2020-06-15T14:53:18-05:00 2019-06-30 366055558 GRANT THORNTON LLP 200 S ORANGE AVENUE SUITE 2050 ORLANDO FL 32801 990 2018-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Yvette Tremonti EVP/CFAO 8137457862 2020-06-11 1 MICHELE N MELCHIOR P00488037 4074815100 206.81.166.225 2020-06-11 12:59:45 ED P D2268DC0E314446CAE51FD37060A099F72BE2B16 AA37F9CC9096A692BA6EB6CD348E4F28C9C00095 2018 2020-11-19 02:30:22Z MARIA MULLER 12902 MAGNOLIA DRIVE TAMPA FL 33612 118699931 0 X WWW.MOFFITT.ORG/GIVE-BACK X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 31 29 38 32 0 0 25960962 23727680 0 0 -930735 -2356381 -207812 -307536 24822415 21063763 13904140 29311498 0 0 3272144 3263880 889219 1189626 5297410 2298945 3785846 20364448 37550850 4457967 -16487087 146656299 151069771 4605941 6961671 142050358 144108100 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 29688649 29311498 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY19, MOFFITT FOUNDATION'S TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS:THE MAGNOLIA BALL - ON SATURDAY, APRIL 27 MOFFITT CELEBRATED THE 26TH ANNUAL MAGNOLIA BALL AT THE MARRIOTT WATER STREET HOTEL & MARINA IN TAMPA, FLA. IN JUST ONE EVENING, THIS SIGNATURE EVENT RAISED $3.5 MILLION TO BENEFIT CANCER RESEARCH, EDUCATION AND PATIENT CARE. OVER 600 ATTENDEES ENJOYED THE EVENING'S EVENTS WHICH INCLUDED A WINE WALL, SILENT AUCTION, LIVE AUCTION, REMARKS FROM MOFFITT LEADERSHIP, A MOVING PATIENT TESTIMONIAL AND AN EXTRAORDINARY CHALLENGE GIFT. MOFFITT CHAMPIONS, LESA FRANCE KENNEDY AND BILL CHRISTY CHAIRED THIS YEAR'S BALL, WHILE KOOL & THE GANG ROCKED THE CROWD WITH A PRIVATE CONCERT. MILES FOR MOFFITT - MILES FOR MOFFITT IS A PREMIER FUNDRAISING EVENT AND RUN/WALK IN THE TAMPA BAY AREA. THE RACE WELCOMES EVERYONE, REGARDLESS OF ABILITY OR AGE. IN 2018 MILES FOR MOFFITT PRESENTED BY AUTONATION MOVED DOWNTOWN FOR THE FIRST TIME TO PROVIDE MORE SPACE FOR OVER 6,000 PARTICIPANTS AND SPECTATORS. AMALIE ARENA, THE NEW HOME OF MILES FOR MOFFITT, ENSURES THE EVENT CAN GROW SIGNIFICANTLY IN THE COMING YEARS IN TERMS OF NUMBER OF PARTICIPANTS, DOLLARS RAISED AND THE PROFILE OF THE EVENT LOCALLY, REGIONALLY AND THROUGHOUT THE STATE. IN 2018, PARTICIPANTS, DONORS AND SPONSORS RAISED OVER $1.1 MILLION. WITH EACH MILE AND DONATION, WE'RE CONTRIBUTING TO THE PREVENTION AND CURE OF CANCER. SINCE 2006, MILES FOR MOFFITT HAS RAISED MORE THAN $5 MILLION TOWARD ADVANCING CANCER RESEARCH AND FUNDED 56 PILOT RESEARCH STUDIES. THROUGHOUT THE TAMPA BAY COMMUNITY, MILES FOR MOFFITT IS A MOVEMENT OF INSPIRATION, COURAGE AND HOPE THAT THOUSANDS OF INDIVIDUALS AND FAMILIES LOOK FORWARD TO EVERY YEAR IN THE MIDST OF THIS IMPORTANT FIGHT TO FUND CANCER RESEARCH AT MOFFITT CANCER CENTER. 29688649 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 1 0 0 0 1 15 0 1 38 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 31 29 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT WV WI X X YVETTE M LYONS TREMONTI 8137457862 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE DIRECTOR & CHAIRMAN 1.00 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ DIRECTOR & VICE CHAIRMAN 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ DIRECTOR & PAST CHAIR 1.00 1.00 X X 0 0 0 JOSEPH CABALLERO DIRECTOR & SEC/TREAS 1.00 1.00 X X 0 0 0 WILLIAM BRAND DIR, INT PRES 3/25-8/31/18 18.00 X X 143322 0 0 KIERSTEN L ALLEN DIRECTOR 1.00 X 0 0 0 PAUL ANDERSON DIRECTOR 1.00 X 0 0 0 CARMEN BARKETT DIRECTOR 1.00 X 0 0 0 CHRISTOPHER BOSS DIRECTOR 1.00 X 0 0 0 THE HON MONTEREY CAMPBELL ESQ DIRECTOR 1.00 X 0 0 0 RONALD J CAMPBELL DIRECTOR 1.00 X 0 0 0 PETER CAMPO DIRECTOR 1.00 X 0 0 0 EILEEN SENA CURD DIRECTOR 1.00 X 0 0 0 ROBERT DUTKOWSKY DIRECTOR 1.00 X 0 0 0 S KATHERINE FRAZIER DIRECTOR 1.00 X 0 0 0 RICHARD GONZMART DIRECTOR 1.00 X 0 0 0 SHAY GRIESE DIRECTOR 1.00 X 0 0 0 CYNTHIA GRUDEN DIRECTOR 1.00 X 0 0 0 SEAN HYER DIRECTOR 1.00 X 0 0 0 FREDERICK LYNCH DIRECTOR 1.00 X 0 0 0 THE HON H LEE MOFFITT ESQ DIRECTOR 1.00 2.00 X 0 0 0 JIM U MORRISON DIRECTOR 1.00 X 0 0 0 JIM OVERTON DIRECTOR 1.00 X 0 0 0 ROSE BAKER REILLY DIRECTOR 1.00 X 0 0 0 BARBARA RYALS DIRECTOR 1.00 X 0 0 0 LANSING SCRIVEN DIRECTOR 1.00 X 0 0 0 PATRICK SOBERS DIRECTOR 1.00 X 0 0 0 JACK SPANGLER DIRECTOR 1.00 X 0 0 0 KIM SWEERS DIRECTOR 1.00 X 0 0 0 DONALD W WALLACE DIRECTOR 1.00 X 0 0 0 JULIE WOOLEY DIRECTOR 1.00 X 0 0 0 MARIA MULLER PRES AS OF 12/3/2018 55.00 X 34231 0 37 B LEE GREEN INT PRES 9/1-11/30/2018 10.00 45.00 X 0 396150 18163 LOUIS D DE LA PARTE EVP/GEN COUNSEL & ASST SEC 5.00 52.00 X 0 685964 -27239 JOHN A KOLOSKY EXEC VP COO 8.00 48.00 X 0 909324 -64053 YVETTE M LYONS TREMONTI EVP - CFAO & ASST TREASURER 5.00 52.00 X 0 807960 -2680 LISBETH FERNANDEZ DIR ADVANCEMENT OPS 50.00 X 107466 0 18765 KELLY GICALE PHILANTHROPY DIRECTOR 40.00 X 117816 0 13791 CINDY MCGIRK DIR DEVELOPMENT TO 9/26/18 40.00 X 111377 0 10949 KATHLEEN WERNER SPEC EVENTS/MARKETING DIR 40.00 X 119288 0 10246 ALAN LIST FRM PRESIDENT TO 12/18/16 0.00 57.00 X 0 1663953 5488 MATTHEW G KUPEC FRM PRES/EVP CPO TO 03/24/18 0.00 X 227982 0 7638 ELIZABETH S DUNN FRM VP FND 8/7/17-5/31/18 0.00 X 113695 0 190 975177 4463351 -8705 7 1 1 0 TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 FUNDRAISING SERVICES 891315 ONSTAGE TALENT GROUP 860 VIA DE LA PAZ F-LOFT PACIFIC PALISADES CA 90272 ENTERTAINMENT SERVICES 161578 THE PURSUANT GROUP INC 15660 N DALLAS PKWY STE 1000 DALLAS TX 75248 CONSULTING SERVICES 106633 3 3760378 19967302 336696 23727680 3437580 3437580 90845816 96639777 -5793961 -5793961 -5793961 679705 3760378 992991 -313286 -313286 9150 3400 5750 5750 21063763 0 0 -2663917 X 29311498 29311498 500079 50008 182349 267722 2324642 202233 1031332 1091077 83819 7062 38725 38032 160328 4974 128997 26357 195012 17584 82735 94693 43755 18346 25409 1997 1997 1189626 1189626 458549 458549 393424 114679 278745 79213 54213 25000 241550 189678 51872 151513 151513 123584 123584 73573 9262 64311 176386 176386 2893 2893 ALLOC OF INTERCO EXP 0 51781 -235898 184117 BAD DEBT EXPENSE 1749291 1749291 OTHER FUNDRAISING 175204 175204 EDUCATIONAL EVENTS 43509 43509 71405 35451 35954 37550850 29688649 2564791 5297410 7373556 4380119 16037741 12056081 90977 208416 0 0 0 0 121877164 133027142 1276861 1398013 146656299 151069771 550927 1907414 4055014 5054257 4605941 6961671 X 53137477 51556766 72411442 73996799 16501439 18554535 142050358 144108100 146656299 151069771 X -16487087 11558383 6986446 X 0 1 X 1 0 X 14192634 11856576 19633835 25960962 23727680 95371687 14192634 11856576 19633835 25960962 23727680 95371687 10701247 84670440 3144677 2698431 2006521 2721067 3437580 14008276 402 402 109380365 3091570 0.77410 0.77400 X Schedule A, Part II, Line 10, Explanation of Other Income: UNCLAIMED PROPERTY - CLASS ACTION LAWSUIT - 2014 Amount: $ 402. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23595622 2053096 1737292 946091 26439919 19429259 2958059 1769780 561476 23595622 18525421 70743 1809416 976321 19429259 19358437 54623 178725 1066364 18525421 19785910 20743 472358 920574 19358437 0.29820 0.70180 1 0 0 DUE TO RELATED ORGANIZATION 3593311 CHARITABLE GIFT ANNUITIES 1460946 5054257 X Part V, Line 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Part X, Line 2: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. DID NOT HAVE ANY UNCERTAIN POSITIONS IN ITS AUDITED FINANCIAL STATEMENTS. THE ASC-740 FOOTNOTE READS AS FOLLOWS: THE CANCER CENTER RECOGNIZES A TAX POSITION AFTER DETERMINING THAT A RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT (GREATER THAN 50% LIKELIHOOD) SUSTAIN THE POSITION FOLLOWING AN AUDIT AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED, ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. X X X X X 1 TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 MAIL SOLICITATION 0 1129153 409299 719854 THE PURSUANT GROUP PO BOX 203421 DALLAS TX 75320 MAIL SOLICITATION 0 994465 715743 278722 THE STELTER COMPANY PO BOX 5228 DES MOINES IA 50305 MULTICHANNEL SOLICITATION 0 14478 64583 -50105 2138096 1189625 948471 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC THE MAGNOLIA BALL 3228356 2831223 397133 26688 69984 143514 157931 103922 MILES FOR MOFFITT 1078821 805021 273800 21480 31597 413187 1 132906 124134 8772 1613 1500 17200 4375 4440083 3760378 679705 49781 103081 160714 157931 521484 992991 -313286 Schedule G, Part I, Line 2b, Column (v) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO TRUESENSE MARKETING AND THE PURSUANT GROUP, WERE $68,708, AND $33,749, RESPECTIVELY. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 1673772 10350790 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 13489363 3407313 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 387760 0 PHILANTHROPIC DISTRIBUTIONS 3 Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X 0 1 X X X X 1 1 0 0 0 1 1 0 0 B LEE GREEN INT PRES 9/1-11/30/2018 0 298075 0 77546 0 20529 0 -5443 0 33958 0 424665 0 0 LOUIS D DE LA PARTE EVP/GEN COUNSEL & ASST SEC 0 489889 0 158449 0 37626 0 -45565 0 26381 0 666780 0 0 JOHN A KOLOSKY EXEC VP COO 0 617298 0 204794 0 87232 0 -88130 0 30092 0 851286 0 0 YVETTE M LYONS TREMONTI EVP - CFAO & ASST TREASURER 0 564298 0 179926 0 63736 0 -29294 0 33406 0 812072 0 0 ALAN LIST FRM PRESIDENT TO 12/18/16 0 928924 0 516762 0 218267 0 -26374 0 39152 0 1676731 0 0 MATTHEW G KUPEC FRM PRES/EVP CPO TO 03/24/18 87756 0 0 0 140226 0 7238 0 2612 0 237832 0 0 0 ELIZABETH S DUNN FRM VP FND 8/7/17-5/31/18 109851 0 0 0 3844 0 190 0 4126 0 118011 0 0 0 Part I, Line 1a DURING TAX YEAR 2018 ONE OFFICER RECEIVED COMPENSATION TO COVER CLUB DUES AND MEMBERSHIP FEES. Part I, Line 1b PAYMENTS MADE FOR SOCIAL CLUB DUES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE LIMITED TO A SPECIFIC PURPOSE AND JOB CLASSIFICATION AND REPORTED BACK TO THE BOARD. Part I, Line 3 Schedule J, Part I, Line 3: FOR TAX YEAR 2018 MARIA MULLER, FOUNDATION PRESIDENT, IS PAID BY THE FOUNDATION ORGANIZATION. THE COMPENSATION IS ESTABLISHED BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD. Part I, Lines 4a-b MATTHEW G. KUPEC, FORMER OFFICER, RECEIVED SEVERANCE PAYMENTS FROM THE FOUNDATION IN THE AMOUNT OF $91,162, AND CINDY MCGIRK, A HIGHEST COMPENSATED EMPLOYEE, RECEIVED SEVERANCE PAYMENTS FROM THE FOUNDATION IN THE AMOUNT OF $59,683. TO BE ELIGIBLE TO PARTICIPATE IN THE 457(F) NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP), PARTICIPANTS MUST ELECT TO CONTRIBUTE AT LEAST 10% ACROSS THE 403(B) AND 457(B) PLANS, AND ARE VESTED AFTER 10 YEARS OF SERVICE. LUMP SUM DISTRIBUTIONS FROM THE ACCOUNT ARE MADE UPON NORMAL RETIREMENT OR TERMINATION. BELOW ARE INDIVIDUALS LISTED ON FOUNDATION'S 2018 FORM 990 PART VII, SECTION A, THAT PARTICIPATED IN THE 457(F) SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND THEIR RESPECTIVE AMOUNTS OF COMPENSATION CONSTRUCTIVELY RECEIVED IN TAX YEAR 2018 FROM THE PLAN: LOUIS D. DE LA PARTE - $32,925 JOHN A. KOLOSKY - $55,839 ALAN F. LIST - $97,660 YVETTE M LYONS TREMONTI - $41,914 B. LEE GREEN - $6,645 Part I, Line 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. SCHEDULE J COLUMN C - RETIREMENT AND OTHER DEFERRED COMPENSATION: ANNUAL DECREASES IN ACTURIAL VALUE OF THE DEFINED BENEFIT PLAN IS INCLUDED IN RETIREMENT AND OTHER DEFERRED COMPENSATION. BARBARA RYALS SEE PART V 41938 SEE PART V 0 FORM 990, SCHEDULE L, PART IV (a) INTERESTED PERSON: BARBARA RYALS(b) RELATIONSHIP: BARBARA RYALS IS A DIRECTOR OF FOUNDATION, THE ORGANIZATION IN WHICH HER DAUGHTER, COURTNEY RYALS IS EMPLOYED.(c) AMOUNT: $41,938(d) AMOUNT RELATES TO WAGES PAID TO COURTNEY RYALS AS AN EMPLOYEE OF THE FOUNDATION. X 11 272496 SELLING PRICE X AUCTION ITEMS 23 64200 AUCTION PRICE 0 1 0 Part I, Column (b): THE NUMBERS REPORTED ON LINES 9 AND 25 REPRESENT THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. Form 990, Part VI, Section A, line 1 THE FOUNDATION BOARD, BY RESOLUTION SHALL DESIGNATE AN EXECUTIVE COMMITTEE ON THE RECOMMENDATION OF THE CHAIR WHICH SHALL CONSIST OF NO FEWER THAN 5 MEMBERS, A MAJORITY OF WHOM SHALL BE DIRECTORS. THE CHAIR OF THE BOARD SHALL SERVE AS CHAIR AND THE VICE CHAIR OF THE BOARD SHALL SERVE AS VICE CHAIR OF THE EXECUTIVE COMMITTEE. THE POWERS AND DUTIES OF THE EXECUTIVE COMMITTEE ARE AS FOLLOWS: A) A MAJORITY OF THE MEMBERS OF THE COMMITTEE MAY DETERMINE ITS ACTION AND FIX THE TIME AND PLACE OF ITS MEETINGS. B) THE COMMITTEE SHALL REVEIW THE BOARD'S ANNUAL PERFORMANCE EVALUATION. C) THE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL POWERS OF THE BOARD EXCEPT THE POWER TO FILL VACACIES ON THE BOARD OR ANY COMMITTEE THEREOF; AMEND EITHER THE ARTICLES OF INCORPORATION OR THE BYLAWS OF THE CORPORATION; ADOPT A PLAN OF MERGER, CONSOLIDATION, RECAPITALIZATION, OR OTHER FORM OF REORGANIZATION; SELL, LEASE, EXCHANGE, OR OTHERWISE DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION; ADOPT A PLAN OF VOLUNTARY DISSOLUTION OF THE CORPORATION; OR EXERCISE ANY OTHER POWERS SPECIFICALLY RESERVED FOR THE BOARD AS A WHOLE. D) THE COMMITTEE SHALL DEVELOP AND MAINTAIN A VIABLE SHORT-RANGE AND LONG -RANGE PLAN FOR FULFILLMENT OF THE CORPORATION'S PURPOSE. E) THE COMMITTEE SHALL REVIEW AND EVALUATE THE CORPORATION'S PERFORMANCE ON MEETING ITS SHORT-RANGE AND LONG-RANGE PLANS. F) WHEN APPROPRIATE, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR THE ELECTION OR RE-ELECTION OF OFFICERS OF THE CORPORATION. G) WHEN A VACANCY IN THE BOARD OCCURS, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR APPOINTMENT OR REAPPOINTMENT TO THE BOARD. THE COMMITTEE SHALL CAUSE A REPORT OF ITS ACTIONS TO BE MADE TO THE BOARD AT THE BOARD'S NEXT REGULARLY SCHEDULED MEETING, WHICH SHALL BE DULY NOTED IN THE MINUTES OF THE PROCEEDINGS OF THE BOARD. Form 990, Part VI, Section A, line 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & M2GEN, CORP.: LOUIS D. DE LA PARTE - FOUNDATION OFFICER; M2GEN OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; M2GEN OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION (MTC): JOHN A. KOLOSKY - FOUNDATION OFFICER; MTC OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; MTC OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; MTC OFFICER Form 990, Part VI, Section A, line 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7a AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7b THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS ($200,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF ONE MILLION DOLLARS ($1,000,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TWENTY THOUSAND DOLLARS ($20,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING FIFTY THOUSAND DOLLARS ($50,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($1,000,000.00) PER EXPENDITURE OR FIVE HUNDRED THOUSAND DOLLARS ($1,00,000.00) IN THE AGGREGATE ANNUALLY. I. APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICERS OF THE CORPORATION. Form 990, Part VI, Section B, line 11b LINE 11B, PRIOR TO ELECTRONICALLY FILING FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX), A COPY OF THE RETURN IS PROVIDED TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. THE FOUNDATION'S FORM 990 IS ALSO PROVIDED TO THE CHIEF FINANCIAL OFFICER FOR REVIEW. BASED ON THE REVIEW ANY SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED PRIOR TO SIGNING. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF HR OPERATIONS, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PERQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE ITS CONSOLIDATED AUDITED FINANCIAL STATEMENTS TO THE PUBLIC THROUGH DAC BOND, A THIRD PARTY VENDOR'S WEBSITE AND THE MOFFITT'S WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR AS WELL AS MOFFITT'S WEBSITE. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S FORM 990 ARE EMPLOYEES WHOSE W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER AND RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. Form 990, Part VII, Section A, Col F ANNUAL DECREASES IN ACTURIAL VALUE OF DEFINED BENEFIT PLAN ARE INCLUDED IN OTHER COMPENSATION. Form 990, Part IX, Line 24A CERTAIN MOFFITT CANCER CENTER INTERCOMPANY OVERHEAD HAS BEEN ALLOCATED FROM THE PARENT ENTITY TO THE FOUNDATION AND THOSE AMOUNTS ARE INCLUDED IN COLUMN (C) AND THEN REALLOCATED ON LINE 24A TO THE PROPER FUNCTIONAL CATEGORIES. Form 990, Part XI, Line 9 CHANGES IN NET ASSETS PREDOMINANTLY RELATES TO THE CLOSE OUT OF INTERCOMPANY ACCOUNTS PAYABLE AND RECEIVABLE (DUE TO/DUE FROM) IN THE AMOUNT OF $6,986,447 TO NET ASSETS. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) Line 3 H LEE MOFFITT CC&RI INC 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(c)(3) Line 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) Line 11 H LEE MOFFITT CC&RI INC 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 M2GEN CORP 10902 N MCKINLEY DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0