2020-11-16T20:42:39-06:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2019-01-01 223419667 VITAL STRATEGIES INC VITA 2125005724 100 BROADWAY 4TH FL NEW YORK NY 10005 WALLACE D'SOUZA CHIEF FINANCIAL OFFICER 2125005724 2020-11-16 1 GARRETT M HIGGINS P00543209 2122862600 2020-11-16 68.175.34.111 2020-11-16 18:15:43 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 B29914CEB47F2C50F9800CDE5B5AE22990D509AB 2019 2021-01-29 14:40:06Z WALLACE D'SOUZA 100 BROADWAY 4TH FL NEW YORK NY 10005 220035905 0 X WWW.VITALSTRATEGIES.ORG X 1995 NJ WE ENVISION A WORLD WHERE EVERY PERSON IS PROTECTED BY A STRONG PUBLIC HEALTH SYSTEM. WE BELIEVE PASSIONATELY THAT PROGRESS CAN BE MADE AGAINST EVEN THE MOST DIFFICULT HEALTH CHALLENGES BY PARTNERING LOCAL COMMITMENT AND GLOBAL EXPERTISE. WE IMPLEMENT PROGRAMS THAT STRENGTHEN THESE PARTNERS AND THE HEALTH SYSTEMS THEY SUPPORT WORKING TO IMPROVE THE LIVES OF BILLIONS. 18 17 212 19 0 0 80596112 218901094 0 0 286026 1072180 28518 41947 80910656 220015221 64486742 50982621 0 0 19957843 26503501 0 0 1134609 34986979 39742972 119431564 117229094 -38520908 102786127 88976134 194571356 5137164 7827482 83838970 186743874 X AT VITAL STRATEGIES' CORE IS A VISION OF A WORLD WHERE EVERYONE IS PROTECTED BY A STRONG PUBLIC HEALTH SYSTEM. 0 0 30867268 9427960 RESOLVE - MORE INVESTMENT AND TECHNICAL SUPPORT IS NEEDED TO REDUCE THE BURDEN OF CARDIOVASCULAR DISEASE (CVD) AND RELATED, PREVENTABLE DEATHS. SIMILARLY, INVESTMENT AND TECHNICAL ASSISTANCE CAN IMPROVE THE CAPACITY OF COUNTRIES TO PREVENT, IDENTIFY, AND RESPOND EFFECTIVELY TO INFECTIOUS DISEASE OUTBREAKS AND PREVENT THEM FROM BECOMING EPIDEMICS.RESOLVE TO SAVE LIVES WILL ACCELERATE AND SCALE UP THE IMPLEMENTATION OF PROVEN TOOLS AND STRATEGIES TO IDENTIFY AND CLOSE DEADLY GAPS IN PUBLIC HEALTH AND SAVE MILLIONS OF LIVES. A TEAM OF GLOBAL HEALTH EXPERTS WILL WORK WITH GOVERNMENTS AND CIVIL SOCIETY IN LOW- AND MIDDLE-INCOME COUNTRIES TO SUPPORT THE ADOPTION OF EVIDENCE-BASED STRATEGIES THAT WILL DELIVER LIFE-SAVING CHANGES IN HEALTH POLICIES AND SYSTEMS. THE INITIATIVE WILL ALSO STRENGTHEN TRACKING AND ACCOUNTABILITY SYSTEMS TO GUIDE AND ACCELERATE PROGRESS. RESOLVE TO SAVE LIVES WILL WORK WITH AND SUPPORT KEY PARTNERS INCLUDING THE WORLD HEALTH ORGANIZATION, THE CDC FOUNDATION, WORLD BANK, CAMPAIGN FOR TOBACCO-FREE KIDS, AND THE JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH.THE FIVE-YEAR, $225 MILLION RESOLVE TO SAVE LIVES INITIATIVE IS FUNDED BY BLOOMBERG PHILANTHROPIES, THE BILL & MELINDA GATES FOUNDATION, AND GATES PHILANTHROPY PARTNERS, WHICH IS FUNDED WITH SUPPORT FROM THE CHAN ZUCKERBERG FOUNDATION. IT IS LED BY DR. TOM FRIEDEN, FORMER DIRECTOR OF THE US CENTERS FOR DISEASE CONTROL AND PREVENTION, AND HOUSED AT VITAL STRATEGIES, WHICH WORKS IN 60 COUNTRIES WITH THE VISION OF A WORLD WHERE EVERY PERSON IS PROTECTED BY A STRONG PUBLIC HEALTH SYSTEM. 20528168 13532473 TOBACCO CONTROL:IN 2019, VITAL STRATEGIES' WORK STRENGTHENED PROTECTIONS FOR HUNDREDS OF MILLIONS OF PEOPLE AGAINST THE HARMS OF TOBACCO, FROM NEW SMOKE-FREE LAWS PASSED IN SOME OF CHINA'S LARGEST CITIES, TO A TOTAL E-CIGARETTE BAN IN INDIA. THIS YEAR WE ALSO RAN OUR FIRST GOVERNMENT-FUNDED ANTI-INDUSTRY CAMPAIGN IN TURKEY WORTH MORE THAN USD $30 MILLION DOLLARS. IN ALL OF OUR PRIORITY COUNTRIES, THE TOBACCO INDUSTRY WAS MET, AND OFTEN PUSHED BACK, WITH A FIGHT.OUR GAINS WERE ACHIEVED BY SUPPORTING 41 INTEGRATED, ROBUST MEDIA CAMPAIGNS IN 11 PRIORITY COUNTRIES THAT HELPED ACHIEVE 19 NATIONAL AND SUBNATIONAL MPOWER AND ANTI-INDUSTRY POLICY WINS. OUR CAMPAIGNS REACHED OVER 746 MILLION PEOPLE IN 2019. EACH CAMPAIGN WAS CRAFTED FOR MAXIMUM IMPACT USING SOCIAL SCIENCE RESEARCH, INNOVATIVE DIGITAL STRATEGY, AND CARRIED OUT BY STAFF ON THE GROUND WITH DEEP IN-COUNTRY KNOWLEDGE AND A FOCUS ON BI PARTNER POLICY PRIORITIES.WHILE THE NUMBER OF POLICY WINS IS IMPRESSIVE, ANOTHER PIECE OF THIS STORY OF PROGRESS IS HOW THEY WERE ACHIEVED. IN 2019, GOVERNMENTS CONTRIBUTED MORE THAN US $60 MILLION IN FINANCIAL OR IN-KIND INVESTMENT TO RUN MEDIA CAMPAIGNS THAT HELPED TO SUPPORT CESSATION, REDUCE INITIATION, CHANGE BEHAVIOR AND SECURE MPOWER POLICIES. IN SEVEN PRIORITY COUNTRIES, MEDIA CAMPAIGNS WERE ON AIR OR ONLINE FOR THE MAJORITY OF THE YEAR, KEEPING TOBACCO CONTROL MESSAGES FRONT AND CENTER FOR BILLIONS OF PEOPLE. NATIONAL GOVERNMENTS SOUGHT OUT OUR HELP TO STRENGTHEN NATIONAL TOBACCO CONTROL LAWS AND MEET FIVE AND 10-YEAR GOALS IN CHINA, INDIA, BANGLADESH, MEXICO AND UKRAINE, AMONG OTHERS. CAMPAIGNS IN BANGLADESH, PAKISTAN, INDIA AND TURKEY BENEFITED FROM REGULATIONS THAT PROVIDE FREE AIRTIME FOR PUBLIC SERVICE MESSAGES, WHICH WE HELPED ENSURE WERE UTILIZED. THIS STEP TOWARD SUSTAINABILITY DEMONSTRATES GOVERNMENT BUY-IN AND OWNERSHIP, A TREMENDOUS ADVANCE FROM WHEN WE BEGAN THIS WORK A DECADE AGO.WE ALSO RAN 41 SOCIAL MEDIA CAMPAIGNS ACROSS SEVEN COUNTRIES THAT FOUGHT FOR THOSE POLICIES BI PARTNERS ARE CONCENTRATED ON, SUPPORTED ENFORCEMENT, CESSATION, BUILT ANTI E-CIGARETTE SENTIMENT, AND DREW OUR SUPPORTERS TO OFFLINE EVENTS. OUR ENERGIZED BASE OF SOCIAL MEDIA SUPPORTERS GREW FROM 890,000 LAST YEAR TO 1.9 MILLION TODAY. THESE 1.9 MILLION PEOPLE FOLLOW OUR TOBACCO CONTROL SOCIAL MEDIA MESSAGES ON FACEBOOK AND INSTAGRAM IN BANGLADESH, INDIA, INDONESIA, MEXICO AND THE PHILIPPINES. SOCIAL MEDIA HAS BECOME A KEY CHANNEL TO REACH AND ACTIVATE OUR AUDIENCE THROUGH A MIX OF ORGANIC AND PROMOTED CONTENT. WE ALSO CONTINUE TO USE SOCIAL MEDIA VIDEO PROMOTIONS TO FURTHER THE REACH OF OUR TOBACCO CONTROL MASS MEDIA CAMPAIGNS. OUR WORK - PRESS LAUNCHES, EVENTS AND OTHER ACTIVITIES ALSO RESULTED IN 1,100 MEDIA STORIES ACROSS PRIORITY COUNTRIES THAT BOLSTERED THE REACH OF OUR CAMPAIGNS MASS AND SOCIAL MEDIA CAMPAIGNS.OUR IN-COUNTRY TEAMS ALSO ASSISTED PARTNERSHIP FOR HEALTHY CITIES, FROM GIVING WORKSHOPS ON STRATEGIC COMMUNICATION IN BANGKOK, TO TECHNICAL ASSISTANCE ON CAMPAIGNS THAT ENCOURAGED AND ENFORCED LOCAL GOVERNMENT SMOKE-FREE INITIATIVES FROM AMMAN TO BENGALURU TO YANGON. OUR VITAL TEAM IN INDONESIA HAD A SOCIAL-MEDIA BREAKOUT MOMENT IN 2019. A POPULAR INDONESIAN FIGURE, PAK SUTOPO, KNOWN BECAUSE OF HIS WORK IN DISASTER RELIEF, AND A NON-SMOKER, DIED OF LUNG CANCER FROM WORKPLACE EXPOSURE TO SECONDHAND SMOKE. HIS VIDEO TESTIMONIAL ON VITAL'S ONGOING SOCIAL MEDIA CAMPAIGN IN INDONESIA GARNERED 3 MILLION VIEWS AND MEDIA COVERAGE IN THE JAKARTA POST, AMONG OTHER OUTLETS.2019 BRINGS 19 IMPRESSIVE WINS 2019 SAW VICTORIES IN SIX NEW SMOKE-FREE CITIES, INCLUDING THREE IN CHINA, IN QINHUANGDAO, A POPULAR TOURIST DESTINATION, WUHAN AND ZHANGJIAKOU; AS WELL AS ONE IN AMBON, AND ONE IN BOGOR, INDONESIA AND IN CHIAPAS, MEXICO. WE REALIZED FOUR E-CIGARETTE VICTORIES: IN INDIA WITH A BAN ON THE SALE, IMPORT AND MANUFACTURE OF THESE PRODUCTS; IN BRAZIL, WHERE WE RETAINED THE BAN DESPITE INDUSTRY PRESSURE TO LIFT IT; AND IN INDONESIA, WHERE WE ACHIEVED NATIONAL BAN ON INTERNET ADVERTISING. WE ALSO CELEBRATED AN EXTENDED SMOKE-FREE BAN IN SHENZHEN, CHINA (POPULATION: MORE THAN 12 MILLION) THAT NOW INCLUDES E-CIGARETTES. FIVE TOBACCO TAX WINS WERE ACHIEVED: TWO IN THE PHILIPPINES, AS WELL AS ONE EACH IN MEXICO, PAKISTAN AND TURKEY. A SUSTAINABLE MECHANISM IN BANGLADESH NOW ALLOWS FOR CAMPAIGNS TO RUN FREE OF COST ON GOVERNMENT CHANNELS. PICTORIAL WARNINGS WERE ADOPTED IN UZBEKISTAN, AND AFTER MANY DELAYS, A HARD-WON INCREASE IN PACK WARNING SIZE TO 60% WAS ACCOMPLISHED IN PAKISTAN. IN BRAZIL, WE FOUGHT BACK SUCCESSFULLY AGAINST FLAVORED CIGARETTES. 15718449 11851994 STREAM CLINICAL TRIAL:RESEARCH DIVISION WORKS TO GENERATE HIGH-QUALITY EVIDENCE TO GUIDE SIGNIFICANT PUBLIC HEALTH DECISIONS. THE STREAM CLINICAL TRIAL, TARGETED OPERATIONAL RESEARCH TRAINING, AND TECHNICAL ASSISTANCE TO NATIONAL TUBERCULOSIS PROGRAMS, ARE ALL PART OF THE USAID-FUNDED TREAT TB PROJECT. STREAM IS THE FIRST LARGE-SCALE, MULTI-COUNTRY CLINICAL TRIAL TO EXAMINE SHORTENED REGIMENS FOR MDR-TB. IN 2019, STAGE 1 OF STREAM, INITIATED BY THE UNION AND IMPLEMENTED JOINTLY WITH VITAL STRATEGIES AND PART-NERS, GENERATED IMPORTANT RESULTS THAT PLAYED A SIGNIFICANT ROLE IN WHO'S ENDORSEMENT OF A SHORTER STANDARDIZED 9- TO 11-MONTH REGIMEN FOR MDR-TB, WHICH REDUCES TREATMENT TIME AND CUTS THE OVERALL PILL BURDEN BY ABOUT 60%. THE FINAL RESULTS WERE PUBLISHED IN THE NEW ENGLAND JOURNAL OF MEDICINE IN EARLY 2019. STREAM STAGE 2 IS EVALUATING THE EFFICACY, SAFETY AND COST OF AN ALL-ORAL TREATMENT REGIMEN THAT CONTAINS ONE OF THE NEWEST ANTI-TB DRUGS, BEDAQUILINE. RECRUITMENT FOR STAGE 2 WAS COMPLETED IN JANUARY 2020, WITH 588 PARTICIPANTS RECRUITED, MAKING STREAM THE LARGEST RECRUITED TRIAL FOR MDR-TB.COMMUNITY ENGAGEMENT IS A VITAL PART OF STREAM AT ALL 13 TRIAL SITES, ENCOMPASSING A BROAD RANGE OF ACTIVITIES DESIGNED TO BRIDGE THE NEEDS OF AFFECTED COMMUNITIES AND RESEARCHERS. THE DIVISION'S WORK IS FUELING SUSTAINABLE CHANGE IN THE COUNTRIES WHERE IT WORKS, IN PARTICULAR BY BUILDING LOCAL CAPACITY TO DIAGNOSE, TREAT, AND CONDUCT RESEARCH ON MDR-TB AND FOR COMMUNITIES TO PARTICIPATE IN THE RESEARCH CYCLE. THE DIVISION HAS ALSO TRAINED HUNDREDS OF HEALTH CARE PROFESSIONALS IN ASIA, AFRICA, AND LATIN AMERICA TO CONDUCT OPERATIONAL RESEARCH INDEPENDENTLY, ENSURING THAT PROGRAM DATA ARE USED TO IMPROVE IMPLEMENTATION OF NATIONAL TB PROGRAMS 35098296 16170194 OTHER PROGRAM SERVICES INCLUDE: DATA FOR HEALTH, ROAD SAFETY, PARTNERSHIP FOR HEALTHY CITIES, MAYOR'S CHALLENEGE, OBESITY PREVENTION, OVERDOSE PREVENTION (OPIOID), REDUCE TOBACCO USE - STOP WATCHDOG, AND OTHER HEALTH PROGRAMS. 35098296 16170194 102212181 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 128 0 212 1 0 1 SN BR 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 IL NJ NY X X X WALLACE D'SOUZA 2125005724 100 BROADWAY 4TH FL NEW YORK NY 10005 THOMAS FRIEDEN PRESIDENT CEO OF CARDIOVASCULAR HEALTH 40.00 X 496530 0 48614 JOSE LUIS CASTRO PRESIDENT & CEO 40.00 X X 477594 0 22311 PAULA FUJIWARA SCIENTIFIC DIRECTOR 40.00 X 331682 0 23935 WALLACE D'SOUZA CFO 40.00 X 309000 0 40529 CYRUS SHAHPAR DIRECTOR, PREVENT EPEDEMIC 40.00 X 307393 0 41607 ADAM M KARPATI SR. VP PUBLIC HEALTH 40.00 X 290679 0 43634 IRA D RUSEN SR. VP RESEARCH & DEVELOPM 40.00 X 312154 0 12348 TAMAR RENAUD COO 40.00 X 256071 0 40549 SANDRA MULLIN SR. VP. COMMUNICATION 40.00 X 267718 0 22915 DANIEL KASS SR. VP ENVIRONMENTAL HEALT 40.00 X 252050 0 30153 SARA HERSEY SR. TECHNICAL ADVISOR 40.00 X 257500 0 20628 AMANDA MCCLELLAND SENIOR VP, RESOLVE 40.00 X 257500 0 20508 PHILIP SETEL VP & DIRECTOR, CRVS 40.00 X 234184 0 13175 ANDREW RENDEIRO SVP & CHIEF STRATEGY OFFICER 40.00 X 228375 0 9173 LOUIS JAMES DE VIEL CASTEL CHAIRMAN 2.00 X X 0 0 0 MARC SZNAJDERMAN VICE CHAIR FOR PROGRAMS 3.00 X X 0 0 0 HELEN AGERUP VICE CHAIR FOR OPERATIONS 2.00 X X 0 0 0 SCOTT HALSTEAD TREASURER 4.00 X X 0 0 0 ERIC ROSENBAUM SECRETARY 3.00 X X 0 0 0 DAVID A CAPUTO TRUSTEE 2.00 X 0 0 0 FRANK G COLELLA JD LLM CPA TRUSTEE 2.00 X 0 0 0 ROSLYN FEDER TRUSTEE 2.00 X 0 0 0 MARK FOLEY TRUSTEE 2.00 X 0 0 0 MASAE KAWAMURA TRUSTEE 2.00 X 0 0 0 RAM KOPPAKA MD TRUSTEE 2.00 X 0 0 0 BRUCE MANDELL TRUSTEE 2.00 X 0 0 0 RENEE RIDZON TRUSTEE 2.00 X 0 0 0 JACK SALVO TRUSTEE 2.00 X 0 0 0 NEIL W SCHLUGER TRUSTEE 2.00 X 0 0 0 DEAN SCHRAUFNAGEL TRUSTEE 2.00 X 0 0 0 RICHARD SHEPRO TRUSTEE 2.00 X 0 0 0 PETER A BALDINI TRUSTEE (THRU 7/01/2019) 2.00 X 0 0 0 CHRIS CASTAGNA TRUSTEE (THRU 12/10/2019) 2.00 X 0 0 0 4278430 0 390079 79 0 1 0 CARROLL COMMUNICATIONS 180 OLD COLONY AVE 300 QUINCY MA 02170 CONSULTING 208334 PATRICIA COTTER 4 JOHNSTONE STREET MALVERNE VICTORIA AS 3144 COMMUNICATIONS 169538 SARA WHITEHEAD 2 TYRREL AVE TORONTO M6G 261 CA CONSULTING 163496 MOSES & SINGER LLP 405 LEXINGTON AVE NEW YORK NY 10174 LEGAL 147749 MARINE BUISSONNIERE 2222 CALLE GENERAL PATTON SAN JUAN RQ 913 LEGAL 110700 10 10928169 207972925 218901094 777683 777683 315181 20684 294497 294497 294497 OTHER REVENUE 900099 41947 41947 41947 220015221 0 0 1114127 X 11839684 11839684 39142937 39142937 3160396 2137833 903093 119470 18096425 12254765 5156125 685535 627302 419096 185053 23153 2930606 1957919 864522 108165 1688772 1128258 498184 62330 265561 179306 86255 71780 48466 23314 25461120 22402286 3026139 32695 928898 908226 20672 623181 420771 202410 374173 252640 121533 2688471 1749397 858531 80543 5084279 4593500 487157 3622 702356 621594 74105 6657 194800 194800 278598 190143 88455 PROJECT SUPPLIES/EQUIPM 1126918 849127 277791 PROVISION EXPENSE 576156 355694 216320 4142 SUBSCRIPTIONS,REFERENCE 531790 328304 199663 3823 ADMIN./PROGRAM COSTS 512759 316555 192517 3687 322132 115680 205665 787 117229094 102212181 13882304 1134609 4085928 5156321 56803906 84053538 20739083 93201536 390640 464747 2542439 793164 1749175 1749275 1778107 3950034 3429295 5995905 88976134 194571356 1518395 6513806 2728969 231982 266982 657818 1046694 5137164 7827482 X 1155931 3598435 82683039 183145439 83838970 186743874 88976134 194571356 X 102786127 29413 89364 X X 0 1 X 1 1 1 X 95261833 30602155 174982107 80596112 218901094 600343301 95261833 30602155 174982107 80596112 218901094 600343301 301253758 299089543 98091 119436 209043 286026 777683 1490279 65410 9019 9196 28518 41947 154090 601987670 422572 0.49680 0.45070 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2015 AMOUNT: $ 65,410. 2016 AMOUNT: $ 9,019. 2017 AMOUNT: $ 9,196. 2018 AMOUNT: $ 25,639. 2019 AMOUNT: $ 41,947. FEES - 2018 AMOUNT: $ 2,879. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 1 X 1348379 185343 1163036 1194060 607821 586239 1749275 DEFERRED RENT 1046694 1046694 X 222872998 29413 2828364 2857777 220015221 0 220015221 117229094 0 117229094 0 117229094 PART IV, LINE 2B: VITAL STRATEGIES (VITAL) IS ACTING AS FIDUCIARY FISCAL AGENT FOR THE NORTH AMERICAN REGION CHARTER OF THE UNION(NAR) FUNDS. THESE FUNDS ARE HELD IN A DESIGNATED BANK ACCOUNT. THE BALANCE OF FUNDS AS OF DECEMBER 31, 2019 IS $246,982. DURING 2019, VITAL STRATEGIES WAS THE PRIME-RECIPIENT OF $10.93 MILLION IN US GOVERNMENT FUNDS, TO SUPPORT ACTIVITIES ASSOCIATED WITH THE IMPLEMENTATION OF THE INTERNATIONAL TREAT TB INITIATIVE, A MULTI-YEAR RESEARCH INITIATIVE FUNDED BY THE UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID), FOR WHICH VITAL STRATEGIES SERVES AS A COORDINATING AND ADMINISTRATIVE HUB. PART X, LINE 2: VITAL STRATEGIES, INC. RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT VITAL STRATEGIES, INC. HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. VITAL STRATEGIES, INC. IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: FOREIGN CURRENCY EXCHANGE GAIN 89,364. ADJUSTMENT TO GRANT RECEIVED 2,739,000. 1 SUB-SAHARAN AFRICA GRANTS 6041045 EAST ASIA AND THE PACIFIC GRANTS 8215027 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTS 22097021 NORTH AMERICA GRANTS 553641 SOUTH AMERICA GRANTS 2236203 SUB-SAHARAN AFRICA 0 85 PROGRAM SERVICES DATA FOR HEALTH, EAST AFRICAN TRAINING INITIATIVE, OBESITY PREVENTION, AND OTHER PROGRAMS. 1734911 EAST ASIA AND THE PACIFIC 1 214 PROGRAM SERVICES DATA FOR HEALTH, ENVIRONMENTAL HEALTH, FINANCE, AND OTHER PROGRAMS. 4609259 EUROPE (INCLUDING ICELAND & GREENLAND) 0 44 PROGRAM SERVICES DATA FOR HEALTH, INDONESIA MATERNAL AND NEWBORN HEALTH, AND OTHER PROGRAMS. 1285339 NORTH AMERICA 0 45 PROGRAM SERVICES DATA FOR HEALTH, OBESITY PREVENTION, RESOLVE, AND OTHER PROGRAMS. 812545 SOUTH AMERICA 0 184 PROGRAM SERVICES DATA FOR HEALTH, ENVIRONMENTAL HEALTH, OBSESITY PREVENTION, AND OTHER PROGRAMS. 2624467 1 343 0 229 1 572 46772446 3437012 50209458 SUB-SAHARAN AFRICA STREAM TB AND TREAT TB 1322627 WIRE TRANSFER SUB-SAHARAN AFRICA STREAM TB AND TREAT TB 676770 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 645244 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 634635 WIRE TRANSFER SUB-SAHARAN AFRICA STREAM TB AND TREAT TB 483220 WIRE TRANSFER SUB-SAHARAN AFRICA MATERNAL HEALTH 458975 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 400000 WIRE TRANSFER SUB-SAHARAN AFRICA STREAM TB AND TREAT TB 286592 WIRE TRANSFER SUB-SAHARAN AFRICA STREAM TB AND TREAT TB 242694 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 200000 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 120000 WIRE TRANSFER SUB-SAHARAN AFRICA TREAT TB 101645 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 88274 WIRE TRANSFER SUB-SAHARAN AFRICA DATA FOR HEALTH 76000 WIRE TRANSFER SUB-SAHARAN AFRICA DATA FOR HEALTH 72071 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 58672 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 55495 WIRE TRANSFER SUB-SAHARAN AFRICA RESOLVE 40000 WIRE TRANSFER SUB-SAHARAN AFRICA DATA FOR HEALTH 28870 WIRE TRANSFER SUB-SAHARAN AFRICA DATA FOR HEALTH 25863 WIRE TRANSFER SUB-SAHARAN AFRICA ROAD SAFETY 23400 WIRE TRANSFER EAST ASIA AND THE PACIFIC DATA FOR HEALTH, INTERNATIONAL OFFICES, OPERATIONS, RESOLVE, ROAD SAFETY, TOBACCO CONTROL, AND THE UNION PARIS 3589319 WIRE TRANSFER EAST ASIA AND THE PACIFIC DATA FOR HEALTH, PARTNERSHIP FOR HEALTHY CITIES, ROAD SAFETY, STREAM TB, AND TREAT TB 1314166 WIRE TRANSFER EAST ASIA AND THE PACIFIC STREAM TB AND TREAT TB 1254368 WIRE TRANSFER EAST ASIA AND THE PACIFIC DATA FOR HEALTH, ENVIRONMENTAL HEALTH, INDONESIA MATERNAL AND NEWBORN HEALTH, PARTNERSHIP FOR HEALTHY CITIES, ROAD SAFETY, STREAM TB, AND TOBACCO CONTROL 803463 WIRE TRANSFER EAST ASIA AND THE PACIFIC STREAM TB AND TREAT TB 214141 WIRE TRANSFER EAST ASIA AND THE PACIFIC STREAM TB AND TREAT TB 194218 WIRE TRANSFER EAST ASIA AND THE PACIFIC RESOLVE 112090 WIRE TRANSFER EAST ASIA AND THE PACIFIC RESOLVE 103189 WIRE TRANSFER EAST ASIA AND THE PACIFIC RESOLVE 102200 WIRE TRANSFER EAST ASIA AND THE PACIFIC RESOLVE 75746 WIRE TRANSFER EAST ASIA AND THE PACIFIC ROAD SAFETY 67212 WIRE TRANSFER EAST ASIA AND THE PACIFIC DATA FOR HEALTH 61000 WIRE TRANSFER EAST ASIA AND THE PACIFIC ROAD SAFETY 47290 WIRE TRANSFER EAST ASIA AND THE PACIFIC RESOLVE 36369 WIRE TRANSFER EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 34200 WIRE TRANSFER EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 30000 WIRE TRANSFER EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 25000 WIRE TRANSFER EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 24607 WIRE TRANSFER EAST ASIA AND THE PACIFIC THE UNION PARIS 15000 WIRE TRANSFER EAST ASIA AND THE PACIFIC DATA FOR HEALTH 14548 WIRE TRANSFER EAST ASIA AND THE PACIFIC STREAM TB 3600 WIRE TRANSFER EAST ASIA AND THE PACIFIC THE UNION PARIS 2496 WIRE TRANSFER EAST ASIA AND THE PACIFIC DATA FOR HEALTH 1374 WIRE TRANSFER EAST ASIA AND THE PACIFIC THE UNION PARIS 532 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH, RESOLVE, STOP WATCHDOG, STREAM TB, TOBACCO CONTROL, TREAT TB, AND THE UNION PARIS 7623922 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) TOBACCO CONTROL AND THE UNION PARIS 6665367 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH AND RESOLVE 2872801 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TREAT TB 873348 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TREAT TB 737871 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TREAT TB 680807 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TREAT TB 499565 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) INVESTIGATIVE JOURNALISM 380000 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TREAT TB 336259 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) ROAD SAFETY 281250 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESOLVE 230300 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) INVESTIGATIVE JOURNALISM 225000 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) TREAT TB 181996 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TREAT TB 139090 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH 100000 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESOLVE 89436 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESOLVE AND ROAD SAFETY 83542 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) OBESITY PREVENTION 56635 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) TREAT TB 33477 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) MATERNAL HEALTH 6356 WIRE TRANSFER NORTH AMERICA TOBACCO CONTROL 450000 WIRE TRANSFER NORTH AMERICA RESOLVE 55000 WIRE TRANSFER NORTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 39641 WIRE TRANSFER NORTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 9000 WIRE TRANSFER EAST ASIA AND THE PACIFIC RESOLVE 84400 WIRE TRANSFER SOUTH AMERICA DATA FOR HEALTH, MAYOR'S CHALLENGE, OBESITY PREVENTION, ROAD SAFETY, STOP WATCHDOG, AND TOBACCO CONTROL 651035 WIRE TRANSFER SOUTH AMERICA OBESITY PREVENTION 380000 WIRE TRANSFER SOUTH AMERICA MAYOR'S CHALLENGE 308416 WIRE TRANSFER SOUTH AMERICA TREAT TB 222934 WIRE TRANSFER SOUTH AMERICA MAYOR'S CHALLENGE 192442 WIRE TRANSFER SOUTH AMERICA DATA FOR HEALTH 114301 WIRE TRANSFER SOUTH AMERICA DATA FOR HEALTH 89529 WIRE TRANSFER SOUTH AMERICA OBESITY PREVENTION 71300 WIRE TRANSFER SOUTH AMERICA MAYOR'S CHALLENGE 60049 WIRE TRANSFER SOUTH AMERICA MAYOR'S CHALLENGE 50000 WIRE TRANSFER SOUTH AMERICA THE UNION PARIS 50000 WIRE TRANSFER SOUTH AMERICA THE UNION PARIS 30000 WIRE TRANSFER SOUTH AMERICA THE UNION PARIS 9732 WIRE TRANSFER SOUTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 6465 WIRE TRANSFER 26 53 PARTNERSHIP FOR HEALTHY CITIES EAST ASIA AND THE PACIFIC 1 500 STREAM TB EAST ASIA AND THE PACIFIC 1 4000 0 0 0 0 0 0 PART I, LINE 2: VITAL STRATEGIES (VITAL STRATEGIES) IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THE DIRECT MANAGEMENT OF FUNDS IS THE RESPONSIBILITY OF THE PROGRAM OFFICERS AND GRANTS MANAGER FOR THE RESPECTIVE CONTRACT OR AGREEMENT. ALL GRANTS MANAGERS REVIEW COMPLETION OF SCOPE OF WORK DELIVERABLES VIA EMAIL FOLLOW-UP, SCHEDULED CHECK-IN PHONE CALLS AT KEY PROJECT INTERVALS AND QUARTERLY SITE VISITS PRIOR TO SIGNING OFF ON SUBMITTED INVOICES. THIS RESPONSIBILITY IS OFTENTIMES SHARED WITH THE EMBEDDED CONSULTANT WHO IS REQUIRED TO COMPLETE A MONTHLY REPORT AND WHO IS ALSO SUBJECT TO THE SAME REVIEW PROCESS FOR THEIR RESPECTIVE WORK BY THE ASSIGNED GRANTS MANAGER. FOR GRANTEES, FINANCE REQUIRES AND REVIEWS QUARTERLY FINANCIAL REPORTS TO VALIDATE AND RECONCILE REPORTED EXPENSES. THESE REPORTS ARE FIRST REVIEWED BY GRANTS MANAGERS PRIOR TO BEING REVIEWED BY THE FINANCE TEAM. SPECIFICALLY, WE HAVE 3 MECHANISMS IN PLACE: SITE VISITS (BY VARIOUS PROGRAM TEAM MEMBERS INCLUDING PHARMACISTS FOR TREAT TB/STREAM, TECHNICAL OFFICERS, GRANTS MANAGERS), FINANCIAL REPORTS, TECHNICAL REPORTS. CONSULTANTS, VENDORS AND GRANTEES ARE SELECTED IN PARTNERSHIP WITH CITY AND/OR COUNTRY GOVERNMENT PARTNERS AND KEY INITIATIVE PARTNERS. FOR CONSULTANTS, ALL AFFILIATED PARTIES AGREE ON A SCOPE OF WORK AND THE CONSULTANT POSITION IS EITHER POSTED OR SHARED WITH KEY PARTNERS TO DEVELOP A WIDE POOL OF INDIVIDUAL'S CANDIDATES. CONSULTANTS ARE THEN INTERVIEWED IN ACCORDANCE TO THE AGREED-UPON INTERVIEW FORMAT AND SELECTED FOR EACH POSITION. VENDORS ARE SELECTED EITHER VIA A BIDDING PROCESS OR VIA SOLE SOURCE SELECTION BASED ON INTERNAL CITY/COUNTRY OR INITIATIVE PARTNER EXPERIENCE. GRANTEES ARE USUALLY IDENTIFIED WITH THE ASSISTANCE OF INTERNAL CITY/COUNTRY PARTNERS FOR A SPECIFIC PURPOSE BASED ON DOLLAR AMOUNT BEING CHARGED AND THE ANTICIPATED SCOPE OF WORK. WHERE POSSIBLE, THE GRANTEES FOR BOTH INITIATIVES ARE THE IDENTIFIED CITY/GOVERNMENT PARTNERS THEMSELVES ELSE, THEY ARE IDENTIFIED WITH THE ASSISTANCE OF INTERNAL CITY/COUNTRY PARTNERS FOR A SPECIFIC PURPOSE BASED ON THE ANTICIPATED SCOPE OF WORK. VITAL STRATEGIES THEN REVIEWS THE OPTIONS AND DECIDES WITH ASSISTANCE FROM ALL AFFILIATED PARTNERS, WHO IS THE BEST GRANTEE OPTION FOR THE SPECIFIC SCOPE OF WORK. PART I, LINE 3: EXPENDITURES ARE RECOGNIZED UNDER THE ACCRUAL BASIS OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 QUINTILES (IQVIA) PO BOX 13979 RESEARCH TRIANGLE PARK NC 27709 561323952 N/A 6080910 STREAM TB CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW SUITE 1200 WASHINGTON DC 20005 521969967 501 (C )(3) 1137500 ROAD SAFETY INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT (WORLD BANK) 1818 H ST NW WASHINGTON DC 20433 980002549 N/A 1000000 RESOLVE PAN AMERICAN HEALTH ORGANIZATION - PAHO 525 23RD STREET NW WASHINGTON DC 20037 521804954 N/A 544723 RESOLVE CDC FOUNDATION 600 PEACHTREE STREET NE SUITE 1000 ATLANTA GA 30308 582106707 501 (C )(3) 543595 RESOLVE PROJECT HOPE FOUNDATION 255 CARTER HALL LANE MILLWOOD VA 22646 530242962 501 (C )(3) 539970 RESOLVE YALE UNIVERSITY 25 SCIENCE PARK 150 MUNSON STREET PO BOX 208327 NEW HAVEN CT 065208327 060646973 501 (C )(3) 528055 TREAT TB HEALTH ALLIANCE INTERNATIONAL (HAI) 1107 NE 45TH STREET SUITE 350 SEATTLE WA 98105 943047981 501 (C )(3) 214731 TREAT TB THE HOSPITAL AND HEALTHSYSTEM ASSOCIATION OF PENNSYLVANIA 30 N THIRD STREET SUITE 600 HARRISBURG PA 17101 251767436 501 (C )(6) 209569 OVERDOSE PREVENTION (OPIOID) SOUTHEASTERN MICHIGAN HEALTH ASSOCIATION 3011 W GRAND BOULEVARD SUITE 200 DETROIT MI 48202 381671500 501 (C )(3) 186135 OVERDOSE PREVENTION (OPIOID) PREVENTION POINT PHILADELPHIA 166 WEST LEHIGH AVENUE LOWER LEVEL PO BOX 60990 PHILADELPHIA PA 19133 232663699 501 (C )(3) 172560 OVERDOSE PREVENTION (OPIOID) JOURNALISM DEVELOPMENT NETWORK 4401A CONNECTICUT AVENUE NW 321 WASHINGTON DC 200082358 260898750 501 (C )(3) 150000 INVESTIGATIVE JOURNALISM HARM REDUCTION MICHIGAN 867 EAST 8TH STREET TRAVERSE CITY MI 49686 812744973 501 (C )(3) 150000 OVERDOSE PREVENTION (OPIOID) HARM REDUCTION COALITION 22 W 27TH STREET 5 NEW YORK NY 10001 943204958 501 (C )(3) 88638 OVERDOSE PREVENTION (OPIOID) FAMILY HEALTH INTERNATIONAL (FHI 360) 359 BLACKWELL STREET SUITE 200 DURHAM NC 27701 237413005 501 (C )(3) 66991 STREAM TB AND TREAT TB UNIVERSITY OF CHICAGO CENTER FOR SPATIAL DATA 5735 S ELLIS AVE ROOM 230 CHICAGO IL 60637 362177139 501 (C )(3) 40000 PARTNERSHIP FOR HEALTHY CITIES UNIVERSITY OF PITTSBURGH 123 UNIVERSITY PLACE PITTSBURGH PA 15213 250965591 501 (C )(3) 39784 DATA FOR HEALTH PENNSYLVANIA COMMISSION ON SENTENCING 204 E CALDER WAY SUITE 400 STATE COLLEGE PA 168014756 251542190 GOVERNMENT OF PA 25000 OVERDOSE PREVENTION (OPIOID) THE PENNSYLVANIA HARM REDUCTION COALITION 2913 KENSINGTON AVENUE PHILADELPHIA PA 19134 832845467 501 (C )(3) 6523 OVERDOSE PREVENTION (OPIOID) PENNSYLVANIA SHERIFFS' ASSOCIATION 2426 N 2ND STREET HARRISBURG PA 17110 231320650 501 (C )(6) 110000 OVERDOSE PREVENTION (OPIOID) 15 5 PART I, LINE 2: VITAL STRATEGIES (VITAL STRATEGIES) IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THE DIRECT MANAGEMENT OF FUNDS IS THE RESPONSIBILITY OF THE PROGRAM OFFICERS AND GRANTS MANAGER FOR THE RESPECTIVE CONTRACT OR AGREEMENT. ALL PROGRAM OFFICERS AND GRANTS MANAGERS REVIEW COMPLETION OF SCOPE OF WORK DELIVERABLES VIA EMAIL FOLLOW-UP, SCHEDULED CHECK-IN PHONE CALLS AT KEY PROJECT INTERVALS AND QUARTERLY SITE VISITS PRIOR TO SIGNING OFF ON SUBMITTED INVOICES. THIS RESPONSIBILITY IS OFTEN SHARED WITH EMBEDDED CONSULTANT WHO ARE REQUIRED TO COMPLETE A MONTHLY REPORT AND WHO ARE ALSO SUBJECT TO THE SAME REVIEW PROCESS FOR THEIR RESPECTIVE WORK ASSIGNED BY PROGRAM OFFICER AND GRANTS MANAGER. FOR GRANTEES, FINANCE REQUIRES AND REVIEWS QUARTERLY FINANCIAL REPORTS TO VALIDATE AND RECONCILE REPORTED EXPENSES. THESE REPORTS ARE FIRST REVIEWED BY GRANTS MANAGERS PRIOR TO BEING REVIEWED BY THE FINANCE TEAM. SPECIFICALLY, WE HAVE 3 MECHANISMS IN PLACE: SITE VISITS (BY VARIOUS PROGRAM TEAM MEMBERS INCLUDING PHARMACISTS FOR TREAT TB/STREAM, TECHNICAL OFFICERS, GRANTS MANAGERS), FINANCIAL REPORTS, TECHNICAL REPORTS. CONSULTANTS, VENDORS AND GRANTEES ARE SELECTED IN PARTNERSHIP WITH CITY AND/OR COUNTRY GOVERNMENT PARTNERS AND KEY INITIATIVE PARTNERS. SELECTION IS BASED ON PARTNER EXPERIENCE AND DOLLAR EXPENSES VALUE. FOR CONSULTANTS, ALL AFFILIATED PARTIES AGREE ON A SCOPE OF WORK AND THE CONSULTANT POSITION IS EITHER POSTED OR SHARED WITH KEY PARTNERS TO DEVELOP A WIDE POOL OF INDIVIDUAL'S CANDIDATES. CONSULTANTS ARE THEN INTERVIEWED IN ACCORDANCE TO THE AGREED-UPON INTERVIEW FORMAT AND SELECTED FOR EACH POSITION. VENDORS ARE SELECTED EITHER VIA A BIDDING PROCESS OR VIA SOLE SOURCE SELECTION BASED ON COST TO THE ORGANIZATION AND AND/OR INITIATIVE PARTNER EXPERIENCE. GRANTEES ARE USUALLY IDENTIFIED WITH THE ASSISTANCE OF INTERNAL CITY/COUNTRY PARTNERS FOR A SPECIFIC PURPOSE BASED ON THE ANTICIPATED SCOPE OF WORK. WHERE POSSIBLE, THE GRANTEES FOR BOTH INITIATIVES ARE THE IDENTIFIED CITY/GOVERNMENT PARTNERS THEMSELVES ELSE, THEY ARE IDENTIFIED WITH THE ASSISTANCE OF PARTNERS FOR A SPECIFIC PURPOSE BASED ON THE ANTICIPATED SCOPE OF WORK. VITAL STRATEGIES THEN REVIEWS THE OPTIONS AND DECIDES WITH ASSISTANCE FROM ALL AFFILIATED PARTNERS, WHO IS THE BEST GRANTEE OPTION FOR THE SPECIFIC SCOPE OF WORK. X X X X 0 0 0 0 0 0 0 0 0 THOMAS FRIEDEN PRESIDENT CEO OF CARDIOVASCULAR HEALTH 496530 0 0 0 0 0 11175 0 37439 0 545144 0 0 0 JOSE LUIS CASTRO PRESIDENT & CEO 460170 0 0 0 17424 0 8330 0 13981 0 499905 0 0 0 PAULA FUJIWARA SCIENTIFIC DIRECTOR 331682 0 0 0 0 0 11200 0 12735 0 355617 0 0 0 WALLACE D'SOUZA CFO 290016 0 0 0 18984 0 10685 0 29844 0 349529 0 0 0 CYRUS SHAHPAR DIRECTOR, PREVENT EPEDEMIC 307393 0 0 0 0 0 11200 0 30407 0 349000 0 0 0 ADAM M KARPATI SR. VP PUBLIC HEALTH 271695 0 0 0 18984 0 10715 0 32919 0 334313 0 0 0 IRA D RUSEN SR. VP RESEARCH & DEVELOPM 312154 0 0 0 0 0 9852 0 2496 0 324502 0 0 0 TAMAR RENAUD COO 238654 0 0 0 17417 0 10397 0 30152 0 296620 0 0 0 SANDRA MULLIN SR. VP. COMMUNICATION 250301 0 0 0 17417 0 10708 0 12207 0 290633 0 0 0 DANIEL KASS SR. VP ENVIRONMENTAL HEALT 233050 0 0 0 19000 0 9676 0 20477 0 282203 0 0 0 SARA HERSEY SR. TECHNICAL ADVISOR 257500 0 0 0 0 0 9871 0 10757 0 278128 0 0 0 AMANDA MCCLELLAND SENIOR VP, RESOLVE 257500 0 0 0 0 0 10300 0 10208 0 278008 0 0 0 PHILIP SETEL VP & DIRECTOR, CRVS 234184 0 0 0 0 0 9454 0 3721 0 247359 0 0 0 ANDREW RENDEIRO SVP & CHIEF STRATEGY OFFICER 228375 0 0 0 0 0 9135 0 38 0 237548 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS MEMBERS ARE PROVIDED WITH ELECTRONIC COPY OF THE 990 DRAFT FOR THEIR REVIEW. THE AUDIT COMMITTEE OF THE BOARD MEETS TO REVIEW THE FORM 990 IN DETAIL AND APPROVES IT. FORM 990, PART VI, SECTION B, LINE 12C VITAL STRATEGIES (VS) HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT ANNUALLY MONITORS AND ENFORCES. THE BOARD OF DIRECTORS MANDATES THAT ALL MEMBERS OF MANAGEMENT, (OFFICERS AND KEY EMPLOYEES) AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED POLICIES ARE SUBMITTED TO THE EXECUTIVE DIRECTOR (WHO CURRENTLY SERVES AS THE ORGANIZATION'S COMPLIANCE OFFICER) WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS. IF POTENTIAL OR ACTUAL CONFLICTS OF INTEREST EXIST, PROPER NOTIFICATIONS ARE MADE, AND RESULTS OF INVESTIGATIONS ARE SUMMARIZED AND REPORTED TO THE BOARD OF DIRECTORS. IF ACTUAL CONFLICTS EXIST, THE INDIVIDUAL(S) INVOLVED ARE NOT ALLOWED TO VOTE OR BE A PART OF ANY DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT RELATE TO THE CONFLICT UNTIL SUCH TIME AS THERE IS NO LONGER A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE MANAGEMENT PERFORMANCE COMMITTEE OF THE BOARD, CONSISTING OF INDEPENDENT BOARD MEMBERS, CONDUCTS AN ANNUAL REVIEW AND APPROVAL PROCESS OF THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT AND CHIEF EXECUTIVE OFFICER. THE COMMITTEE WILL ASSESS THE REASONABLENESS OF THE COMPENSATION THROUGH THE ENGAGEMENT OF AN EXTERNAL FIRM WHO WILL REVIEW THE PRESIDENT/CEOS COMPENSATION AGAINST COMPARABLE ORGANIZATIONS. THE COMMITTEE RECOMMENDS THE TOTAL COMPENSATION OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER TO THE BOARD FOR APPROVAL. THE MANAGEMENT PERFORMANCE COMMITTEE IS INFORMED BY THE PRESIDENT & CEO ON AN ANNUAL BASIS OF THE ORGANIZATION'S COMPENSATION STRATEGY AND THE PROCESS UTILIZED TO DETERMINE IF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE REWARDED APPROPRIATELY FOR THEIR CONTRIBUTIONS TO THE ORGANIZATION'S GROWTH AND PERFORMANCE. THE MANAGEMENT PERFORMANCE COMMITTEE IS ALSO INFORMED OF THE COMPENSATION PAID TO EACH NEW OFFICER AND KEY EMPLOYEE OF THE ORGANIZATION AND ITS AFFILIATES. A BENCHMARKING STUDY IS CONDUCTED EVERY TWELVE TO EIGHTEEN MONTHS TO DETERMINE THAT THE COMPENSATION BEING PAID TO THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE IN LINE WITH INDUSTRY STANDARDS. THE STUDY INCLUDES INDEPENDENT SURVEYS OF NEW YORK CITY BASED NON-PROFIT COMPENSATION PRACTICES AS WELL AS INTERNATIONAL NON-PROFIT ORGANIZATIONS WITH HEADQUARTERS IN THE UNITED STATES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND ALSO POSTED TO: BETTER BUSINESS BUREAU SERVING METROPOLITAN NEW YORK 30 E 33RD STREET 12TH FLOOR NEW YORK, NY 10016 FORM 990, PART IX, LINE 11G TECHNICAL/ ADMINISTRATIVE PROJECT CONSULTANTS: PROGRAM SERVICE EXPENSES 7,785,157. MANAGEMENT AND GENERAL EXPENSES 213,420. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 7,998,577. TRANSLATION, ACCOUNTING TEMPS, PROJECT MGMT SERVICES: PROGRAM SERVICE EXPENSES 61,028. MANAGEMENT AND GENERAL EXPENSES 509,130. FUNDRAISING EXPENSES 32,411. TOTAL EXPENSES 602,569. PAYROLL PROCESSING: PROGRAM SERVICE EXPENSES 24,393. MANAGEMENT AND GENERAL EXPENSES 14,835. FUNDRAISING EXPENSES 284. TOTAL EXPENSES 39,512. PROGRAM IMPLEMENTATION SERVICE CONTRACTS: PROGRAM SERVICE EXPENSES 14,531,708. MANAGEMENT AND GENERAL EXPENSES 2,288,754. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 16,820,462. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY EXCHANGE GAIN 89,364. FORM 990, PART XI, LINE 2C: THE PROCESS FOR SELECTING AN INDEPENDENT ACCOUNTANT AND ESTABLISHING A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT HAS NOT CHANGED FROM PRIOR YEARS. VITAL STRATEGIES ENDOWMENT FUND (VS PARIS) 67 RUE DU VOLGA PARIS FR 75020 FR VITAL STRATEGIES INC 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 VITAL STRATEGIES ENDOWMENT FUND (VS PARIS) B 412889 CASH