2020-04-02T11:56:46-05:00 2019-06-30 390758449 WIPFLI LLP 101 EAST FRONT STREET 301 MISSOULA MT 59802 990 2018-07-01 810449307 THE FOUNDATION FOR THE DIOCESE OF HELENA INC FOUN 4063897051 PO BOX 1729 HELENA MT 59624 JEANNE SAARINEN EXECUTIVE DIRECTOR 4064425820 2020-03-27 1 PHILIP L YASENAK CPA P01248379 4067281800 2020-03-27 72.174.139.103 2020-03-27 08:13:26 MD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BE7A92E7B0152C1C6812F3C99C620D56F411D8FD 2018 2020-09-23 17:36:50Z JEANNE SAARINEN PO BOX 1729 HELENA MT 59624 2568177 0 X FDOH.ORG X 1978 MT THE FOUNDATION'S MISSION IS TO SERVE AND STRENGTHEN THE PEOPLE, PARISHES, MINISTRIES AND APOSTOLIC MISSION OF THE ROMAN CATHOLIC DIOCESE OF HELENA (REFERRED TO AS "THE DIOCESE" IN THIS RETURN). 15 15 2 17 0 0 6164329 509130 2000 2000 1603418 1513648 1856 4443 7771603 2029221 2876385 93468 0 0 118972 136448 0 0 24870 319100 1640835 3314457 1870751 4457146 158470 36336851 36707524 4245359 4176068 32091492 32531456 X THE FOUNDATION'S MISSION IS TO SERVE AND STRENGTHEN THE PEOPLE, PARISHES, MINISTRIES AND APOSTOLIC MISSION OF THE ROMAN CATHOLIC DIOCESE OF HELENA (REFERRED TO ALSO AS "THE DIOCESE" IN THIS RETURN). 0 0 1739698 93468 GRANTS AND DISTRIBUTIONS: DISTRIBUTIONS MADE BY THE FOUNDATION OF ITS DONOR-DIRECTED TEMPORARY AND PERMANENT ENDOWMENT FUNDS TOTALED NEARLY $1.5 MILLION. THE FOUNDATION ALSO MADE GRANTS FROM ITS OWN UNRESTRICTED RESOURCES IN THE AMOUNT OF $82,561 TO HELP PROVIDE FUNDING FOR PARISHES OR PROGRAMS LACKING MONEY FOR SPECIFIC MINISTRIES OR PROJECTS. ADDITIONALLY, THE FOUNDATION BOARD DESIGNATED ITS OWN UNRESTRICTED RESOURCES DURING THE FISCAL YEAR AS FOLLOWS: $25,496 TO VARIOUS ENDOWMENT FUNDS WITHIN THE FOUNDATION AND $10,907 TO THE DIOCESE AS AN UNRESTRICTED GRANT. 2000 BUILDING AND MANAGING PERMANENT ENDOWMENTS: THE FOUNDATION SOLICITS AND MANAGES GIFTS TO PERMANENT ENDOWMENTS TO SUPPORT THE PARISHES AND MINISTRIES OF THE DIOCESE OF HELENA. NEARLY $30 MILLION IN ENDOWED FUNDS ARE PROFESSIONALLY MANAGED BY THE FOUNDATION, INVESTED IN ADHERENCE TO THE PRINCIPALS OF SOCIALLY RESPONSIBLE INVESTING AS OUTLINED BY THE UNITED STATES CONFERENCE OF CATHOLIC BISHOPS. ENDOWMENT BENEFICIARIES RECEIVE QUARTERLY ENDOWMENT STATEMENTS REFLECTING INVESTMENT ACTIVITY AND FUND BALANCES. ENDOWMENT CAPITAL CAMPAIGN ADMINISTRATION IS AVAILABLE TO PARISHES AND MINISTRIES UPON REQUEST, INCLUDING ASSISTING WITH CAMPAIGN EXPENSES. CHARITABLE PLANNING EXPERTISE: THE FOUNDATION PROVIDES ANNUAL ESTATE PLANNING AND PLANNED GIVING EDUCATION IN EVERY DEANERY ACROSS THE DIOCESE OF HELENA AND UPON REQUEST FOR AN INDIVIDUAL PARISH/SCHOOL/MINISTRY. CHARITABLE GIFT ANNUITY PROGRAM ADMINISTRATION IS PROVIDED BY THE FOUNDATION, ALLOWING DONORS WITH EASY ACCESS TO THE MONTANA ENDOWMENT TAX CREDIT. THE FOUNDATION ESTABLISHES NAMED ENDOWMENT FUNDS FOR DONORS, ALLOWING THEM TO PROVIDE A STEADY STREAM OF INCOME THAT THEIR CHOSEN PARISH/SCHOOL/MINISTRY CAN COUNT ON IN PERPETUITY. DONORS ESTABLISHING NAMED ENDOWMENT FUNDS RECEIVE ANNUAL ENDOWMENT STATEMENTS REFLECTING INVESTMENT ACTIVITY, DISTRIBUTIONS TO THEIR DESIGNATED MINISTRY, AND FUND BALANCES. 4443 MISCELLANEOUS INCOME 4443 1739698 1 1 0 0 0 0 0 0 0 1 1 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 1 4 0 1 2 1 0 0 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 X X JEANNE SAARINEN 4063897051 PO BOX 1729 HELENA MT 59624 PETE RIDGEWAY PRESIDENT 1.00 X X 0 0 0 DEACON DOUG CORDIER VICE PRESIDENT 1.00 X X 0 0 0 JOHN TALIA CPA TREASURER 1.00 X X 0 0 0 HELEN MCCARTHY ESQ SECRETARY 1.00 X X 0 0 0 JERRY CASHMAN IMMEDIATE PAST PRESIDENT 1.00 X 0 0 0 FR BRIAN BERGERON TRUSTEE 0.50 X 0 0 0 ROD CHRISTIAENS TRUSTEE 0.50 X 0 0 0 RONA DAVISON CPA TRUSTEE 0.50 X 0 0 0 RON JOHNSON TRUSTEE 0.50 X 0 0 0 ERICA MATELICH TRUSTEE 0.50 X 0 0 0 PAT MCCUTCHEON TRUSTEE 0.50 X 0 0 0 JIM MCDONALD CPA TRUSTEE 0.50 X 0 0 0 FR TOM O'DONNELL TRUSTEE 0.50 X 0 0 0 JENNIFER SCHMITT TRUSTEE 0.50 X 0 0 0 DR TOM WEINER TRUSTEE 0.50 X 0 0 0 REV MSGR KEVIN O'NEILL EX OFFICIO 0.50 X 0 0 0 FR BART TOLLESON EX OFFICIO 0.50 X 0 0 0 JEANNE SAARINEN EXECUTIVE DIRECTOR 40.00 X 94533 0 0 94533 0 0 0 0 0 0 0 509130 10023 509130 MGT FEES - ANNUITY 523920 2000 2000 2000 968241 968241 1084363 538956 545407 545407 545407 MISC 900099 3041 3041 CHANGE IN DOUBTFUL PLEDGES 900099 1402 1402 4443 2029221 6443 0 1513648 93468 93468 98382 60671 32792 4919 27970 17249 9323 1398 10096 6226 3365 505 2876 2876 66272 37436 28836 10100 5050 5050 7120 2781 2195 2144 6000 3700 2000 300 2513 926 927 660 2823 434 1955 434 42009 25907 14002 2100 9957 9644 313 ENDOWMENT DISTRIBUTIONS 1051102 1051102 QUASI ENDOWMENT DISTRIB 412579 412579 PRINTING 12277 4297 3683 4297 COMPUTER & PROGRAM SUPP 9998 6168 3330 500 5209 2060 586 2563 1870751 1739698 106183 24870 802923 320747 877410 660178 48179 26218 558133 436235 3625992 208202 3454117 3417790 24285981 25660482 5464823 5203163 1020 1020 844265 981691 36336851 36707524 5179 7203 159416 167287 4080764 4001578 4245359 4176068 X 1768516 445655 6497779 7932345 23825197 24153456 32091492 32531456 36336851 36707524 158470 274949 6545 0 X X 0 1 X 1 0 X 2355673 1447443 2217407 1804450 509130 8334103 2355673 1447443 2217407 1804450 509130 8334103 406260 7927843 493457 606027 628866 685443 968241 3382034 1856 4443 6299 11722436 671282 0.67630 0.71850 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ENDOWMENT MGT FEES - MISCELLANEOUS REVENUE - 2017 AMOUNT: $ 1,856. 2018 AMOUNT: $ 3,041. CHANGE IN ALLOWANCE FOR DOUBTFUL PLEDGES - 2018 AMOUNT: $ 1,402. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 31663914 214706 2497396 1936351 353864 32085801 26675770 3189914 4031669 3259482 314895 30322976 24049564 1370560 2815935 1276839 283450 26675770 0.00000 0.75000 0.25000 0 0 1954250 1954250 1630750 173267 1457483 40992 34935 6057 3417790 BENEFICIAL INTEREST IN ANNUITIES HELD BY RELATED PARTY 303311 C BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUSTS 575729 C DONATED LIFE INSURANCE POLICIES CASH SURRENDER VALUE 124629 C TRINITY RESTORATION 4199494 C 5203163 IN KIND CONTRIBUTION PAYABLE TO RELATED PARTY 6449 GRANT & DISTRIBUTION PAYABLE, DUE TO RELATED PARTY 148928 CONTRIBUTION PAYABLE TO RELATED PARTY 3553038 ANNUITY OBLIGATION 293163 4001578 2380187 274949 113453 388402 1991785 37436 37436 2029221 1940223 106908 106908 1833315 37436 37436 1870751 PART V, LINE 4: THE FOUNDATION USES ENDOWMENT FUNDS TO PRIMARILY PROVIDE CHARITABLE GIFTS TO BENEFIT THE ROMAN CATHOLIC DIOCESE OF HELENA AND ITS PARISHES AND MINISTRIES. IN ADDITION, IT PROVIDES GRANTS TO PUBLIC CHARITIES WORKING WITH THE MINISTRIES, USUALLY FOR PROVIDING HOUSING, FOOD AND SHELTER. PART XI, LINE 4B - OTHER ADJUSTMENTS: DECREASE IN VALUE OF SPLIT INTEREST AGREEMENTS PART XII, LINE 4B - OTHER ADJUSTMENTS: DECREASE IN VALUE OF SPLIT INTEREST AGREEMENTS SCH D, PART V, LINE 1A THE BEGINNING BALANCE OF THE ENDOWMENT FUND WAS ADJUSTED TO MATCH A CORRECTION TO THE 2016 ENDING BALANCE. 1 ROMAN CATHOLIC DIOCESE OF HELENA PO BOX 1729 HELENA MT 59624 810231797 501(C)(3) 10907 UNRESTRICTED DONATIONS TO THE MINISTRY. 1 PART I, LINE 2: THE FOUNDATION'S PROGRAMS ARE PRIMARILY LIMITED TO PROVIDING CHARITABLE GRANTS TO BENEFIT THE DIOCESE OF HELENA AND ITS PARISHES AND MINISTRIES. IN ASSOCIATION WITH THIS PURPOSE,THE FOUNDATION FROM TIME TO TIME PROVIDES GRANTS TO PUBLIC CHARITIES WORKING WITH THE MINISTRIES, USUALLY TO PROVIDE HOUSING, FOOD OR SHELTER. IN SUCH SITUATIONS, THE FOUNDATION WILL REQUEST PROPOSALS DETAILING THE USE OF FUNDS TO BE GRANTED AND WILL REQUIRE PERIODIC WRITTEN REPORTS CONCERNING THE USE OF GRANT FUNDS AND AN ACCOUNTING OF HOW GRANT FUNDS WERE USED. THIS WILL ALL BE SUBJECT TO THE PROCEDURES AND POLICIES OF THE BOARD. ROMAN CATHOLIC DIOCESE OF HELENA INFLUENTIAL PARTY OPERATING CASH X 431693 0 1 1 ROMAN CATHOLIC DIOCESE OF HELENA INFLUENTIAL PARTY RECEIVABLE X 4542 0 0 0 436235 PAUL MALOY FORMER BOARD OFFICER 25255 MR. MALOY IS EMPLOYED BY THE INVESTMENT GROUP, LLC WHICH PROVIDES INVESTMENT MANAGEMENT SERVICES TO THE FOUNDATION. AMOUNT DISCLOSED IS TOTAL PAID TO THE INVESTMENT GROUP, LLC AND NOT TO MR. MALOY PERSONALLY. 0 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. IT IS THEN DISTRIBUTED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR EVERY MEMBER OF THE BOARD MUST REVIEW, UPDATE AND SIGN THE CONFLICT OF INTEREST STATEMENT WHICH IS KEPT ON FILE AT THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR HAS A PERFORMANCE REVIEW BY THE EXECUTIVE COMMITTEE. THE FOUNDATION PARTICIPATES IN AN ANNUAL SALARY SURVEY THROUGH ASSOCIATED EMPLOYERS AND DATA RECEIVED FROM THIS IS USED WHEN MAKING SALARY CHANGES. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION WEBSITE AND ONLINE. OTHER DOCUMENTS ARE RETAINED IN A FIRE-PROOF FILING CABINET AT THE FOUNDATION AND ARE AVAILABLE TO REVIEW UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ROMAN CATHOLIC DIOCESE OF HELENA PO BOX 1729 HELENA MT 59624 810231797 RELIGIOUS MT 501(C)(3) LINE 1 0 0 1 1 1 0 0 0 0 0 1 1 1 0 1 0 0 0 0 0 ROMAN CATHOLIC DIOCESE OF HELENA C 69195 COST ROMAN CATHOLIC DIOCESE OF HELENA D 124265 COST