2020-05-01T10:24:39-05:00 2019-06-30 232108173 RKL LLP 1330 BROADCASTING ROAD PO BOX 7008 WYOMISSING PA 196106008 990 2018-07-01 236050680 RICHARD J CARON FOUNDATION RICH 6106782332 PO BOX 150 WERNERSVILLE PA 195650150 WILLIAM PARFITT CFO/TREASURER 6106782332 2020-04-21 1 RUTHANN J WOLL CPA P00647342 6103761595 2020-04-21 73.101.60.147 2020-04-21 15:33:49 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 10BBB5E28B03F71CAA6FEBBD65BB1B463DFB2FBB 2018 2020-09-23 17:36:50Z CARON CARON TREATMENT CENTERS CARON NEW YORK CARON PHILADELPHIA BREAKTHROUGH AT CARON CARON BOSTON CARON DC CARON SOLUTIONS DOUGLAS TIEMAN PO BOX 150 WERNERSVILLE PA 195650150 107731720 0 X WWW.CARON.ORG X 1957 PA TRANSFORMING LIVES IMPACTED BY ADDICTION AND SUBSTANCE USE THROUGH PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE SOLUTIONS. 28 26 775 798 0 0 15148806 19110713 69716793 68022051 1593601 6741230 1918215 756240 88377415 94630234 6059643 6990849 0 0 41000493 45618185 0 13890 4756110 33197887 33840152 80258023 86463076 8119392 8167158 138961064 147414258 35268477 35270762 103692587 112143496 X TRANSFORMING LIVES IMPACTED BY ADDICTION AND SUBSTANCE USE THROUGH PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE SOLUTIONS. 0 0 33023210 3740353 30013758 RICHARD J CARON FOUNDATION PROVIDED INPATIENT SUBSTANCE ABUSE TREATMENT TO APPROXIMATELY 1,570 ADULTS IN THE CURRENT YEAR. CARON PROVIDED 48,872 DAYS OF CARE TO THESE PATIENTS. 11281435 1276346 10498668 RICHARD J CARON FOUNDATION PROVIDED INPATIENT SUBSTANCE ABUSE TREATMENT TO APPROXIMATELY 153 ADOLESCENTS AND YOUNG ADULTS IN THE CURRENT YEAR. CARON PROVIDED APPROXIMATELY 5,863 DAYS OF CARE TO THESE PATIENTS. 2088697 0 1526627 CARON'S EDUCATION DEPARTMENT HAS A MISSION TO PROVIDE COMPREHENSIVE SUBSTANCE USE EDUCATION, AND SUPPORTIVE SERVICES ALONG THE FULL CONTINUUM OF CARE, FROM PREVENTION TO RECOVERY, FOR STUDENTS, FAMILIES AND PROFESSIONALS USING EVIDENCE-INFORMED AND INNOVATIVE STRATEGIES. OUR PROGRAM CONSISTENTLY PROVIDES QUALITY PROGRAMMING TO SCHOOLS AND CHILD SERVING AGENCIES, AND WE HAD 120,976 YOUTH INTERACTIONS IN 980 SCHOOLS AND AGENCIES LAST YEAR. IN ADDITION WE PROVIDED SUPPORT TO 6,792 PARENTS AND CAREGIVERS AND PROVIDED TRAINING AND EDUCATION TO 8,018 PROFESSIONALS. 1277517 108850 765425 BREAKTHROUGH AT CARON IS A 5-1/2 DAY PROGRAM SPECIFICALLY DESIGNED FOR INDIVIDUALS IMPACTED BY FAMILY OR RELATIONSHIP DYSFUNCTION IN CHILDHOOD OR ADULT LIFE. 2291905 38876 1604417 OUTPATIENT SUBSTANCE ABUSE TREATMENTS TO ADULTS AND ADOLESCENTS. 1695166 85683 1763361 MY FIRST YEAR IS A MONITORING PROGRAM FOLLOWING TREATMENT FOR ONE FULL YEAR 5785461 528154 5977112 THE SENIOR'S PROGRAM IS A PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE PROGRAM FOR SENIORS AGED 65+. TAKING THE LEAD IN PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE FOR SENIORS, CARON PROVIDES A SAFE, RESPECTFUL PLACE FOR OLDER ADULTS TO EMBRACE CHANGE IN A DIGNIFIED WAY. 3916420 0 4716858 IN A DISCRETE ENVIRONMENT, CARON'S GRANDVIEW PROGRAM PROVIDES ALCOHOL AND DRUG ADDICITON TREATMENT AND BEHAVIORAL HEALTH TREATMENT FOR EXECUTIVE PROFESSIONALS. 498867 5679 388598 NEUROFEEDBACK IS AN INTERVENTION THAT INVOLVES MAPPING BRAINWAVE PATTERNS AND REINFORCING HEALTHY BRAIN FUNCTION IN PATIENTS WHO STRUGGLE WITH THE CO-OCCURING MENTAL HEALTH DISORDERS WHICH OFTEN ACCOMPANY ADDICTION. 5278172 570326 4461375 HEALTHCARE PROFESSIONALS IS A SPECIALIZED PROGRAM THAT ADDRESSES THE UNIQUE NEEDS OF HEALTHCARE INDUSTRY PROFESSIONALS SUFFERING FROM ADDICTION AND OTHER BEHAVIORAL ISSUES. CARON OFFERS A PRIVATE SETTING IN WHICH TO ADDRESS SENSITIVE OR COMPROMISING ISSUES WITH PEERS AT VARIOUS STAGES OF RECOVERY. 688194 3300 698060 CARON COLLEGE SUCCESS IS COMMITTED TO PROVIDING PATIENTS WITH A CONTINUUM OF CARE THAT INCLUDES ADDRESSING THE PATIENT'S EDUCATIONAL AND ACADEMIC GOALS. CARON COLLEGIATE RECOVERY SERVICES/CARON RECOVERYEDU IS A CARON TREATMENT CENTERS SPECIALTY PROGRAM THAT IS DESIGNED TO HELP THOSE RECOVERING FROM THE DISEASE OF ADDICTION FIND THEIR WAY BACK TO COLLEGE AFTER OR WHILE RECEIVING A LEVEL OF CLINICAL CARE AT CARON. THIS INVOLVES EDUCATIONAL ADVOCACY AS WELL AS HELPING OUR CLIENTS IDENTIFY RECOVERY AND ACADEMIC SUPPORT SERVICES, WHICH IN TURN CREATE A BETTER LEARNING ENVIRONMENT FOR THE STUDENT. 884669 110047 1799999 OTHER PROGRAMS 4252545 523235 3807793 OPIOID TREATMENT PROGRAM I AND PROGRAM II 26568916 1974150 25982998 72962258 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 X 188 0 1 775 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 28 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CA CO CT DC FL GA IL KS KY ME MD MA MN MO NH NJ NY NC OH OR PA RI SC TN VA WA WV WI MI X THE ORGANIZATION 6106782332 PO BOX 150 WERNERSVILLE PA 195650150 STEVEN R WALL CHAIRMAN OF THE BOARD 1.00 1.00 X X 0 0 0 J CURTIS MOFFATT VICE-CHAIRMAN (TILL 1/2019) 1.00 1.00 X X 0 0 0 ANGEL HELM CHAIRMAN OF FINANCE 1.00 1.00 X X 0 0 0 MICHAEL J MCGLINN CHAIRMAN OF AUDIT 1.00 1.00 X X 0 0 0 MARK SKIBBIE CHAIRMAN OF DEVELOPMENT 1.00 1.00 X X 0 0 0 BETH FITZSIMONS CHAIRMAN OF HUMAN RESOURCE 1.00 1.00 X X 0 0 0 THOMAS K WILLIAMS CHAIRMAN OF INVESTMENT 1.00 1.00 X X 0 0 0 CHRISTOPHER MAGUIRE CHAIRMAN OF MARKETING 1.00 1.00 X X 0 0 0 CASEY DUFFY CHAIRMAN OF GOVERNANCE 1.00 1.00 X X 0 0 0 ANNE BANVILLE TRUSTEE 1.00 1.00 X 0 0 0 KEVIN BEEBE TRUSTEE 1.00 1.00 X 0 0 0 ZAC CLARK TRUSTEE 1.00 1.00 X 0 0 0 EDWIN M DEALY TRUSTEE 1.00 1.00 X 0 0 0 LINDA CARON DENBY TRUSTEE 1.00 1.00 X 0 0 0 BRUCE EANET TRUSTEE 1.00 1.00 X 0 0 0 STEPHEN J ESSER TRUSTEE 1.00 1.00 X 0 0 0 DR THOMAS FLYNN TRUSTEE 1.00 1.00 X 0 0 0 ANDREA FUNK TRUSTEE 1.00 1.00 X 0 0 0 JOHN P FITZSIMONS TRUSTEE 1.00 1.00 X 0 0 0 COLLEEN GREENE TRUSTEE 1.00 1.00 X 0 0 0 DOUG HAWTHORNE TRUSTEE 1.00 1.00 X 0 0 0 DANIEL HUYETT TRUSTEE 1.00 1.00 X 0 0 0 STEPHEN J KANE TRUSTEE 1.00 1.00 X 0 0 0 DENNIS LEIBOWITZ TRUSTEE 1.00 1.00 X 0 0 0 GERALDINE MCMANUS TRUSTEE 1.00 1.00 X 0 0 0 RICHARD ROISMAN ESQ TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM P THORNTON JR TRUSTEE 1.00 1.00 X 0 0 0 BENJAMIN J ZINTAK III TRUSTEE 1.00 1.00 X 0 0 0 DOUGLAS TIEMAN PRESIDENT/CEO 39.00 1.00 X 651764 0 207588 JENNIFER SAVERESE EXECUTIVE SECRETARY 39.00 1.00 X 135499 0 6775 WILLIAM P PARFITT CFO/TREASURER 39.00 1.00 X 228314 0 11415 KRISTINE M BASHORE EXECUTIVE VP 40.00 0.00 X 216817 0 10841 JOSEPH M GARBELY MEDICAL DIRECTOR 40.00 0.00 X 314836 0 15742 PATRICK FEELEY EXECUTIVE VP 40.00 0.00 X 209678 0 10484 DAVID ROTENBERG EXECUTIVE VP 40.00 0.00 X 243953 0 12198 LISA M MARSILIO COO, EVP (TILL 2/15/19) 40.00 0.00 X 289805 0 14490 MYLENE KRZANOWSKI EXECUTIVE VP 40.00 0.00 X 181701 0 9085 CHARLES WHITMER REGIONAL VP 40.00 0.00 X 244529 0 12227 WILLIAM D TEUTEBERG III EXECUTIVE VP 40.00 0.00 X 257365 0 12868 DEAN DROSNES MD 40.00 0.00 X 213169 0 10658 MING WANG MD 40.00 0.00 X 223557 0 11178 MICHAEL A MCCORMICK MD 40.00 0.00 X 205867 0 10293 3616854 0 355842 57 0 1 0 ALLEN & GERRITSEN 300 NORTH SECOND STREET HARRISBURG PA 17103 ADVERTISING/MARKETING 4147515 UNIDINE CORPORATION PO BOX 360639 PITTSBURGH PA 15251 DINING SERVICES 2265520 SODEXO INC & AFFIL PO BOX 360170 PITTSBURGH PA 15251 DINING SERVICES 854632 CORE BTS INC PO BOX 774419 CHICAGO IL 60677 IT SUPPORT 681164 ONESITE INC 7725 WEST RENO AVENUE 313 OKLAHOMA OK 73127 NETWORK SUPPORT 280125 41 2360502 16750211 593636 19110713 ADULT PATIENT SERVICES 624100 22826408 22826408 CONTRACTUAL ALLOWANCE 624100 8204209 8204209 ADOLESCENT CENTER 624100 7751329 7751329 CHARITY CARE 624100 6921046 6921046 SENIOR PROGRAM 624100 5077764 5077764 17241295 17241295 68022051 1028216 1028216 99922 214270 -114348 -114348 -114348 9213425 7996359 8745287 2751483 468138 5244876 5713014 5713014 1869924 2360502 1388954 480970 480970 32695 1492 31203 31203 SUNDRY INCOME 900099 295939 295939 MEALS SOLD 900099 59997 59997 RECOVERY ON UNCOLLECTIBLE 900099 1892 1892 587 587 358415 94630234 68022051 0 7497470 69803 69803 6921046 6921046 2647904 2647904 32970922 29956162 645744 2369016 1088576 961336 51215 76025 6303609 5340760 539320 423529 2607174 2200476 232678 174020 327648 327648 69000 69000 13890 13890 4894450 2763851 1964885 165714 955246 327314 593119 34813 2153346 230964 1578795 343587 1466712 1200216 89760 176736 115697 115697 779205 545817 233388 1574370 1574370 4514434 4180481 333953 545930 189664 347458 8808 DEVELOPMENT & PUBLIC RE 8578175 6650966 1927209 CONTRACTUAL ALLOWANCE 8204209 8204209 DIETARY EXPENSE 3395569 3395569 FAIR VALUE ADJ. ON INT. 1761157 1761157 -5494996 2127251 -6331057 -1291190 86463076 72962258 8744708 4756110 12831285 22957353 6863393 10503475 2861774 2909981 163000 1781441 1177812 100393038 44300642 61675652 56092396 47130542 47120245 5816977 6489996 138961064 147414258 5854467 5935470 2268519 2164388 27110000 26505000 35491 665904 35268477 35270762 X 67362683 73017594 22344493 24069659 13985411 15056243 103692587 112143496 138961064 147414258 8167158 283751 0 X X 0 1 X 1 0 X 7035318 9431926 11487614 15143771 19110713 62209342 68868755 70096583 72074279 69716793 68022051 348778461 2203857 1266190 3207703 3314447 2261034 12253231 78107930 80794699 86769596 88175011 89393798 423241034 462074 1206837 1306196 1241933 2369057 6586097 0 462074 1206837 1306196 1241933 2369057 6586097 416654937 1058263 435072 521751 706220 1128138 3849444 1058263 435072 521751 706220 1128138 3849444 79166193 81229771 87291347 88881231 90521936 427090478 0.97560 0.98070 0.00900 0.00750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13985411 1070832 15056243 13207982 777429 13985411 12276980 931002 13207982 11372664 904316 12276980 12804618 742435 2174389 11372664 0.00000 1.00000 0.00000 0 0 1377111 1377111 74657209 27657074 47000135 20177036 16144350 4032686 4181682 499218 3682464 56092396 CHARITABLE GIFT ANNUITY OBLIGATION 20555 INTEREST RATE SWAP 645349 665904 X 102997794 283751 20810 24996774 25301335 77696459 16933775 16933775 94630234 97141441 20810 29165700 29186510 67954931 18508145 18508145 86463076 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS WILL BE USED TO PROVIDE SUPPORT TO CHARITY CARE AND PROGRAM SERVICES. PART X, LINE 2: AS A NOT-FOR-PROFIT ORGANIZATION, THE ORGANIZATION IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES. THE ORGANIZATION IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON UNRELATED BUSINESS INCOME. THE ORGANIZATION RECOGNIZES PENALTIES AND INTEREST ACCRUED RELATED TO INCOME TAX LIABILITIES IN THE PROVISION (BENEFIT) FOR INCOME TAXES IN ITS STATEMENTS OF PENALTIES AND INTEREST. FOR THE YEARS ENDED JUNE 30, 2019 AND 2018, THERE WERE NO ACCRUALS FOR THE PAYMENT OF PENALTIES AND INTEREST. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEETS ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. THE ORGANIZATION FILES TAX RETURNS IN THE U. S. FEDERAL JURISDICTION. THE ORGANIZATION'S INCOME TAX RETURNS ARE NOT SUBJECT TO EXAMINATION THROUGH THE YEAR ENDED JUNE 30, 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: CARON OF FLORIDA, INC. REVENUE PER AUDITED FINANCIAL STATEMENT 24,782,504. RENTAL EXPENSES, REPORTED ON PART VIII, LINE 6B 214,270. PART XI, LINE 4B - OTHER ADJUSTMENTS: CONTRACTUAL ALLOWANCE 8,204,209. CHARITY CARE 6,921,046. COLLECTION AGENCY FEES 58,158. FAIR VALUE ADJUSTMENT ON INTEREST RATE SWAPS 1,750,362. PART XII, LINE 2D - OTHER ADJUSTMENTS: CARON OF FLORIDA EXPENSES PER AUDITED FINANCIAL STATEMENT 19,942,895. RENTAL EXPENSES, REPORTED ON PART VIII, LINE 6B 214,270. EXPENSE ALLOCATION 9,008,535. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRACTUAL ALLOWANCES 8,204,209. CHARITY CARE 6,921,046. COLLECTION AGENCY FEES 58,158. FAIR VALUE ADJUSTMENT ON INTEREST RATE SWAPS 1,750,362. PAYMENTS TO AFFILIATE 1,574,370. MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 SUBSTANCE USE DISORDER TREATMENT EDUCATION FOR CLINICIANS TRAINING AND EDUCATION FOR CLINICIANS ON THE VARIOUS SUBSTANCE DISORDER TREATMENTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X X X X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NJ 10570 COORDINATE NEW YORK GALA 1 1422575 77500 1345075 JANE BARR HORSTMAN & ASSOCIATES 1231 HIGHLAND AVENUE FORT WASHINGTON PA 19034 COORDINATE PHILADELPHIA DINNER 1 949773 30044 919729 DATOC WITTEN 13145 APPLEGROVE LANE HERNDON VA 20171 COORDINATE DC GALA 1 317518 30220 287298 MICHELLE RAGO DESTINATIONS 41 W 86TH SUITE 2F NEW YORK NY 10024 COORDINATE FL GRATITUDE WEEKEND 0 296592 36500 260092 FOUNDATION MGMT & PRO-PRODUCTIONS 800 W CUMMINGS PARK SUITE 3700 WOBURN MA 01801 COORDINATE NE GALA 1 88457 17000 71457 CATAPULT 2520 SAINT ROSE PARKWAY SUITE 217 HENDERSON NV 89074 CONDUCT TELEPHONE & MAIL OUTREACH 0 39520 13890 25630 3114435 205154 2909281 AL AZ CA CO CT DC FL GA IL KS KY ME MD MA MI MN MO NH NJ NY NC OH OR PA RI SC TN VA WA WI WV VT NEW YORK GALA 1422575 685619 736956 14625 207082 10461 243118 PHILADELPHIA GALA 949773 631407 318366 3521 3000 69877 17920 77084 13 1858078 1043476 814602 0 383 85000 273302 32925 350656 4230426 2360502 1869924 18529 88000 550261 61306 670858 1388954 480970 32695 1492 1 1.00000 32695 1492 1492 31203 0 0 0 0 0 0 SCHEDULE G PART III THE GAMING INCOME REPORTED IN PART III IS FROM RAFFLES AT CHARITY EVENTS. 1 EAST DOES IT INC 1300 HILLTOP ROAD LEESPORT PA 19533 232550089 501(C)(3) 20000 PUBLIC SERVICES WESTERN BERKS FIRE DEPARTMENT 111 STITZER AVENUE WERNERSVILLE PA 19565 264662398 501(C)(3) 7500 PUBLIC SERVICES 2 0 CHARITY CARE FOR TREATMENT AT CARON FOUNDATION 712 6921046 PART I, LINE 2: THE ORGANIZATION PROVIDES DISCOUNTED CARE AND CARE PROVIDED AT NO CHARGE TO PATIENTS ON A FINANCIAL NEED BASIS. THE CRITERIA FOR CHARITY CARE CONSIDER OBJECTIVE CRITERIA SUCH AS FAMILY INCOME AND NET WORTH, AS WELL AS, SUBJECTIVE CRITERIA SUCH AS AN INDIVIDUAL'S MOTIVATION FOR RECOVERY AND THE REFERRAL SOURCE. X X 0 1 X X X 0 0 0 0 0 1 1 1 0 DOUGLAS TIEMAN PRESIDENT/CEO 410324 0 137325 0 104115 0 188035 0 19553 0 859352 0 0 0 WILLIAM P PARFITT CFO/TREASURER 224518 0 3796 0 0 0 4566 0 6849 0 239729 0 0 0 KRISTINE M BASHORE EXECUTIVE VP 210296 0 6521 0 0 0 4336 0 6505 0 227658 0 0 0 JOSEPH M GARBELY MEDICAL DIRECTOR 305861 0 8975 0 0 0 6297 0 9445 0 330578 0 0 0 PATRICK FEELEY EXECUTIVE VP 203638 0 6040 0 0 0 4194 0 6290 0 220162 0 0 0 DAVID ROTENBERG EXECUTIVE VP 236958 0 6995 0 0 0 4879 0 7319 0 256151 0 0 0 LISA M MARSILIO COO, EVP (TILL 2/15/19) 281539 0 8266 0 0 0 5796 0 8694 0 304295 0 0 0 MYLENE KRZANOWSKI EXECUTIVE VP 176290 0 5411 0 0 0 3634 0 5451 0 190786 0 0 0 CHARLES WHITMER REGIONAL VP 238517 0 6012 0 0 0 4891 0 7336 0 256756 0 0 0 WILLIAM D TEUTEBERG III EXECUTIVE VP 249822 0 7543 0 0 0 5147 0 7721 0 270233 0 0 0 DEAN DROSNES MD 207128 0 6041 0 0 0 4263 0 6395 0 223827 0 0 0 MING WANG MD 217873 0 5684 0 0 0 4471 0 6707 0 234735 0 0 0 MICHAEL A MCCORMICK MD 200553 0 5314 0 0 0 4117 0 6176 0 216160 0 0 0 PART I, LINE 1B ALL ITEMS WERE APPROVED BY THE COMPENSATION COMMITTEE AND WERE TREATED APPROPRIATELY FOR TAX PURPOSES. PART I, LINE 6 A VARIABLE COMPENSATION PLAN EXISTS WHERE A SMALL PORTION OF COMPENSATION IS CONTINGENT UPON COMPLETION OF GOALS THAT ARE SET AT THE BEGINNING OF THE FISCAL YEAR THAT ARE RELATED TO THE EMPLOYEES POSITION AND JOB DESCRIPTION. THE AMOUNT OF THAT COMPENSATION IS VARIABLE BASED ON BOTH THE COMPLETION OF THOSE GOALS AND THE NET EARNINGS OF THE ORGANIZATION AND RELATED ORGANIZATIONS. NET EARNINGS ARE ONLY A PART OF THE PLAN. PART I, LINE 7 THERE ARE TWO DEFERRED COMPENSATION PLANS IN PLACE THAT ARE BASED ON A PERCENTAGE OF SALARY AND IN WHICH THERE IS A VESTING SCHEDULE. THE FUNDS ARE NOT EARNED UNTIL SOME FUTURE DATE IF THE EMPLOYEE IS STILL EMPLOYED AT THAT TIME. A THE BERKS COUNTY MUNICIPAL AUTHORITY 236647630 2016-09-01 27939000 REFUND CERTAIN INDEBTEDNESS ORIGINAL ISSUE 9/1/05 AND 8/14/13; CONSTR/EQUIP 0 0 0 A 1434000 27939000 531333 18086394 9321273 1 0 0 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 BRANCH BANKING AND TRUST COMPANY 12.000000000000 0 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 10: THE BONDS CONSTITUTE A DRAW DOWN LOAN WITHIN THE MEANING OF REGULATION SECTION 1.150-1(C)(4). AS OF JUNE 30, 2017, $9,255,097 HAS BEEN DRAWN AND SPENT ON CAPITAL EXPENDITURES AND $8,831,297 REMAINED TO BE DRAWN FOR CAPITAL EXPENDITURES. DANIEL B HUYETT DANIEL B. HUYETT, DIRECTOR, IS A PARTNER OF STEVENS & LEE 256299 STEVENS & LEE PROVIDED LEGAL SERVICES TO CARON 0 WILLIAM THORNTON WILLIAM THORNTON, DIRECTOR, IS A PARTNER OF STEVENS & LEE 256299 STEVENS & LEE PROVIDED LEGAL SERVICES TO CARON 0 X 23 573941 FMV X OTHER VARIOUS 7 19695 FMV 0 0 1 1 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS IS THE NUMBER OF CONTRIBUTORS MAKING THAT TYPE OF DONATION. PART I, LINE 32B: THE ORGANIZATION USES HIRTLE CALLAGHAN. HIRTLE CALLAGHAN RECEIVES STOCK GIFTS AND SELLS IMMEDIATELY UNLESS SPECIAL CIRCUMSTANCES DICTATE OTHERWISE. FORM 990, PART I, ITEM C DBA: CARON, CARON TREATMENT CENTERS, CARON NEW YORK, CARON PHILADELPHIA, BREAKTHROUGH AT CARON, CARON BOSTON, CARON DC, CARON SOLUTIONS,. DBA: CARON GEORGIA LLC, CARON COUNSELING SERVICES LLC, RUNWELL, CARON NEW ENGLAND, COLLEGIATE RECOVERY, CARON ALTANTA, CARON BERMUDA,. DBA: CARON NEW ENGLAND, CARON RADIOLOGY ASSOCIATES, THE CARON FOUNDATION, RECOVERY EDU, CARON OF GEORGIA, LLC, RICHARD J CARON FOUNDATION,. DBA: CATHERINE CARON HOUSE FORM 990, PART V, LINE 1C THE ORGANIZATION IS AWARE OF THE REPORTING REQUIREMENTS FOR BACKUP WITHHOLDING AND WAGE GARNISHMENTS AND HANDLES THAT APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE FINANCE COMMITTEE COMBINED WITH THE AUDIT COMPLIANCE AND RISK MANAGEMENT COMMITTEE. A COPY IS SENT TO THE GOVERNING BODY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND KEY EMPLOYEES SUBMIT A SIGNED STATEMENT ANNUALLY WHICH LISTS POTENTIAL CONFLICTS. THIS INFORMATION IS REVIEWED PERIODICALLY. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION IS BASED ON RECOMMENDATIONS FROM OUTSIDE INDEPENDENT COUNSEL BASED ON COMPARABILITY DATA. COMPENSATION IS DETERMINED AND APPROVED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN BE OBTAINED UPON REQUEST FROM THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S DOCUMENTS ARE AVAILABLE TO DONORS UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEARS. CARON OF GEORGIA LLC PO BOX 150 WERNERSVILLE PA 17965 475304080 ADOLESCENT IOP - TREATMENT OF ADDICTIVE DISEASE PA 233011 286584 RICHARD J CARON FOUNDATION CARON COUNSELING SERVICES LLC PO BOX 150 WERNERSVILLE PA 17965 821337965 OP & IOP TREATMENT OF ADDICTIVE DISEASES PA 887985 253104 RICHARD J CARON FOUNDATION CARON OF FLORIDA INC PO BOX 150 WERNERSVILLE PA 195650501 592500657 TREATMENT OF ADDICTIVE DISEASES FL 501(C)(3) LINE 3 RICHARD J CARON FOUNDATION 0 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 CARON OF FLORIDA INC Q 1574370 FMV CARON OF FLORIDA INC D 4634742 FMV