2020-11-16T14:23:43-06:00 2019-12-31 560747981 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2019-01-01 581454711 METHODIST LE BONHEUR HEALTHCARE METH 9015160543 1211 UNION AVENUE NO 700 MEMPHIS TN 38104 MICHAEL UGWUEKE CEO 9015160543 2020-11-16 1 AMY BIBBY P00445891 8282542254 2020-11-13 68.189.172.95 2020-11-16 14:11:45 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 083993E8E059FCB3C563BE1594239D73DD9572BD 2019 2021-01-29 14:40:06Z MICHAEL UGWUEKE 1211 UNION AVENUE NO 700 MEMPHIS TN 38104 166356484 0 X WWW.METHODISTHEALTH.ORG X 1982 TN MANAGEMENT AND SUPERVISION OF AFFILIATED HOSPITALS 26 22 1454 279 654714 21329 0 120750 150168992 153139502 1595191 6550685 5899646 6545547 157663829 166356484 2206782 714862 0 0 111408954 119545507 0 0 0 50935118 61891027 164550854 182151396 -6887025 -15794912 1226860396 1492247243 849230571 904915577 377629825 587331666 X METHODIST LE BONHEUR HEALTHCARE, IN PARTNERSHIP WITH ITS MEDICAL STAFFS, WILL COLLABORATE WITH PATIENTS AND THEIR FAMILIES TO BE THE LEADER IN PROVIDING HIGH QUALITY, COST-EFFECTIVE PATIENT AND FAMILY-CENTERED CARE. SERVICES WILL BE PROVIDED IN A MANNER WHICH SUPPORTS THE HEALTH MINISTRIES AND SOCIAL PRINCIPLES OF THE UNITED METHODIST CHURCH TO BENEFIT THE COMMUNITIES WE SERVE. 0 0 20554168 714862 153139502 AT METHODIST LE BONHEUR HEALTHCARE (MLH), WE TAKE OUR MISSION SERIOUSLY AND ARE COMMITTED TO FULFILLING OUR SOCIAL RESPONSIBILITY BY GIVING BACK TO THE COMMUNITY IN A MEANINGFUL WAY. MLH HAS CONTINUED TO BE THE LARGEST PROVIDER OF TENNCARE SERVICES IN THE STATE AND OUR FACILITIES SERVE ALL AREAS OF THE CITY AND COUNTY. AS A FAITH-BASED INSTITUTION, PROVIDING ACCESS TO HEALTHCARE FOR ALL OF THE COMMUNITY IS VERY IMPORTANT TO US. PLEASE SEE OUR EXTENDED DESCRIPTION OF PROGRAM SERVICE ACCOMPLISHMENTS IN SCHEDULE O. IN ADDITION, PLEASE VISIT OUR WEBSITE FOR A POSTING OF THE MOST CURRENT COMMUNITY BENEFIT REPORT AT: HTTPS://WWW.METHODISTHEALTH.ORG/ABOUT-US/OUR-CULTURE/COMMUNITY-IMPACT/ 20554168 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 269 0 1 1454 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 26 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X RICK HETHERINGTON 9014781040 1211 UNION AVE SUITE 600 MEMPHIS TN 38104 MARK MEDFORD BOARD CHAIRMAN (THRU 6/19) 2.00 X X 0 0 0 LARRY BRYAN BOARD CHARIMAN (BEG 6/19) 2.00 X X 0 0 0 HARRY GOLDSMITH VICE CHAIRMAN 2.00 X X 0 0 0 JOHNNY MOORE BOARD SECRETARY 2.00 X X 0 0 0 ALAN GRAF JR BOARD MEMBER (THRU 6/19) 2.00 X 0 0 0 MIKE BRUNS BOARD MEMBER 2.00 X 0 0 0 HAROLD FORD JR BOARD MEMBER (THRU 6/19) 2.00 X 0 0 0 EDITH KELLY-GREEN BOARD MEMBER 2.00 X 0 0 0 CAROLYN HARDY BOARD MEMBER 2.00 X 0 0 0 BILLY ORGEL BOARD MEMBER 2.00 X 0 0 0 JOHN HILLIARD PETTY III BOARD MEMBER 2.00 X 0 0 0 DAVID RUDD BOARD MEMBER 2.00 X 0 0 0 SANDY M SMITH BOARD MEMBER 2.00 X 0 0 0 FLOYD TYLER BOARD MEMBER (THRU 6/19) 2.00 X 0 0 0 DENISE WOOD BOARD MEMBER 2.00 X 0 0 0 BISHOP GARY MUELLER BOARD MEMBER 2.00 X 0 0 0 STEVE SCHWAB MD BOARD MEMBER 2.00 X 0 0 0 SCOTT E STROME MD BOARD MEMBER 2.00 X 0 0 0 BISHOP JAMES E SWANSON SR BOARD MEMBER 2.00 X 0 0 0 CARTER TOWNE MD BOARD MEMBER 2.00 X 0 0 0 S JUNAID ZAIDI MD BOARD MEMBER 2.00 X 0 0 0 BISHOP BILL MCALILLY BOARD MEMBER 2.00 X 0 0 0 JUDGE KENNY ARMSTRONG BOARD MEMBER 2.00 X 0 0 0 GEORGE CATES BOARD MEMBER 2.00 X 0 0 0 MICHAEL LENZ BOARD MEMBER 2.00 X 0 0 0 RON WALTER BOARD MEMBER 2.00 X 0 0 0 MADISON MICHAEL MD BOARD MEMBER 2.00 X 0 0 0 RAMI KHOUZAM MD BOARD MEMBER 2.00 40.00 X 0 1072460 28079 MICHAEL UGWUEKE PRESIDENT/CEO/BOARD MEMBER 48.00 2.00 X X 1482093 0 362230 WILLIAM KENLEY EVP/COMMUNITY GROUP 48.00 2.00 X 773872 0 152810 KATHLEEN FORBES EVP/ACADEMIC GROUP 48.00 2.00 X 667218 0 153933 DAVID BAYTOS SVP - MS 10.00 40.00 X 565664 0 22016 ALBERT MOSLEY SVP - FAITH & HEAL 48.00 2.00 X 221733 0 97864 CATO JOHNSON SVP - PUBLIC POLICY 48.00 2.00 X 450067 0 37150 MARK MCMATH SVP - CMIO 48.00 2.00 X 488955 0 80329 NIKKI POLIS SVP - CHIEF NURSING OFFICER 44.00 6.00 X 487799 0 27934 HUGH JONES III SVP - STRATEGIC PLANNING 48.00 2.00 X 374926 0 11576 CAROL ROSS-SPANG SVP - HUMAN RESOURCES 48.00 2.00 X 614449 0 46481 SUSAN GAIL THURMOND SVP - CHIEF QUALITY OFFICER 48.00 2.00 X 537404 0 30206 JOHN MITCH GRAVES SVP - PRES HEALTH CHOICE (THRU 5/1) 44.00 6.00 X 493988 0 47076 CHARLES LANE SVP - ASSOCIATE CFO 48.00 2.00 X 669469 0 143143 MONICA WHARTON SVP - CHIEF LEGAL COUNSEL 48.00 2.00 X 447310 0 94005 CYNTHIA DAVIS VP - CIO/AMBULATORY SERVICE 40.00 X 238494 0 29067 LARRY FOGARTY VP - MATERIALS MANAGEMENT 40.00 X 359172 0 81002 TIMOTHY GATES VP - CHIEF TECHNOLOGY OFFICER 40.00 X 145126 0 41543 ARTHUR TOWNSEND VP - CHIEF CLIN TRANFORMATI 40.00 X 343458 0 68300 BURTON HAYES CHIEF MEDICAL INFOMATICS 40.00 X 304710 0 36807 GARY SHORB SENIOR ADVISOR TO PRESIDENT (FORMER) 0.00 0.00 X 119879 165000 1327 CHRISTOPHER MCLEAN EVP / CHIEF ADMINISTRATIVE (FORMER) 0.00 0.00 X 202667 0 20128 9988453 1237460 1613006 21 1 1 0 PEOPLE 20 GLOBAL INC PO BOX 536853 ATLANTA GA 30353 NURSING STAFF 13669850 CERNER CORPORATION PO BOX 959156 KANSAS CITY MO 63195 SYSTEM MAINTENANCE 13057860 MEDICAL CENTER ASSOCIATES PO BOX 1000 MEMPHIS TN 38148 RENTAL FEES 3201559 CROSSTOWN MASTER TENANT LLC 5101 WHEELIS DR STE 320 MEMPHIS TN 38117 RENTAL FEES 2415984 FIRSTSOURCE SOLUTIONS USA LLC 1661 LYNDON FARM CT LOUISVILLE IL 40223 BUSINESS SERVICES 2010404 73 120750 120750 AFFILIATE MANAGEMENT 900099 153127153 153127153 340B REVENUE 900099 417349 417349 INVESTMENT IN SUBSIDIARIES 900099 -405000 -405000 153139502 6135116 6135116 414569 414569 223364 0 223364 223364 223364 1000 0 1000 1000 1000 MISCELLANEOUS REVENUE 900099 6163552 654714 5508838 HEALTHSOUTH SERVICES 900099 158631 158631 6322183 166356484 153139502 654714 12441518 X 714862 714862 9581700 9581700 91152191 18965819 72186372 3012250 3012250 9370681 1196948 8173733 6428685 1530774 4897911 3419778 3419778 56450 56450 259614 259614 24205195 4135838 20069357 1770075 20801 1749274 18077543 12024927 6052616 18170511 2301896 15868615 5046036 1046725 3999311 654946 192601 462345 572464 248972 323492 -4319629 -4319629 9934354 330645 9603709 1202840 24975 1177865 MISCELLANEOUS EXPENSES 3197133 36502 3160631 RECRUITMENT 1861834 1861834 MEDICAL SUPPLIES 367345 367345 INTERCOMPANY EXP. TRANS -22585462 -22585462 182151396 20554168 161597228 0 347 0 40168565 38667505 268709 266035 10072696 10726318 197012677 153669872 48083737 43342805 1089491658 1302382391 396000 116000 23762023 27526704 14616661 69219485 1226860396 1492247243 68922930 88381279 636608981 622922539 143698660 193611759 849230571 904915577 X 377629825 587331666 377629825 587331666 1226860396 1492247243 X -15794912 73959672 151537081 X X 0 1 X 1 1 1 X X 4 METHODIST HEALTHCARE-MEMPHIS HOSPITALS 620479367 3 1 0 25197083 METHODIST HEALTHCARE COMMUNITY CARE ASSOCIATES 621403517 10 1 0 226458 ALLIANCE HEALTH SERVICES INC 620841121 10 1 0 2646518 METHODIST HEALTHCARE - OLIVE BRANCH HOSPITAL 640889822 3 1 0 1882687 4 0 29952746 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PART I, LINE 12(G): THE ORGANIZATION PROVIDES SUPPORT FOR ITS SUPPORTED ORGANIZATIONS BY PROVIDING EXPENSE REIMBURSEMENTS AND MANAGMENT OVERSIGHT. THE AMOUNTS PRESENTED ON PART I, LINE 12(G) AS SUPPORT ARE THE VALUES OF EXPENSE REIMBURSEMENTS PROVIDED TO THE VARIOUS ORGANIZATIONS FOR THE TAX YEAR, WITH THE EXCEPTIONS BELOW WHICH INCLUDE DIRECT TRANSFERS TO EQUITY. - ALLIANCE HEALTH SERVICES, INC. EXPENSE REIMBURSEMENT: 2,646,518 PART IV, SECTION A, LINE 1: THE BYLAWS DO NOT LIST EACH OF THE AFFILIATES DUE TO THE SIZE OF THE HEALTHCARE SYSTEM, HOWEVER THE MAJORITY OF THE BOARD MEMBERS OF THE SUPPORTED ORGANIZATONS ARE APPOINTED BY THE ORGANIZATION. PART IV, SECTION C, LINE 1: THE MAJORITY OF THE BOARD MEMBERS OF THE SUPPORTED ORGANIZATIONS ARE APPOINTED BY THE ORGANIZATION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1 0 0 1 0 1 259614 259614 0 PART II-B, LINE 1: THE ORGANIZATION MADE PAYMENTS TO VARIOUS LOBBYING ORGANIZATIONS THROUGHOUT THE YEAR TO ENGAGE IN LOBBYING ACTIVITIES ON ITS BEHALF. TOTAL AMOUNTS PAID FOR LOBBYING EQUALED $259,614. SPECIFIC AMOUNTS USED TO ENGAGE IN EACH OF THE ACTIVITIES IN LINE 1C-I IS UNKNOWN, AS THEY WERE PERFOMRED BY THIRD PARTIES. 7039999 7039999 11001714 6064577 4937137 5544552 3601479 1943073 164372499 143013571 21358928 9053913 990245 8063668 43342805 ACCRUED PENSION EXPENSE 97372900 SWAP MARKET VALUE 55850620 OTHER LIABILITIES 40388239 193611759 X 391853238 73959672 151899397 225859069 165994169 362315 362315 166356484 182151396 0 182151396 0 182151396 PART X, LINE 2: THE ORGANIZATION CONSOLIDATES ITS AUDIT WITH ITS SUBSIDIARIES. THE FOLLOWING STATEMENT REFLECTS THE FIN 48 FOOTNOTE OF THE CONSOLIDATED GROUP. THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE SYSTEM AND ALL OF THE NONPROFIT AFFILIATES FOR WHICH THE SYSTEM OR ITS BOARD OF DIRECTORS IS CONTROLLING MEMBER ARE EXEMPT FROM FEDERAL INCOME TAX UNDER INTERNAL REVENUE CODE (IRC) SECTION 501(A) AS ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3). AS QUALIFIED TAX-EXEMPT ORGANIZATIONS, THE SYSTEM'S NONPROFIT AFFILIATES MUST OPERATE IN CONFORMITY WITH THE IRC TO MAINTAIN THEIR TAX-EXEMPT STATUS. INCOME TAX FROM THE OPERATIONS OF THE SYSTEM'S WHOLLY OWNED FOR-PROFIT SUBSIDIARY, AMBULATORY OPERATIONS, INC., AND ITS SUBSIDIARIES IS NOT SIGNIFICANT. THE SYSTEM APPLIES FASB ASC TOPIC 740 (TOPIC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. TOPIC 740 CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAX POSITIONS AND PROVIDES GUIDANCE ON WHEN TAX POSITIONS ARE RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND HOW THE VALUES OF THESE POSITIONS ARE DETERMINED. THERE HAS BEEN NO IMPACT ON THE SYSTEM'S COMBINED FINANCIAL STATEMENTS AS A RESULT OF TOPIC 740. PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY TRANSFER FROM AFFILIATES 151,899,397. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN VALUE OF MINIMUM PENSION LIABILITY 362,315. 1 AMERICAN CANCER SOCIETY 250 WILLIAMS STREET NW ATLANTA GA 30303 131788491 501(C)(3) 25000 2019 IMAGINE BALL HIGH WIRE SPONSORSHIP/ELITE EIGHT SPONSORSHIP/ACS-MAKING STRIDES BREAST CANCER WALK AMERICAN HEART ASSOCIATION PO BOX 4002900 DES MOINES TN 503402900 135613797 501(C)(3) 50000 2019 ANNUAL SPONSORSHIP AMERICAN RED CROSS 1399 MADISON AVE MEMPHIS TN 38104 620530481 501(C)(3) 5000 4/27/19 SOUND THE ALARM APEX INSTITUTE 100 PEABODY PLACE SUITE 1135 MEMPHIS TN 38103 620973575 501(C)(3) 14000 CIVIC FELLOWS SPONSORSHIP AUTOZONE LIBERTY BOWL 959 RIDGEWAY LOOP ROAD SUITE 101 MEMPHIS TN 38120 626064769 501(C)(3) 6000 2019 AUTOZONE LIBERTY BOWL AGREEMENT BLACK MARKET STRATEGIES LLC PO BOX 281453 MEMPHIS TN 38168 621749085 501(C)(3) 10000 CONTRIBUTION BOYS & GIRLS CLUB 44 S REMBERT ST MEMPHIS TN 381044004 620646371 501(C)(3) 15000 2019 GOLF CLASSIC CHICKASAW COUNCIL 171 S HOLLYWOOD MEMPHIS TN 38112 501(C)(3) 5000 CONTRIBUTION CHRISTIAN MEDICAL & DENTAL ASSOCIATION 2023 W HOUSTON WAY GERMANTOWN TN 381396933 362284267 501(C)(3) 10000 CMDA FALL BANQUET & GOLF TOURNAMENT COLLINS CHAPEL CONNECTIONAL 466 ELVIS PRESLEY BLVD MEMPHIS TN 38116 620573632 501(C)(3) 5100 SILVER SPONSORSHIP COMMON TABLE HEALTH 6027 WALNUT GROVE ROAD NO 215 MEMPHIS TN 38120 621820264 501(C)(3) 25000 2019 CTHA SPONSORSHIP EXCHANGE CLUB CARL PERKINS PO BOX 447 JACKSON TN 38302 621123112 501(C)(3) 5200 CONTRIBUTION FAMILIES MATTER INC 2595 CENTRAL AVE MEMPHIS TN 38104 900793480 501(C)(3) 5000 CONTRIBUTION GERMANTOWN PERFORMING ARTS CENTER 1801 EXETER RD GERMANTOWN TN 381382934 581652763 501(C)(3) 10000 GPAC 2019-2020 CENTER STAGE SERIES GOVERNORS FOUNDATION 522 UNION ST SUITE 720 NASHVILLE TN 37219 453635908 501(C)(3) 50000 PLEDGE PAYMENT #3 HATTILOO THEATER 37 S COOPER ST MEMPHIS TN 38104 204225394 501(C)(3) 10000 HATTILOO THEATRE SEASON 14 SPONSORSHIP JACKSON SYMPONY LEAGUE INC PO BOX 10433 JACKSON TN 38308 621205109 501(C)(3) 5500 2019 COLOR OF MUSIC SPONSORSHIP KIWANIS CLUB OF GERMANTOWN PO BOX 38383 GERMANTOWN TN 38183 237109083 501(C)(3) 5000 KIWANIS CLUB GERMANTOWN GIVES 2019 FLOOD RELIEF FUND LATINO MEMPHIS INC 6041 MOUNT MORIAH RD EXT SUITE 16 MEMPHIS TN 38115 311694878 501(C)(3) 10000 CONTRIBUTION LEADERSHIP MEMPHIS 240 MADISON AVE SUITE 601 MEMPHIS TN 38103 621043517 501(C)(3) 5000 CONTRIBUTION LEMOYNE-OWEN COLLEGE 807 WALKER AVE MEMPHIS TN 38126 620475690 501(C)(3) 10000 2019-2020 ANNUAL FUND LIPSCOMB UNIVERSITY 1 UNIVERSITY PARK DR NASHVILLE TN 37204 620485733 501(C)(3) 5000 2019/2020 LEADERSHIP TENNESSEE SUPPORT MARCH OF DIMES 5384 POPLAR AVENUE SUITE 107 MEMPHIS TN 38119 131846366 501(C)(3) 10000 2019 MARCH OF BABIES SPONSORSHIP MEMPHIS AREA LEGAL SERVICES 22 N FRONT ST NO 1100 MEMPHIS TN 38103 620841436 501(C)(3) 5000 2019 JUSTICE FOR ALL BALL ALLY MEMPHIS BRANCH NAACP 588 VANCE AVENUE MEMPHIS TN 38126 620637884 501(C)(3) 10000 DONATION MEMPHIS BUSINESS GROUP 4728 SPOTTSWOOD AVE 376 MEMPHIS TN 38117 621241760 501(C)(3) 6300 2019 CLINICAL ADVISORY COMMITTEE & CONFERENCE MEMPHIS FRIENDSHIP FOUNDATION 800 N HOUSTON LEVEE RD CORDOVA TN 38018 452994060 501(C)(3) 15000 THE LAUGH IN PEACE COMEDY TOUR MEMPHIS PUBLISHING COMPANY PO BOX 630037 CINCINNATI OH 45263 620291305 501(C)(3) 5000 ST JUDE NEWSLETTER EVENT MEMPHIS SHELBY CRIME COMMISSION 600 JEFFERSON AVE STE 400 MEMPHIS TN 38105 621693848 501(C)(3) 5000 2019 CONTRIBUTION MID-SOUTH MINORITY BUSINESS COUNCIL 158 MADISON AVE STE 300 MEMPHIS TN 381032682 621198163 501(C)(3) 75000 2019 ECONOMIC DEVELOPMENT FORUM/2019 MEMPHIS BUSINESS ACADEMY MY SISTERS KEEPER 501(C)(3) 15000 MY SISTER'S KEEPER CONFERENCE NATIONAL CIVIL RIGHTS MUSEUM 450 MULBERRY MEMPHIS TN 38103 581484027 501(C)(3) 15000 CONTRIBUTION NATIONAL KIDNEY FOUNDATION 30 EAST 33RD STREET NEW YORK NY 10016 131673104 501(C)(3) 5000 GIFT OF LIFE GALA NEW MEMPHIS INSITUTE 22 N FRONT ST SUITE 500 MEMPHIS TN 38103 581607228 501(C)(3) 20000 SUMMER EXPERIENCE/LEADING IN MEMPHIS LUNCHEON PROJECT TRANSFORMATION MEMPHIS 1008 19TH AVENUE S NASHVILLE TN 37212 453265261 501(C)(3) 15000 PROJECT TRANSFORMATION TN ROOM IN THE INN MEMPHIS 212 N 2ND STREET MEMPHIS TN 38105 563112227 501(C)(3) 10000 12/20/19 KIRK WHAUM JAZZ CONCERT ROOT CAUSE COALITION 1120 G ST NW SUITE 1000 WASHINGTON DC 20005 475126498 501(C)(3) 10000 ROOT CAUSE COALITION 2019-2020 SHELBY FARMS PARK CONSERVANCY 6903 GREAT VIEW DR N MEMPHIS TN 38134 260350397 501(C)(3) 5000 2019 GREEN SHOE GALA SOULSVILLE FOUNDATION 926 E MCLEMORE AVENUE MEMPHIS TN 38106 621719414 501(C)(3) 10000 STAXTACULAR SPONSOR 2019 SUSAN B KOMEN MEMPHIS MID SOUTH 6645 POPLAR AVE SUITE 211 GERMANTOWN TN 38138 752942859 501(C)(3) 40000 EVENT DAY 10/26/19-AUTOZONE PARK TENNESSEE MEDICAL FOUNDATION PO BOX 120909 NASHVILLE TN 372120909 620541813 501(C)(3) 5000 DONATION UNIVERSITY OF MEMPHIS 635 NORMAL ST MEMPHIS TN 38152 626048540 501(C)(3) 23129 ACCT FUND 20918/FALL 2018 & SPRING 2019 SEMESTERS UNIVERSITY OF TENNESSEE 2407 RIVER RUN DRIVE ROOM A102 KNOXVILLE TN 37996 626001636 501(C)(3) 5000 UT FOUNDATION-BIG ORANGE GALA WOMENS FOUNDATION FOR A GREATER MEMPHIS 40 S MAIN ST SUITE 2280 MEMPHIS TN 38103 582207247 501(C)(3) 10000 2019 ANNUAL TRIBUTE LUNCHEON 44 PART I, LINE 2: GRANTS ARE MADE IN ACCORDANCE WITH THE METHODIST LE BONHEUR HEALTHCARE MISSION STATEMENT OF PROVIDING RESOURCES TO EXTEND HEALTH CARE THROUGH THE METHODIST LE BONHEUR HEALTHCARE SERVICE AREA. ALL GRANT REQUESTS ARE REVIEWED AND APPROVED BY A GROUP OF EXECUTIVES CONSISTING OF THE CEO, COO, CFO AND EVP OF METHODIST LE BONHEUR HEALTHCARE. X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 RAMI KHOUZAM MD BOARD MEMBER 0 1072460 0 0 0 0 0 25991 0 2088 0 1100539 0 0 MICHAEL UGWUEKE PRESIDENT/CEO/BOARD MEMBER 996062 0 307897 0 178134 0 342256 0 19974 0 1844323 0 304291 0 WILLIAM KENLEY EVP/COMMUNITY GROUP 549665 0 170699 0 53508 0 132261 0 20549 0 926682 0 158342 0 KATHLEEN FORBES EVP/ACADEMIC GROUP 613224 0 41689 0 12305 0 125312 0 28621 0 821151 0 0 0 DAVID BAYTOS SVP - MS 359970 0 127998 0 77696 0 8400 0 13616 0 587680 0 0 0 ALBERT MOSLEY SVP - FAITH & HEAL 202402 0 17292 0 2039 0 33938 0 63926 0 319597 0 0 0 CATO JOHNSON SVP - PUBLIC POLICY 346791 0 41421 0 61855 0 16800 0 20350 0 487217 0 0 0 MARK MCMATH SVP - CMIO 360501 0 82376 0 46078 0 66281 0 14048 0 569284 0 87618 0 NIKKI POLIS SVP - CHIEF NURSING OFFICER 341404 0 34471 0 111924 0 16800 0 11134 0 515733 0 42857 0 HUGH JONES III SVP - STRATEGIC PLANNING 33664 0 0 0 341262 0 9192 0 2384 0 386502 0 147217 0 CAROL ROSS-SPANG SVP - HUMAN RESOURCES 384555 0 103192 0 126702 0 29905 0 16576 0 660930 0 110071 0 SUSAN GAIL THURMOND SVP - CHIEF QUALITY OFFICER 424620 0 41657 0 71127 0 16800 0 13406 0 567610 0 0 0 JOHN MITCH GRAVES SVP - PRES HEALTH CHOICE (THRU 5/1) 137534 0 122234 0 234220 0 39562 0 7514 0 541064 0 193597 0 CHARLES LANE SVP - ASSOCIATE CFO 540212 0 63926 0 65331 0 121794 0 21349 0 812612 0 41096 0 MONICA WHARTON SVP - CHIEF LEGAL COUNSEL 394437 0 43661 0 9212 0 74911 0 19094 0 541315 0 7055 0 CYNTHIA DAVIS VP - CIO/AMBULATORY SERVICE 213195 0 18146 0 7153 0 12223 0 16844 0 267561 0 0 0 LARRY FOGARTY VP - MATERIALS MANAGEMENT 282293 0 17784 0 59095 0 59808 0 21194 0 440174 0 32209 0 TIMOTHY GATES VP - CHIEF TECHNOLOGY OFFICER 129647 0 0 0 15479 0 15783 0 25760 0 186669 0 0 0 ARTHUR TOWNSEND VP - CHIEF CLIN TRANFORMATI 320307 0 18085 0 5066 0 40356 0 27944 0 411758 0 0 0 BURTON HAYES CHIEF MEDICAL INFOMATICS 297160 0 7550 0 0 0 16800 0 20007 0 341517 0 0 0 GARY SHORB SENIOR ADVISOR TO PRESIDENT (FORMER) 0 165000 0 0 119879 0 0 0 1327 0 121206 165000 0 0 CHRISTOPHER MCLEAN EVP / CHIEF ADMINISTRATIVE (FORMER) 21000 0 0 0 181667 0 18564 0 1564 0 222795 0 99091 0 PART I, LINE 1A A HOUSING ALLOWANCE IS PROVIDED TO ONE CLERGYMAN FOR MINISTERIAL SERVICES PROVIDED TO PATIENTS AND THEIR FAMILIES. THIS AMOUNT IS INCLUDED IN BOX 14 OF THE EMPLOYEE'S W-2. PART I, LINE 4B THE PURPOSE OF THE METHODIST LE BONHEUR HEALTHCARE CONSOLIDATED EXECUTIVE DEFERRED COMPENSATION PLAN IS TO PROVIDE RETIREMENT BENEFITS FOR CERTAIN EXECUTIVE LEVEL EMPLOYEES IN ADDITION TO THE BENEFITS PROVIDED THROUGH THE OTHER RETIREMENT PLANS THAT ARE SPONSORED BY THE COMPANY. IT IS INTENDED THAT THIS PLAN COMPLY WITH INTERNAL REVENUE CODE SECTION 457(F) AND QUALIFY FOR THE SHORT TERM DEFERRAL EXCEPTION TO CODE SECTION 409A. UNDER THE PLAN, CORPORATE EXECUTIVES AT OR ABOVE THE VICE PRESIDENT LEVEL ARE ELIGIBLE TO RECEIVE EXECUTIVE DEFERRED COMPENSATION CREDITS DEPENDING ON THEIR POSITION CLASSIFICATION [6%, 8%, 10%, 12%, 15%, 25% OF BASE SALARY]. EACH PLAN YEAR, THE EXECUTIVE MUST ELECT A DEFERRED VESTING DATE TO BE APPLIED TO THE DEFERRED COMPENSATION CREDIT THAT WILL BE EARNED IN THAT PLAN YEAR. THE DEFERRED VESTING DATE IS SUBJECT TO A VESTING SCHEDULE THAT REQUIRES A MINIMUM DEFERRAL OF 5 YEARS TO BECOME VESTED. UPON REACHING AGE 55, THE MINIMUM DEFERRAL IS REDUCED TO 3 YRS. UPON REACHING AGE 60, THE MINIMUM DEFERRAL IS REDUCED TO 2 YRS. AT AGE 64, A CASH EQUIVALENT IS PROVIDED TO THE EXECUTIVE AND NO ADDITIONAL DEFERRALS ARE MADE UNDER THIS PLAN. RESTORATION BENEFIT PARTICIPANTS THAT WERE NEGATIVELY IMPACTED BY FREEZING THE RESTORATION PLAN WERE PROVIDED WITH AN ADDITIONAL ANNUAL EDCP CONTRIBUTION UNTIL AGE 65 DESIGNED TO KEEP THEM WHOLE. THE PLAN IS UNFUNDED WITH ALL BENEFITS PAID FROM THE COMPANY'S GENERAL ASSETS. HOWEVER, THE EXECUTIVE IS ALLOWED TO DIRECT THE INVESTMENTS OF HIS DEFERRED COMPENSATION CREDIT IN A MENU OF INVESTMENT ALTERNATIVES MADE AVAILABLE BY THE COMPANY. UPON VESTING, A DISTRIBUTION IS PROVIDED LESS THE APPLICABLE TAX. IN THE CASE OF A VOLUNTARY TERMINATION OF EMPLOYMENT BY THE EXECUTIVE OR INVOLUNTARY TERMINATION OF EMPLOYMENT FOR CAUSE BY THE COMPANY, THE NON-VESTED FUNDS ARE FORFEITED. ACCELERATED VESTING (100%) IS ALLOWED UPON DEATH, DISABILITY OR AN INVOLUNTARY TERMINATION BY THE COMPANY WITHOUT CAUSE. ALLOCATIONS TO THE 457(F) PLAN FOR THE YEAR INCLUDE THE FOLLOWING: $325,456 MICHAEL UGWUEKE $12,376 CHRISTOPHER MCLEAN $25,112 ALBERT MOSLEY $49,481 MARK MCMATH $6,434 HUGH JONES III $27,926 JOHN MITCH GRAVES $100,977 WILLIAM KENLEY $89,448 CHARLES LANE $58,111 MONICA WHARTON $113,398 KATHLEEN FORBES $26,822 LARRY FOGARTY $23,556 ARTHUR TOWNSEND ALLOCATIONS TO THE SERP PLAN FOR THE YEAR INCLUDE THE FOLLOWING: NO ALLOCATIONS DURING TAX YEAR THE FOLLOWING INDIVIDUALS RECEIVED 457(F) PAYOUTS. THIS AMOUNT REPRESENTS THE FULLY VESTED PORTION PURSUANT TO THE 457(F) PLAN. THIS AMOUNT WAS REFLECTED IN COLUMN (C) ON THE PRIOR YEARS FORM 990 AS REQUIRED. PAYOUTS FROM THE 457(F) PLAN FOR THE YEAR INCLUDE THE FOLLOWING: $126,207 MICHAEL UGWUEKE $99,091 CHRISTOPHER MCLEAN $42,857 NIKKI POLIS $40,443 MARK MCMATH $147,217 HUGH JONES III $43,564 CAROL ROSS-SPANG $110,033 JOHN MITCH GRAVES $48,614 WILLIAM KENLEY $20,073 CHARLES LANE $32,209 LARRY FOGARTY IN ADDITION, SEVERAL EXECUTIVES RECEIVED AN EXECUTIVE RETIREMENT LUMP SUM PAYOUT. ONCE AN EXECUTIVE REACHES THE AGE OF 64 THEN THEY ARE NO LONGER ELIGIBLE TO PARTICIPATE IN THE 457(F) PLAN. A LUMP SUM IS PAID ANNUALLY ON THE LAST PAY PERIOD OF THE YEAR, EQUIVALENT TO THE CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE 457(F) PLAN. THIS AMOUNT REPRESENTS THE FULLY VESTED PORTION PURSUANT TO THE 457(F) PLAN. THIS AMOUNT WAS REFLECTED IN COLUMN (C) ON THE PRIOR YEAR'S FORM 990 AS REQUIRED. PAYOUTS FROM THE EXECUTIVE RETIREMENT PLAN FOR THE YEAR INCLUDE THE FOLLOWING: $40,973 NIKKI POLIS $45,220 DAVID BAYTOS $43,049 CATO JOHNSON $51,497 SUSAN GAIL THURMOND $58,746 CAROL ROSS-SPANG THE FOLLOWING INDIVIDUAL RECEIVED A SEVERANCE PAYMENT: $181,944 HUGH JONES III PART I, LINE 7 THE MANAGEMENT INCENTIVE PLAN INTENDS TO REWARD MANAGEMENT FOR THE ACHIEVEMENT OF PERFORMANCE AGAINST A PREESTABLISHED SET OF BALANCED AND CHALLENGING GOALS. THE PLAN INCLUDED A PROVISION THAT DEFERRED VESTING OF A PORTION OF THE AWARD FOR THREE YEARS SUBJECT TO CONTINUED EMPLOYMENT (WITH A SUBSTANTIAL RISK OF FORFEITURE) TO ENCOURAGE RETENTION OF EXECUTIVES. EXECUTIVES REACHING AGE 64 AND HAVING 5 YEARS' SERVICE WERE PAID ALL UNVESTED DEFERRALS IN THE CALENDAR YEAR OF THE VESTING EVENT. THE DEFERRAL PROVISION WAS ELIMINATED BEGINNING WITH PLAN YEAR 2018 AND ALL PAST DEFERRALS WERE PAID OUT IN 2019. A THE HEALTH EDUCATIONAL & HOUSING FACILITY BOARD OF THE COUNTY OF SHELBYTN 521283414 821697ZK8 2008-06-12 270000000 CURRENT REFUNDING, CAPITAL ACQUISITION 0 0 0 B THE HEALTH EDUCATIONAL & HOUSING FACILITY BOARD OF THE COUNTY OF SHELBYTN 521283414 821697G45 2012-05-16 101481257 CAPITAL ACQUISITION 0 0 0 C THE HEALTH EDUCATIONAL & HOUSING FACILITY BOARD OF THE COUNTY OF SHELBYTN 521283414 NONEAVAIL 2016-05-17 120000000 CAPITAL ACQUISITION 0 0 0 D THE HEALTH EDUCATIONAL & HOUSING FACILITY BOARD OF THE COUNTY OF SHELBYTN 521283414 821697591 2017-04-19 161690533 CAPITAL ACQUISITION 0 0 0 A 22320000 272270291 10147640 1355713 22862925 187388948 65615000 2010 1 0 1 1 B 101482874 792 1481257 100000000 2010 0 0 1 1 C 120000000 575000 120000000 2015 0 0 1 1 D 161769900 820 1690533 160082318 2019 0 0 1 1 A 0 0 1 1 1 1 0.00080 0.00000 0.00080 0 0 1 B 0 0 1 1 1 1 0.00040 0.00000 0.00040 0 0 1 C 0 0 1 1 1 1 0.00040 0.00000 0.00040 0 0 1 D 0 0 1 1 1 1 0.00030 0.00000 0.00030 0 0 1 A 0 0 0 1 1 1 JP MORGAN CHASE NA 21.400000000000 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 0 B 0 C 0 D 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: THE HEALTH, EDUCATIONAL & HOUSING FACILITY BOARD OF THE COUNTY DATE THE REBATE COMPUTATION WAS PERFORMED: 06/12/2019 SCHEDULE K, PART II, LINE 3, TOTAL PROCEEDS: AMOUNTS REPORTED ON LINE 3 INCLUDE INVESTMENT EARNINGS ON BOND PROCEEDS AS FOLLOWS: BOND [A]: SALE PROCEEDS: $ 270,000,000 INVESTMENT EARNINGS: 2,270,291 TOTAL TO LINE 3: $ 272,270,291 BOND [B]: SALE PROCEEDS: $ 101,481,257 INVESTMENT EARNINGS: 1,617 TOTAL TO LINE 3: $ 101,482,874 BOND [C]: SALE PROCEEDS: $ 120,000,000 INVESTMENT EARNINGS: 0 TOTAL TO LINE 3: $ 120,000,000 BOND [D]: SALE PROCEEDS: $ 161,690,533 INVESTMENT EARNINGS: 79,367 TOTAL TO LINE 3: $ 161,769,900 SCHEDULE K, PART II, LINE 11, OTHER SPENT PROCEEDS: THE AMOUNTS PRESENTED ON LINE 11 REPRESENT BOND PROCEEDS USED TO CURRENTLY AND ADVANCE REFUND PRIOR ISSUES, AS NOTED IN PART II, LINES 14 AND 15. SCHEDULE K, PART III, BOND [B]: THE PROCEEDS OF THE BONDS REPORTED IN COLUMN [B] WERE USED ENTIRELY TO REFUND BOND ISSUES DATED PRIOR TO JANUARY 1, 2003 (EXCEPT AMOUNTS USED FOR COSTS OF ISSUANCE AND RESERVE FUNDS AS NOTED IN PART II); THEREFORE, PART III IS NOT APPLICABLE TO THE BONDS IN COLUMN [B]. FORM 990, PART III, LINE 4A: CONTINUATION OF PROGRAM SERVICE ACCOMPLISHMENTS: THE FIVE (5) FACILITIES OF METHODIST HEALTHCARE - MEMPHIS HOSPITALS ARE LICENSED AS ONE HOSPITAL. IT IS THE THIRD LARGEST HOSPITAL IN THE COUNTRY. METHODIST HAS FIVE MAJOR AREAS OF FOCUS: CARDIOLOGY, CANCER, NEUROSCIENCES, TRANSPLANT, AND PEDIATRICS. METHODIST HEALTHCARE - MEMPHIS HOSPITALS OPERATES THE FOLLOWING HOSPITALS: - METHODIST UNIVERSITY HOSPITAL, THE FLAGSHIP OF THE METHODIST HEALTHCARE SYSTEM, IS LOCATED IN THE HEART OF THE MEMPHIS MEDICAL CENTER. METHODIST IS FORMALLY AFFILIATED WITH THE UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER AND SERVES AS ITS PRIMARY TEACHING SITE. A TERTIARY CARE AND REFERRAL CENTER, METHODIST UNIVERSITY HOSPITAL HAS ONE OF THE LARGEST NEUROSCIENCES PROGRAMS IN THE COUNTRY. THE TRANSPLANT PROGRAM SPECIALIZES IN SOLID ORGAN TRANSPLANTS OF THE KIDNEY, LIVER AND PANCREAS. - METHODIST NORTH HOSPITAL IS A COMMUNITY HOSPITAL SERVING RESIDENTS OF THE RALEIGH-BARTLETT AREA OF NORTH MEMPHIS AND SURROUNDING AREAS. THE FACILITY OFFERS STATE-OF-THE-ART, COMPREHENSIVE CARDIAC SERVICES. THE HOSPITAL HAS EXPANDED LASER SURGERY CAPABILITIES AND SAME-DAY SURGERY SERVICES ON CAMPUS, AS WELL AS AN AFFILIATED REHABILITATION FACILITY ON CAMPUS. - METHODIST SOUTH HOSPITAL SERVES THE CITIZENS OF SOUTH MEMPHIS AND SURROUNDING AREAS. THIS ACUTE CARE HOSPITAL INCLUDES A MATERNITY CENTER, A CANCER CENTER, A CRITICAL CARE UNIT, A SAME-DAY SURGERY UNIT AND A COMPLETE ARRAY OF OUTPATIENT SERVICES. THE METHODIST SOUTH HOSPITAL ALSO OFFERS STATE-OF-THE-ART CARDIAC SERVICES, INCLUDING CARDIAC CATHETERIZATION AND OPEN-HEART SURGERY. - METHODIST LE BONHEUR GERMANTOWN HOSPITAL IS A COMMUNITY HOSPITAL SERVING GERMANTOWN, COLLIERVILLE, EAST MEMPHIS AND NORTH MISSISSIPPI. THE HOSPITAL OFFERS ACUTE INPATIENT CARE AND TREATMENT, EXTENSIVE SURGICAL SERVICES, WOMEN'S HEALTH SERVICES, CARDIAC SERVICES, CHILDREN'S SERVICES AND EMERGENCY SERVICES WITH URGENT AND EMERGENCY CARE FOR ADULTS AND CHILDREN. - LE BONHEUR CHILDREN'S HOSPITAL IS THE MID-SOUTH'S FIRST AND ONLY COMPREHENSIVE PEDIATRIC MEDICAL FACILITY. FOUNDED IN 1952, LE BONHEUR TREATS CHILDREN FROM 47 STATES AND MANY COUNTRIES. THE HOSPITAL IS HOME TO ONE OF THE NATION'S 10 BUSIEST PEDIATRIC EMERGENCY DEPARTMENTS AND HOSTS ONE OF THE LARGEST PEDIATRIC SURGICAL BRAIN TUMOR PROGRAMS. IT IS THE TEACHING SITE FOR THE UNIVERSITY OF TENNESSEE DEPARTMENT OF PEDIATRICS AND HOME TO THE CHILDREN'S FOUNDATION RESEARCH CENTER OF MEMPHIS. LE BONHEUR CHILDREN'S HOSPITAL WAS NAMED A NATIONAL BEST CHILDREN'S HOSPITAL BY U.S. NEWS & WORLD REPORT AND ALSO RECOGNIZED AS HIGH-PERFORMING IN THE FOLLOWING SEVEN SPECIALTIES: CARDIOLOGY & HEART SURGERY, NEUROLOGY & NEUROSURGERY, PULMONOLOGY, UROLOGY, NEPHROLOGY, ORTHOPEDICS, AND NEONATOLOGY. AT METHODIST LE BONHEUR HEALTHCARE, WE TAKE OUR MISSION SERIOUSLY AND ARE COMMITTED TO GIVING BACK TO THE COMMUNITY IN A MEANINGFUL WAY. OUR HOSPITALS ARE PART OF A SYSTEM THAT IS THE LARGEST PROVIDER OF TENNCARE SERVICES IN THE STATE, AND OUR FACILITIES PROVIDE FULL ACCESS TO ALL INDIVIDUALS IN OUR SERVICES AREA. * * * IN 2018 MLH CONTRIBUTED MORE THAN $228 MILLION IN COMMUNITY BENEFIT TO MEMPHIS AND THE MID-SOUTH THROUGH VARIOUS EFFORTS INCLUDING, CHARITY CARE, MEDICARE/TNCARE SHORTFALL, MEDICAL EDUCATION, AND COMMUNITY HEALTH IMPROVEMENT SERVICES. NET COMMUNITY BENEFIT EXPENSE IS CALCULATED USING A STANDARD APPROACH AS REQUIRED FOR GOVERNMENT BENEFIT REPORTING. FORM 990, PART III, LINE 4A: CONTINUATION OF PROGRAM SERVICE ACCOMPLISHMENTS: ABOUT METHODIST LE BONHEUR HEALTHCARE METHODIST LE BONHEUR HEALTHCARE (MLH) HAS SERVED THE MEMPHIS AND MID-SOUTH REGION FOR MORE THAN 100 YEARS. OUR FOUR ADULT HOSPITALS ARE LOCATED ACROSS THE CITY, AND ARE PART OF THE COMMUNITIES THEY SERVE. OUR CHILDREN'S HOSPITAL IS THE REGION'S ONLY COMPREHENSIVE PEDIATRIC HOSPITAL. OUR PHYSICIANS, NURSES AND OTHER CLINICIANS LIVE IN THE COMMUNITIES THAT THEY SERVE AND PROVIDE EXPERT CARE INSIDE THE HOSPITALS AND PREVENTATIVE SERVICES IN THEIR NEIGHBORHOODS. OUR ORGANIZATION IS COMMITTED TO IMPROVING THE HEALTH AND WELL-BEING OF THE COMMUNITIES WE SERVE, PROVIDING UNCOMPENSATED CARE, CHARITABLE CONTRIBUTIONS TO OTHER COMMUNITY ORGANIZATIONS AND COMMUNITY OUTREACH. WE EMPLOY 250 HEALTH CARE PROFESSIONALS TO ADDRESS COMMUNITY NEEDS AS THEY RELATE TO FOUR MAJOR AREAS: ACCESS TO SERVICES, RISK REDUCTION, CHILD DEVELOPMENT AND EFFECTIVE PARENTING AND CHRONIC ILLNESS MANAGEMENT AND PREVENTION. EXAMPLES INCLUDE PROGRAMS THAT OFFER FREE OR DISCOUNTED PRESCRIPTION DRUGS, NON-BILLED, IN-HOME SERVICES, IN-HOME EQUIPMENT, TRANSPORTATION VOUCHERS, CHILDBIRTH CLASSES AND A VARIETY OF HEALTH FAIRS ALL AIMED AT KEEPING OUR COMMUNITIES HEALTHY. OUR CARE IS SUPERB. METHODIST ADULT HOSPITALS METHODIST UNIVERSITY, METHODIST GERMANTOWN, METHODIST NORTH AND METHODIST SOUTH ARE RANKED #1 IN MEMPHIS BY U.S. NEWS & WORLD REPORT. LE BONHEUR CHILDREN'S HOSPITAL HAS BEEN NAMED A "BEST CHILDREN'S HOSPITAL" BY U.S. NEWS & WORLD REPORT FOR NINE CONSECUTIVE YEARS. LE BONHEUR PROVIDES OUTPATIENT SERVICES IN WEST TENNESSEE, NORTHERN MISSISSIPPI AND EASTERN ARKANSAS TO ENSURE CHILDREN THERE HAVE ACCESS TO EXPERT PEDIATRIC CARE. LE BONHEUR IS ALSO A LEVEL 1 PEDIATRIC TRAUMA CENTER, AND SERVES AS THE REGION'S PRIMARY SOURCE FOR PEDIATRIC TRAUMA CARE AND TRAUMA EDUCATION FOR REGIONAL PROVIDERS. METHODIST ALSO SERVES THE COMMUNITY WITH DIAGNOSTIC CARE FACILITIES IN THE COMMUNITIES WE SERVE AND ONE HOSPICE FACILITY COMMITTED TO HONORING OUR PATIENTS AT END-OF-LIFE. WE ARE ALSO AN ECONOMIC DRIVER FOR THE COMMUNITY, CONTRIBUTING $5 BILLION TO THE MEMPHIS-AREA ECONOMY. MLH HAS 2,100 MEDICAL PROVIDERS EMPLOYS MORE THAN 13,000 ASSOCIATES AND 2,100 MEDICAL PROVIDERS, MAKING IT THE SECOND-LARGEST PRIVATE EMPLOYER IN SHELBY COUNTY. METHODIST UNIVERSITY HOSPITALS IS THE PRIMARY TEACHING HOSPITAL FOR THE UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER AND LE BONHEUR CHILDREN'S SERVES AS THE PRIMARY TEACHING AFFILIATE FOR THE UNIVERSITY, TRAINING HUNDREDS OF PEDIATRICIANS AND SPECIALISTS EACH YEAR. OUR RESEARCHERS ARE WORKING TO FIND NEW SOLUTIONS TO CHRONIC DISEASE THAT AFFECTS OUR POPULATION ESPECIALLY INCLUDING NEW TREATMENTS FOR DIABETES AND ASTHMA. WE ALSO HAVE SIGNIFICANT PARTNERSHIPS WITH ST. JUDE CHILDREN'S RESEARCH HOSPITAL AND THE UNIVERSITY OF MEMPHIS TO EXTEND OUR RESEARCH AND TEACHING CAPABILITIES. MEDICAL EDUCATION AND RESEARCH-METHODIST SUPPORTS VIA DIRECT SALARY AND BENEFIT CONTRIBUTIONS TO THE UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER (UTHSC) FOR GRADUATE MEDICAL TRAINING POSITIONS (GME) AT METHODIST UNIVERSITY HOSPITAL, LE BONHEUR CHILDREN'S HOSPITAL, AND METHODIST LE BONHEUR GERMANTOWN HOSPITAL. THESE GME RESIDENTS AND FELLOWS ARE EMPLOYEES AND TRAINEES AT THE UNIVERSITY OF TENNESSEE, BUT THEIR FINANCIAL SUPPORT FOR SALARIES AND BENEFITS COMES VIA METHODIST. THESE TRAINEES SPEND TIME AT A METHODIST HOSPITAL DURING THE PERIODS OF METHODIST SUPPORT AND ARE INVOLVED IN PATIENT CARE IN ADDITION TO EDUCATIONAL ACTIVITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM WITH INPUT FROM HUMAN RESOURCES, LEGAL, COMPLIANCE, AND FINANCE DEPARTMENTS AND EXTERNAL FINANCIAL CONSULTANTS. FINANCIAL INFORMATION IS RECONCILED TO AUDITED FINANCIAL STATEMENTS AS APPROPRIATE. THE INFORMATION TO BE DISCLOSED REGARDING COMPENSATION IS REVIEWED WITH THE COMPENSATION COMMITTEE OF THE BOARD. THE RETURN IS REVIEWED BY THE CHIEF FINANCIAL OFFICER OF MLH AND MANAGEMENT OF THE ORGANIZATION AS APPROPRIATE. A COPY OF THE RETURN IS REVIEWED IN DETAIL BY THE FINANCE COMMITTEE AND DISCUSSED AT A SCHEDULED BOARD MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C METHODIST LE BONHEUR HEALTHCARE EMPLOYS A COMPLIANCE OFFICER WHO MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY FOR ALL VOTING BOARD MEMBERS AND APPLICABLE OFFICERS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION IS DETERMINED BY THE BOARD OF DIRECTORS. AN EXTERNAL INDEPENDENT CONSULTANT ADVISES THE BOARD COMPENSATION COMMITTEE ON EXECUTIVE SALARY AND INCENTIVE COMPENSATION. BENEFITS ARE PERIODICALLY BENCHMARKED BY A SEPARATE EXTERNAL CONSULTANT AND ANY CHANGES ARE APPROVED BY THE BOARD OF DIRECTORS COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS AND IS A SUBGROUP OF THE FULL BOARD OF DIRECTORS. THE COMPENSATION CONSULTANT ANNUALLY DEVELOPS TOTAL CASH COMPENSATION COMPARISONS OF PEER NON-PROFIT SYSTEMS ESTABLISHED BY THE COMPENSATION COMMITTEE. THE COMPENSATION CONSULTANT INTERPRETS THE INFORMATION AND PROVIDES AN OPINION OF REASONABLENESS ON THE TOTAL CASH COMPENSATION PACKAGE. THE COMPENSATION COMMITTEE APPROVES ANY CHANGES TO THE COMPENSATION AND EXECUTIVE BENEFIT STRUCTURE OF THE CEO AND OTHER TOP EXECUTIVES, OTHERWISE KNOWN AS DISQUALIFIED CANDIDATES. ALL OTHER COMPENSATION DECISIONS ARE DETERMINED BY ARRANGEMENT AS DELEGATED BY THE BOARD OF DIRECTORS. THE COMMITTEE DOCUMENTS ALL DETERMINATIONS. FORM 990, PART VI, SECTION C, LINE 18 PHOTOCOPIES OF THE FORM 990 ARE AVAILABLE UPON REQUEST AT THE ORGANIZATION'S ADMINISTRATIVE OFFICE. IN ADDITION, RECENT FILINGS OF THE FORM 990 ARE AVAILABLE ONLINE AT OUR WEBSITE AT HTTPS://WWW.METHODISTHEALTH.ORG/ABOUT-US/OUR-CULTURE/COMMUNITY-IMPACT/IRS-99 0-FORMS.DOT FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AUDITED IN A CONSOLIDATION WITH ITS RELATED SUBSIDIARIES. INFORMATION ON FINANCIAL STATEMENTS IS AVAILABLE BY CONTACTING THE ORGANIZATION'S CORPORATE OFFICE. PLEASE SEE FORM 990, PART VI, LINE 20 FOR DETAILS. CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS FOR ALL AFFILIATES OF METHODIST LE BONHEUR HEALTHCARE ARE ALSO AVAILABLE BY REQUEST. FORM 990, PART IX, LINE 11G CONTRACT LABOR: PROGRAM SERVICE EXPENSES 3,974,356. MANAGEMENT AND GENERAL EXPENSES 9,939,564. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 13,913,920. MAINTENANCE CONTRACTS: PROGRAM SERVICE EXPENSES 161,482. MANAGEMENT AND GENERAL EXPENSES 97,954. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 259,436. PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 5,060,324. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,060,324. CONSULTING AND MANAGEMENT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 4,971,515. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,971,515. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF MINIMUM PENSION LIABILITY -362,316. EQUITY TRANSFERS FROM AFFILIATES 151,899,397. GAIN ON EXTINGUISHMENT OF DEBT FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CONTROLLED FOREIGN PARTNERSHIP REPORTING: THE TAXPAYER IS REQUIRED TO FILE FORM 8865, BUT IS NOT DOING SO UNDER THE CONSTRUCTIVE OWNERS FILING EXCEPTION. U.S. PERSON WHOSE INTEREST THE TAXPAYER CONSTRUCTIVELY OWNS: PRESERVER, LP EIN: 27-1367437 8200 TRAIL LAKE DRIVE WEST, SUITE 105 MEMPHIS, TN 38125 FOREIGN PARTNERSHIP FOR WHICH THE TAXPAYER WOULD HAVE HAD TO FILE FORM 8865 BUT FOR THE EXCEPTION: ALCENTRA STRUCTURED CREDIT OPPORTUNITY FUND II EIN: 98-1010280 C/O ALCENTRA FUND, 6, RUE PHILIPPE II L-2340 LUXEMBOURG LUXEMBOURG REVENUE ASSURANCE PROFESSIONALS LLC 1211 UNION AVENUE SUITE 600 MEMPHIS TN 38104 621814289 COLLECTION SERVICES TN N/A ALLIANCE HEALTH SERVICES INC 6400 SHELBY VIEW SUITE 101 MEMPHIS TN 38134 620841121 HEALTHCARE TN 501(C)(3) LINE 10 METHODIST LE BONHEUR HEALTHCARE 1 CHILDREN'S FOUNDATION RESEARCH INSTITUTE 850 POPLAR AVENUE BLDG 2 MEMPHIS TN 38105 834329511 HEALTHCARE TN 501(C)(3) LINE 10 LE BONHEUR CHILDREN'S FOUNDATION 1 LE BONHEUR CHILDREN'S HOSPITAL FOUNDATION 850 POPLAR AVENUE BLDG 2 MEMPHIS TN 38105 621872938 FOUNDATION TN 501(C)(3) LINE 12A, I METHODIST LE BONHEUR HEALTHCARE 1 METHODIST EXTENDED CARE HOSPITAL INC 225 SOUTH CLAYBROOK MEMPHIS TN 38104 621518342 HOSPITAL TN 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALHCARE - OLIVE BRANCH HOSPITAL 1211 UNION AVENUE SUITE 700 MEMPHIS TN 38104 640889822 HOSPITAL MS 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE - MEMPHIS HOSPITALS 1265 UNION AVENUE MEMPHIS TN 38104 620479367 HOSPITAL TN 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE CENTRAL MS MEDICAL ASSOCIATES 1211 UNION AVENUE SUITE 657 MEMPHIS TN 38104 640884720 PHYSICIAN PRACTICES MS 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE COMMUNITY CARE ASSOCIATES 6400 SHELBY VIEW SUITE 101 MEMPHIS TN 38134 621403517 OUTPATIENT HEALTHCARE MS 501(C)(3) LINE 10 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE FOUNDATION 1211 UNION AVENUE SUITE 450 MEMPHIS TN 38104 237320638 FOUNDATION TN 501(C)(3) LINE 12A, I METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE PRIMARY CARE ASSOCIATES 1211 UNION AVENUE SUITE 657 MEMPHIS TN 38104 582078931 PHYSICIAN PRACTICES TN 501(C)(3) LINE 10 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE-DYERSBURG HOSPITAL 1211 UNION AVENUE SUITE 657 MEMPHIS TN 38104 621155084 INACTIVE HOSPITAL TN 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE-JACKSON HOSPITAL 1211 UNION AVENUE SUITE 657 MEMPHIS TN 38104 640794199 INACTIVE HOSPITAL MS 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE-JONESBORO HOSPITAL 1211 UNION AVENUE SUITE 657 MEMPHIS TN 38104 710499625 INACTIVE HOSPITAL AR 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST HEALTHCARE-MIDDLE MISSISSIPPI HOSPITAL 1211 UNION AVENUE SUITE 657 MEMPHIS TN 38104 640698911 INACTIVE HOSPITAL MS 501(C)(3) LINE 3 METHODIST LE BONHEUR HEALTHCARE 1 METHODIST LE BONHEUR COMMUNITY OUTREACH 1211 UNION AVENUE SUITE 700 MEMPHIS TN 38104 621251288 FOUNDATION TN 501(C)(3) LINE 7 LE BONHEUR CHILDREN'S FOUNDATION 1 THE URBAN CHILD INSTITUTE 600 JEFFERSON MEMPHIS TN 38105 581514037 COMMUNITY OUTREACH TN 501(C)(3) LINE 12B, II N/A 0 NORTH SURGERY CENTER LP 3960 NEW COVINGTON PIKE MEMPHIS TN 38128 621685756 SURGERY CENTER TN N/A METHODIST SURGERY CENTER-GERMANTOWN LP 1363 S GERMANTOWN ROAD GERMANTOWN TN 38138 621659904 SURGERY CENTER TN N/A HAMILTON EYE INSTITUTE SURGERY CENTER LP 930 MADISON AVE 3RD FLOOR MEMPHIS TN 38103 202873438 SURGERY CENTER TN N/A LE BONHEUR EAST SURGERY CENTER II LP 786 ESTATE PLACE MEMPHIS TN 38120 800247391 SURGERY CENTER TN N/A AMBULATORY OPERATIONS INC 1211 UNION AVENUE SUITE 600 MEMPHIS TN 38104 621157166 MEDICAL AND MANAGEMENT SERVICES TN N/A C 0 SOLUS MANAGEMENT SERVICES INC 6400 SHELBY VIEW SUITE 101 MEMPHIS TN 38134 621361349 HEALTH SERVICES MANAGEMENT TN N/A C 0 MEMPHIS PROFESSIONAL BUILDING INC 1211 UNION AVENUE SUITE 600 MEMPHIS TN 38104 621847544 INVESTMENTS TN N/A C 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 1 METHODIST HEALTHCARE - MEMPHIS HOSPITALS L 147869425 INTERCOMPANY TRANSACTION METHODIST HEALTHCARE-OLIVE BRANCH HOSPITAL L 2231376 INTERCOMPANY TRANSACTION METHODIST HEALTHCARE COMMUNITY CARE ASSOCIATES L 320436 INTERCOMPANY TRANSACTION ALLIANCE HEALTH SERVICES INC L 1084608 INTERCOMPANY TRANSACTION LE BONHEUR CHILDREN'S HOSPITAL FOUNDATION L 219996 INTERCOMPANY TRANSACTION METHODIST HEALTHCARE FOUNDATION L 223656 INTERCOMPANY TRANSACTION METHODIST LE BONHEUR COMMUNITY OUTREACH L 635004 INTERCOMPANY TRANSACTION AMBULATORY OPERATIONS INC L 199656 INTERCOMPANY TRANSACTION METHODIST HEALTHCARE - MEMPHIS HOSPITALS Q 25197083 INTERCOMPANY TRANSACTION METHODIST HEALTHCARE-OLIVE BRANCH HOSPITAL Q 1882687 INTERCOMPANY TRANSACTION METHODIST HEALTHCARE COMMUNITY CARE ASSOCIATES Q 226458 INTERCOMPANY TRANSACTION ALLIANCE HEALTH SERVICES INC Q 330867 INTERCOMPANY TRANSACTION METHODIST LE BONHEUR COMMUNITY OUTREACH Q 109413 INTERCOMPANY TRANSACTION AMBULATORY OPERATIONS INC Q 0 INTERCOMPANY TRANSACTION ALLIANCE HEALTH SERVICES INC R 2646518 EQUITY TRANSFER METHODIST LE BONHEUR COMMUNITY OUTREACH R 732321 EQUITY TRANSFER METHODIST HEALTHCARE - MEMPHIS HOSPITALS S 156139310 EQUITY TRANSFER METHODIST HEALTHCARE COMMUNITY CARE ASSOCIATES S 722029 EQUITY TRANSFER METHODIST HEALTHCARE-OLIVE BRANCH HOSPITAL S 1833851 EQUITY TRANSFER PART IV, COLUMNS (F) AND (G): AMBULATORY OPERATIONS, INC., SOLUS MANAGEMENT SERVICES, INC., AND MEMPHIS PROFESSIONAL BUILDING, INC. TOGETHER FILE A CONSOLIDATED TAX RETURN. AMBULATORY OPERATIONS, INC. IS THE PARENT CORPORATION OF THE GROUP. THE AMOUNT SHOWN IN PART IV FOR COLUMNS (F) AND (G) ARE SHOWN PRE-CONSOLIDATION.