2020-05-14T11:57:41-05:00 2019-06-30 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 021293742 990 2018-07-01 050306206 JOHNSON & WALES UNIVERSITY JOHN 4015981900 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 JOSEPH J GREENE TREASURER & VC, FIN. AND ADMIN 4015981900 2020-05-14 1 LYNNE JOHNSON P00757336 6179129000 68.199.170.159 2020-05-14 11:37:06 ED P 7CF007D5BD7FCB071D39FF5D2107D81C2AE71DB9 5986EA02A50E5C1C2A76B2DCE64E771EF2BE8307 2018 2020-11-19 02:30:22Z MINNIE L RUNEY 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 446509866 0 X WWW.JWU.EDU X 1914 RI EDUCATIONAL ACTIVITIES 18 17 5652 285 9768144 2626184 7211623 5220659 459950531 423958121 7722211 4972393 2364472 3739351 477248837 437890524 162597449 154587586 0 0 173849312 171643592 24195 165884 4899303 140370668 126514114 476841624 452911176 407213 -15020652 973914431 951970711 214007713 202656422 759906718 749314289 THE MISSION OF JOHNSON & WALES UNIVERSITY (JWU) IS TO PROVIDE AN EXCEPTIONAL EDUCATION THAT INSPIRES PROFESSIONAL SUCCESS AND LIFELONG PERSONAL AND INTELLECTUAL GROWTH. 0 0 417374549 154587586 416028434 IN FY 2019, JWU ENROLLMENT AT ITS 4 CAMPUSES (PROVIDENCE, RI; N. MIAMI, FL; DENVER, CO; CHARLOTTE, NC) AND ONLINE LEARNING PROGRAM TOTALED 12,930 STUDENTS.(11,553 UNDERGRADS AND 1,377 GRAD) JWU AWARDED 4,179 DEGREES INCLUDING 1,128 ASSOCIATE'S, 2,397 BACHELOR'S,624 GRADUATE, 14 DOCTORIAL, AND 16 CERTIFICATES. JWU EMPLOYED 468 FT AND 443 PT FACULTY THROUGHOUT ITS COLLEGE OF CULINARY ARTS,COLLEGE OF BUSINESS,COLLEGE OF HOSPITALITY MGT, COLLEGE OF ARTS & SCIENCE, COLLEGE OF ENGINEERING & DESIGN,COLLEGE OF HEALTH AND WELLNESS AND COLLEGE OF ONLINE. 2,898 STUDENTS PARTICIPATED IN INTERNSHIPS; 29% WERE FIRST GENERATION COLLEGE STUDENTS OF THOSE WHO REPORTED THEIR PARENTS' EDUCATION. 93% RECEIVED INSTITUTIONAL AID, WITH AN AVERAGE AID OF $15,390 PER STUDENT. INSTITUTIONAL SCHOLARSHIPS EXCEEDED $154 MILLION. 417374549 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 0 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 23379 0 1 5652 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 18 17 0 0 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AK CO KY MD MA MI NH OH OK OR SC WA NY X MARIA RIX 4015982964 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 MINNIE L RUNEY CHANCELLOR,PRESIDENT & CEO 45.00 0.00 X X 470873 0 48948 MICHELE BAILEY DIMARTINO TRUSTEE (TERM ENDED 11/18) 1.00 0.00 X 0 0 0 LAURA FREID TRUSTEE (TERM ENDED 11/18) 1.00 0.00 X 0 0 0 JOHN MARTIN TRUSTEE 1.00 0.00 X 0 0 0 JOHN H WHITE JR TRUSTEE 1.00 0.00 X 0 0 0 DAVID WILSON TRUSTEE 1.00 0.00 X 0 0 0 BRENDA DANN-MESSIER TRUSTEE 1.00 0.00 X 0 0 0 DARREN LOPES TRUSTEE (TERM ENDED 11/18) 1.00 0.00 X 0 0 0 DERICK CLOSE TRUSTEE 1.00 0.00 X 0 0 0 PHILIP S RENAUD II TRUSTEE 1.00 0.00 X 0 0 0 MERRILL W SHERMAN TRUSTEE 1.00 0.00 X 0 0 0 D CHIP WADE TRUSTEE 1.00 0.00 X 0 0 0 JAMES H HANCE JR CHAIR OF BOARD 1.00 0.00 X 0 0 0 TIMOTHY J BABINEAU MD TRUSTEE 1.00 0.00 X 0 0 0 MARIBETH N BISIENERE TRUSTEE 1.00 0.00 X 0 0 0 LAWRENCE DIPASQUALE TRUSTEE 1.00 0.00 X 0 0 0 LIONEL E LAROCHELLE II TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM J MURPHY TRUSTEE 1.00 0.00 X 0 0 0 CLAY A SNYDER TRUSTEE 1.00 0.00 X 0 0 0 JOHN E TAYLOR JR TRUSTEE 1.00 0.00 X 0 0 0 JERRY SUE THORNTON TRUSTEE 1.00 0.00 X 0 0 0 MARIE F BERNARDO-SOUSA SR VP ADMINISRATION, PRESIDENT 3/19 45.00 0.00 X 291236 0 90908 JOSEPH J GREENE JR TREASURER & CFO 45.00 0.00 X 289189 0 65878 EMILY GILCREAST CHIEF OF STAFF & BOARD SECRETARY 45.00 0.00 X 153667 0 29601 LILY S HSU PROVOST 45.00 0.00 X 270712 0 51477 JOHN J BOWEN CHANCELLOR EMERITUS 45.00 0.00 X 752100 0 57134 DIANE H D'AMBRA VP OF HUMAN SERVICES 45.00 0.00 X 258025 0 49576 TARUN MALIK PRESIDENT CHARLOTTE CAMPUS 45.00 0.00 X 228860 0 54587 LARRY RICE PRESIDENT, N. MIAMI CAMPUS 45.00 0.00 X 249986 0 50049 AKHIL GUPTA CHIEF INFORMATION OFFICER 45.00 0.00 X 201772 0 38671 RICHARD A WISCOTT PRESIDENT, DENVER CAMPUS 45.00 0.00 X 220369 0 51725 MAUREEN T DUMAS VP OF ADVANCEMENT 45.00 0.00 X 212192 0 86925 BILLYE AUCLAIR VICE PROVOST 45.00 0.00 X 234070 0 46457 JOSEPH L STALEY VICE CHANCELLOR OF RESOURCE DEV 45.00 0.00 X 232740 0 48112 RONALD L MARTEL VP OF STUDENT AFFAIRS 45.00 0.00 X 224145 0 38141 DOUGLAS J WHITING SR VP OF COMMUNICATIONS 45.00 0.00 X 201920 0 50308 THOMAS DWYER VICE CHANCELLOR EMERITUS 20.00 0.00 X 184393 0 44751 KENNETH DISAIA SR VP OF ENROLLMENT MGT 45.00 0.00 X 172290 0 10709 ROBERT MOCK JR PRESIDENT CHARLOTTE CAMPUS 45.00 0.00 X 109546 0 16612 4958085 0 930569 277 1 1 0 SODEXHO INC 8011 34TH AVENUE MINNEAPOLIS MA 55425 MAINTENANCE SERVICES 2160650 OCEAN STATE JANITORIAL SERVICE INC 243 NARRAGANSETT PARK DRIVE EAST PROVIDENCE RI 02916 CLEANING SERVICES 1925696 GOOGLE INC DEPT 33654 PO BOX 39000 SAN FRANCISCO CA 94139 ADVERTISING SERVICES 1637394 SHIEL SEXTON COMPANY INC 902 N CAPITOL AVE INDIANAPOLIS IN 46204 CONSTRUCTION SERVICES 1484450 ONE SIXTY OVER NINETY LLC 510 WALNUT ST 19TH FL PHILADELPHIA PA 19106 CONSULTING SERVICES 1311091 83 5107 190315 2935524 2089713 747715 5220659 TUITION 611310 340352965 340352965 RESIDENCE & DINING 611310 69080028 69080028 DOUBLETREE HOTEL 721110 8994810 8994810 STUDENT FEES 611310 3352123 3352123 2178195 2178195 423958121 3392814 80523 3312291 1999922 1063278 936644 936644 692811 243833 8890569 124571 6598439 837122 2292130 -712551 1579579 1579579 64422 190315 120503 -56081 -56081 STUDENT SERVICES 611310 1046850 161257 885593 CAREER DEVELOPMENT & EXPLORATION 611310 312211 312211 ADMISSIONS & ALUMNI EVENTS 611310 194240 194240 1305487 397415 908072 2858788 437890524 416028434 9768144 6873287 80098 80098 153494906 153494906 1012582 1012582 3674426 3099387 575039 818596 577526 241070 127901519 110641054 15285432 1975033 10583105 9142712 1251445 188948 19810366 17540298 1941194 328874 8855580 7555523 1186917 113140 550385 550385 373760 274091 99669 212403 212403 150504 150504 165884 165884 563351 563351 2736352 2639954 96398 7685548 6831417 785451 68680 10338218 8745167 1463679 129372 5160563 5160563 377666 185755 191911 23896568 19808420 3700209 387939 6294218 5728052 419026 147140 6175324 5202710 870721 101893 35731749 29539075 5614164 578510 3170301 3059882 110419 FOOD/BEVERAGE/KITCHEN S 7673791 6999716 673866 209 STUDENT SERVICES EXPENS 7185664 7179353 6311 CONSULTING 6534597 5133023 1338530 63044 CLASSROOM AND EDUCATION 4392686 4323518 30360 38808 -2689534 6368650 -9094974 36790 452911176 417374549 30637324 4899303 4541994 29628 28084945 29998269 6935011 5984268 10389821 10963362 15643776 17352502 1264200 1527489 7147643 6843501 1033888261 427618077 623067239 606270184 75754941 73824493 201084861 199177015 973914431 951970711 32825875 34883993 12682289 14235709 161579936 146667872 548818 633802 334761 565715 6036034 5669331 214007713 202656422 X 718491176 707515500 17064398 17174775 24351144 24624014 759906718 749314289 973914431 951970711 X -15020652 4428573 -350 X 0 1 X 1 1 1 X 5172379 5565009 11115077 7211623 5220659 34284747 5172379 5565009 11115077 7211623 5220659 34284747 1979452 32305295 3925940 3212501 3008323 2641606 4039422 16827792 3100725 1947593 1877149 2386845 2627184 11939496 2402623 5897234 1246256 1057461 1858087 12461661 75513696 2289144305 0.42780 0.43980 X SCHEDULE A, PART II; THE UNIVERSITY MEETS THE PUBLIC SUPPORT TEST UNDER CURRENT GUIDANCE (AS DISCLOSED IN PART II) AND THEREFORE QUALIFIES FOR THE SPECIAL RULE UNDER SECTION 509(A)(1) FOR SCHEDULE B REPORTING. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 150504 0 1 7628 158132 0 PART II-B, LINE 1: PART II-B, 1(G): DIRECT CONTACT: $150,504 PAID TO CONSULTING FIRMS TO MAINTAIN GOVERNMENT RELATIONS. PART II-B, 1(I): PORTION OF THE UNIVERSITY'S MEMBERSHIP DUES PAID TO THE AICU (ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RHODE ISLAND) AND TO THE NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES), SPENT ON LOBBYING ACTIVITIES WAS $6,486 AND $1,142, RESPECTIVELY. 2510533 X X X 0 0 1 X 251630787 361505 13114153 21771868 243334577 255888050 283096 17583285 22123644 251630787 238944479 496827 29395425 12948681 255888050 263780114 536061 -11869295 13502401 238944479 272935957 572068 -2443263 7284648 263780114 0.87000 0.09000 0.04000 0 0 73514466 73514466 772520144 288693292 483826852 6259901 6117607 142294 170193745 132780731 37413014 11400005 26447 11373558 606270184 CASH 3682056 F COMMONFUND CEP VI 348657 F COMMONFUND CEP V 179468 F COMMONFUND CEP VII 559188 F PARK STREET CAPITAL V 88952 F PARK STREET CAPITAL VI 1145547 F PARK STREET CAPITAL VIII 2226832 F 457B 2181122 F AGILITY FEEDER FUND 164937222 F FIX 2444479 F PARK STREET NRF II 76823 F DOVER STREET VIII 555264 F ETON PARK OVERSEAS FUND 7163 F COMMONFUND CVP VIII 823626 F PARK STREET CAPITAL NRF IV 743239 F PARK STREET CAPITAL IX 2728009 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND 763201 F KING STREET CAPITAL LTD 13917 F COMMONFUND CVP IX 1810965 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV 1205904 F ASIA ALTERNATIVE CAPITAL PARTNERS 2892391 F PARK STREET CAPITAL NRF V 2159858 F PREFERRED STOCK CERTIFICATES 12000 F DOVER STREET VIII 1580664 F TRUEBRIDGE CAPITAL PARTNERS 6010468 F 199177015 ANNUITY DEPOSITS 74737 REFUNDABLE U.S. GRANTS 3413472 457B DEFERRED COMPENSATION PLAN 2181122 5669331 X PART III, LINE 4: THE CULINARY ARTS MUSEUM IS AN EDUCATIONAL RESOURCE FOR JOHNSON & WALES UNIVERSITY, WHICH SEEKS TO BOTH PRESERVE AND INTERPRET CULINARY AND HOSPITALITY HERITAGE. IT IS A SHOWCASE FOR THE WORK OF STUDENTS, FACULTY, ALUMNI AND DISTINGUISHED VISITING CHEFS. THROUGH EXHIBITIONS AND SPECIAL EVENTS, THE MUSEUM STRIVES TO INTERPRET THE EVOLUTION OF FOOD PREPARATION AND PRESENTATION, THE DEVELOPMENT OF CULINARY EQUIPMENT AND TECHNOLOGY, THE DIVERSE MENUS OFFERED AND THE PLACES WHERE PEOPLE PARTAKE OF FOOD. TO ENHANCE THE UNIVERSITY'S SENSE OF TRADITION AND TO RECOGNIZE THE IMPORTANCE OF PUBLIC ART, THE UNIVERSITY INSTALLED BRONZE WILDCAT SCULPTURES ON ALL 4 CAMPUSES, WHICH REPRESENT THE FOUR TENENTS THAT CHARACTERIZE WHAT IT MEANS TO BE A WILDCAT, BOTH ON THE ATHLETIC FIELDS AND IN THE CLASSROOM: PRIDE, COURAGE, CHARACTER AND COMMUNITY. PART IV, LINE 2B: THE UNIVERSITY HOLDS MONEY AS A CUSTODIAN FOR STUDENT CLUBS AND POTENTIAL FUTURE PROGRAMS TO BE REFUNDED IF PROGRAM IS NOT INITIATED. PART V, LINE 4: THE UNIVERSITY USES ITS ENDOWMENT FUND FOR THE GENERAL BENEFIT OF THE UNIVERSITY'S CURRENT AND FUTURE STUDENTS (INCLUDING SCHOLARSHIPS) AND FOR THE FUTHERANCE OF THE EDUCATIONAL MISSION OF THE UNIVERSITY. PART X, LINE 2: JOHNSON & WALES UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN EDUCATIONAL INSTITUTION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME. ANY TAX ON THE SUBSIDIARIES OR UNRELATED BUSINESS ACTIVITES IS NOT SIGNIFICANT TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AND ITS DECISION TO INCLUDE OR EXCLUDE ITEMS OF INCOME UNRELATED TO ITS OPERATIONS AS TAX POSITIONS; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. MANAGEMENT BELIEVES THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2019 OR 2018. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2016. INTEREST AND PENALTIES, IF ANY, ARE INCLUDED IN INCOME TAX EXPENSE. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 JOHNSON & WALES UNIVERSITY RECRUITS THROUGHOUT THE U.S. AND DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHICAL AREA. PER REV. PROC. 75-50, 1975-2 C.B. 587, SECTION 4.03 PARAGRAPH 2(B), SUCH A SCHOOL MAY SATISFY THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02, WHICH REQUIRES THAT A SCHOOL'S NONDISCRIMINATORY POLICY AS TO STUDENTS BE INCLUDED IN ALL ITS BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. THE UNIVERSITY COMPLIES WITH THIS REQUIREMENT. MOREOVER, THE UNIVERSITY CURRENTLY ENROLLS STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS. SCHEDULE E, PART I, LINE 6 JOHNSON & WALES UNIVERSITY PARTICIPATES IN THE TITLE IV FINANCIAL AID PROGRAMS AND RECEIVES GRANTS FROM THE U.S. DEPARTMENT OF EDUCATION AND THE STATES OF RHODE ISLAND, FLORIDA, NORTH CAROLINA, MASSACHUSETTS, COLORADO, VERMONT, MARYLAND AND PENNSYLVANIA. 1 EAST ASIA AND THE PACIFIC 1 20 PROGRAM SERVICES STUDENT RECRUITING 156920 SOUTH ASIA 1 8 PROGRAM SERVICES STUDENT RECRUITING 23000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 4 PROGRAM SERVICES STUDENT RECRUITING 9000 SOUTH AMERICA 0 2 PROGRAM SERVICES STUDENT RECRUITING 10500 CENTRAL AMERICA AND THE CARIBBEAN 0 2 PROGRAM SERVICES STUDENT RECRUITING 12750 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES STUDENT RECRUITING 1500 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 2749089 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 53399 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTMAKING 930327 SOUTH AMERICA GRANTMAKING 11351 SUB-SAHARAN AFRICA GRANTMAKING 10500 SOUTH ASIA GRANTMAKING 7005 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDY ABROAD 32253 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 105586 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES STUDY ABROAD 2103609 MIDDLE EAST & NORTH AFRICA PROGRAM SERVICES STUDY ABROAD 114097 NORTH AMERICA PROGRAM SERVICES STUDY ABROAD 83049 SOUTH AMERICA PROGRAM SERVICES STUDY ABROAD 109216 SOUTH ASIA PROGRAM SERVICES STUDY ABROAD 12131 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD 69575 2 37 0 0 2 37 3016158 3588699 6604857 SCHOLARSHIP STUDY ABROAD EAST ASIA & THE PACIFIC 29 CREDIT STUDENT ACCOUNT 53399 BOOK SCHOLARSHIP STUDY ABROAD EUROPE (INCLUDING ICELAND & GREENLAND) 453 CREDIT STUDENT ACCOUNT 930327 BOOK SCHOLARSHIP STUDY ABROAD SOUTH AMERICA 14 CREDIT STUDENT ACCOUNT 11351 BOOK SCHOLARSHIP STUDY ABROAD SUB-SAHARAN AFRICA 8 CREDIT STUDENT ACCOUNT 10500 BOOK SCHOLARSHIP STUDY ABROAD SOUTH ASIA 6 CREDIT STUDENT ACCOUNT 7005 BOOK 1 0 1 1 1 0 PART I, LINE 2: THE UNIVERSITY APPLIES SCHOLARSHIPS FOR THE STUDY-ABROAD PROGRAM DIRECTLY TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES. X X X X X X X 1 EDUCATION ADVISORY BOARD 1920 E PURHAM ROAD RICHMOND VA 23228 ANNUAL GIVING PROGRAM CONSULTING 0 0 133888 0 MCALLISTER & QUINN LLC 1030 15TH STREET WASHINGTON DC 20005 FEDERAL GRANT CONSULTANT 0 0 31996 0 165884 AL AK AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CHLT BREAD SYMPOSIUM 109970 73448 36522 354 4948 5000 29390 PVD GOLF CLASSIC 77643 61293 16350 3253 17201 12079 3 67124 55574 11550 700 19509 12929 3890 11250 254737 190315 64422 3953 19863 35078 8890 52719 120503 -56081 1 UNITED WAY OF RI 228 WATERMAN AVE PROVIDENCE RI 02906 050276059 501C3 30500 0 DONOR-ADVISED PHILANTROPHY FUND TO ASSIST VARIOUS NON-PROFIT ORGANIZATIONS IN RHODE ISLAND CHARLOTTE CENTER CITY PARTNERS 200 SOUTH TRYON STREET CHARLOTTE NC 28202 561247787 501C3 0 25000 FMV VIKING KITCHEN EQUIPMENT ASSIST MISSION TO PROMOTE THE ECONOMIC AND CULTURAL DEVELOPMENT OF THE URBAN CORE IN CHARLOTTE NC FLORIDA RESTAURANT & LODGE 230 S ADAMS SRTEET TALAHASSEE FL 32301 596194391 501C3 15000 0 SUPPORT ASSOCIATION MISSION TO PROTECT, EDUCATE AND PROMOTE THE HOSPITALITY INDUSTRY CHARLOTTE RESCUE MISSION 907 WEST 1ST ST CHARLOTTE NC 28202 560571223 501C3 0 6507 COST CULINARY PREPARED FOOD FOOD FOR THE HUNGRY RI PUBLIC EXPENDITURE COUNCIL 86 WEYBOSSET ST PROVIDENCE RI 02903 050271571 501C3 6098 0 SUPPORT COUNCIL'S MISSION FOR EFFECTIVE EFFICIENT AND EQUITABLE GOVT IN RI PROVIDENCE RESCUE MISSION 627 CRANSTON ST PROVIDENCE RI 02907 050503326 501C3 0 11123 COST CULINARY PREPARED FOOD FOOD FOR THE HUNGRY LITTLE SISTERS OF THE POOR 964 MAIN STREET PAWTUCKET RI 02860 050283791 501C3 0 6956 COST CULINARY PREPARED FOOD FOOD FOR THE HUNGRY ST VINCENTS 178 DEXTER ST PROVIDENCE RI 02903 050258987 501C3 0 7039 COST CULINARY PREPARED FOOD FOOD FOR THE HUNGRY WE DON'T WASTE 3560 WALNUT STREET DENVER CO 80205 270585966 501C3 0 37389 COST CULINARY PREPARED FOOD FOOD FOR THE HUNGRY 9 SCHOLARSHIPS 10415 153494906 BOOK SCHOLARSHIPS PART I, LINE 2: PART II - THE OFFICE OF THE CHANCELLOR MONITORS ALL FUNDS ALLOCATED TO EXTERNAL ORGANIZATIONS. PART III- THE UNIVERSITY PROVIDES ASSISTANCE IN THE FORM OF SCHOLARSHIPS THAT ARE ALL APPLIED TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES. X X 1 1 X X X X X 1 0 0 0 0 0 0 1 0 MINNIE L RUNEY CHANCELLOR,PRESIDENT & CEO 443881 0 0 0 26992 0 27200 0 21748 0 519821 0 0 0 MARIE F BERNARDO-SOUSA SR VP ADMINISRATION, PRESIDENT 3/19 266494 0 5000 0 19742 0 28255 0 62653 0 382144 0 0 0 JOSEPH J GREENE JR TREASURER & CFO 268367 0 0 0 20822 0 27118 0 38760 0 355067 0 0 0 EMILY GILCREAST CHIEF OF STAFF & BOARD SECRETARY 124807 0 5000 0 23860 0 12769 0 16832 0 183268 0 0 0 LILY S HSU PROVOST 267148 0 0 0 3564 0 27159 0 24318 0 322189 0 0 0 JOHN J BOWEN CHANCELLOR EMERITUS 721049 0 0 0 31051 0 27200 0 29934 0 809234 0 0 0 DIANE H D'AMBRA VP OF HUMAN SERVICES 227341 0 10000 0 20684 0 23832 0 25744 0 307601 0 0 0 TARUN MALIK PRESIDENT CHARLOTTE CAMPUS 226696 0 0 0 2164 0 23055 0 31532 0 283447 0 0 0 LARRY RICE PRESIDENT, N. MIAMI CAMPUS 230721 0 0 0 19265 0 23784 0 26265 0 300035 0 0 0 AKHIL GUPTA CHIEF INFORMATION OFFICER 199000 0 0 0 2772 0 20185 0 18486 0 240443 0 0 0 RICHARD A WISCOTT PRESIDENT, DENVER CAMPUS 200848 0 0 0 19521 0 21000 0 30725 0 272094 0 0 0 MAUREEN T DUMAS VP OF ADVANCEMENT 203071 0 3000 0 6121 0 20981 0 65944 0 299117 0 0 0 BILLYE AUCLAIR VICE PROVOST 217148 0 0 0 16922 0 22199 0 24258 0 280527 0 0 0 JOSEPH L STALEY VICE CHANCELLOR OF RESOURCE DEV 226970 0 0 0 5770 0 23081 0 25031 0 280852 0 0 0 RONALD L MARTEL VP OF STUDENT AFFAIRS 213789 0 1000 0 9356 0 21419 0 16722 0 262286 0 0 0 DOUGLAS J WHITING SR VP OF COMMUNICATIONS 198990 0 0 0 2930 0 21000 0 29308 0 252228 0 0 0 THOMAS DWYER VICE CHANCELLOR EMERITUS 159648 0 0 0 24745 0 22736 0 22015 0 229144 0 0 0 KENNETH DISAIA SR VP OF ENROLLMENT MGT 0 0 0 0 172290 0 10709 0 0 0 182999 0 0 0 ROBERT MOCK JR PRESIDENT CHARLOTTE CAMPUS 0 0 0 0 109546 0 6567 0 10045 0 126158 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANION - THE SPOUSES OF CERTAIN LISTED PERSONS OCCASIONALLY ACCOMPANY THEM ON BUSINESS TRIPS. THE SPOUSES ARE EMPLOYEES OF THE UNIVERSITY AND TRAVEL IN THEIR CAPACITY AS EMPLOYEES OF THE UNIVERSITY. SUCH TRAVEL IS NOT TREATED AS TAXABLE COMPENSATION. -HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - SOCIAL CLUB DUES ARE PAID FOR CERTAIN OFFICERS OF THE UNIVERSITY IN ACCORDANCE WITH THEIR EMPLOYMENT CONTRACTS WHICH ARE APPROVED BY THE COMPENSATION COMMITTEE. IN ALL CASES, WHERE THE BENEFIT IS TAXABLE, IT'S TREATED AS COMPENSATION. PART I, LINE 4A KENNETH DISAIA AND ROBERT MOCK RECEIVED SEVERANCE PAY OF $172,290 AND $109,546, RESPECTIVELY. DURING THE YEAR THERE WAS A SEVERANCE PAYMENT MADE PURSUANT TO A SEPERATION AGREEMENT. ALL AMOUNTS PAID HAVE BEEN PROPERLY REPORTED ON FORM W-2 AND REPORTED IN FORM 990, PART VII, COLUMN D, AND ALSO IN SCHEDULE J, PART II, COLUMN B(III). THE AGREEMENT IS AVAILABLE TO THE INTERNAL REVENUE SERVICE UPON REQUEST. PART I, LINE 7: CERTAIN INDIVIDUALS LISTED IN PART VII, SECTION A, LINE 1(A), WERE PAID BONUSES, SEE SCHEDULE J, PART II,COLUMN A AND B (II), FOR THE SUCCESSFUL IMPLEMENTATION OF PROGRAMS IN SUPPORT OF THE UNIVERSITY'S MISSION. A COLORADO EDUCATIONAL AND CUTURAL FACILITIES 840896727 19645RUP4 2013-09-18 117152127 SERIES A: CAPITAL PROJECTS ON DENVER CAMPUS; SERIES B: REFUNDED 5 ISSUES 0 0 0 B NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 561592154 65819GJH2 2013-08-08 42523473 REFUNDED NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 2003 REV BONDS 0 0 0 C NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 561592154 2014-03-11 26502035 PURCHASE CITY VIEW TOWERS RESIDENCE HALL ON NC CAMPUS FOR STUDENT HOUSING 0 0 0 D RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORP 521300173 2015-09-22 30000000 CONSTRUCT ACADEMIC BUILDING ON PROVIDENCE CAMPUS 0 0 0 A 37755000 117168860 2211638 27807739 87149483 2015 1 0 1 1 B 8970000 42523494 4665 42518829 2004 1 0 1 1 C 9275712 26502035 26502035 2014 0 0 1 1 D 6381153 30031844 348800 29682497 546 2016 0 0 1 1 A 0 1 1 1 0 0.00200 0.00100 0.00300 0 1 0.07440 1 1 B 0 1 1 1 0 0.01200 0.00010 0.01210 0 0 1 C 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART I, LINE A, COLUMN (F): SERIES A WAS A NEW MONEY ISSUE USED TO FUND CAPITAL PROJECTIONS ON THE DENVER CAMPUS, PROCEEDS WERE $30,002,664. SERIES B WAS A REFUNDING ISSUE THAT REFUNDED THE FOLLOWING: COLORADO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY, SERIES 2003A, $23,985,062 RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 2003, $20,811,689 (THE RHODE ISLAND 2003 SERIES REFUNDED 1992 AND 1993 ISSUES) RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1999, $23,036,937 RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1996, $6,262,926 CITY OF NORTH MIAMI, FLORIDA, SERIES 2003A, $13,053,439 (THE NORTH MIAMI 2003 SERIES REFUNDED A 1994 ISSUE) SCHEDULE K, PART II, LINE 3: THE DIFFERENCE OF THE ISSUE PRICE REPORTED IN PART I AND THE TOTAL PROCEEDS IN PART II, LINE 3 IS THE INTEREST EARNED ON THE PROJECT FUND DURING THE CONSTRUCTION PERIOD. SCHEDULE K, PART III, LINE 4, 5 AND 6 HAVE BEEN CALCULATED FOR COLORADO 2003 AND 2013A, CHARLOTTE 2003 AND 2014, AND RI 2015 ISSUES AS THESE ARE THE POST 2002 ORIGINAL ISSUES. SCHEDULE K, PART III, LINE 7, COLUMNS A, B, C AND D: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. SCHEDULE K, PART III, LINE 8C, COLUMN A: PROPERTY WAS SOLD THAT THE UNIVERSITY ORIGINALLY PURCHASED WITH TAX-EXEMPT BOND PROCEEDS AND,UNDER THE ADVICE OF BOND COUNSEL, SOLD THE PROPERTY AT FAIR MARKET VALUE IN A CASH TRANACTION AND CREATED A DEFEASANCE ESCROW TO PAY THE ALLOCABLE BONDS (BECAUSE THE BONDS WERE NOT ELIGIBLE FOR PREPAYMENT). AT THE ISSUE DATE OF THE BONDS, THE UNIVERSITY REASONABLY EXPECTED THAT 95% OF THE NET PROCEEDS OF THE ISSUE WOULD BE USED TO PROVIDE EXEMPT FACILITIES AND FOR NO OTHER PURPOSE FOR THE ENTIRE TERM OF THE BONDS, AND THE AMOUNT OF THE ISSUE WAS BASED ON REASONABLE ESTIMATES ABOUT THE COST OF THE FACILITIES PURCHASED OR IMPROVED. SCHEDULE K, PART IV, ARBITRAGE, LINE 2C: (A) ISSUER NAME: COLORADO EDUCATIONAL AND CUTURAL FACILITIES DATE THE REBATE COMPUTATION WAS PERFORMED: 03/31/2019 (A) ISSUER NAME: NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/01/2019 (A) ISSUER NAME: RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORP DATE THE REBATE COMPUTATION WAS PERFORMED: 08/31/2019 SEE SCHEDULE O SEE SCHEDULE O 0 X 4 286006 FAIR MARKET VALUE X 77 194631 SALE COMPARABLE ITEMS X HORSE 4 175000 SALE COMPARABLE ITEM X CLASSROOM 22 61096 SALE COMPARABLE ITEM X OTHER 29 30982 SALE COMPARABLE ITEM 1 0 1 0 PART I, COLUMN (B): LINE 9 REPRESENTS THE NUMBER OF THE GIFTS RECEIVED. LINES 19 AND 25-27 REPRESENT THE NUMBER OF SEPERATE GIFTS ON SEPERATE DATES; THAT IS, ONE DONOR MAY HAVE MADE MULTIPLE GIFTS DURING THE YEAR, AND EACH GIFT MAY CONTAIN MUTIPLE ITEMS. SCHEDULE M, PART I, COLUMN (A): THE OTHER NON-CASH DONATIONS ARE OVENS, PROVIDENCE ATHLETICS & GOLF CLASSIC DONATIONS, AND STATE SPOONS DONATED TO THE CHARLOTTE LIBRARY. FORM 990, PART VI, SECTION A, LINE 4 IN NOVEMBER 2018, THE JWU BOARD OF TRUSTEES AMENDED AND RESTATED THE ORGANIZATION'S BYLAWS TO: I. ESTABLISH THE MEMBERS OF THE BOARD OF TRUSTEES (THE "TRUSTEES") AS THE SOLE MEMBERS OF THE CORPORATION (THE "MEMBERS"). THE SOLE AUTHORITY OF THE MEMBERS CONTINUES TO BE THE ELECTION OF THE MEMBERS/TRUSTEES AT EACH ANNUAL MEETING; THE TRUSTEES CONTINUE TO "HAVE FULL MANAGEMENT, CONTROL, AND REGULATION OF THE PROPERTY, BUSINESS, AND AFFAIRS OF THE CORPORATION." MEMBERS' TERMS RUN CONCURRENT WITH THEIR TERMS AS TRUSTEES. II. MOVE THE ANNUAL MEETING OF THE MEMBERS/TRUSTEES TO THE THIRD WEEK OF JUNE OF EACH YEAR. III. ALLOW FOR MEETING NOTIFICATION AND ACTIONS WITHOUT A MEETING TO TAKE PLACE BY ELECTRONIC TRANSMISSION. IV. REMOVE THE EXECUTIVE VICE PRESIDENT POSITION AS AN OFFICER OF THE CORPORATION POSITION AND EXECUTIVE SIGNER. V. ADD A SECTION ON INDEMNIFICATION OF THE MEMBERS/TRUSTEES AND THE OFFICERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 6 IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES), THE UNIVERSITY HAD A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION," CONSISTING OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSE. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION WAS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. THE MEMBERS OF THE CORPORATION AS A SEPARATE GOVERNING BODY WAS DISCONTINUED IN NOVEMBER 2018 THROUGH BYLAW AMENDMENTS; THE BOARD OF TRUSTEES ARE THE SOLE MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES), THE UNIVERSITY HAD A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION," CONSISTING OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSE. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION WAS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. THE MEMBERS OF THE CORPORATION AS A SEPARATE GOVERNING BODY WAS DISCONTINUED IN NOVEMBER 2018 THROUGH BYLAW AMENDMENTS; THE BOARD OF TRUSTEES ARE THE SOLE MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, A COMPLETE COPY OF THE 990 IS PROVIDED TO THE BOARD OF TRUSTEES. IN ADDITION, MEMBERS OF THE AUDIT COMMITTEE MEET WITH ACCOUNTING MANAGEMENT TO ADDRESS ANY QUESTIONS. ALL QUESTIONS MUST BE ADDRESSED TO THE SATISFACTION OF THE COMMITTEE MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE, OFFICER AND SENIOR EXECUTIVE SHALL DISCLOSE TO THE BOARD AT LEAST ONCE EACH YEAR ALL THE MATERIAL FACTS CONCERNING HIS OR HER RELATIONSHIP WITH, OR INTEREST IN, ANY PERSON, FIRM, CORPORATION OR OTHER ENTITY WITH WHOM THE UNIVERSITY HAS, OR PROPOSES TO ENTER INTO, ANY CONTRACT OR OTHER TRANACTION WHICH MAY, DIRECTLY, OR INDIRECTLY, RESULT IN FINANCIAL GAIN OR OTHER ADVANTAGE TO SUCH TRUSTEE, OFFICER OR SENIOR EXECUTIVE BY REASON OF SUCH RELATIONSHIP OR INTEREST. ADDITIONALLY, WHERE APPLICABLE, ALL TRUSTEES, OFFICERS AND SENIOR EXECUTIVES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST NOT LATER THAN WHEN THE POTENTIAL CONFLICT BECOMES A MATTER OF BOARD ACTION. THE CORPORATE SECRETARY SHALL COLLECT THE INFORMATION INCLUDED IN THE AFOREMENTIONED DISCLOSURE STATEMENTS AND REPORT ON THE SAME TO THE AUDIT COMMITTEE. THE INFORMATION IS REVIEWED BY ACCOUNTING PERSONNEL FOR BUSINESS AND PERSONAL RELATIONSHIPS THAT MAY RESULT IN A CONFLICT OF INTEREST SITUATION. AS PART OF THE ANNUAL INDEPENDENT AUDIT, ALL TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS MUST BE SUMMARIZED FOR PURPOSES OF THE REQUIRED FINANCIAL STATEMENT DISCLOSURE OF RELATED PARTY TRANSACTIONS. THIS PROVIDES AN ADDED OPPORTUNITY FOR MANAGEMENT TO REVIEW SUCH TRANSACTIONS AND RELATIONSHIPS FOR PROPRIETY. TRUSTEES, OFFICERS AND SENIOR EXECUTIVES MAY VOTE ON AND / OR PARTICIPATE IN APPROVING TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS IN CERTAIN PRESCRIBED CIRCUMSTANCES IN WHICH THE RELATIONSHIP IS CLEARLY DISCLOSED AND THE TRANSACTION IS APPROVED BY A MAJORITY OF THE DISINTERESTED TRUSTEES, OFFICERS AND / OR SENIOR EXECUTIVES THAT ARE CHARGED WITH MAKING THE DECISION REGARDING THE TRANSACTION IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S TOP MANAGEMENT OFFICIAL (THE UNIVERSITY CHANCELLOR) INCLUDED ALL OF THE ELEMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE INDEPENDENT COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES INDEPENDENTLY ENGAGED A FIRM OF COMPENSATION SPECIALISTS TO PERFORM A STUDY TO EVALUATE THE COMPENSATION LEVELS OF PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED INSTITUTIONS. THIS INFORMATION WAS USED BY THE COMMITTEE TO EVALUATE THE COMPENSATION OF THESE ADMINISTRATORS. THE RESULTING COMPENSATION AMOUNTS WERE OFFICIALLY APPROVED BY THE COMMITTEE AND DOCUMENTED IN THE MEETING MINUTES. SIMILAR COMPENSATION STUDIES HAVE BEEN PERFORMED FOR ALL OF THE REMAINING INDIVIDUALS AND/OR POSITIONS REPORTED IN PART VII, EXCEPT FOR THE POSITION OF THE SECRETARY. ALL OF THESE STUDIES WERE PERFORMED IN 2015 FOR COMPENSATION EFFECTIVE JULY 1, 2015. ADDITIONALLY, DURING THE INTERVENING YEARS BETWEEN THE FORMAL STUDIES, THE COMPENSATION FOR ALL OF THESE INDIVIDUALS IS REVIEWED BY THE COMPENSATION COMMITTEE OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC VIA THE UNIVERSITY'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S FORM 990 WITHOUT SCHEDULE B IS AVAILABLE TO THE GENERAL PUBLIC VIA GUIDESTAR'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENT IN CORPORATE SUBS. -350. SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: SARAH C. MALIK (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $103,024 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $10,208 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: KATHLEEN A. HARNEY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $42,822 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $6,541 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: JAMES C. GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $62,475 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $6,338 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: IRMA JULIE GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $74,424 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $33,416 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) AMOUNT OF TRANSACTION: $60,091 (H) DESCRIPTION OF TRANSACTION: TUITION EXCHANGE AND WAIVER (I) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: BARBARA G. DISAIA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $65,056 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $34,002 (F) DESCRIPTION OF TRANSACTION: BENEFITS (G) AMOUNT OF TRANSACTION: $65,255 (H) DESCRIPTION OF TRANSACTION: TUITION EXCHANGE (I) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: SAMANTHA GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $10,412 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) AMOUNT OF TRANSACTION: $0 (F) DESCRIPTION OF TRANSACTION: (G) SHARING OF ORGANIZATION REVENUES? = NO WILDCAT REALTY HOLDINGS LLC 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 454834756 REAL ESTATE HOLDINGS RI 2251168 JOHNSON & WALES UNIVERSITY JOHNSON & WALES UNIVERSITY CLUB 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050366691 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST(1) CHARITABLE TRUST RI JOHNSON & WALES UNIVERSITY T 1 CHARITABLE REMAINDER UNITRUST(1) CHARITABLE TRUST RI JOHNSON & WALES UNIVERSITY T 1 JOHNSON & WALES UNIVERSITY - DENVER INC 7150 MOUNTAINVIEW BOULEVARD DENVER CO 80220 INACTIVE, DISSOLVED 1/24/19 CO JOHNSON & WALES UNIVERSITY C 1.00000 1 PODCO INC 63 BAKER STREET PROVIDENCE RI 02905 611789342 FOOD INNOVATION DE JOHNSON & WALES UNIVERSITY C 0.64000 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PODCO INC B 2000000 ACTUAL