2020-06-25T18:47:14-05:00 2019-06-30 420714325 RSM US LLP 4 TIMES SQUARE NEW YORK NY 10036 990 2018-07-01 136217765 ODYSSEY HOUSE INC ODYS 2123611600 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 PETER PROVET PRESIDENT & CEO 2123611600 2020-06-25 1 TAMAR PLOTZKER P02047230 2123721000 100.1.193.187 2020-06-25 04:39:54 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 09A2927B35AF572C6511D90BF7D018A790CC261B 2018 2021-01-29 14:40:06Z PETER PROVET 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 35168355 0 X WWW.ODYSSEYHOUSENYC.ORG X 1967 NY THE ORGANIZATION IS A NONPROFIT AGENCY PROVIDING SUBSTANCE ABUSE AND MENTAL HEALTH TREATMENT, HOUSING SERVICES AND COMPREHENSIVE MEDICAL CARE TO THE BROADEST RANGE OF METRO NEW YORK'S POPULATION. 15 15 434 15 0 0 20680781 26583111 8326880 8075205 102108 109681 318053 400358 29427822 35168355 0 0 0 0 17621249 18268829 0 0 0 12348422 17280061 29969671 35548890 -541849 -380535 52189957 49395790 44881550 42467918 7308407 6927872 X THE ORGANIZATION'S MISSION IS TO PROVIDE COMPREHENSIVE AND INNOVATIVE SERVICES TO THE BROADEST RANGE OF METRO NEW YORK'S POPULATION WHO ABUSE DRUGS, ALCOHOL AND/OR HAVE MENTAL ILLNESS; TO PROVIDE HIGH-QUALITY, HOLISTIC TREATMENT IMPACTING ALL MAJOR LIFE SPHERES: PSYCHOLOGICAL, PHYSICAL, SOCIAL, FAMILY, EDUCATIONAL AND SPIRITUAL; AND TO SUPPORT PERSONAL REHABILITATION, RENEWAL AND FAMILY RESTORATION. 0 0 16588183 5827605 ENHANCED THERAPEUTIC COMMUNITY INCORPORATING A HIGHLY STRUCTURED, PEER-DRIVEN CLINICAL MODEL WITH PSYCHOLOGICAL AND PSYCHIATRIC SERVICES. 1382253 1027333 ARTICLE 32 OUTPATIENT CLINIC PROVIDES A RANGE OF CARE; INCLUDING COUNSELING, SEMINARS, MEDICAL-ASSISTED TREATMENT AND TRAINING. 2325976 631286 OUR FREESTANDING 60 BED FACILITY FOR MICA CLIENTS SUCCESSFULLY ADAPTS THERAPEUTIC COMMUNITY PRINCIPLES TO STABLIZE AND TREAT HOMELESS SUBSTANCE ABUSERS WITH SEVERE AND PERSISTENT MENTAL ILLNESS. 12224449 641337 OTHER PROGRAM SERVICES 12224449 641337 32520861 1 1 0 0 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 39 0 1 434 1 0 0 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X CHIYO JIKKO 2123611600 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 RICHARD C O'CONNOR CHAIRMAN 1.00 1.00 X X 0 0 0 JUSTIN PETERS VICE CHAIRMAN 1.00 1.00 X X 0 0 0 NEIL BRAWLEY SECRETARY 1.00 1.00 X X 0 0 0 DWAIN A CARRYL TREASURER 1.00 1.00 X X 0 0 0 GEORGE ROSENFELD BOARD MEMBER 1.00 1.00 X 0 0 0 GRANT MILLER BOARD MEMBER 1.00 1.00 X 0 0 0 LISA GLASS ESQ BOARD MEMBER 1.00 1.00 X 0 0 0 JOSEPH V GIUNTA III BOARD MEMBER 1.00 1.00 X 0 0 0 STEPHEN C GROSS BOARD MEMBER 1.00 1.00 X 0 0 0 MARIANNE T GUSCHWAN MD BOARD MEMBER 1.00 1.00 X 0 0 0 MICHAEL N POLLET BOARD MEMBER 1.00 1.00 X 0 0 0 KATE ROTHKO PRIZEL BOARD MEMBER 1.00 1.00 X 0 0 0 KONSTANTIN RICHTER BOARD MEMBER 1.00 1.00 X 0 0 0 GEORGE SUTTLES BOARD MEMBER 1.00 1.00 X 0 0 0 EDWARD G WATSON BOARD MEMBER 1.00 1.00 X 0 0 0 PETER PROVET PHD PRESIDENT/CEO 29.00 6.00 X 341570 73969 78421 DURGA VALLABHANENI SVP, CF & AO 32.00 3.00 X 271104 19623 74276 JOHN TAVOLACCI EXECUTIVE SVP, COO 32.00 3.00 X 276412 22632 79927 ISOBELLE SURFACE VP, DIR OF COMMUNICATION 31.00 4.00 X 165176 21666 63795 JUSTIN MITCHEL VP, DIR., OASAS RESIDENTIAL 35.00 0.00 X 161227 0 22229 JEFF SAVOY VP, DIR. OF CLINICAL SUPPORT SERVICE 35.00 0.00 X 130042 0 47600 COLLEEN BEAGEN VP, DIR. OF HUMAN RESOURCES 33.00 2.00 X 118207 8144 33819 JANICE GLENN VP DIR MENTAL HEALTH & HOUSING SERVICES 28.00 7.00 X 98738 23379 12569 1562476 169413 412636 9 0 1 0 RSM US LLP 5155 PAYSPHERE CIRCLE CHICAGO IL 60674 ACCOUNTING 109967 1 158532 26413168 11411 26583111 NYC PUBLIC ASSISTANCE 621400 4535448 4535448 SSI 621400 1137112 1137112 MEDICAID 621400 1119642 1119642 SNAP 621400 625585 625585 CLIENT SERVICE REVENUE 621400 610765 610765 46653 46653 8075205 109681 109681 MISCELLANEOUS REVENUE 900099 348002 348002 DEVELOP/PROP MGT FEE REVENUE 531310 52356 52356 400358 35168355 8127561 0 457683 1109581 966001 143580 12934688 11260939 1673749 566559 493246 73313 2273114 2020362 252752 1384887 1224367 160520 126644 126644 149572 149572 736505 699254 37251 1324727 1215875 108852 111455 104773 6682 4256717 3997857 258860 3434959 3434959 2947016 2921970 25046 485765 469707 16058 MISCELLANEOUS EXPENSES 1256114 1165497 90617 FOOD COSTS 1055021 1054908 113 CLIENT TRANSPORT & EXPE 709657 709657 EQUIPMENT RENTAL 685909 654845 31064 35548890 32520861 3028029 0 5007231 4090916 1204 1225 1222605 1363868 756859 1167537 540584 499304 59257096 23656487 36512780 35600609 8148694 6672331 52189957 49395790 2012198 2798250 8541944 6091298 383037 415525 30859279 30008682 3085092 3154163 44881550 42467918 X 7163117 6648440 145290 279432 7308407 6927872 52189957 49395790 -380535 0 X X 0 1 X 1 1 1 X 19871291 20000680 21635941 20680781 26583111 108771804 19871291 20000680 21635941 20680781 26583111 108771804 108771804 67849 69115 69538 102108 109681 418291 123857 466546 231604 318053 400358 1540418 110730513 39973944 0.98230 0.98390 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE LOAN FORGIVENESS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 917000 917000 51020262 18864261 32156001 119943 88995 30948 4336537 3849331 487206 2863354 853900 2009454 35600609 DEBT RESERVE FUND 516501 SECURITY DEPOSITS 370554 INTEREST IN ODYSSEY FOUNDATION 501(C)(3) ORGANIZATION 279432 EMPLOYEE DEFERRED COMPENSATION PLAN-457(B) 1265997 LOAN RECEIVABLE FROM AFFILIATED LIMITED PARTNERSHIPS 2991878 FUNDS HELD ON BEHALF OF PUBLIC ASSISTANCE CLIENTS 420687 DUE FROM AFFILIATED LIMITED PARTNERSHIPS 770882 LEASE PAYMENT RECEIVABLE 56400 6672331 DUE TO 501(C)(3) ORG. 1813349 DUE TO GOVERNMENT AGENCIES 16924 DEFERRED COMPENSATION - 457(B) 1265997 DUE TO CONTRACTOR 5708 UNEARNED INTEREST INCOME 52185 3154163 X PART IV, LINE 2B: FUNDS HELD ON BEHALF OF WELFARE CLIENTS REPRESENT CASH RECEIVED FROM HRA ON BEHALF OF CLIENTS THAT HAVE NOT YET BEEN DISBURSED. PART X, LINE 2: THE ORGANIZATION WAS INCORPORATED AS A NOT-FOR-PROFIT CORPORATION UNDER THE LAWS OF THE STATE OF NEW YORK AND IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE CODE. IN ADDITION, THE ORGANIZATION IS NOT CLASSIFIED AS A PRIVATE FOUNDATION. THE ORGANIZATION FILES FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAXES). THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THE TAX POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE "MORE LIKELY THAN NOT" RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY TO BE REALIZED ON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH THE TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE BALANCE SHEET ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. AT JUNE 30, 2019 AND 2018, THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES. FORM 990, FILED BY THE ORGANIZATION, IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION BY U.S FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2016, WHICH IS THE STANDARD STATUTE OF LIMITATION LOOK-BACK PERIOD. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 PETER PROVET PHD PRESIDENT/CEO 291069 55442 35349 6733 15152 11794 32200 11300 28890 6031 402660 91300 0 0 DURGA VALLABHANENI SVP, CF & AO 239208 16316 19919 1359 11977 1948 28913 5148 39241 974 339258 25745 0 0 JOHN TAVOLACCI EXECUTIVE SVP, COO 244832 19090 21223 1655 10357 1887 30765 4735 41836 2591 349013 29958 0 0 ISOBELLE SURFACE VP, DIR OF COMMUNICATION 155149 20026 8127 1049 1900 591 20275 6270 32872 4378 218323 32314 0 0 JUSTIN MITCHEL VP, DIR., OASAS RESIDENTIAL 155679 0 5200 0 348 0 15968 0 6261 0 183456 0 0 0 JEFF SAVOY VP, DIR. OF CLINICAL SUPPORT SERVICE 122884 0 5980 0 1178 0 13496 0 34104 0 177642 0 0 0 COLLEEN BEAGEN VP, DIR. OF HUMAN RESOURCES 117840 8119 0 0 367 25 0 0 30196 3623 148403 11767 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED THE PRESIDENT/CEO WITH HEALTH CLUB DUES. THE AMOUNT IS INCLUDED IN HIS TAXABLE COMPENSATION. PART I, LINE 7 NON-FIXED PAYMENTS, IN THE FORM OF BONUSES, WERE MADE DURING THE YEAR AFTER HAVING BEEN APPROVED BY THE BOARD OF DIRECTORS. THESE BONUSES ARE REPORTED ON SCHEDULE J, PART II. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CFO AND THE PRESIDENT/CEO, AND IT WILL BE DISTRIBUTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES GO THROUGH ANNUAL COMPLIANCE TRAINING. PART OF THAT TRAINING INCLUDES A REVIEW OF THE CONFLICT OF INTEREST POLICY. AFTER TRAINING IS COMPLETE, ALL EMPLOYEES SIGN THAT THEY READ THE POLICY AND ARE IN COMPLIANCE WITH IT. AT THAT TIME, THE EMPLOYEES WOULD DISCLOSE IF THERE WERE ANY REAL OR POTENTIAL CONFLICTS. ALL BOARD MEMBERS AND OFFICERS ARE REQUIRED TO ANNUALLY SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE TRANSACTIONS AND ACTIVITIES OF THE ORGANIZATION ARE MONITORED BY MANAGEMENT, THE BOARD OF DIRECTORS AND BOARD APPOINTED COMMITTEES. ANY CONFLICTS THAT ARISE ARE DEALT WITH ACCORDING TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES. FORM 990, PART VI, SECTION B, LINE 15 ODYSSEY HOUSE'S PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT/CEO, CFO & COO IS AS FOLLOWS: THE PRESIDENT/CEO, CFO & COO USE FORMS 990 OF OTHER ORGANIZATIONS TO REVIEW THE SALARIES OF SIMILAR POSITIONS AT SIMILARLY SIZED ORGANIZATIONS. THE SALARY DETERMINATION FOR THE PRESIDENT/CEO IS THEN PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION FOR THE PRESIDENT/CEO IS DOCUMENTED BY THE BOARD CHAIR IN A CONFIRMATION EMAIL TO THE CFO. THE ORGANIZATION HAS A COMPENSATION COMMITTEE AND AN INDEPENDENT COMPENSATION CONSULTANT TO PERFORM A SALARY SURVEY AND COMPENSATION STUDY FOR THE PRESIDENT/CEO, CFO & COO POSITIONS. THE COMPENSATION COMMITTEE DETERMINES THE SALARIES OF THE CFO & COO AND DOCUMENTS THE DELIBERATIONS AND DECISIONS ACCORDINGLY. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND ORGANIZATIONAL DOCUMENTS ARE MADE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6014(D). FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. ODYSSEY FOUNDATION INC 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 133324684 SOCIAL SERVICE NY 501(C)(3) LINE 7 N/A 0 ODYSSEY HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 134054564 SOCIAL SERVICE NY 501(C)(3) LINE 7 ODYSSEY HOUSE INC 1 OH 123RD STREET HDFC 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 208873951 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 161ST STREET HDFC 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 274062370 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH SOUNDVIEW AVENUE HDFC 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 274062272 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 126ST STREET HDFC 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 813640078 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 123RD STREET LP 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 261438196 OPERATE LOW INCOME HOUSING NY OH 123RD GP INC 0 0 0.00010 OH 161ST STREET LP 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 611663479 OPERATE LOW INCOME HOUSING NY OH 161ST STREET GP INC 0 0 0.00010 OH SOUNDVIEW AVENUE LP 95 PINE STREET 17TH FLOOR NEW YORK NY 10005 320356964 OPERATE LOW INCOME HOUSING NY OH SOUNDVIEW AVENUE GP INC 0 0 0.00010 OH 123RD STREET GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 261438757 RELATED NY OH 123RD STREET HDFC C 0.75000 0 OH 161ST STREET GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 371651790 RELATED NY OH 161ST STREET HDFC C 0.75000 0 OH SOUNDVIEW AVENUE GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 352425255 RELATED NY OH SOUNDVIEW HDFC C 0.75000 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 1 1 1 ODYSSEY FOUNDATION C 993033 ACTUAL ODYSSEY HDFC E 3098988 ACTUAL ODYSSEY HDFC O 432595 ACTUAL ODYSSEY FOUNDATION Q 170968 ACTUAL ODYSSEY HDFC S 1841500 ACTUAL ODYSSEY FOUNDATION R 541533 ACTUAL ODYSSEY FOUNDATION K 834500 ACTUAL ODYSSEY HDFC N 35305 ACTUAL SCHEDULE R, PART III THE PERCENTAGE OWNERSHIP OF OH 123RD STREET, L.P, OH 161ST STREET, L.P AND OH SOUNDVIEW AVENUE, L.P ARE .000075; THE AMOUNTS SHOWN ON THE RETURN ARE ROUNDED NUMBERS.