRUSTEE 1.00 X 0 0 0 JAMES HEXTER TRUSTEE 1.00 X 0 0 0 YONGSOO HUH TRUSTEE 1.00 X 0 0 0 HENRY P JOHNSON TRUSTEE (THROUGH DEC. 2019) 1.00 X 0 0 0 WENDY EVANS JOSEPH TRUSTEE 1.00 X 0 0 0 CHRISTIAN KEESEE TRUSTEE (THROUGH DEC. 2019) 1.00 X 0 0 0 REYNOLD LEVY TRUSTEE 1.00 X 0 0 0 SHARI LOEFFLER TRUSTEE 1.00 X 0 0 0 PAULA MAHONEY TRUSTEE 1.00 X 0 0 0 DIEGO MARROQUIN TRUSTEE 1.00 X 0 0 0 NANCY MCCORMICK TRUSTEE 1.00 X 0 0 0 KARA MOORE TRUSTEE 1.00 X 0 0 0 PATRICIA R MORTON TRUSTEE 1.00 X 0 0 0 RUTH NEWMAN TRUSTEE 1.00 X 0 0 0 HOWARD PALEY TRUSTEE (PASSED AWAY DURING 2019) 1.00 X 0 0 0 ANKA K PALITZ TRUSTEE (THROUGH JAN. 2019) 1.00 X 0 0 0 KAREN PHILLIPS TRUSTEE 1.00 X 0 0 0 DAVID RABKIN TRUSTEE 1.00 X 0 0 0 KATHRYN RAPHAEL TRUSTEE (THROUGH DEC. 2019) 1.00 X 0 0 0 MATTHEW RUBEL TRUSTEE 1.00 X 0 0 0 JONATHAN SCHILLER TRUSTEE 1.00 X 0 0 0 JENNA SEGAL TRUSTEE 1.00 X 0 0 0 STEWART SMITH TRUSTEE 1.00 X 0 0 0 BETH CHARTOFF SPECTOR TRUSTEE 1.00 X 0 0 0 SUTTON STRACKE TRUSTEE 1.00 X 0 0 0 JOHN L WARDEN TRUSTEE 1.00 X 0 0 0 MARK E WATSON TRUSTEE (THROUGH MAR. 2019) 1.00 X 0 0 0 JOSEPH A WILSON TRUSTEE (THROUGH MAR. 2019) 1.00 X 0 0 0 DOUGLAS C WURTH TRUSTEE 1.00 X 0 0 0 KARA M BARNETT EXECUTIVE DIRECTOR 40.00 X X 466515 0 21363 KEVIN MCKENZIE ARTISTIC DIRECTOR 40.00 X X 462492 0 13453 GEORGIA SIAMPALIOTI CHIEF ADVANCEMENT OFFICER 40.00 X 198628 0 9152 SHAWN DAVIDSON CHIEF FINANCIAL OFFICER 40.00 X 197200 0 390 DAVID LANSKY GENERAL MANAGER 40.00 X 203264 0 13453 ERIN MATSON DIRECTOR OF MARKETING 40.00 X 195654 0 13453 ALEXEI RATMANSKY ARTIST IN RESIDENCE 40.00 X 294512 0 39904 KYLE RIDAUGHT DIRECTOR OF CAPITAL PROJECTS 40.00 X 195225 0 13453 PAUL STEARNS PRINCIPAL DANCER 40.00 X 192607 0 14304 2406097 0 138925 43 0 1 0 GLOBAL SCENIC SERVICES 46 BROOKFIELD AVENUE BRIDGEPORT CT 06610 COSTUME CONSTRUCTION 1162145 RPM AGENCY LLC 1501 BROADWAY 19TH FL NEW YORK NY 10036 MARKETING SERVICES 738603 CLARK TRANSFER INC 800A PAXTON STREET HARRISBURG PA 171041647 SHIPPING 438408 CAPACITY INTERACTIVE CONSULTING LLC 1239 BROADWAY SUITE 1103 NEW YORK NY 10001 MARKETING SERVICES 437933 SD & A TELESERVICES INC 5757 WEST CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEFUNDRAISING 422350 19 3195804 206010 18876362 1253676 22278176 PERFORMANCE RECEIPTS 711120 17407142 17407142 TUITION INCOME 611710 5397937 5397937 PROGRAM FEES - EDUCATION 611710 447378 447378 HANDLING FEES 711120 215419 215419 COSTUME RENTAL 711120 53402 53402 216781 216781 23738059 789455 789455 14315 14315 8276531 8103381 173150 173150 173150 1094291 3195804 1094291 0 68699 68498 201 201 MISCELLANEOUS INCOME 900099 159690 111693 47997 159690 47153046 23849953 0 1024917 653277 653277 138574 138574 1369193 475945 685468 207780 19280890 17107749 1320369 852772 864769 864769 3783376 3512540 164062 106774 1968465 1737860 132868 97737 61268 31315 18569 11384 58958 58958 418734 418734 116728 116728 797913 574217 48269 175427 2513522 2513522 418502 231201 43122 144179 125319 81320 13730 30269 301737 301737 1286168 1210373 38205 37590 2287824 2245958 31619 10247 553047 259439 172537 121071 2080666 2039338 31653 9675 137437 93404 13623 30410 VENUE LABOR 6378769 6378769 PRODUCTION 1253460 1253460 FEES 789712 631080 18724 139908 SHOES AND TIGHTS 397775 397775 966746 393793 36638 536315 49002829 43127415 2945142 2930272 7276308 3613230 5050940 5754339 9646577 11592860 755664 864944 67309 72021 2053045 4665001 21598210 14919166 7741234 6679044 21449565 24202403 2867042 3138903 56907684 60582745 3245768 4840359 1363432 1804758 7869296 7989945 12478496 14635062 X 8472359 6599452 35956829 39348231 44429188 45947683 56907684 60582745 -1849783 3368278 0 X 0 1 X 1 0 X 15679219 23092441 25679371 24282900 22278176 111012107 15679219 23092441 25679371 24282900 22278176 111012107 11542535 99469572 1087852 1031756 921251 800994 803770 4645623 86016 79186 167153 244726 159690 736771 116394501 125229080 0.85460 0.83930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 21449565 0 4229566 1360000 116728 24202403 22113012 1750000 -1611229 685000 117218 21449565 19238314 500000 3380271 955000 50573 22113012 19422561 100000 666391 942000 8638 19238314 18692052 1200000 444167 905000 8658 19422561 0.22640 0.68080 0.09280 0 0 1238635 1238635 0 3258041 2385489 872552 1382255 1137208 245047 15719279 10157834 5561445 6679044 RESERVE FUND - CONDOMINIUM ASSOCIATION 204000 BENEFICIAL INTERESTS IN REMAINDER TRUSTS 2934903 3138903 50404596 3368278 3368278 47036318 116728 116728 47153046 48886101 0 48886101 116728 116728 49002829 PART V, LINE 4: THE ENDOWMENT FUNDS' USES INCLUDE SUPPORT FOR NATIONAL RESIDENCY; CLASSICAL WORKS; NEW WORKS AND TRAINING SCHOLARSHIPS. THE ENDOWMENT FUNDS ALSO SUPPORT OPERATING EXPENSES. 1 EAST ASIA AND THE PACIFIC 0 4 PROGRAM SERVICES GRANT 60243 EUROPE 0 3 PROGRAM SERVICES GRANT 62869 EUROPE 0 1 PROGRAM SERVICES GUEST ARTIST 25000 EUROPE 0 2 PROGRAM SERVICES OTHER ARTISTIC SERVICES 48300 EUROPE 0 5 PROGRAM SERVICES ROYALTIES 79156 EUROPE 0 4 PROGRAM SERVICES TEACHER 3735 EUROPE 0 8 PROGRAM SERVICES SET DESIGN 97633 NORTH AMERICA 0 1 PROGRAM SERVICES GRANT 9413 NORTH AMERICA 0 2 PROGRAM SERVICES TEACHER 9450 NORTH AMERICA 0 1 PROGRAM SERVICES OTHER ARTISTIC SERVICES 2000 SOUTH AMERICA 0 0 PROGRAM SERVICES GRANT 6050 SOUTH AMERICA 0 1 PROGRAM SERVICES TEACHER 825 0 28 0 4 0 32 386349 18325 404674 SCHOLARSHIPS EAST ASIA AND THE PACIFIC 14 46243 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS EUROPE 21 47369 TUITION ASSITANCE BOOK VALUE SCHOLARSHIPS NORTH AMERICA 4 7912 TUITION ASSISTANCE BOOK VALUE SCHOLARSHIPS SOUTH AMERICA 2 6050 TUITION ASSISTANCE BOOK VALUE STIPENDS NORTH AMERICA 1 1500 PAID BY CHECK STIPENDS EUROPE 3 15500 PAID BY CHECK STIPENDS EAST ASIA AND THE PACIFIC 4 14000 PAID BY CHECK 0 0 0 0 0 0 PART I, LINE 2: ABT PROVIDES SCHOLARSHIPS AND FINANCIAL AID TO BALLET STUDENTS. MERIT SCHOLARSHIP STUDENTS ARE SELECTED FROM THE JKO SCHOOL, AT JKO SCHOOL AUDITIONS AND DURING THE SUMMER INTENSIVES. PART III ACCOUNTING METHOD: X X X X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVE PLEASANTVILLE NY 10570 SPRING GALA EVENT PLANNER 0 1994774 77500 1917274 BUCKLEY HALL EVENTS 17-19 MARBLE AVE PLEASANTVILLE NY 10570 FALL GALA EVENT PLANNER 0 1553612 80000 1473612 SD&A TELESERVICES 5757 WEST CENTURY BLVD 300 LOS ANGELES CA 90045 TELEFUNDRAISING TO CURRENT AND FORMER DONORS 0 461831 261234 200597 4010217 418734 3591483 NY CA CT FL NJ OH IL PA VA SPRING GALA 1994774 1522434 472340 472340 FALL GALA 1553612 1223929 329683 329683 5 741709 449441 292268 292268 4290095 3195804 1094291 1094291 1094291 0 1 SCHOLARSHIPS 190 111500 541777 BOOK TUITION ASSISTANCE PART I, LINE 2: ABT PROVIDES SCHOLARSHIPS TO BALLET STUDENTS. MERIT SCHOLARSHIP STUDENTS ARE SELECTED FROM THE JKO SCHOOL, AT JKO SCHOOL AUDITIONS AND DURING THE SUMMER INTENSIVES. THE JKO SCHOOL RECRUITS DANCERS FROM ACROSS THE COUNTRY AND AROUND THE WORLD. STUDENTS ARE FORMALLY EVALUATED ON A SEMI-ANNUAL BASIS AND MUST REAPPLY ANNUALLY. SCHOLARSHIPS AND STIPENDS ARE GRANTED BASED ON MERIT. ABT ALSO ASSISTS PROMISING YOUNG DANCERS ACROSS THE COUNTRY WITH SCHOLARSHIPS SENT DIRECTLY TO THEIR LOCAL BALLET SCHOOL TO ASSIST WITH TUITION. ABT REQUIRES VERIFICATION FROM EACH STUDENT TO ENSURE THAT THE FUNDS ARE USED FOR THEIR INTENDED PURPOSE. X X X 0 0 0 0 0 0 0 0 0 KARA M BARNETT EXECUTIVE DIRECTOR 466515 0 0 0 0 0 0 0 21363 0 487878 0 0 0 KEVIN MCKENZIE ARTISTIC DIRECTOR 462492 0 0 0 0 0 0 0 13453 0 475945 0 0 0 GEORGIA SIAMPALIOTI CHIEF ADVANCEMENT OFFICER 198628 0 0 0 0 0 0 0 9152 0 207780 0 0 0 SHAWN DAVIDSON CHIEF FINANCIAL OFFICER 197200 0 0 0 0 0 0 0 390 0 197590 0 0 0 DAVID LANSKY GENERAL MANAGER 203264 0 0 0 0 0 0 0 13453 0 216717 0 0 0 ERIN MATSON DIRECTOR OF MARKETING 195654 0 0 0 0 0 0 0 13453 0 209107 0 0 0 ALEXEI RATMANSKY ARTIST IN RESIDENCE 294512 0 0 0 0 0 0 0 39904 0 334416 0 0 0 KYLE RIDAUGHT DIRECTOR OF CAPITAL PROJECTS 195225 0 0 0 0 0 0 0 13453 0 208678 0 0 0 PAUL STEARNS PRINCIPAL DANCER 192607 0 0 0 0 0 2602 0 11702 0 206911 0 0 0 X 29 1253676 FMV X AIR TICKETS 1 74099 AA VALUE TICKETS X FURNITURE 1 20000 FMV X MAC COSMETICS/MAKE UP FOR DANCERS 2 15000 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B ABT'S FORM 990 WAS PREPARED BY ITS INDEPENDENT AUDITOR, LUTZ & CARR, AND REVIEWED BY MANAGEMENT, INCLUDING THE EXECUTIVE DIRECTOR, CFO AND SENIOR DIRECTOR OF FINANCE. THE FORM WAS THEN REVIEWED AND APPROVED AT A MEETING OF ABT'S AUDIT COMMITTEE. A COPY OF THE FINAL VERSION OF THE RETURN WAS EMAILED TO EVERY MEMBER OF THE BOARD OF GOVERNING TRUSTEES FOR A ONE WEEK REVIEW AND COMMENT PERIOD BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C AFTER THE ANNUAL BOARD ELECTIONS AND AS TRUSTEES ARE ELECTED THROUGH THE YEAR, EACH TRUSTEE COMPLETES A CONFLICT OF INTEREST DOCUMENT. SENIOR MANAGEMENT ALSO COMPLETES THIS DOCUMENT. A CONFLICT EXISTS IF A TRUSTEE OR EMPLOYEE IS A DIRECTOR, TRUSTEE OR KEY EMPLOYEE OF A COMPETING ENTITY OR AN ENTITY WITH WHICH ABT DOES BUSINESS. THE AUDIT COMMITTEE REVIEWS CONFLICT OF INTEREST DOCUMENTS AND, AT ITS DISCRETION, MAY INVESTIGATE FURTHER AND IMPOSE RESTRICTIONS ON THE TRUSTEES' INVOLVEMENT IN MATTERS WHERE A CONFLICT MAY EXIST. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR AND PRESIDENT OF THE BOARD REVIEW THE COMPENSATION OF THE ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTOR IN COMPARISON TO INDUSTRY STATISTICS FOR SIMILARLY SIZED AND STRUCTURED ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ABT'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.