2020-09-16T08:12:51-05:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 990PF 2019-01-01 133042360 THE EMILY DAVIE AND JOSEPH S KORNFELD FOUNDATION EMIL 2123362266 CO PBWT LLP 1133 6TH AVE NO 22 NEW YORK NY 100366710 CHRISTOPHER C ANGELL PRESIDENT 2123362266 2020-09-15 1 JOSEPH L ALI P02093808 2122862600 2020-09-15 104.162.82.251 2020-09-16 08:00:40 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8014D1ED4C8A2356BC16CA1BD647B715D864CCDB 2019 2021-04-22 16:20:28Z X 30126354 X X 25770 25770 459694 460739 1446060 8358492 1446060 1931524 1932569 170000 0 170000 12105 0 12105 31971 0 31971 44007 9423 34584 178518 134035 44483 25998 998 0 21384 0 21384 23115 185 23115 507098 144641 337642 852000 852000 1359098 144641 1189642 572426 1787928 197013 72946 72946 678900 135337 135337 4393993 2962365 4238891 19215085 23079176 25679180 1192407 0 0 25677398 26249824 30126354 0 0 X 25677398 26249824 25677398 26249824 25677398 26249824 25677398 572426 0 26249824 0 26249824 PUBLICLY TRADED SECURITIES 7171660 6062432 1109228 1109228 HHR ATLAS, LTD. P 2014-01-01 2019-10-01 1186832 850000 336832 336832 1446060 0 1308813 26577772 0.049245 1487404 28968794 0.051345 1750786 25423382 0.068865 2146144 26367731 0.081393 1970273 29463553 0.066872 0.317720 0.063544 25617683 1627850 17879 1645729 1189642 35759 0 35759 0 35759 33249 10000 0 43249 X 0 7490 7490 0 0 0 0 0 0 0 0 0 0 0 1 1 DE NY 1 0 0 0 0 1 WWW.KORNFELDFDN.ORG PBWT LLP ATTN RIMMA GOLUB 2123362266 1133 6TH AVE NO 2200 NEW YORK NY 100366710 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CHRISTOPHER C ANGELL C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 DIRECTOR, PRESIDENT 1.00 0 0 0 EMME L DELAND C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 DIRECTOR, VICE PRESIDENT, TREASURER 1.00 0 0 0 BARRY H SMITH C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 DIRECTOR, SECRETARY 1.00 0 0 0 BOBYE G LIST C/O PBWT 1133 6TH AVE NO 2200 NEW YORK NY 100366710 EXECUTIVE DIRECTOR 40.00 170000 0 0 NONE 0 PATHSTONE 24 FEDERAL ST 8TH FL BOSTON MA 021102507 INVESTMENT ADVISORY 83256 0 0 22954015 1689982 1363803 26007800 0 0 26007800 390117 25617683 1280884 1280884 35759 35759 1245125 0 1245125 0 1245125 1189642 0 1189642 0 1189642 1245125 0 0 545477 856547 464983 90713 11768 1969488 1189642 0 0 0 1189642 0 55483 55483 1914005 0 0 0 0 0 0 489994 1424011 856547 464983 90713 11768 THE EMILY DAVIE AND JOSEPH S KORNFE 41 SCHERMERHORN ST STE 208 BROOKLYN NY 112014802 2123362266 PROPOSALS SHOULD INCLUDE: 1) BACKGROUND INFORMATION ON ORGANIZATIONAL HISTORY, STRUCTURE, GENERAL FINANCES, BOARD AND STAFF; 2) DETAILED DESCRIPTION OF PROPOSED PROJECT WITH GOALS AND OBJECTIVES, TARGET AUDIENCE/PARTICIPANTS, ORGANIZATIONAL STRUCTURE, TIMELINES, SITES, IMPACT AND SUSTAINABILITY, AND EVALUATION PLANS; AND 3) FINANCIAL INFORMATION, WHICH SHOULD INCLUDE: MOST RECENT AUDITED FINANCIAL REPORT OF ORGANIZATION, BUDGET VS. ACTUAL INCOME AND EXPENSES FOR CURRENT YEAR TO DATE, PROJECTED ORGANIZATION BUDGET FOR NEXT YEAR, PROGRAM BUDGET FOR EACH YEAR OF FUNDING REQUEST WITH INDICATION OF TOTAL PROGRAM COST AND ALLOCATION OF THE FOUNDATION'S GRANT REQUEST, COPY OF 501(C)(3) DETERMINATION LETTER, AND FIRST PAGE OF MOST RECENT IRS FORM 990. MARCH 15; JULY 15; AND NOVEMBER 15. PLEASE REFER TO THE FOUNDATION'S WEBSITE FOR MORE DETAILS. SELECTION CRITERIA FOR ALL PROGRAMS: - EVIDENCE OF STRONG AND VISIONARY LEADERSHIP - DEVELOPMENT OF NEW INITIATIVE THAT ARE REPLICABLE (GOOD MORALS) AND SUSTAINABLE (LONG TERM IMPACT) - CREATION OF NEW WAYS TO ADDRESS EXISTING CRITICAL ISSUES - INTEREST IN BUILDING CONNECTIONS AND CREATIVE PARTNERSHIPS - DESIRE TO IMPROVE AND ENRICH LIVES OF INDIVIDUALS (RATHER THAN CAPITAL IMPROVEMENTS) - ORGINAL, UNUSUAL, DYNAMIC, AND FOCUSED PROPOSALS. ARAB-AMERICAN FAMILY SUPPORT CENTER 150 COURT STREET 3RD FLOOR BROOKLYN NY 112016274 N/A PC BEHAVIORAL SPECIALIST FOR YOUTH PROGRAM 25000 ARTSCONNECTION 520 8TH AVENUE SUITE 321 3RD FLOOR NEW YORK NY 100188906 N/A PC ARTSCONNECTION PARTNERSHIPS IN 4 BROOKLYN SCHOOLS 50000 BROOKLYN ACADEMY OF MUSIC (BAM) 30 LAFAYETTE AVENUE BROOKLYN NY 112171486 N/A PC IN-SCHOOL LITERACY RESIDENCIES 50000 BROOKLYN BOTANIC GARDEN 1000 WASHINGTON AVENUE BROOKLYN NY 112251099 N/A PC BASE PARTNERSHIP 50000 BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 112386502 N/A PC INTERSEXTIONS: GENDER AND SEXUALITY 20000 BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 112386502 N/A PC SCHOOL PARTNERSHIPS AND ARTXCHANGE PROGRAMS 50000 CAMBA 1720 CHURCH AVENUE BROOKLYN NY 112262630 N/A PC COLLEGIATE EXPRESS 40000 EDUCATION THROUGH MUSIC INC (ETM) 122 EAST 42ND STREET SUITE 1501 NEW YORK NY 101681503 N/A PC TRAINING, MENTORING AND PROFESSIONAL DEVELOPMENT PROGRAM 50000 ETHICAL CULTURE FIELDSTON SCHOOL 3901 FIELDSTON ROAD BRONX NY 104713992 N/A PC YOUNG DANCEMAKERS COMPANY 27000 HENRY STREET SETTLEMENT 265 HENRY STREET NEW YORK NY 100024899 N/A PC ABRONS STUDIOLAB PROGRAM 50000 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI BROOKDALE DEPARTMENT OF GERIATRICS PO BOX 1070 NEW YORK NY 100290310 N/A PC KORNFELD SCHOLARS PROGRAM 200000 JOHN HOPKINS UNIVERSITY BERMAN INSTITUTE OF BIOETHICS 1809 ASHLAND AVENUE BALTIMORE MD 212051505 N/A PC GENERAL OPERATING SUPPORT 10000 JOHN HOPKINS UNIVERSITY THE ROBERT PACKARD CENTER FOR ALS 855 NORTH WOLFE STREET JOHN RANGOS BUILDING RM 270 BALTIMORE MD 212051503 N/A PC GENERAL OPERATING SUPPORT 5000 MARQUIS STUDIOS 20 JAY STREET SUITE 826 BROOKLYN NY 112018306 N/A PC SUPPORT FOR NINE PARTNERSHIP SCHOOLS 50000 MCC THEATER MANHATTAN CLASS COMPANY 511 WEST 52ND STREET NEW YORK NY 100195012 N/A PC BROOKLYN YOUTH COMPANY (BKYC) 40000 NEW YORK PUBLIC RADIO 160 VARICK STREET 8TH FLOOR NEW YORK NY 100131220 N/A PC GENERAL OPERATING SUPPORT 10000 ORCHESTRA OF ST LUKE'S 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC GENERAL OPERATING SUPPORT 25000 ORCHESTRA OF ST LUKE'S 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC YOUTH ORCHESTRA OF ST. LUKE'S 50000 PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK NY 100656122 N/A PC PARTNER SCHOOL RESIDENCIES 25000 THE ROGOSIN INSTITUTE 505 EAST 70TH STREET NEW YORK NY 100214872 N/A PC GENERAL OPERATING SUPPORT 25000 852000 BROOKLYN BOTANIC GARDEN 1000 WASHINGTON AVENUE BROOKLYN NY 112251099 N/A PC BASE PARTNERSHIP 50000 BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 112386502 N/A PC SCHOOL PARTNERSHIPS AND ARTXCHANGE PROGRAMS 50000 EDUCATION THROUGH MUSIC INC (ETM) 122 EAST 42ND STREET SUITE 1501 NEW YORK NY 101681503 N/A PC TRAINING, MENTORING AND PROFESSIONAL DEVELOPMENT PROGRAM 50000 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI BROOKDALE DEPARTMENT OF GERIATRICS PO BOX 1070 NEW YORK NY 100290310 N/A PC KORNFELD SCHOLARS PROGRAM 600000 ORCHESTRA OF ST LUKE'S 450 WEST 37TH STREET SUITE 502 NEW YORK NY 100184016 N/A PC YOUTH ORCHESTRA OF ST. LUKE'S 50000 800000 14 25770 14 459694 18 1446060 0 1931524 0 1931524 0 0 0 0 0 0 0 0 0 0 FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 17634 0 17634 BOOKKEEPING/ADMINISTRATION 26373 9423 16950 ADIENT PLC (ADNT) 674.00 SHARES 47384 14323 ADVANCED ENERGY INDUSTRIES INC (AEIS) 450.00 SHARES 30884 32040 AECOM (ACM) 987.00 SHARES 25866 42569 AERCAP HOLDING NV (AER) 1,193.00 SHARES 37505 73334 AERIE PHARMACEUTICALS INC (AERI) 500.00 SHARES 10444 12085 AEROVIRONMENT INC (AVAV) 455.00 SHARES 29800 28092 AFFILIATED MANAGERS GROUP INC (AMG) 367.00 SHARES 56707 31100 AIR LEASE CORPORATION (AL) 941.00 SHARES 35664 44716 ALDER BIOPHARMACEUTICALS INC (ADLR) 990.00 SHARES 871 871 ALLIANCE DATA SYSTEMS CORP (ADS) 426.00 SHARES 69752 47797 AMBARELLA INC (AMBA) 690.00 SHARES 33095 41786 AMERIPRISE FINANCIAL INC (AMP) 883.00 SHARES 78260 147090 ARROW ELECTRONICS INC (ARW) 643.00 SHARES 48396 54488 ASSURANT INC (AIZ) 417.00 SHARES 31475 54660 ATARA BIOTHERAPEUTICS INC (ATRA) 640.00 SHARES 10258 10541 AVIS BUDGET GROUP INC (CAR) 614.00 SHARES 16270 19795 BOYD GAMING CORP (BYD) 1,470.00 SHARES 22455 44012 BROADCOM INC (AVGO) 327.00 SHARES 49316 103339 CAE INC (CAE) 1,420.00 SHARES 15690 37573 CARA THERAPEUTICS INC (CARA) 600.00 SHARES 12418 9666 CARS.COM INC (CARS) 300.00 SHARES 7293 3666 CELANESE CORP SER A (CE) 912.00 SHARES 61116 112285 CENTENE CORP (CNC) 2,081.00 SHARES 104014 130832 CLOVIS ONCOLOGY INC (CLVS) 800.00 SHARES 6252 8340 COGNEX CORP (CGNX) 1,190.00 SHARES 21334 66688 COMMSCOPE HOLDING CO INC (COMM) 1,223.00 SHARES 37094 17354 CROWN HOLDINGS INC (CCK) 947.00 SHARES 49368 68695 CUBIC CORP (CUB) 610.00 SHARES 37731 38778 CUMMINS (CMI) 200.00 SHARES 6357 35792 CYRUSONE INC (CONE) 650.00 SHARES 29436 42529 CYTOKINETICS INC (CYTK) 600.00 SHARES 7942 6366 DISCOVERY COMMUNICATIONS INC CL C (DISCK) 1,300.00 SHARES 30479 39637 EOG RESOURCES INC (EOG) 1,026.00 SHARES 74794 85938 ESPERION THERAPEUTICS INC (ESPR) 400.00 SHARES 12997 23852 EVOQUA WATER TECHNOLOGIES CORP (AQUA) 1,330.00 SHARES 17371 25204 FARO TECHNOLOGIES INC (FARO) 525.00 SHARES 24602 26434 FIBROGEN INC (FGEN) 330.00 SHARES 7543 14154 FIREEYE INC (FEYE) 1,870.00 SHARES 25743 30911 FLEX LTD (FLEX) 3,705.00 SHARES 58588 46757 FORMFACTOR INC (FORM) 1,160.00 SHARES 16651 30125 GOODYEAR TIRE & RUBBER CO (GT) 1,672.00 SHARES 46047 26008 GROUPON INC (GRPN) 2,850.00 SHARES 14089 6811 HANESBRANDS INC (HBI) 2,810.00 SHARES 40551 41729 HCA HOLDINGS INC (HCA) 1,260.00 SHARES 104589 186241 HELMERICH & PAYNE INC (HP) 320.00 SHARES 21590 14538 HERTZ GLOBAL HOLDINGS INC (HTZ) 750.00 SHARES 19972 11813 HEXCEL CORP NEW (HXL) 490.00 SHARES 13251 35922 HIGHPOINT RESOURCES CORP (HPR) 3,970.00 SHARES 25143 6709 IAC/INTERACTIVECORP (IAC) 265.00 SHARES 11658 66014 II VI INC (IIVI) 1,133.00 SHARES 37632 38148 IMMUNOGEN INC (IMGN) 1,830.00 SHARES 16247 9342 INTERCEPT PHARMACEUTICALS INC (ICPT) 225.00 SHARES 14319 27882 INTERXION HOLDING NV (INXN) 880.00 SHARES 24384 73753 IONIS PHARMACEUTICAL INC (IONS) 680.00 SHARES 7336 41079 IRIDIUM COMMUNICATIONS INC (IRDM) 1,830.00 SHARES 16660 45091 KANSAS CITY SOUTHERN (KSU) 270.00 SHARES 20712 41353 LAM RESEARCH CORP (LRCX) 345.00 SHARES 5381 100878 LAS VEGAS SANDS CORP (LVS) 620.00 SHARES 2649 42805 LAZARD LTD (LAZ) 690.00 SHARES 23746 27572 LEXICON PHARMACEUTICALS INC (LXPX) 610.00 SHARES 9876 2532 LIBERTY SIRIUS GROUP CL C (LSXMK) 80.00 SHARES 156 3851 LIBERTY SIRIUSXM GROUP (LSXMA) 510.00 SHARES 12555 24654 LINCOLN NATIONAL CORP IND (LNC) 1,486.00 SHARES 71025 87689 LIONS GATE ENTERTAINMENT CORP CL B (LGF/B) 514.00 SHARES 13649 5104 LUMENTUM HOLDINGS INC (LITE) 950.00 SHARES 30353 75335 MACROGENICS INC (MGNX) 1,050.00 SHARES 15160 11424 MEDICINES CO (MDCO) 245.00 SHARES 9084 20810 MICROCHIP TECHNOLOGY (MCHP) 1,077.00 SHARES 81599 112783 MYRIAD GENETICS INC (MYGN) 460.00 SHARES 12856 12526 NLIGHT INC (LASR) 1,260.00 SHARES 25480 25553 O - I GLASS INC (OI) 1,034.00 SHARES 14651 12336 PLUG POWER INC (PLUG) 3,200.00 SHARES 9389 10112 PORTOLA PHARMACEUTICALS INC (PTLA) 600.00 SHARES 14652 14328 PROTHENA CORP PLC (PRTA) 550.00 SHARES 14279 8706 PTC THERAPEUTICS INC (PTCT) 210.00 SHARES 9745 10086 QEP RESOURCES INC (QEP) 1,900.00 SHARES 20663 8550 QORVO INC (QRVO) 790.00 SHARES 21270 91822 QUANTA SERVICES INC (PWR) 1,134.00 SHARES 38727 46165 QURATE RETAIL GROUP INC QVC GR CL A (QRTEA) 3,141.00 SHARES 70461 26479 RAYMOND JAMES FINANCIAL INC (RJF) 360.00 SHARES 13032 32206 REGENERON PHARMACEUTICALS INC (REGN) 120.00 SHARES 2226 45058 ROBERT HALF INTERNATIONAL INC (RHI) 440.00 SHARES 16765 27786 ROYAL CARIBBEAN CRUISES LTD (RCL) 730.00 SHARES 21869 97462 SAREPTA THERAPEUTICS INC (SRPT) 115.00 SHARES 4103 14840 SCRIPPS CO (EW) CL A (SSP) 760.00 SHARES 11233 11940 SEATTLE GENETICS INC COM (SGEN) 440.00 SHARES 4913 50274 SEAWORLD ENTERTAINMENT INC (SEAS) 1,000.00 SHARES 20205 31710 SUNCOR ENERGY INC (SU) 3,229.00 SHARES 76861 105911 SYNNEX CORP (SNX) 415.00 SHARES 52335 53452 TEGNA INC (TGNA) 1,890.00 SHARES 24575 31544 TENABLE HOLDINGS INC (TENB) 400.00 SHARES 10010 9584 TENNECO INC CL A (TEN) 389.00 SHARES 15293 5096 THE MADISON SQUARE GARDEN CO CL A (MSG) 90.00 SHARES 12313 26477 TRIMBLE INC (TRMB) 1,270.00 SHARES 28485 52946 TUTOR PERINI CORP (TPC) 770.00 SHARES 12708 9902 ULTRA CLEAN HOLDINGS INC (UCTT) 410.00 SHARES 8610 9623 ULTRAGENYX PHARMACEUTICAL INC (RARE) 220.00 SHARES 8666 9396 UNIFI INC (UFI) 433.00 SHARES 6924 10938 UNITED RENTALS INC (URI) 618.00 SHARES 83284 103064 VIAVI SOLUTIONS INC (VIAV) 1,600.00 SHARES 16218 24000 VISHAY INTERTECHNOLOGY INC (VSH) 1,170.00 SHARES 15662 24909 WERNER ENTERPRISES INC (WERN) 700.00 SHARES 24997 25473 WESTERN DIGITAL CORP (WDC) 1,516.00 SHARES 67110 96220 WHIRLPOOL CORP (WHR) 458.00 SHARES 81850 67569 WORLD WRESTLING ENTMT INC CL A (WWE) 460.00 SHARES 6403 29840 XPO LOGISTICS INC (XPO) 915.00 SHARES 54914 72924 AB DISCOVERY VALUE FUND (ABYSX) 95,462.04 SHARES AT COST 1927647 1951244 ARTISAN INTERNATIONAL VALUE FUND (APHKX) 57,578.22 SHARES AT COST 1903402 2131546 BROWN ADVISORY SUSTAINABLE GROWTH FUND (BIAWX) 83,140.66 SHARES AT COST 1599359 2313804 CALVERT ABSOLUTE RETURN BOND FUND (CUBIX) 72,886.93 SHARES AT COST 1096229 1101321 COOPER SQUARE OFFSHORE FUND, LTD. AT COST 1000000 1359786 DELAWARE EMERGING MARKETS FUND (DEMIX) 59,801.48 SHARES AT COST 1000988 1232509 DODGE & COX INCOME FD (DODIX) 107,061.57 SHARES AT COST 1463895 1502074 DOUBLELINE TOTAL RETURN BOND FUND CL-I (DBLTX) 143,324.80 SHARES AT COST 1527983 1523543 ISHARES RUSSELL 1000 ETF (IWB) 17,379.00 SHARES AT COST 2566891 3100761 JOHCM INTERNATIONL SMALL CAP EQUITY FUND (JOSMX) 136,732.49 SHARES AT COST 1458763 1620280 PROSPECT HARBOR CREDIT PARTNERS (OFFSHORE), LP AT COST 897891 4017 RBC EMERGING MARKETS EQUITY FUND CL I (REEIX) 90,916.92 SHARES AT COST 957863 1138280 VANGUARD S/T INVEST GR-ADM (VFSUX) 152,613.08 SHARES AT COST 1630932 1637539 VANGUARD SHORT TERM BD INDEX FD ADM (VBIRX) 157,044.65 SHARES AT COST 1646149 1659962 VANGUARD ULTRA-SHORT-TERM BOND FUND (VUSFX) 60,021.45 SHARES AT COST 1205223 1204030 WCM FOCUSED INTERNATIONAL GROWTH FUND (WCMIX) 116,260.42 SHARES AT COST 1195961 2198484 GENERAL LEGAL COUNSEL 31971 0 31971 DUE FROM INVESTMENT FUNDS 1192407 OFFICE AND RELATED EXPENSES 23115 0 23115 OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1S 0 185 0 INVESTMENT ADVISORY AND CUSTODIAL 134035 134035 0 GRANT MAKING CONSULTANTS 44483 0 44483 FEDERAL EXCISE TAX 25000 0 0 FOREIGN TAXES WITHHELD 998 998 0