2020-02-13T09:40:40-06:00 2019-09-27 PricewaterhouseCoopers LLP 600 13TH ST NW WASHINGTON DC 20005 990 2018-09-29 541781521 NOBLIS INC % MARK A SIMIONE NOBL 7036102000 2002 EDMUND HALLEY DRIVE RESTON VA 20191 MARK A SIMIONE SR VP, CFAO, TREAS. 7036102000 2020-02-11 true TRAVIS L PATTON P00369623 7039183000 2020-02-06 155.201.35.55 52580220200445000000 2020-02-13 P 5D86657B04133EFD86B5B0998D71DEAD23A9772A 5D86657B04133EFD86B5B0998D71DEAD23A9772A 2018 2020-11-19 02:30:22Z MARK A SIMIONE 2002 EDMUND HALLEY DRIVE RESTON VA 20191 348890921 false X WWW.NOBLIS.ORG X 1995 DE ENGAGE IN, ASSIST, & SUPPORT SCIENTIFIC ACTIVITIES & PROJECTS FOR & PERFORM & ENGAGE IN & PROCURE R&D, ENGINEERING & ADVISORY SERVICES TO OR FOR PUBLIC INTEREST ORGS. 10 8 1324 0 801 0 300795883 293235472 141706 801 2992388 1251316 18804527 1855 322734504 294489444 153200 129450 0 0 173984471 174402325 0 0 2236572 119199579 111808019 293337250 286339794 29397254 8149650 235075457 228020110 53926483 37360554 181148974 190659556 X TO ENGAGE IN, ASSIST AND CONTRIBUTE TO THE SUPPORT OF SCIENTIFIC ACTIVITIES, AND PROJECTS FOR, AND TO PERFORM, ENGAGE IN AND PROCURE RESEARCH, DEVELOPMENT, ENGINEERING AND ADVISORY SERVICES TO OR FOR THE UNITED STATES GOVERNMENT, STATE GOVERNMENTS AND LOCAL JURISDICTIONS, AND ANY DEPARTMENT OR AGENCY OF ANY OF THE FOREGOING, NONPROFIT ORGANIZATIONS, AND OTHER ORGANIZATIONS IN SUCH A MANNER AS TO ENABLE THE CORPORATION TO QUALIFY FOR EXEMPTION FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE CODE. false false 92686472 44543 735 THE INTELLIGENCE & ANALYTICS MISSION AREA HELPS CLIENTS DEVELOP, IMPLEMENT, AND INTEGRATE ADVANCED TECHNOLOGIES INTO THEIR MISSIONS WITH AGILITY, SPEED, AND SECURITY AS TOP PRIORITIES USING AGILE, ADVANCED ANALYTICS, CYBER, BIOINFORMATICS, IDENTITY AND ARTIFICIAL INTELLIGENCE. THIS PROGRAM GENERATED APPROXIMATELY 39 GRANTS THIS YEAR. 138489666 66555 1400 THE FEDERAL CIVILIAN SOLUTIONS MISSION AREA HELPS CLIENTS ARCHITECT, ACQUIRE, INTEGRATE, DEPLOY, AND MANAGE THE RIGHT SOLUTIONS AND TECHNOLOGY TO SUPPORT THEIR MISSIONS BY USING ADVANCED ANALYTICS, INNOVATIVE TECHNOLOGY, SYSTEMS ENGINEERING, AND PROGRAM AND ACQUISITION MANAGEMENT TO IMPROVE OPERATIONS SPANNING THE TRANSPORTATION, TELECOMMUNICATIONS, SPACE, INFORMATION TECHNOLOGY, HEALTHCARE, AND CITIZEN SERVICES DOMAINS. THIS PROGRAM GENERATED APPROXIMATELY 68 GRANTS THIS YEAR. 38186556 18352 303 THE DEFENSE & HOMELAND SECURITY MISSION AREA SPANS THE BREADTH OF NATIONAL SECURITY MISSIONS, DOMAINS, AND AGENCIES; PROTECTS THE NATURAL, BUILT, AND VIRTUAL INFRASTRUCTURE CRITICAL TO MAINTAINING THE INTEGRITY OF OUR DEFENSE AND HOMELAND SECURITY ENTERPRISES; STREAMLINES OPERATIONS, CUTS COSTS, AND DELIVERS RESULTS TO OUR DEFENSE AND HOMELAND SECURITY CLIENTS USING INNOVATIVE TECHNOLOGY AND TOOLS, SYSTEMS ENGINEERING, LIFECYCLE ASSESSMENT, AND PROGRAM AND ACQUISITION MANAGEMENT; AND USES ADVANCED ANALYTICS AND BIOINFORMATICS, SCIENCE, AND ENGINEERING EXPERTISE. THIS PROGRAM GENERATED APPROXIMATELY 27 GRANTS THIS YEAR. 269362694 true true false true false false false false false false true false false false true true false true false false false false false false false false false true false true false false false false false false false false false false false false true false false false false true 162 0 1324 true true true false false false false false false false false false false X 10 8 false false false false false false false true true false false true true true true true true true true false CA DC IL MD NJ VA WV X MARK A SIMIONE 7036101962 2002 EDMUND HALLEY DRIVE RESTON VA 20191 AMR A ELSAWY PRESIDENT, CEO, TRUSTEE 36.0 4.0 X X 1203832 0 265564 MARK A SIMIONE SR.VP, CFAO, TREAS, TRUSTEE 36.0 4.0 X X 829276 0 188723 JAMES P ALLEN TRUSTEE 5.0 0.0 X 52500 0 0 THE HONORABLE MARION C BLAKEY TRUSTEE, CHAIRMAN 5.0 0.0 X 80000 0 0 THE HONORABLE MICHAEL CHERTOFF TRUSTEE, VICE CHAIRMAN 5.0 0.0 X 57500 0 0 LETITIA A LONG TRUSTEE 5.0 0.0 X 47500 0 0 LYDIA W THOMAS PHD TRUSTEE 5.0 0.0 X 55000 0 0 DAVID R SHEDD TRUSTEE 5.0 0.0 X 47500 0 0 THE HON DEBORAH LEE JAMES TRUSTEE 5.0 0.0 X 45000 0 0 CHRIS MCGEE TRUSTEE 5.0 0.0 X 52500 0 0 JEAN M CAIN 919 VP, CHIEF PEOPLE OFFICER 36.0 4.0 X 379582 0 105799 LAUREN MCGINLEY VP, GEN COUNSEL, SECY, & CCO 36.0 4.0 X 383651 0 110211 MILE CORRIGAN VP, FEDERAL CIVILIAN SOLUTIONS 40.0 0.0 X 399065 0 87121 RICHARD J DUBOIS VP, BUS. ADMIN. 36.0 4.0 X 336367 0 100813 GAIL C HOGAN VP, Chief Information Officer 36.0 4.0 X 352360 0 102718 ALFRED LOVERED VERNON INGRAM PRESIDENT, NOBLIS ESI, LLC 0.0 40.0 X 451761 0 26471 RICHARD HARRISON PRESIDENT, NOBLIS ESI, LLC 0.0 40.0 X 309191 0 43032 JAMES SOLTYS SENIOR FELLOW 40.0 0.0 X 312288 0 50920 DIANA K FOSSETT VP, BD & DEFENSE&HOMELAND SEC 40.0 0.0 X 330638 0 33586 GARY K SLADIC VP, FINANCE & ACCOUNTING 36.0 4.0 X 343277 0 53527 ELLEN E MCCARTHY 1118 VP, INTELLIGENCE & ANALYTICS 40.0 0.0 X 341252 0 24812 JORDIN COHEN VP, DEFENSE&HOMELAND SECURITY 40.0 0.0 X 302908 0 45181 6712948 0 1238478 726 false true false BOOZ ALLEN HAMILTON INC PO BOX 8500 S2725 PHILADELPHIA PA 191782725 CONSULTANT 9718800 CEXEC INC 1900 CAMPUS COMMONS DRIVE RESTON VA 20191 CONSULTANT 8087884 SIGMA DEFENSE SYSTEMS INC 500 CORPORATE POINTE WARNER ROBINS GA 31095 CONSULTANT 8062702 THE SEMCON GROUP LLC 6712 WASHINGTON AVE SUITE 310 EGG HARBOR TOWNSHIP NJ 08234 CONSULTANT 5115400 LS TECHNOLOGIES LLC 2750 PROSPERITY AVENUE FAIRFAX VA 22031 CONSULTANT 4891217 142 264362764 28872708 293235472 NON-GOVERNMENT 900099 801 801 801 1892863 1892863 0 0 275073 275073 0 0 0 47895341 5589516 48536888 5589516 -641547 -641547 -641547 0 0 0 0 0 0 0 0 0 OTHER INCOME 900099 1855 1637 218 1855 294489444 1637 801 1251534 129450 129450 0 0 0 3319611 1454470 1860688 4453 0 140120070 130589444 7933200 1597426 11172836 9771063 1274398 127375 10092542 9398594 578889 115059 9697266 9037681 549032 110553 339983 193934 146049 119734 119734 417071 417071 0 0 26716 26716 78469666 78319218 150448 213557 213557 2743315 2233238 496056 14021 6791953 6633761 156525 1667 0 9784393 8841490 831357 111546 2601433 2412698 185325 3410 0 1384142 1253374 126068 4700 159961 159961 0 8091579 8062190 29389 27389 9179 18210 INDUSTRIAL FUNDING FEE 509019 509019 PROFESSIONAL DUES/MEMBERSHIPS 214556 144464 69807 285 DEFERRED TAX EXPENSE -575878 -576538 632 28 VEHICLE LEASE AND MAINTENANCE 39874 38250 1624 449556 941688 -492132 286339794 269362694 14740528 2236572 244729 13501102 0 0 0 0 36622299 37787749 0 0 0 0 0 0 0 0 4177510 3974834 25828609 16967072 11378974 8861537 94000987 78413366 0 0 0 0 86395644 83229644 2255314 2251878 235075457 228020110 38750954 35132799 0 0 0 0 0 0 0 0 0 0 12278147 0 0 0 2897382 2227755 53926483 37360554 X 181148974 190659556 0 0 0 0 181148974 190659556 235075457 228020110 8149650 1360932 X false true X true true true X 269504945 291897061 291595959 300795883 293235472 1447029320 0 0 269504945 291897061 291595959 300795883 293235472 1447029320 0 1447029320 2054833 1562932 1533346 2192713 2167936 9511760 0 498741 419057 437856 18741102 218 20096974 1476638054 946983 0.97995 0.97655 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 286339794 286339794 1000000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 0 0 0 0 0 250000 250000 250000 250000 1000000 1500000 5804956 3204650 2600306 17240175 11248424 5991751 2783479 2513999 269480 8861537 0 OFFICER RETENTION PLAN 1602837 LONG TERM INCENTIVE PLAN 624918 2227755 X PART X, LINE 2 TEXT TO THE ORGANIZATION'S FIN 48 (ASC 740) FOOTNOTE: AT SEPTEMBER 27, 2019 AND SEPTEMBER 28, 2018, UNRELATED BUSINESS INCOME TAX LOSS CARRYOVERS OF $16,770 AND $17,365, RESPECTIVELY, WERE AVAILABLE TO OFFSET FUTURE TAXABLE EARNINGS. IN FISCAL YEAR 2019 AND FISCAL YEAR 2018, $595 AND $440 OF SUCH CARRYOVERS WERE UTILIZED TO OFFSET TAXABLE UNRELATED BUSINESS INCOME. AT SEPTEMBER 27, 2019, A DEFERRED TAX ASSET OF $1,030 WAS RECOGNIZED ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. AT SEPTEMBER 28, 2018, A DEFERRED TAX ASSET OF $195 WAS RECOGNIZED ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. IN MAKING ITS VALUATION ALLOWANCE ASSESSMENT, MANAGEMENT REVIEWED THE ACTIVITY FROM COMMERCIAL CONTRACTS AND QUALIFIED PARKING AND TRANSPORTATION BENEFIT ACTIVITIES THAT GENERATED UNRELATED BUSINESS INCOME DURING FISCAL YEAR 2019 AND ESTIMATED FOR FISCAL YEARS 2020 THROUGH 2025 (WHEN THE RELATED NET OPERATING LOSSES BEGIN TO EXPIRE). BUSINESS INCOME FROM NOBLIS ESI, LLC IS RELATED TO NOBLIS' TAX EXEMPT MISSION, THEREFORE, NO UNRELATED BUSINESS INCOME TAX WILL BE RECOGNIZED FROM IT. THE TOTAL TAX EXPENSE (BENEFIT) FOR THE YEARS ENDED SEPTEMBER 27, 2019 AND SEPTEMBER 28, 2018, WHICH INCLUDES CHANGES IN THE COMPANY'S DEFERRED TAX ASSET ABOVE AND CERTAIN OTHER FEDERAL TAXES IS $(592) AND $(73), RESPECTIVELY AND IS INCLUDED IN OTHER INCOME, NET IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. THE COMPANY HAS EVALUATED ITS VALUATION ALLOWANCE RELATED TO DEFERRED TAX ASSET RELATED TO OUR NET OPERATING LOSS CARRYFORWARDS BASED ON CURRENTLY ENACTED TAX LEGISLATION. THERE IS THE POTENTIAL FOR THE FUTURE REPEAL OF THE TAX ON QUALIFIED TRANSIT BENEFITS AND PARKING WHICH, IF ENACTED, WOULD RESULT IN AN INCREASE TO OUR VALUATION ALLOWANCE (AND TAX EXPENSE) OF APPROXIMATELY $1,000 IN THE PERIOD OF ENACTMENT. true AMERICAN HEART ASSOCIATION MID-ATLANTIC AFFILIATE PO BOX 50045 PRESCOTT AZ 86304 135613797 501(C)(3) 25000 GENERAL SUPPORT CIA OFFICERS MEMORIAL FOUNDATION PO BOX 405 HERNDON VA 20172 522360463 501(C)(3) 20600 GENERAL SUPPORT 2 PART 1, LINE 2 MANAGEMENT HAS ESTABLISHED GUIDELINES FOR CORPORATE CONTRIBUTIONS. ON AN ANNUAL BASIS, MANAGEMENT SETS A BUDGET FOR CONTRIBUTIONS FOR THE YEAR. ACTUAL CONTRIBUTIONS ARE REPORTED TO THE CFO. NOBLIS MAINTAINS DETAILED WRITTEN RECORDS OF ALL CONTRIBUTIONS. X X X X X false true false true true false false false false AMR A ELSAWY PRESIDENT, CEO, TRUSTEE 599290 336169 268373 238252 27312 1469396 205818 MARK A SIMIONE SR.VP, CFAO, TREAS, TRUSTEE 449644 186638 192994 161925 26798 1017999 133800 JEAN M CAIN 919 VP, CHIEF PEOPLE OFFICER 264490 92312 22780 78808 26991 485381 51340 LAUREN MCGINLEY VP, GEN COUNSEL, SECY, & CCO 277390 94893 11368 82291 27920 493862 53870 JAMES SOLTYS SENIOR FELLOW 261414 35071 15803 23086 27834 363208 MILE CORRIGAN VP, FEDERAL CIVILIAN SOLUTIONS 303762 94997 306 83742 3379 486186 57250 ALFRED LOVERED VERNON INGRAM PRESIDENT, NOBLIS ESI, LLC 314188 108307 29266 24750 1721 478232 RICHARD J DUBOIS VP, BUS. ADMIN. 243990 71554 20823 72750 28063 437180 12500 DIANA K FOSSETT VP, BD & DEFENSE&HOMELAND SEC 271364 48758 10516 23694 9892 364224 GAIL C HOGAN VP, Chief Information Officer 258244 82039 12077 76087 26631 455078 13180 GARY K SLADIC VP, FINANCE & ACCOUNTING 239959 82771 20547 22680 30847 396804 ELLEN E MCCARTHY 1118 VP, INTELLIGENCE & ANALYTICS 267478 51900 21874 23708 1104 366064 RICHARD HARRISON PRESIDENT, NOBLIS ESI, LLC 252209 45698 11284 21376 21656 352223 JORDIN COHEN VP, DEFENSE&HOMELAND SECURITY 266892 34863 1153 23035 22146 348089 PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN CONTRIBUTIONS: AMR A. ELSAWY $213,502; MARK A. SIMIONE $137,175; JEAN M. CAIN $54,490; MILE K. CORRIGAN $61,450, RICHARD J. DUBOIS $50,250; GAIL C. HOGAN $53,120; LAUREN MCGINLEY $58,370. PART I, LINE 5A & 5B NOBLIS EMPLOYEES ARE ELIGIBLE TO PARTICIPATE IN A "CORPORATE INCENTIVE PLAN" WHICH PROVIDES THE OPPORTUNITY FOR A CASH BONUS IF THE CONSOLIDATED ORGANIZATION AND THE INDIVIDUAL ACHIEVE CERTAIN GOALS. PAYMENT OF BONUSES IS, IN PART, CONTINGENT ON THE ACHIEVEMENT OF CERTAIN REVENUES BY THE CONSOLIDATED ORGANIZATION, AS WELL AS THE ACHIEVEMENT OF CERTAIN OPERATING MARGIN, CASH FLOW STRENGTH, AND DISCRETIONARY QUALITATIVE FACTORS. SENIOR OFFICERS PARTICIPATE IN THIS PLAN AT A HIGHER PERCENTAGE OF BASE SALARY AS COMPARED TO OTHER EMPLOYEES. OFFICERS AND DIRECTORS ARE ALSO ELIGIBLE TO PARTICIPATE IN A "LONG TERM INCENTIVE PLAN" WHICH PROVIDES THE OPPORTUNITY FOR A CASH BONUS IF THE CONSOLIDATED ORGANIZATON ACHIEVES CERTAIN GOALS. PAYMENT OF BONUSES IS, IN PART, CONTINGENT ON THE ACHIEVEMENT OF CERTAIN REVENUES AND NET WORTH OVER A THREE YEAR PERIOD, AS WELL AS DISCRETIONARY QUALITATIVE FACTORS. THESE INCENTIVE AWARDS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(II). PART VI, LINE 11B, PROCESS FOR REVIEWING FORM 990 THE FORM 990 IS REVIEWED BY THE CONTROLLER, GENERAL COUNSEL, CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER AND CHIEF EXECUTIVE OFFICER BEFORE PROVIDING IT TO THE BOARD OF TRUSTEES. THE FORM 990 IS PROVIDED TO THE TRUSTEES PRIOR TO FILING WITH THE IRS. PART VI, LINE 12C, CONFLICT OF INTEREST POLICY TRUSTEES, OFFICERS AND KEY EMPLOYEES WHO FALL INTO THE DEFINITION OF "DISQUALIFIED PERSONS" UNDER THE INTERMEDIATE SANCTIONS RULES ARE REQUIRED TO DISCLOSE, ANNUALLY, INTERESTS THAT COULD GIVE RISE TO CONFLICTS. IN ADDITION, THE TRUSTEES HAVE ADOPTED A STATEMENT OF PRINCIPLES ON CONFLICTS OF INTEREST THAT IS DISTRIBUTED TO ALL TRUSTEES. EACH YEAR, THE TRUSTEES ACKNOWLEDGE RECEIPT OF THE PRINCIPLES, THEIR ADHERENCE TO THE PRINCIPLES AND THE CONSEQUENCES OF FAILURE TO COMPLY WITH THE PRINCIPLES. THE NOBLIS CODE OF ETHICS AND CONDUCT SETS FORTH OUR POLICY WITH RESPECT TO CONFLICTS OF INTEREST, AND THIS IS REINFORCED BY OUR CODE OF ETHICS AND CONDUCT TRAINING. PART VI, LINE 15A & 15B, PROCESS FOR DETERMINING COMPENSATION COMPENSATION FOR THE CEO, OTHER OFFICERS AND THE KEY EMPLOYEES WHO FALL INTO THE DEFINITION OF "DISQUALIFIED PERSONS" UNDER THE INTERMEDIATE SANCTIONS RULES IS REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES USING COMPARABILITY DATA FROM AN INDEPENDENT COMPENSATION CONSULTANT. THIS PROCESS WAS LAST UNDERTAKEN DURING CALENDAR YEAR 2016. COMPENSATION DECISIONS WITH RESPECT TO THESE INDIVIDUALS ARE RECOMMENDED BY THE COMPENSATION AND HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES. THESE RECOMMENDATIONS ARE THEN CONSIDERED AND VOTED UPON BY THE INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. PART VI, LINE 19, AVAILABILITY OF OTHER DOCUMENTS THE CODE OF ETHICS AND CONDUCT IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990 PART IX LINE 11G DESCRIPTION:EMPLOYMENT ADVERTISING TOTAL FEES:180861 FORM 990 PART IX LINE 11G DESCRIPTION:EMPLOYMENT AGENCIES TOTAL FEES:219677 FORM 990 PART IX LINE 11G DESCRIPTION:INTERVIEW COSTS TOTAL FEES:209339 FORM 990 PART IX LINE 11G DESCRIPTION:SUBCONTRACTS TOTAL FEES:77859789 NOBLIS ESI LLC 14425 PENROSE PLACE SUITE 280 CHANTILLY VA 20151 264386379 GOVT CONTRACT DE 73813755 28043265 NOBLIS INC NOBLIS NSP LLC N COST NOBLIS NSP LLC O COST NOBLIS NSP LLC S COST