2020-11-16T16:59:16-06:00 2019-12-31 042206126 RAPHAEL AND RAPHAEL LLP 52 CHURCH STREET BOSTON MA 02116 990PF 2019-01-01 046856456 GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT GRAN 6173467500 CO JEREMY GRANTHAM 40 ROWES WHARF BOSTON MA 02110 JEREMY GRANTHAM TRUSTEE 6173467500 2020-11-16 1 ADAM GORLOVSKY-SCHEPP P00716178 6172101200 50.238.128.106 2020-11-16 16:59:09 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8919E0DA442ED95E75F81FC008DBF006655AA61C 2019 2021-04-22 16:20:28Z X 639632452 X 460100 659992 659992 3662504 3657974 32024328 67796767 32025095 1181191 1181191 37988115 37524252 0 0 0 43040 0 43040 40000 20000 20000 10819499 9592705 0 428776 422747 0 1327664 291762 0 4020 0 4020 29031 29006 0 12692030 10356220 67060 29120713 29120713 41812743 10356220 29187773 -3824628 27168032 10122251 23106358 23106358 4275572 4275572 1192967 0 200000 1192967 1192967 54014438 36033450 48448947 339732391 353170625 566869105 25613768 5416538 15075 429682848 423195510 639632452 900000 4166205 603495 4166205 1503495 X 0 0 0 0 425516643 421692015 425516643 421692015 429682848 423195510 425516643 -3824628 0 421692015 0 421692015 ACCOMPLICE FUND I P 20690 20690 20690 ACCOMPLICE FUND I P 30230 30230 30230 ALEPH LP P 961250 961250 961250 ALPINA P -163262 -163262 ANNAPOLIS ENERGY FUND VI P -590795 -590795 ARCH VENTURES FUND IX P -10137 -10137 ARTIMAN VENTURES 2014 LP P -34926 -34926 ARTIMAN VENTURES 2014 LP P -280130 -280130 ARTIMAN VENTURES SELECT 2014 LP P -10824 -10824 ARTIMAN VENTURES SELECT 2014 LP P 193 193 193 ARTIMAN SPECIAL P -13774 -13774 ARTIMAN SPECIAL P -645332 -645332 ATLAS VENTURE X P 130809 130809 130809 ATLAS VENTURE X P 1284499 1284499 1284499 ATLAS VENTURE FUND IX LP P 7155 7155 7155 ATLAS VENTURE FUND IX LP P 572374 572374 572374 ATLAS VENTURE FUND IX LP P 122350 122350 122350 BATTERY VENTURES X LP P 19964 19964 19964 BATTERY VENTURES X LP P 935133 935133 935133 BATTERY VENTURES X SIDE FUND LP P 722570 722570 722570 BATTERY VENTURES XI-A LP P -967 -967 BATTERY VENTURES XI-A LP P 185386 185386 185386 BATTERY VENTURES XI-A SIDE FUND LP P 269295 269295 269295 BAUPOST LIMITED PARTNERSHIP P 236356 236356 236356 BAUPOST LIMITED PARTNERSHIP P -198881 -198881 BAUPOST LIMITED PARTNERSHIP-SECTION 1231 P -12910 -12910 BAUPOST LIMITED PARTNERSHIP-SECTION 1256 P 47219 47219 47219 BAUPOST LIMITED PARTNERSHIP P 1782 1782 0 0 BAUPOST LIMITED PARTNERSHIP P 6415 -6415 -6415 BAUPOST LIMITED PARTNERSHIP-SECTION 1231 P 3470 -3470 -3470 CHALKSTREAM LTD REDEMPTIONS 767210 576981 190229 190229 CHALKSTREAM LTD J SHARES REDEMPTION 2556650 2350000 206650 206650 DEEMED SALES ON 1256 FUTURES P 2078250 2078250 2078250 DENHAM CAPITAL P 181 181 181 DENHAM CAPITAL P 67404 67404 67404 DISCERENE GROUP LP P 1678 1678 1678 DISCERENE GROUP LP P 33593 33593 33593 DISCERENE GROUP LP-SECTION 1256 P 42 42 42 DODDINGTON EMERGING MARKETS FUND P 60749 60749 60749 ECLIPSE FUND I LP P 180312 180312 180312 ECLIPSE FUND II P -5312 -5312 ECLIPSE FUND II P -70176 -70176 ENCAP ENERGY CAPITAL FUND IX LP P 71439 71439 71439 ENCAP ENERGY CAPITAL FUND IX LP P 156907 156907 156907 ENCAP ENERGY CAPITAL FUND IX LP-SECTION 1231 P -273151 -273151 ENCAP FLATROCK MIDSTREAM FUND III LP P -26068 -26068 ENCAP FLATROCK MIDSTREAM FUND III LP-SECTION 1231 P -1044 -1044 FIRSTMARK CAPITAL III LP P -142919 -142919 FIRSTMARK CAPITAL IV LP P -306 -306 FIRSTMARK CAPITAL IV LP P -12587 -12587 FLAGSHIP VENTURES V LP P 44043 44043 44043 FLAGSHIP VENTURES V LP P 509568 509568 509568 FORMATION 8 I LP P 1 1 1 FORMATION 8 I LP P -656 -656 FORMATION 8 II LP P -6550 -6550 FOUNDATION CAPITAL P -556 -556 FOUNDATION CAPITAL P -27513 -27513 FOUNDERS FUND V LP P 8395 8395 8395 FOUNDERS FUND V LP P 45040 45040 45040 FOUDNERS FUND 6 P -10333 -10333 FOUDNERS FUND 6 P -324 -324 GEF AFRICA P -33021 -33021 GREYCROFT III PTRS P -51693 -51693 GREYCROFT III PTRS P -78027 -78027 GREYCROFT IV P 650 650 650 GREYCROFT IV P 263424 263424 263424 HIGHFIELDS IV CAPITAL P -76057 -76057 HIGHLAND EUROPE TECH GROWTH LP P 1491027 1491027 1491027 HIGHLAND EUROPE TECH GROWTH II LP P 254279 254279 254279 HILLHOUSE P 15958 15958 15958 HOLTZBRINK V P 23313 23313 23313 HOLTZBRINK VI P -3693 -3693 HOLTZBRINK VII P -11870 -11870 ICON VENTURES V P -131506 -131506 INNOVATION WORKS DEVELOPMENT P 44222 44222 44222 LAKESTAR II LP P -181619 -181619 LEGACY VENTURE IV LLC P -19336 -19336 LEGACY VENTURE IV LLC P 0 0 LEGACY VENTURE IV LLC P 1352876 1352876 1352876 LEGACY VENTURE IV LLC P 1045 -1045 -1045 LEGACY VENTURE IV LLC-SECTION 1231 P -60 -60 LONE CASCADE 12146 P -730955 -730955 LONE PINON LTD P 2655352 422000 2233352 2233352 LONE SAVIN LTD P 5921272 5000000 921272 921272 LSVP IX P -10657 -10657 LSVP IX P 4896468 4896468 4896468 LSVP X P -25695 -25695 LSVP X P 116047 116047 116047 LSVP XI P -1946 -1946 LSVP XI P 134527 134527 134527 LSVP SELECT P -14360 -14360 LSVP SELECT P 283052 283052 283052 LSVP SELECT II LP P 1110 1110 1110 LSVP SELECT II LP P -19214 -19214 LUX VENTURES III P 2700474 2700474 2700474 LUX VENTURES IV LP P -257176 -257176 LUX VENTURES V LP P 50583 50583 50583 LUX VENTURES V LP P 334044 334044 334044 MISSIONPOINT CAPITAL PARTNERS FUND I P 80611 80611 80611 MISSIONPOINT RE COMMUNITY COINVEST P -2794 -2794 MUCKER CAPITAL III P -20009 -20009 MUCKER CAPITAL III P -160469 -160469 NEW EUROPE PROPERTY FUND P -228114 -228114 NORTHBRIDGE II AIV I P 72617 72617 72617 NORTHBRIDGE GROWTH EQUITY II P 518699 518699 518699 OVERLOOK PARTNERS P 552 552 552 OVERLOOK PARTNERS P 85422 85422 85422 OVERLOOK 3G INVESTMENTS P 42954 42954 42954 OWL VENTURES P 11332 11332 11332 OWL VENTURES P -3244 -3244 RENAIISANCE INSTITUTIONAL EQUITIES FUND P -458422 -458422 RENAIISANCE INSTITUTIONAL EQUITIES FUND P 4076238 4076238 4076238 RENEWABLE ENERGY ASIA FUND II LP P 15522 15522 15522 RINCON P 278456 278456 278456 RIVA CAPITAL II P 13928 13928 13928 SILVER LAKE KRAFWERK FUND LP P -981600 -981600 SILVER LAKE KRAFTWERK CAYMAN LP P -412168 -412168 SILVER LAKE KRAFTWERK DE AIV P 244478 244478 244478 SINOVATION WORKS III P 791 791 791 SUSA III P -67419 -67419 SUSTAINABLE ASSET FUND LP P -1674 -1674 SUSTAINABLE ASSET FUND LP-SECTION 1231 P -2970294 -2970294 SUSTAINABLE ASSET FUND LP-SECTION 1231 P 2188526 -2188526 -2188526 SUN VALLEY GOLD LTD P 4239572 6000000 -1760428 -1760428 THIRD ROCK VENTURES III LP P 19106 19106 19106 THIRD ROCK VENTURES IV LP P -51950 -51950 THRESHOLD I LP P 27 27 27 THRIVE PARTNERS III LP P -32842 -32842 THRIVE CAPITAL PARTNERS IV P -7 -7 THRIVE CAPITAL PARTNERS IV P 150817 150817 150817 THRIVE CAPITAL PARTNERS V P 453204 453204 453204 TRIBECA FUND I P 12791 12791 12791 TRIBECA FUND II LP P 247315 247315 247315 WATER STREET PARTNERS P -89159 -89159 WATER STREET PARTNERS P 223812 223812 223812 WATER STREET PARTNERS-SECTION 1256 P -18480 -18480 GMO EMERGING DOMESTIC OPPORTUNITIES 1500000 1714190 -214190 -214190 MORGAN STANLEY FUTURES -1256 LOSS 0 0 MORGAN STANLEY FUTURES -1256 LOSS P 6372664 6372664 6372664 SBC LATIN PFIC CAPITAL GAIN DISTRIBUTIONS P 120000 120000 SNAP INC 2560725 63699 2497026 2497026 UNDERSCORE VC ASSEMBLE P 15173 15173 15173 UNDERSCORE VC ASSEMBLE P 9052 9052 9052 GUARDANT HEALTH 2701707 308392 2393315 2393315 MICROSOFT CORP 2309975 417244 1892731 1892731 SLACK TECHNOLOGIES 736547 220615 515932 515932 ZSCALER INC 617183 58951 558232 558232 INTELLIA THERAPEUTICS 519808 87335 432473 432473 SPOTIFY TECHNOLOGY 513662 96086 417576 417576 VOYAGER THERAPEUTICS 491543 123633 367911 367911 MYOKARDIA INC 345368 24244 321124 321124 TELADOC HEALTH 289796 45717 244079 244079 MAGENTA THERAPEUTICS 131475 34206 97269 97269 SALEFORCE.COM 121297 99313 21983 21983 REPLIMUNE 120496 46729 73766 73766 CALL EEM P 1166014 1166014 0 0 CALL FEZ P 290228 290228 0 0 CALL EEM P 356164 -356164 -356164 CALL QQQ P 88558 -88558 -88558 CALL SPY P 314570 -314570 -314570 CALL ISHARES MSCI CHINA P 3526261 3992230 -465969 -465969 NCH NEW EUROPE PFIC DISTRIBUTIONS P 6917 6917 DOUGLASS EMMETT 2018 FINAL PAYMENT P -115288 -115288 EUR SAVINGS DEPOSIT P 2154 2154 2154 32025095 0 26826373 586011392 0.045778 23039006 537135730 0.042892 20593910 485933796 0.042380 22858679 465848564 0.049069 19527739 424357616 0.046017 0.226136 0.045227 609624101 27571469 271680 27843149 29187773 X 271680 0 271680 0 271680 600000 0 0 600000 0 328320 328320 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MA 1 0 0 0 1 1 WWW.GRANTHAMFOUNDATION.ORG JEREMY GRANTHAM 6173467500 40 ROWES WHARF BOSTON MA 02110 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JEREMY GRANTHAM C/O GMO 40 ROWES WHARF BOSTON MA 02110 TRUSTEE 5.00 0 0 0 HANNELORE GRANTHAM 71 MT VERNON STREET BOSTON MA 02108 TRUSTEE 5.00 0 0 0 OLIVER GRANTHAM 1644 GREAT HIGHWAY SAN FRANCISCO CA 94122 TRUSTEE 0.10 0 0 0 RUPERT GRANTHAM 16N MULLEN HILL ROAD WESTPORT MA 02790 TRUSTEE 0.10 0 0 0 ISABEL GRANTHAM RAPPOPORT 42 IVALOO STREET SOMERVILLE MA 02143 TRUSTEE 0.10 0 0 0 RAMSAY RAVENEL C/O GMO 40 ROWES WHARF BOSTON MA 02110 EXECUTIVE DIRECTOR 40.00 0 0 0 NONE 0 CAMBRIDGE ASSOCIATES 100 SUMMER STREET BOSTON MA 02110 CONSULTING 1051953 ZACHARY TAYLOR THOMAS 38 BROWNLOW ROAD CAPETOWN CAPE TOWN SF CONSULTING 63938 0 0 14534032 31437455 572936230 618907717 0 0 618907717 9283616 609624101 30481205 30481205 271680 1631 273311 30207894 0 30207894 0 30207894 29187773 0 29187773 271680 28916093 30207894 26999327 0 0 29187773 26999327 0 0 2188446 0 0 0 0 0 0 0 0 28019448 0 0 0 JEREMY GRANTHAM HANNELORE GRANTHAM X 350 ORG 20 JAY STREET SUITE 732 BROOKLYN NY 11201 N/A PC CLIMATE & ENERGY OUTREACH 900000 ACADIA CENTER 8 SUMMER STREET ROCKPORT ME 04856 N/A PC CLIMATE & ENERGY POLICY 10000 BETTER FUTURES PROJECT 30 BOW STREET CAMBRIDGE MA 02138 N/A PC DIVEST HARVARD PROGRAM 15000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 N/A PC HIGH-RESOLUTION METHANE SATELLITE. CARBON MINERALIZATION TECHNOLOGY 1042137 CAMBRIDGE IN AMERICA PO BOX 9123 JAF BLG NEW YORK NY 10087 N/A PC CLIMATE SCIENCE & POLICY RESEARCH 166667 CARBON TRACKER INITIATIVE 300 PARK AVENUE 12TH FLOOR NEW YORK NY 10022 N/A PC CLIMATE & ENERGY OUTREACH. RENEWED 3-YR AGREEMENT 600000 CERES INC 99 CHAUNCY STREET 6TH FLOOR BOSTON MA 02111 N/A PC CLIMATE & ENERGY OUTREACH 100000 CLIENTEARTH USA INC 125 PARK AVENUE 26TH FLOOR NEW YORK NY 10017 N/A PC CLIMATE SMART AG POLICY IN EU 250000 CLIMATE SCIENCE LEGAL DEFENSE FUND 475 RIVERSIDE DRIVE SUITE 244 NEW YORK NY 10115 N/A PC CLIMATE & ENERGY OUTREACH 50000 CLIMATEWORKS FOUNDATION 235 MONTGOMERY ST STE 1300 SAN FRANCISCO CA 94104 N/A PC FUNDERS TABLE & SUSTAINABLE FINANCE PROGRAMS 25000 COLUMBIA UNIVERSITY 622 WEST 113TH STREET MAIL CODE 4524 NEW YORK NY 10025 N/A PC CLIMATE SCIENCE & POLICY RESEARCH. JAMES HANSEN INSTITUTE 100000 CONSERVATION LAW FOUNDATION 62 SUMMER STREET BOSTON MA 02110 N/A PC CLIMATE PROGRAM 300000 DUKE UNIVERSITY ALUMNI DEVELOPMENT RECORDS DURHAM NC 27708 N/A PC PEAT FOREST CARBON SEQUESTRATION RESEARCH 200000 ENVIRONMENTAL DEFENSE FUND INCORPORATED 257 PARK AVENUE SOUTH 17TH FLOOR NEW YORK NY 10010 N/A PC CLIMATE & ENERGY POLICY 1500000 ENVIRONMENTAL LEAGUE OF MASSACHUSETTS INC 15 COURT SQUARE SUITE 1000 BOSTON MA 02108 N/A PC ENVIRONMENTAL EDUCATION 75000 FOODSHOT GLOBAL 43 W 61ST ST APT 22P NEW YORK NY 10023 N/A PC SOIL HEALTH STARTUP ACCELERATOR PROGRAM 25000 GLOBAL WITNESS 1100 17TH STREET NW SUITE 501 WASHINGTON DC 20036 N/A PC STRONG INVESTIGATIVE WORK IN SE ASIA RE FOSSIL FUELS, CORRUPTION 250000 GREENPEACE FUND INC 702 H STREET NW SUITE 300 WASHINGTON DC 20001 N/A PC INTERNATIONAL PROGRAMS 200000 HEALTH IN HARMONY INC 3804 SE BELMONT STREET PORTLAND OR 97214 N/A PC CONSERVATION 10000 IMPERIAL COLLEGE SOUTH KENSINGTON CAMPUS EXHIBITION ROAD LONDON UK SW7 2AZ N/A FOREIGN UNIVERSITY CLIMATE SCIENCE & POLICY RESEARCH 2163654 INDIAN INSTITUTE OF SCIENCE 897 INDEPENDENCE AVE STE 4C MOUNTAIN VIEW CA 94043 N/A PC CLIMATE SCIENCE & POLICY RESEARCH. 600000 INNOVATION NETWORK 156 GROVER LANCE TAMWORTH NH 03886 N/A PC BU INST FOR SUSTAINABLE ENERGY. BOSTON MAYOR'S GREEN RIBBON COMMISSION 80000 KEYSTONE CENTER 1628 STS JOHN ROAD KEYSTON CO 80435 N/A PC PROMOTE ECOSYSTEMS AND COMMUNITIES 175000 LEAGUE OF CONSERVATION 740 15TH ST NW STE 700 WASHINGTON DC 20005 N/A PC VOTER REGISTRATION & EDUCATION 750000 LINDEN TRUST FOR CONSERVATION 156 WEST 56TH STREET SUITE 1100 NEW YORK NY 10019 N/A POF CLIMATE POLICY 825000 LIVING ON EARTH PO BOX 990007 PRUDENTIAL STATION BOSTON MA 02199 N/A PC ENVIRONMENTAL MEDIA 75000 LONDON SCHOOL OF ECONOMICS HOUGHTON STREET LONDON UK WC2A 2AE N/A FOREIGN UNIVERSITY CLIMATE SCIENCE & POLICY RESEARCH. CLIMATE & ENERGY OUTREACH 2426783 LOST LIGHTS PROJECTS INC 16 COURT STREET SUITE 2307 BROOKLYN NY 11241 N/A PC POST-CARBON INSTITUTE. CORE SUPPORT, SEED REGIONAL HUBS 300000 MASSACHUSETTS INSTITUTE OF TECH 77 MASSACHUSETTS AVE 49-3 CAMBRIDGE MA 02139 N/A PC BIOINSTRUMENTATION LAB (IAN HUNTER), CELLULOSIC NANOFIBERS 1000000 METAFOUNDATION 8726 S SEPULVEDA BOULEVARD SUITE D 612 LOS ANGELES CA 90045 N/A PC ENVIRONMENTAL EDUCATION 80000 NEW ENGLAND FORESTRY FOUNDATION INC 32 FOSTER STREET LITTLETON MA 01460 N/A PC BUILD WOOD CAMPAIGN 125000 NEXTGEN CLIMATE AMERICA INC 111 SUTTER STREET 10TH FLOOR SAN FRANCISCO CA 94104 N/A PC YOUTH VOTER REGISTRATION 250000 OXFAM AMERICA INC 226 CAUSEWAY STREET 5TH FLOOR BOSTON MA 02114 N/A PC ALTERNATIVES TO COAL IN DEVELOPMENT 150000 RAINFOREST ACTION NETWORK 425 BUSH STREET STE 300 SAN FRANCISCO CA 94108 N/A PC CONSERVATION 50000 REGENTS OF THE UNIVERSITY OF CALIFORNIA 1156 HIGH ST SANTA CRUZ CA 95064 N/A PC ECOLOGICAL ASSESSMENT OF MARINE PERMACULTURE 188075 RENSSELEAR POLYTECHNIC INSTITUTE 110 8TH ST TROY NY 12180 N/A PC ECOLOGICAL ASSESSMENT OF MARINE PERMACULTURE 481412 ROCKEFELLER FAMILY FUND (DAF) 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 N/A PC CLIMATE PROGRAM 1500000 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80302 N/A PC CHINA & INDIA CLEAN ENERGY & EV PROGRAMS 1450000 RODALE INSTITUTE 611 SIEGFRIEDALE RD KUTZTOWN PA 19530 N/A PC RESEARCH ON HEALTH BENEFITS OF ORGANIC FOOD 40000 SAVANNA INSTITUTE 1360 REGENT ST 124 MADISON WI 53715 N/A PC AGRICULTURE & AQUACULTURE 200000 SIERRA CLUB 2101 WEBSTER STREET SUITE 1300 OAKLAND CA 94612 N/A PC INTERNATIONAL PROGRAMS 150000 STICHTING EUROPEAN CLIMATE FOUNDATION RIVIERVISMARKT 52513 AM DEN HAAG NL 2513 AM N/A FOREIGN CHARITY CARBON BRIEF, ECIU, SOURCEMATERIAL 900000 STICHTING SED FUND FLUWELEN BURGWAL 58 CJ DEN HAAG NL 2511 N/A FOREIGN CHARITY INDIA CLIMATE/ENERGY/ENVIRONMENT 2000000 THE CENTER FOR PUBLIC INTEGRITY 910 17TH STREET NW 7TH FLOOR WASHINGTON DC 20006 N/A PC CARBON WARS 500000 THE ENERGY FOUNDATION 301 BATTERY STREET 5TH FLOOR SAN FRANCISCO CA 94111 N/A PC ISSUES MGT, OPPO, DIGITAL, REGIONAL COMMS CAPACITY. OPPOSITION RESEARCH. GRASSROOTS MOVEMENT BUILDING ON CLIMATE. CC IN THE AMERICAN MIND SURVEY; HEALTH PARTNERSHIPS 1000000 THE YEARS PROJECT 630 9TH AVE SUITE 305 NEW YORK NY 10036 N/A PC ENVIRONMENTAL MEDIA 300000 TRUSTED CLIMATE DATA INITIATIVE 222 THIRD STREET SUITE 2163 CAMBRIDGE MA 02142 N/A PC SEED FUNDING FOR GLOBAL CLIMATE DATA INTEGRITY PLATFORM 1400000 UNION OF CONCERNED SCIENTISTS INC 2 BRATTLE SQUARE 6TH FLOOR CAMBRIDGE MA 02138 N/A PC CLIMATE ACCOUNTABILITY PROGRAM. AGRICULTURE PROGRAM 800000 UNIVERSITY OF MICHIGAN 500 S STATE ST ANN ARBOR MI 48109 N/A PC CARBON REMOVAL & UTILIZATION, LIFE-CYCLE ANALYSIS 25000 UNIVERSITY OF SHEFFIELD WESTERN BANK SHEFFIELD SOUTH YORKSHIRE UK S10 2TN N/A FOREIGN UNIVERSITY CLIMATE SCIENCE & POLICY RESEARCH 1381305 WGBH EDUCATIONAL FOUNDATION ONE GUEST STREET BOSTON MA 02135 N/A PC ENVIRONMENTAL MEDIA 100000 WILD AID 44 MONTGOMERY STREET SUITE 300 SAN FRANCISCO CA 94111 N/A PC ENVIORNMENTAL PUBLIC SERVICE ANNOUNCEMENTS IN CHINA 400000 WINDWARD FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 PC CLIMATE & ENERGY OUTREACH 1000000 WOODS HOLE RESEARCH CENTER INC 149 WOODS HOLE ROAD FALMOUTH MA 02540 N/A PC CLIMATE SCIENCE & POLICY RESEARCH 25000 YALE UNIVERSITY POBOX 2038 NEW HAVEN CT 06521 N/A PC CLIMATE & ENERGY OUTREACH 400000 29110033 0 14 659992 900000 4530 14 3657974 900000 1016248 14 164943 900000 -2200223 14 34224551 UBTI FROM PASSTHROUGHTS 900000 OTHER INCOME FROM PASSTHROUGHS 14 -1179445 38707460 0 37528015 0 0 0 0 0 0 0 0 0 0 X X 1 ARJUN DIVECHA 1612 BRET HARTE ROAD BERKELEY CA 94708 300000 X 2 BENJAMIN SEELEY 8 OLDE GREENHOUSE LANE MADISON NJ 07940 10000 X 3 HIGH TIDE FOUNDATION 100 DRAKES LANDING ROAD SUITE 260 GREENBRAE CA 94904 150000 X ACCOUNTING FEES 40000 20000 20000 BERKELEY ENERGY WIND MAURITIUS LTD 2452453 1200003 CHALKSTREAM INVESTMENT FUND (INTERNATIONAL),LTD 1395905 2240472 ELLIOTT INTERNATIONAL LIMITED 11384557 26909584 INDIGO TECHNOLOGIES INC 2000000 250000 KENSICO OFFSHORE FUND LTD 64077 4680 NUCLEUS SCIENTIFIC 6064219 6064219 OAKTREE POWER OPPORTUNITIES FUND III (CAYMAN), L.P. 1720944 496331 ORION MINE FINANCE (BERMUDA) FUND I LP 4832803 7093656 POLYJOULE INC 399999 100000 SBC CAYMAN FUND II, LP 4718493 3090002 ZOOX INC 1000000 1000000 ACCOMPLICE FUND I LP AT COST 3353074 4954910 ACRE VENTURE PARTNERS II LP AT COST 640995 637492 ACRE VENTURE PARTNERS SPV LP AT COST 2057655 2051386 AFRICA FORESTRY FUND II LIMITED AT COST 260862 226092 AFRICA SUSTAINABLE FORESTRY PARTNERS II LLC AT COST 32670 39899 AIRDRIE PARTNERS I LP AT COST 16215430 1449240 ALEPH LP AT COST 2685522 5888653 ALEPH II LP AT COST 2159030 2554935 ALPINA PARTNERS FUND LP AT COST 985644 1802868 ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VI AT COST 6793629 6551286 ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VII AT COST 3194597 4524812 ARC ENERGY FUND 7 US LIMITED PARTNERSHIP AT COST 6717866 6850921 ARCH VENTURE FUND IX LP AT COST 3160048 5741525 ARCH VENTURE FUND X LP AT COST 284324 299398 ARCH VENTURE FUND X OVERAGE LP AT COST 266101 285423 ARTIMAN VENTURES 2014 LP AT COST 2586364 7081220 ARTIMAN VENTURES SELECT 2014 LP AT COST 2046974 1252176 ARTIMAN VENTURES SPECIAL OPPORTUNITIES FUND LP AT COST 2930634 108970 ASF BELGIUM SPRL AT COST 5624484 7154303 ATLAS VENTURE FUND IX LP AT COST 3946079 7717418 ATLAS VENTURE FUND X LP AT COST 4498192 10943810 BATTERY VENTURES X LP AT COST 2882318 2714334 BATTERY VENTURES X AIV I LP AT COST 6991 153177 BATTERY VENTURES X SIDE FUND LP AT COST 953766 790215 BATTERY VENTURES X SIDE FUND AIV I LP AT COST 5463 146904 BATTERY VENTURES XI-A LP AT COST 2399543 2402640 BATTERY VENTURES XI-A SIDE FUND AIV LP AT COST 348814 348814 BATTERY VENTURES XI-A AIV LP AT COST 928224 928224 BATTERY VENTURES XI-A SIDE FUND LP AT COST 1059797 1061291 BAUPOST VALUE PARTNERS, L.P. - III AT COST 13168513 14391467 BIOTRACK CAPITAL FUND I LP AT COST 973524 953883 CLEAN ENERGY VENTURE FUND I LP AT COST 232520 259459 CRITERION AFRICA PARTNERS AT COST 1000033 1000033 DEEP VALLEY PARTNERS LP AT COST 193620 173300 DENHAM COMMODITY PARTNERS FUND VI-A LP AT COST 4169311 3582806 THRESHOLD VENTURES I LP (DFJ VENTURE XI, L.P.) AT COST 2257385 3872247 THRESHOLD VENTURES II (DFJ VENTURE XII, L.P.) AT COST 2187339 2719521 DISCERENE FUND LP AT COST 1085972 994656 DOEMMEKRAFT FUND LP AT COST 2693900 2614661 ECLIPSE CONTINUITY FUND I, LP AT COST 731880 889158 ECLIPSE FUND II, LP AT COST 1392990 2610165 ECLIPSE FUND III LP AT COST 639586 638236 ENCAP ENERGY CAPITAL FUND IX, LP AT COST 3828622 3854611 ENCAP FLATROCK MIDSTREAM FUND III, LP AT COST 5056459 8393333 FIRST MARK CAPITAL III LP AT COST 4034364 9653714 FIRST MARK CAPITAL IV LP AT COST 1249083 1489205 FIRSTMARK CAPITAL OF II, LP AT COST 1890285 2410985 FLAGSHIP VENTURES FUND V, L.P. AT COST 4811091 15698049 FLAGSHIP PIONEERING FUND VI LP AT COST 2261491 4834276 FORMATION8 PARTNERS FUND I LP AT COST 2878718 9879241 FORMATION8 PARTNERS FUND II LP AT COST 3686437 5282888 FOUNDATION CAPITAL VIII LP AT COST 2213311 4458406 THE FOUNDERS FUND V, LP AT COST 4065711 13321098 THE FOUNDERS FUND VI, LP AT COST 4467258 5989298 GEF AFRICA SUSTAINABLE FORESTRY FUND, LP AT COST 1897223 2052024 GENAGRO LTD AT COST 249478 135135 GMO MUTUAL FUNDS AT COST 6323181 6784909 GREYCROFT PARTNERS III, LP AT COST 2017431 5718314 GREYCROFT PARTNERS IV, LP AT COST 2681881 4839457 HIGHFIELDS CAPITAL IV LP AT COST 43938 9685 HIGHLAND EUROPE TECHNOLOGY GROWTH LP AT COST 4843262 8037233 HIGHLAND EUROPE TECHNOLOGY GROWTH II LP AT COST 4963698 7420893 HIGHLAND EUROPE TECHNOLOGY GROWTH III LP AT COST 1323370 1301738 HILLHOUSE FUND IV LP AT COST 514757 656094 HV HOLTZBRINCK VENTURES FUND VII FEEDER LIMITED AT COST 816083 1159652 HV HOLTZBRINCK VENTURES FUND V FEEDER LIMITED AT COST 3304264 9331003 HV HOLTZBRINCK VENTURES CO-INVEST I FEEDER LIMITED AT COST 1857923 2928670 HV HOLTZBRINCK VENTURES FUND VI SCS AT COST 3353711 5257234 ICON VENTURES V, L.P. AT COST 2443191 2832094 INNOVATION WORKS DEVELOPMENT FUND II, L.P. AT COST 3705608 11706617 LAKESTAR II LP AT COST 4585003 6160345 LEGACY VENTURE IV, LLC AT COST 3524724 7747302 LIGHTSPEED VENTURE PARTNERS XI LP AT COST 2399419 3098947 LIGHTSPEED VENTURE PARTNERS IX, L.P AT COST 4490264 9920685 LIGHTSPEED VENTURE PARTNERS SELECT, L.P. AT COST 1256429 1721384 LIGHTSPEED VENTURE PARTNERS X, LP AT COST 4141756 8335647 LIGHTSPEED VENTURE PARTNERS SELECT II, L.P AT COST 858312 1384682 LONG WOOD FUND III LP AT COST 1551702 1587913 LONGWOOD FUND II LP AT COST 1055117 2067812 LUX VENTURES III, LP AT COST 1582394 2019867 LUX VENTURES IV LP AT COST 3613375 8378833 LUX VENTURES V LP AT COST 1947417 2447206 LUX VENTURES VI LP AT COST 246454 241167 MISSIONPOINT AEROFARMS COINVEST FUND, LP AT COST 465489 1350185 MISSIONPOINT CAPITAL PARTNERS FUND I, L.P. AT COST 780 1468 MISSIONPOINT RE COMMUNITY COINVEST FUND, LP AT COST 83507 3370 MP STARLING IMPACT HOLDINGS LLC AT COST 100260 100260 MUCKER III, L.P. AT COST 2131236 7647209 NCH NEW EUROPE PROPERTY FUND II, L.P. AT COST 11633247 7195040 NBGE II (ER) AIV I LP AT COST 73535 131642 NORTH BRIDGE GROWTH EQUITY II, LP AT COST 5861325 10492909 OLDFIELD PARTNERS DODDINGTON EMERGING MARKETS AT COST 5175029 5376413 OVERLOOK 3G INVESTMENTS, L.P. AT COST 2532999 3301866 THE OVERLOOK PARTNERS FUND L.P. AT COST 16085454 20500609 OWL VENTURES AT COST 3305413 6827924 PACIFIC ROAD RESOURCES FUND II L.P. AT COST 3188130 2435173 PATAGONIA SUR LLC AT COST 112842 112837 RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC AT COST 8603031 24564949 RENEWABLE ENERGY ASIA FUND LP AT COST 1297699 1210821 RENEWABLE ENERGY ASIA FUND II LP AT COST 2459241 3408534 RINCON VENTURE PARTNERS III, L.P. AT COST 2894331 6195006 RIVA CAPITAL PARTNERS II LP AT COST 116435 113050 SAF II INTERESTS LLC AT COST 173152 214126 SALESFORCE.COM AT COST 83183 418438 SINOVATION FUND III, L.P. AT COST 2590290 5417625 SINOVATION FUND IV, L.P. AT COST 1282778 1397400 SILVER LAKE KRAFTWERK FUND, L.P. AT COST 2753361 3440405 SILVER LAKE KRAFTWERK FUND CAYMAN, L.P. AT COST 1548518 1934919 SUSA VENTURES I, L.P. AT COST 315751 314964 SUSA VENTURES II, L.P. AT COST 2417395 3448951 SUSA VENTURES III, L.P. AT COST 364661 368057 SUSTAINABLE ASSET FUND I LP AT COST 23252655 58901294 SUSTAINABLE ASSET FUND II LP AT COST 401956 499626 TARA INDIA FUND III, LLC AT COST 5177250 145395 TECHNOLOGY IMPACT FUND LP AT COST 1259758 4176878 THE ENGINE ACCELERATOR FUND I, L.P. AT COST 558543 671534 THIRD ROCK VENTURES III, L.P. AT COST 3650238 5474245 CA RESOURCES FUND (US TAX EXEMPT) LP THIRD ROCK IV AT COST 3554206 4687138 CA RESOURCES FUND- SERIES THIRD ROCK VENTURES V AT COST 539803 530797 THRIVE CAPITAL PARTNERS III, L.P. AT COST 1918800 13162459 THRIVE CAPITAL PARTNERS IV AND SUPPLEMENTAL FUND, LP AT COST 2499742 7053482 THRIVE CAPITAL PARTNERS V, L.P. AT COST 2433835 4243066 THRIVE CAPITAL PARTNERS VI L.P. AT COST 144912 144317 THRIVE CAPITAL PARTNERS VI GROWTH LP AT COST 206505 244947 TRIBECA VENTURE FUND I, L.P. AT COST 1984078 3957121 TRIBECA VENTURE FUND II, L.P. AT COST 2573733 8275887 UNDERSCORE.VC FUND I, L.P. AT COST 1952700 1919012 XPV WATER FUND II LIMITED PARTNERSHIP AT COST 1626981 2948183 LEGAL 43040 0 43040 DISTRIBUTION RECEIVABLE FROM LIMITED PARTNERSHIPS 25612768 5391810 RECEIVABLE FROM RELATED PARTY 1000 9653 ACCRUED INTEREST ON PROMISSORY NOTE 15075 15075 MISCELLANEOUS 25 0 0 NONDEDUCTIBLE EXPENSES FROM PASSTHROUGH ENTITIES 28995 28995 0 SECTION 179 EXPENSE 11 11 0 OTHER INCOME FROM PASSTHROUGH ENTITIES 150185 150185 150185 UBI FROM PASSTHROUGH ENTITIES 1016248 1016248 1016248 MISCELLANEOUS INCOME 14758 14758 14758 CAPITAL CONTRIBUTION PAYABLE 4952 0 RELATED PARTY PAYABLE 1479508 0 OPEN TRADE EQUITY -FUTURES ACCOUNTS 2681745 603495 ADVISORY FEES 1115891 1115891 0 PORTFOLIO FEES FROM K-1 INVESTMENTS 9703608 8476814 0 STATE TAX EXPENSE 4104 0 0 FOREIGN TAXES FROM PASSTHROUGH ENTITIES 289681 289681 0 FEDERAL EXCISE TAXES 1031798 0 0 FOREIGN TAXES 2081 2081 0