2020-08-17T08:17:34-05:00 2019-12-31 420714325 RSM US LLP 1 S Wacker Drive Ste 800 Chicago IL 60606 990 2019-01-01 522060187 University Corporation for Advanced Internet Development UNIV 7349134250 100 Phoenix Dr No 111 Ann Arbor MI 48108 James Pflasterer CFO & Treasurer 7349134250 2020-07-31 1 Rebekuh Eley P01247672 3126343400 98.226.130.40 2020-07-31 10:12:29 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 49D5A1596642B6DD837368B1E984A310120BB776 2019 2020-09-23 17:36:50Z Internet2 Howard Pfeffer 100 Phoenix Dr No 111 Ann Arbor MI 48108 85009202 0 X www.internet2.edu X 1997 DC Internet2 is an exceptional community of U.S. and international leaders in research, academia, industry and government who create and collaborate via innovative technologies. Together, we accelerate research discovery, advance national and global education, and improve the delivery of public services. Our community touches nearly every major innovation that defines our modern digital lives and continues to define "what's next". 16 15 120 17 0 0 6729417 1141732 72248466 71816811 351073 727066 490674 1290631 79819630 74976240 0 379292 0 0 18498117 18618982 0 0 0 53496951 52561695 71995068 71559969 7824562 3416271 95177602 96075803 78184941 53827374 16992661 42248429 X Internet2 promotes the missions of its members by providing both leading-edge network capabilities and unique partnership opportunities that together facilitate the development, deployment and use of revolutionary internet technologies. 0 0 46581024 0 42662131 Network Services is an advanced backbone network that connects regional network aggregation points to support the work of Internet2 Universities as they develop advanced internet applications. The Internet2 network is the nation's research and education network and provides state-of-the-art services that researchers use to accelerate the rate of their scientific work and discovery and to collaborate with colleagues and use digital assets and tools worldwide. 7332976 0 12316720 Community engagement is responsible for creating, sustaining and expanding membership and participation in Internet2 and building excitement around Internet2 programs and services for the global community. Membership Services engages directly with the Internet2 community in meaningful ways that cultivate strong relationships and enable community members to realize their potential through Internet2. 7158776 0 7918922 Internet2 provides the community-built and community-driven trust and identity infrastructure that supports faculty and staff, researchers and scholars, and access to services across the U.S. and globally. The identity and access management model provides the policy and technical backbone for secure interactions, and allows single sign-on convenience for individuals. The Trust and Identity in Education and Research (TIER) program is a community-driven consistent approach to identity and access management. TIER aims to simplify campus processes and advance inter-institutional collaboration and research. 2639992 0 5462489 Internet2 Net + Services 999311 379292 3456549 Other Program Services 3639303 379292 8919038 64712079 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 53 0 1 120 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 15 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MI IN CA X Kathy Johnson 7349134250 100 Phoenix Dr Suite 111 Ann Arbor MI 48108 Patrick D Gallagher Board Chair 0.50 0.00 X 0 0 0 Barbara R Snyder Vice Chair 0.50 0.00 X 0 0 0 Rebecca M Blank Trustee thru 10/2019 0.50 0.00 X 0 0 0 Duncan Brown Trustee 0.50 0.00 X 0 0 0 William H Carson Trustee 0.50 0.00 X 0 0 0 F Alex Feltus Trustee 0.50 0.00 X 0 0 0 Steve Fleagle Trustee thru 10/2019 0.50 0.00 X 0 0 0 Louis Fox Trustee 0.50 0.00 X 0 0 0 Kent Fuchs Trustee 0.50 0.00 X 0 0 0 Tracy Futhey Trustee 0.50 0.00 X 0 0 0 David Gray Trustee 0.50 0.00 X 0 0 0 Jeff Hollingsworth Trustee 0.50 0.00 X 0 0 0 Klara Jelinkova Trustee 0.50 0.00 X 0 0 0 Pradeep Khosla Trustee 0.50 0.00 X 0 0 0 Marla Meehl Trustee 0.50 0.00 X 0 0 0 Sean Reynolds Trustee as of 11/2019 0.50 0.00 X 0 0 0 Satish Tripathi Trustee 0.50 0.00 X 0 0 0 Howard Pfeffer President & CEO 40.00 0.00 X X 657388 0 62605 John Morabito Vice President & Secretary 40.00 0.00 X 283944 0 61223 James Pflasterer Chief Financial Officer & Treasurer 40.00 0.00 X 283283 0 55328 Kevin Morooney Vice President 40.00 0.00 X 335445 0 31678 Robert Vietzke Vice President 40.00 0.00 X 267722 0 51225 Ana Hunsinger Vice President 40.00 0.00 X 266553 0 61707 Kevin Murphy Chief Admin & Systems Officer 40.00 0.00 X 223618 0 35670 George Loftus Associate Vice President 40.00 0.00 X 232371 0 50335 Steven Zoppi Associate Vice President 40.00 0.00 X 229240 0 46476 Ann West Associate Vice President 40.00 0.00 X 210693 0 47677 Paul Howell Chief Cyberinfrastructure Security Officer 40.00 0.00 X 206021 0 32394 James Lipscomb Associate Vice President 40.00 0.00 X 203295 0 50280 3399573 0 586598 68 0 1 0 Anyroam LLC 2450 E J Chapman Dr Knoxville TN 37996 IT Consulting Services 675795 Arent Fox LLP PO Box 644672 Pittsburgh PA 15264 Legal Services 283844 Oshrinium LLC 305 W 16th St Suite 4G New York NY 10011 Consulting Services 280790 James Bottum Jr 215 Horse Head Point Dr Seneca NY 29672 Consulting Services 150000 PricewaterhouseCoopers LLP PO Box 75647 Chicago IL 60675 Audit Services 121691 7 1102392 39340 29340 1141732 Network Services 900099 42662131 42662131 Community Engagement 900099 12316720 12316720 Trust & Identity 900099 7918922 7918922 Internet2 Net+ Service 900099 5462489 5462489 Special Fund Projects 900099 145390 145390 3311159 3311159 71816811 769978 769978 1234834 0 1234834 1234834 1234834 9954496 35554 9954496 78466 0 -42912 -42912 -42912 55797 55797 55797 74976240 71816811 0 2017697 379292 379292 2677389 1014329 1663060 11928823 10584063 1344760 1357719 1089943 267776 1658351 1329047 329304 996700 792917 203783 482598 482598 221217 221217 42655 42655 4046448 3811713 234735 41775 40342 1433 262877 195964 66913 952888 686132 266756 1711997 1370757 341240 1136941 986947 149994 1548342 1517498 30844 655862 655862 12702346 12554470 147876 350411 350411 Network Operations 27441161 27412118 29043 Bad Debt 433098 433098 Dues 125968 110881 15087 405111 402568 2543 71559969 64712079 6847890 0 15125795 28292241 22018 161716 11646522 9005839 5772131 3039903 127420817 93172940 43573505 34247877 18827410 19324727 210221 2003500 95177602 96075803 13760422 12742251 53265779 29966199 1244 0 11157496 11118924 78184941 53827374 X 16992661 42248429 16992661 42248429 95177602 96075803 3416271 214174 21625323 0 X X 0 1 X 1 1 1 X 19534556 19689052 7220886 6729417 1141732 54315643 58639441 55046745 71066553 72248466 71816811 328818016 78173997 74735797 78287439 78977883 72958543 383133659 0 0 0 383133659 53028 64911 58408 796743 2004812 2977902 53028 64911 58408 796743 2004812 2977902 687152 918809 385736 533 55797 2048027 78914177 75719517 78731583 79775159 75019152 388159588 0.98710 0.99200 0.00770 0.00260 X Schedule A, Part III, Line 12, Explanation of Other Income: Miscellaneous Income RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 834431 614526 219905 126586386 92558414 34027972 34247877 Line of Credit 8500000 Interest Rate Swap 197179 Financing Lease Liability 16234 Operating Lease Liability 2405511 11118924 Part X, Line 2: Management has reviewed their income tax positions under the guidance included in ASC 740. Based upon this review, management has not identified uncertain tax positions that would require disclosure in financial statements prepared in accordance with generally accepted accounting principles. East Asia and the Pacific 0 4 Program Services Consulting Services, Expense Reimbursement, Network Services 202652 Europe 0 8 Program Services Consulting Services, Expense Reimbursement, Network Services, SaaS 237375 0 12 0 0 0 12 440027 0 440027 0 0 0 0 0 0 Part III Accounting Method: 1 The George Washington University 1922 F Street NW 4th Floor Washington DC 20052 530196584 501(c)(3) 61959 Pilot projects using commercial cloud resources for innovation/ acceleration of science Massachusetts Institute of Technology 77 Massachusetts Avenue Cambridge MA 02139 042103594 501(c)(3) 49896 Pilot projects using commercial cloud resources for innovation/ acceleration of science Purdue University 155 South Grant Street West Lafayette IN 47907 356002041 State of Indiana 54600 Pilot projects using commercial cloud resources for innovation/ acceleration of science The Research Foundation for The State University of New York 35 State Street Albany NY 12207 141368361 State of New York 50174 Pilot projects using commercial cloud resources for innovation/ acceleration of science The Regents of the University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 State of California 73315 Pilot projects using commercial cloud resources for innovation/ acceleration of science The Board of Regents of the University of Wisconsin System 21 N Park Street Suite 6401 Madison WI 53715 396006492 State of Wisconsin 54554 Pilot projects using commercial cloud resources for innovation/ acceleration of science The Trustees of Indiana University 400 E 7th St Room 501 Bloomington IN 47405 356001673 State of Indiana 34794 Update and adapt GENI infrastructure to support next generation research 7 0 Part I, Line 2: Internet2's grants management is guided to a large extent by compliance with OMB requirements governing a broad range of cost-accounting issues, including budget management and amendment, expenditure monitoring and reporting, cost transfers, oversight of allowable and unallowable costs, and other issues that are all auditable and reportable. These are subject to annual review through the audit process and informed by regular updates from agencies, Uniform Guidance, and Federal Demonstration Project compliance measures. Our cost-accounting standards for monitoring use of grant funds in the United States include monthly review of allowable/unallowable costs; budget and expenditure analysis; cost transfers and expenditure classification if necessary; documentation of expenditure review and approval; regular review and application of standards for reasonableness, allocability, and allowability of costs; regular review and updates of policies and procedures for unallowable costs; and application of standards for micro-purchase and simplified acquisitions. X X X X X 0 0 0 0 0 0 0 1 0 Howard Pfeffer President & CEO 565066 0 90000 0 2322 0 28000 0 34605 0 719993 0 0 0 John Morabito Vice President & Secretary 282702 0 0 0 1242 0 28000 0 33223 0 345167 0 0 0 James Pflasterer Chief Financial Officer & Treasurer 276733 0 0 0 6550 0 28000 0 27328 0 338611 0 0 0 Kevin Morooney Vice President 330323 0 2800 0 2322 0 28000 0 3678 0 367123 0 0 0 Robert Vietzke Vice President 266912 0 0 0 810 0 23254 0 27971 0 318947 0 0 0 Ana Hunsinger Vice President 265743 0 0 0 810 0 27580 0 34127 0 328260 0 0 0 Kevin Murphy Chief Admin & Systems Officer 220474 0 0 0 3144 0 22390 0 13280 0 259288 0 0 0 George Loftus Associate Vice President 229037 0 0 0 3334 0 23600 0 26735 0 282706 0 0 0 Steven Zoppi Associate Vice President 227122 0 0 0 2118 0 23080 0 23396 0 275716 0 0 0 Ann West Associate Vice President 208723 0 0 0 1970 0 21245 0 26432 0 258370 0 0 0 Paul Howell Chief Cyberinfrastructure Security O 203160 0 0 0 2861 0 20218 0 12176 0 238415 0 0 0 James Lipscomb Associate Vice President 202286 0 0 0 1009 0 20830 0 29450 0 253575 0 0 0 Part I, Line 7 Bonuses awarded during 2019 were determined under the discretion of the Board of Trustees and CEO and are correctly reported on Sch J, Part II, Col. (B)(ii). X Ethernet Switches 1 29340 FMV 0 0 1 0 Part I, Column (b): Is the number of contributions. Form 990, Part VI, Section A, line 4 Internet2 updated its bylaws to incorporate passed resolutions and to ensure the language accurately reflected the organization's practices as a DC nonprofit. Internet2 updated the notice provisions related to board meetings. Internet2 also revised and updated roles and responsibilities of various committees detailed in the bylaws (e.g., expanded authority to call particular meetings, removed need to involve board members with selection of program advisory groups, remained silent on campaigning for a position). Form 990, Part VI, Section A, line 6 The Corporation has four classes of voting membership: University, Network, Affiliate and Industry. Form 990, Part VI, Section A, line 7a Each voting member in good standing is entitled to one vote for the election of trustees and committees of the board of trustees. Form 990, Part VI, Section A, line 7b In addition to providing the voting members the right to vote for the election of trustees of the Corporation's Board, the bylaws also require voting member approval for any amendment to the bylaws that: (a) provides that some of the voting members have different rights from other voting members; (b) relates to the termination or suspension of voting members' rights; (c) requires cause or changes the definition of cause with respect to the removal of a trustee elected by the voting members; (d) relates to the levying of dues or assessments on the voting members; or (e) relates to the dissolution of the Corporation. Form 990, Part VI, Section B, line 11b The Board of Trustees and Officers of Internet2 review the Form 990 prior to filing. Form 990, Part VI, Section B, line 12c All staff are trained and indoctrinated upon joining the organization. All board members must agree to and sign a conflict of interest statement when installed in their positions. The individuals covered by the conflict of interest policy are required to disclose any potential conflicts annually. Form 990, Part VI, Section B, line 15 The process for determining compensation of the organization's CEO, Officers and some key employees is led by the Board's Compensation Committee; the members of the Board involved on this committee are all outside members. The HR department periodically conducts a salary benchmarking study for each position based on duties, industry, and area of the country and provides the findings to the Board Compensation Committee Chair. The CEO and other top executives have established goals for each year. A formal review of those goals is conducted annually, by the Board for the CEO and by the CEO for the other executives. This part of the process identifies another factor for determining appropriate pay changes, in addition to the salary benchmarking data. The Compensation Committee makes compensation decisions for the CEO and reports the details to the Corporate Secretary and/or the HR department. The CEO provides recommended compensation for the other executives, which must be approved by the Compensation Committee. The committee provides their response to the CEO, who then informs the HR department. These written approvals are obtained prior to implementing any compensation changes. Form 990, Part VI, Section C, line 19 A copy of the governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(D). Form 990, Part XI, Prior Period Adjustment: In June 2018, the FASB issued ASU 2018-08, Not-for-Profit Entities (Topic 958), Clarifying the Scope and the Accounting Guidance for Contributions Received and Contributions Made. The Corporation elected to adopt the standard using the retrospective method. This resulted in a cumulative prior period adjustment of $21,625,323. National Research & Education Fiber Company LLC 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 043750617 Acquire indefeasible rights of use of fiber optic telecom capacity DE 0 2500 University Corporation for Advanced Internet Development InCommon LLC 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 202995509 Facilitate sharing of protected network accessible resources DE 6424742 6514370 University Corporation for Advanced Internet Development Advanced Infrastructure for Research and Education LLC 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 203730423 See Schedule R, Part VII DE 0 2500 University Corporation for Advanced Internet Development Digital Preservation Network LLC (thru 022019) 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 815308666 Facilitate development of long-term digital preservation systems DE 117864 0 University Corporation for Advanced Internet Development Part I, Identification of Disregarded Entities: Name of Disregarded Entity: Advanced Infrastructure for Research and Education LLC Primary Activity: Facilitate project collaboration which share resources using advanced technology