2020-10-14T11:48:56-05:00 2020-06-30 133050313 SACKS PRESS & LACHER PC 600 THIRD AVENUE NEW YORK NY 100161901 990PF 2019-07-01 137204588 STRYPEMONDE FOUNDATION STRY 2126826640 CO SACKS 600 THIRD AVE NO 1801 NEW YORK NY 10016 TITIA HULST PRESIDENT 2126826640 2020-08-03 1 GARY D LACHER P00192831 2126826640 2020-08-03 38.122.224.130 2020-08-03 14:07:43 ED P 9BE2CBA19EAB42E3AA6A58C583F06FD5835108C0 9AB29866FEBD35FC8AD1B1BE4DBE3C3765EB0F74 2019 2021-04-22 16:20:28Z X 13964053 X X 244 244 261910 261902 -171016 3614860 0 91138 262146 0 0 0 7000 7000 0 76148 58148 18000 19516 19516 0 6115 6115 0 15044 0 15044 153243 143027 9000 277066 233806 42044 1231000 1231000 1508066 233806 1273044 -1416928 28340 66538 14813 14813 459735 1447662 1447662 3012525 2625262 4116324 0 3593194 3723486 9218218 4471390 4661768 12757016 12152321 13964053 0 0 X 0 0 0 0 12757016 12152321 12757016 12152321 12757016 12152321 12757016 -1416928 812233 12152321 0 12152321 PUBLICLY TRADED SECURITIES 3092043 3188358 -96315 -96315 K-1 PASSTHROUGH MITHRIL P 345679 345679 345679 K-1 PASSTHROUGH NSV EXTENSION P 25177 -25177 -25177 K-1 PASSTHROUGH BROOKSIDE P 100144 -100144 -100144 K-1 PASSTHROUGH BROOKSIDE P 1063 -1063 -1063 K-1 PASSTHROUGH NSV OPPORTUNITIES P 11493 -11493 -11493 K-1 PASSTHROUGH RAIL SPLITTER P 177138 177138 177138 K-1 PASSTHROUGH SC FUNDAMENTALS P 459641 -459641 -459641 -171016 0 862370 14662301 0.058815 1106570 15626589 0.070813 892708 16530361 0.054004 544475 16870647 0.032274 802763 16487749 0.048688 0.264594 0.052919 14124265 747442 283 747725 1273044 X 283 0 283 0 283 19224 0 0 19224 0 18941 18941 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A SACKS PRESS LACHER PC 2126826640 600 THIRD AVE NEW YORK NY 10016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PAUL FRANCIS 1384 PARK LANE PELHAM MANOR NY 10803 VICE PRESIDENT, SECRETARY 5.00 0 0 0 TITIA HULST 1384 PARK LANE PELHAM MANOR NY 10803 PRESIDENT 5.00 0 0 0 NONE 0 UBS FINANCIAL SERVICES 750 WASHINGTON BLVD STAMFORD CT 06901 INVESTMENT ADVISORY 58148 0 0 6511379 994343 6833633 14339355 0 0 14339355 215090 14124265 706213 706213 283 283 705930 0 705930 0 705930 1273044 0 1273044 283 1272761 705930 0 0 228379 130083 358462 1273044 0 0 0 705930 567114 0 0 925576 0 0 0 0 0 0 0 925576 228379 130083 567114 PAUL FRANCIS X NORTH HAVEN HISTORICAL SOCIETY 77 PULPIT HARBOR RD NORTH HAVEN ME 04853 PC GENERAL PURPOSES 250 BROOKLYN WATERFRONT ARTISTS COALITION 499 VAN BRUNT STREET BROOKLYN NY 11231 PC GREATEST NEED 250 NORTH HAVEN BAPTIST CHURCH 4600 36TH AVE NW NORMAN OK 73072 PC GENERAL PURPOSES 500 NORTH HAVEN CONSERVATION PARTNER 12 MAIN STREET NORTH HAVEN ME 04853 PC GENERAL PURPOSES 500 COUNTY HARVEST PO BOX 8367 PELHAM NY 10803 PC GREATEST NEED 500 THE PICTURE HOUSE REGIONAL FILM CENTER 253 WOLFS LANE PELHAM NY 10803 PC GREATEST NEED 500 ARCHIVES OF AMERICAN ART 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 PC GENERAL PURPOSES 1000 NEW ROCHELLE YMCA 50 WEYMAN AVE NEW ROCHELLE NY 10805 PC GENERAL PURPOSES 1000 NORTH HAVEN LIBRARY 33 MAIN ST NEW HAVEN ME 04853 PC GENERAL PURPOSES 1000 NORTH HAVEN FOUNDATION 10 SCHOOL STREET ROCKLAND ME 04841 PC GENERAL PURPOSES 1500 WNET 825 8TH AVE NEW YORK NY 10019 PC GENERAL PURPOSES 1500 FOX ISLANDS CONCERTS PO BOX 576 VINALHAVEN ME 048630576 PC GREATEST NEED 2500 PROTOTYPE 180 INNOVATION TERRITORIES 465 W 23RD ST APT 2I NEW YORK NY 01011 PC GREATEST NEED 2500 TOWN OF PELHAM PUBLIC LIBRARY 530 COLONIAL AVE PELHAM NY 10803 PC GREATEST NEED 2500 CENTER FOR AN URBAN FUTURE 120 WALL ST NEW YORK NY 10005 PC GENERAL PURPOSES 3500 NEW YORK PUBLIC RADIO 160 VARICK STREET 8TH FLOOR NEW YORK NY 10013 PC GENERAL PURPOSES 5000 UNIVERSITY SETTLEMENT 184 ELDRIDGE STREET NEW YORK NY 10002 PC GENERAL PURPOSES 5000 WAMC 318 CENTRAL AVE ALBANY NY 12206 PC GENERAL PURPOSES 5000 WATERMAN'S COMMUNITY CENTER 12 MAIN STREET NORTH HAVEN ME 04853 PC GENERAL PURPOSES 5000 AMANI PUBLIC CHARTER SCHOOL 60 SOUTH THIRD AVENUE MOUNT VERNON NY 10550 PC GREATEST NEED 5000 MARK MORRIS DANCE GROUP 3 LAFAYETTE AVE BROOKLYN NY 11217 PC GREATEST NEED 5000 PELHAM CIVIC ASSOCIATION PO BOX 8184 PELHAM NY 10803 PC GREATEST NEED 5000 PRISON COMMUNITIES INTERNATIONAL 735 ANDERSON HILL RD PURCHASE NY 10577 PC GREATEST NEED 5000 THE FORTUNE SOCIETY 29-76 NORTHERN BLVD QUEENS NY 11101 PC GREATEST NEED 7000 COOPERSTOWN CHAMBER MUSIC FESTIVAL PO BOX 230 COOPERSTOWN NY 13326 PC GENERAL PURPOSES 10000 HEARTS & HOMES FOR REFUGEES PO BOX 8558 PELHAM NY 10803 PC GENERAL PURPOSES 10000 RORY STAUNTON FOUNDATION 135 WEST 50TH STREET EUROTECH SUITE NEW YORK NY 10020 PC GENERAL PURPOSES 10000 UNION SETTLEMENT ASSOCIATION 237 EAST 104TH STREET NEW YORK NY 10029 PC GENERAL PURPOSES 10000 CALARTS 24700 MCBEAN PKWY VALENCIA CA 91355 PC GREATEST NEED 10000 SHED NYC INC 545 WEST 30TH STREET NEW YORK NY 10001 PC GREATEST NEED 10000 WOMEN'S STUDIO WORKSHOP PO BOX 489 ROSENDALE NY 12472 PC GREATEST NEED 10000 WOOSTER GROUP 33 WOOSTER STREET NEW YORK NY 10013 PC GREATEST NEED 10000 PLANNED PARENTHOOD HUDSON PECONIC INC 4 SKYLINE DR HAWTHORNE NY 10532 PC GENERAL PURPOSES 15000 TOWN OF BRISTOL ME 1180 BRISTOL ROAD BRISTOL ME 04539 PC GREATEST NEED 20000 FEEDING WESTCHESTER 200 CLEARBROOK ROAD ELMSFORD NY 105231328 PC GREATEST NEED 21000 AMERICAN FRIENDS OF EPISCOPAL DIOCESE 25 OLD KINGS HWY DARIEN CT 06820 PC GENERAL PURPOSES 25000 COBSCOOK COMMUNITY LEARNING CENTER 10 COMMISSARY POINT ROAD LUBEC ME 04652 PC GENERAL PURPOSES 25000 GIVE DIRECTLY PO BOX 3221 NEW YORK NY 10008 PC GREATEST NEED 25000 PELHAM ART CENTER 155 FIFTH AVENUE PELHAM NY 10803 PC GENERAL PURPOSES 39500 NORTH HAVEN SUSTAINABLE HOUSING 148 CRABTREE POINT ROAD NORTH HAVEN ME 04853 PC GENERAL PURPOSES 50000 ROUNDABOUT THEATRE COMPANY 231 WEST 39TH STREET SUITE 1200 NEW YORK NY 10018 PC GENERAL PURPOSES 50000 NORTH AVON SUSTAINABLE HOUSING PO BOX 373 NORTH HAVEN ME 04853 PC GREATEST NEED 50000 PELHAM CHILDREN'S CENTER 20 5TH AVENUE PELHAM NY 10803 PC GENERAL PURPOSES 89000 HUGUENOT MEMORIAL CHURCH 901 PELHAMDALE AVE PELHAM NY 10803 PC GENERAL PURPOSES 125000 PURCHASE COLLEGE FOUNDATION 735 ANDERSON HILL ROAD PURCHASE NY 10577 PC GENERAL PURPOSES 125000 LASALLE ACADEMY 215 EAST 6TH STREET NEW YORK NY 10003 PC GENERAL PURPOSES 175000 FEEDING NEW YORK STATE 25 ELK ST ALBANY NY 12207 PC GREATEST NEED 250000 1231000 0 14 244 900099 8 14 261902 900099 -1063 18 -169953 -1055 92193 0 91138 0 0 0 0 0 0 0 0 0 0 SACKS PRESS & LACHER 7000 7000 0 ABBVIE INC NTS B/E CALL@MW+25BP RATE 03.600% MATURES 05/14/25 CALLABLE 10200 106914 112789 ACE INA HOLDINGS INC NTS CALL@MW+20BP RATE 02.875% MATURES 11/03/22 CALLABLE 106240 109294 AMGEN INC NTS B/E CALL@MW+20BP RATE 03.625% MATURES 05/22/24 CALLABLE 102000 107709 111856 BK OF NOVA SCOTIA NTS B/E RATE 02.800% MATURES 07/21/21 104000 105068 106674 BK OF NY MELLON CORP B/E RATE 02.800% MATURES 05/04/26 CALLABLE 103000 105984 113841 BLOCK FINANCIAL NTS B/E CALL@MW+45BP RATE 04.125% MATURES 10/01/20 CALLABLE 41185 41152 BP CPTL MARK PLC CALL@MW+20BP RATE 03.535% MATURES 11/04/24 101000 106932 111254 CAPITAL ONE FINCL CORP NTS B/E RATE 03.300% MATURES 10/30/24 CALLABLE 102000 105767 109750 CITIGROUP INC RATE 03.700% MATURES 01/12/26 102000 108197 113915 CME GROUP INC CALL@MW+15BP RATE 03.000% MATURES 03/15/25 CALLABLE 104000 108275 114799 COMCAST CORP B/E CALL@MW+25BP RATE 03.150% MATURES 03/01/26 CALLABLE 102000 106732 113958 CONAGRA FOODS INC B/E CALL@MW+25BP RATE 03.200% MATURES 01/25/23 CALLABLE 10 104659 107439 CVS HEALTH CORP NTS B/E CALL@MW+25BP RATE 03.500% MATURES 07/20/22 CALLABLE 104658 107456 ENBRIDGE INC B/E CALL@MW+30BP RATE 04.250% MATURES 12/01/26 CALLABLE 102000 111768 116021 EXPEDIA INC B/E RATE 03.800% MATURES 02/15/28 CALLABLE 62000 63842 59385 EXPEDIA INC NTS B/E CALL@MW+50BP RATE 05.950% MATURES 08/15/20 40000 40192 40118 FEDEX CORP B/E CALL@MW+20BP RATE 03.250% MATURES 04/01/26 CALLABLE 102000 106104 110992 GENL MOTORS FINL CO INC CALL@MW+35BP RATE 04.000% MATURES 01/15/25 CALLABLE 105057 105581 HESS CORP B/E CALL@MW+40BP RATE 04.300% MATURES 04/01/27 CALLABLE 101000 107078 104593 HSBC HLDGS PLC B/E RATE 04.000% MATURES 03/30/22 103000 106464 108697 INTEL CORP B/E CALL@MW+25BP RATE 03.700% MATURES 07/29/25 CALLABLE 100000 107699 113617 J P MORGAN CHASE & CO B/E RATE 04.125% MATURES 12/15/26 161000 175844 187383 LOCKHEED MARTIN CORP B/E CALL@MW+20BP RATE 03.550% MATURES 01/15/26 CALLABLE 108182 116114 MERCK & CO INC NTS B/E CALL@MW+12.5BP RATE 02.350% MATURES 02/10/22 104000 105233 107260 MICROSOFT CORP NTS B/E CALL@MW+15BP RATE 03.125% MATURES 11/03/25 CALLABLE 1 108908 115455 MORGAN STANLEY NTS B/E CALL@MW+30BP RATE 03.875% MATURES 01/27/26 100000 107040 113121 MOSAIC CO B/E CALL@MW+25BP RATE 04.250% MATURES 11/15/23 CALLABLE 101000 106781 105980 ORACLE CORP NTS B/E CALL@MW+15BP RATE 01.900% MATURES 09/15/21 CALLABLE 1070 107163 108829 PARKER HANNIFIN CORP NTS CALL@MW+20BP RATE 03.250% MATURES 06/14/29 CALLABLE 64958 68505 PRUDENTIAL FINANCIAL INC CALL@MW+15BP RATE 03.500% MATURES 05/15/24 102000 107844 112940 STARBUCKS CORP NTS B/E 3.550% 081529 DTD051319 FC081519 CALL@MW+20BP 101000 109181 115014 STATOIL ASA B/E CALL@MW+15BP RATE 02.450% MATURES 01/17/23 104000 105510 108778 TARGET CORP B/E 5BP RATE 02.900% MATURES 01/15/22 104000 105899 108191 VERIZON COMMUNICATIONS CALL@MW+12.5BP RATE 02.450% MATURES 11/01/22 CALLABLE 106217 109112 VISA INC NTS B/E CALL@MW+15BP RATE 03.150% MATURES 12/14/25 CALLABLE 102000 107910 113623 ABBOTT LABS - 868 SHS 30968 79361 ACCENTURE PLC IRELAND CL A - 305 SHS 46801 65490 AIR PROD & CHEMICAL INC - 285 SHS 30044 68816 ALPHABET INC CL A - 87 SHS 53023 123370 ALPHABET INC CL C - 28 SHS 13230 39581 AMGEN INC - 263 SHS 56391 62031 APPLE INC - 742 SHS 66822 270682 ASTRAZENECA PLC SPON ADR - 1030 SHS 28619 54477 BLACKROCK INC - 123 SHS 62109 66923 BOEING COMPANY - 449 SHS 57275 82302 CISCO SYSTEMS INC - 1753 SHS 68684 81760 CITIZENS FINANCIAL GROUP INC - 806 SHS 27514 20343 COLGATE PALMOLIVE CO - 1158 SHS 72885 84835 COMCAST CORP NEW CL A - 1397 SHS 54350 54455 DIAGEO PLC NEW GB SPON ADR - 658 SHS 74624 88429 ECOLAB INC - 333 SHS 63176 66250 EVERSOURCE ENERGY COM - 777 SHS 34398 64701 GENL MILLS INC - 670 SHS 33219 41306 HOME DEPOT INC - 705 SHS 68749 176610 ILLINOIS TOOL WORKS INC - 783 SHS 65687 136908 INTEL CORP - 2705 SHS 71145 161840 INTL BUSINESS MACH - 628 SHS 68709 75844 JOHNSON & JOHNSON COM - 435 SHS 42947 61174 KIMBERLY CLARK CORP - 541 SHS 69248 76470 LOCKHEED MARTIN CORP - 152 SHS 55656 55468 MCDONALDS CORP - 349 SHS 34283 64380 MEDTRONIC PLC - 1106 SHS 83161 101420 MICROSOFT CORP - 1355 SHS 56453 275756 MONDELEZ INTL INC - 939 SHS 39461 48011 NEXTERA ENERGY INC COM - 741 SHS 70970 177966 NOVARTIS AG SPON ADR - 839 SHS 65146 73278 PEPSICO INC - 468 SHS 46379 61898 PROCTER & GAMBLE CO - 431 SHS 33860 51535 QUEST DIAGNOSTICS INC - 890 SHS 68871 101424 RAYTHEON TECHNOLOGIES CORP - 1186 SHS 67583 73081 ROCKWELL AUTOMATION INC NEW - 598 SHS 67238 127374 STANLEY BLACK & DECKER INC COM - 427 SHS 34317 59515 STARBUCKS CORP - 1070 SHS 68673 78741 UNILEVER PLC AMER SHS NEW SPONADR - 865 SHS 34311 47471 UNION PACIFIC CORP - 469 SHS 39722 79294 UNITED PARCEL SERVICE INC CL B - 751 SHS 72592 83496 WALT DISNEY CO (HOLDING CO) DISNEY COM - 436 SHS 60353 48618 WASTE MGMT INC NEW - 763 SHS 68714 80809 YUM! BRANDS INC - 838 SHS 46902 72831 LIPIO PHARMACEUTICALS INC - 322500 SHS 250000 250000 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIOINSTITUTIONAL (CUSIP:09260 AT COST 241600 239058 JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS I (CUSIP:4812A4351) - 211 AT COST 242370 239578 THORNBURG STRATEGIC INCOME CLASS I (CUSIP:885215194) - 30494.249 SHS AT COST 363085 364101 FT-PREFERRED SECUR & INC ETF (CUSIP:33739E108) - 17770 SHS AT COST 359875 327323 BROOKSIDE CAPITAL PARTNERS FMV 284361 284361 SC FUNDAMENTAL VALUE FUND LP FMV 125288 125288 NSV EXTENSION FUND II LP FMV 1253599 1253599 NSV OPPORTUNITY FUND LP FMV 1217236 1217236 MITHRIL LP AT COST 383976 611224 FILING FEES 750 0 0 K-1 PASS THRU DEDUCTIONS 143307 143027 0 OFFICE EXPENSE 4186 0 4000 PROFESSIONAL SPEAKER 5000 0 5000 UNREALIZED APPRECIATION FROM PARTNERSHIP INVESTMENTS 812233 UBS 58148 58148 0 CONSULTANT 18000 0 18000 FOREIGN TAXES WITHHELD 6115 6115 0