2020-10-30T14:13:18-05:00 2019-12-31 ERNST & YOUNG US LLP 18101 VON KARMAN AVE STE 1700 IRVINE CA 92612 990 2019-01-01 956027688 Collis P & Howard Huntington Memorial HOSPITAL Trust % BYRON DAVIS COLL 6263973855 100 WEST CALIFORNIA BLVD PASADENA CA 91105 LORI J MORGAN MD MBA PRESIDENT AND CEO 6263973855 2020-10-22 true KARA ADAMS P00023315 9497942300 172.88.243.146 33577420203045000002 2020-10-30 P 4163E2BAC37EC3B0508D4606D02AD589A07FBFAD F991D6D3E7059131D89F76663626030BF402C6D1 2019 2021-01-29 14:40:06Z LORI J MORGAN 100 WEST CALIFORNIA BLVD PASADENA CA 91105 21868180 false X www.huntingtonhospital.com X 1932 CA ESTABLISHED IN 1932 UNDER THE TERMS OF THE WILL OF HENRY E HUNTINGTON, THE TRUST'S FUND WAS ALLOCATED TO THE PROPERTY ACQUISITION, MAINTENANCE AND OPERATION OF PASADENA HOSP ASSN. 5 5 0 5 0 0 0 10826373 10163045 4204424 8151686 485231 392964 15516028 18707695 4972672 4945016 0 0 0 0 0 0 0 6612779 6807016 11585451 11752032 3930577 6955663 284956850 331010618 5801682 7657636 279155168 323352982 X THE ORGANIZATION IS A CHARITABLE TRUST AND OPERATES SOLELY FOR THE BENEFIT OF PASADENA HOSPITAL ASSOCIATION. false false 5172676 0 10163045 SEE SCHEDULE O 4945016 4945016 0 COLLIS P. AND HOWARD HUNTINGTON MEMORIAL HOSPITAL TRUST (TRUST) CONTRIBUTED $4,945,016 TO PASADENA HOSPITAL ASSOCIATION (PHA) TO OFFSET THE UNREIMBURSED COSTS OF THE ASSOCIATION'S MEDICAL EDUCATION PROGRAM. 10117692 true false false false false false false false false true true false false false true true true true false false true false false false false false false true false true false false false false false false false false false false false false false true false false false true 18 0 0 false false false false false false false false false false false false X 5 5 false false false false false false false true true false false false true true true true true false false false CA X BYRON DAVIS 6263973855 100 WEST CALIFORNIA BLVD PASADENA CA 91105 LORI J MORGAN MD MB PRESIDENT & CEO 1.0 55.0 X 0 1447521 88064 STEPHEN A RALPH PRESIDENT EMERITUS 1.0 55.0 X 0 979721 108224 STEVEN L MOHR SVP & CFO 1.0 55.0 X 0 557399 17904 JEFFREY P WEIGAND DIRECTOR, REAL ESTATE 36.0 4.0 X 0 184310 14745 PAUL LH OUYANG BOARD-CHAIRMAN (PT YR) 1.0 1.0 X X 0 0 0 JAYNIE STUDENMUND BOARD OF TRUSTEES-CHAIR 1.0 1.0 X X 0 0 0 ARMANDO L GONZALEZ BOARD OF TRUSTEES-VICE CHAIR 1.0 1.0 X X 0 0 0 MICHELLE QUINONES CHIN BOARD OF TRUSTEES-SECRETARY 1.0 1.0 X X 0 0 0 PAUL JOHNSON BOARD OF TRUSTEES 1.0 1.0 X 0 0 0 WAYNE BRANDT BOARD OF TRUSTEES-TREASURER 1.0 1.0 X X 0 0 0 0 3168951 228937 0 false true false ADA CONSTRUCTION 18828 BRYANT STREET UNIT 3 NORTHRIDGE CA 91324 ARCHITECTURAL SVCS. 380443 CBRE INC PO BOX 848844 LOS ANGELES CA 90084 PROP. MGMT. SERVICES 345115 BENICK INC 8537 KELVIN AVE WINNETKA CA 91306 CONSTRUCTION SVCS. 280961 ECO BAY SERVICES 12420 BELL RANCH DRIVE SANTA FE SPRINGS CA 90670 CONSTRUCTION SVCS. 266745 TEC MECHANICAL SERVICES 3608 ARDEN DRIVE SUITE O EL MONTE CA 91731 MAINTENANCE SVCS. 189218 10 0 RENTAL INCOME 531120 10163045 10163045 0 0 10163045 4576285 4576285 0 0 0 0 0 6735886 3160485 3575401 3575401 3575401 0 0 0 0 0 0 0 0 0 INTEREST ON LOANS 531390 392964 0 0 392964 392964 18707695 10163045 0 8544650 4945016 4945016 0 0 0 0 0 0 0 0 0 1307766 246014 1061752 96483 96483 53950 53950 0 0 518638 518638 678534 678534 0 0 0 0 790300 790300 0 0 0 34911 34911 0 2077377 2077377 0 LICENSE & TAXES 597234 597234 0 0 REPAIR & MAINTENANCE 462852 462852 0 0 COMMISSION FEES 163652 163652 0 0 COMMUNICATION EXPENSE 11147 11147 0 0 14172 14172 11752032 10117692 1634340 0 0 379697 545535 2589656 5406592 0 0 645281 425849 0 0 0 0 7266006 5798626 0 0 515202 520282 173299421 117103855 50068049 56195566 223492959 262118168 0 0 0 0 0 0 0 0 284956850 331010618 670814 765908 0 0 2970546 2712475 0 0 0 0 0 0 0 0 0 0 2160322 4179253 5801682 7657636 X 277033458 321025003 2121710 2327979 279155168 323352982 284956850 331010618 6955663 37242151 0 0 0 X false true X true false X X 1 PASADENA HOSPITAL ASSOCIATION 951644036 3 true 4945016 0 1 4945016 true false false false false false false false false false false false false false false true true true X true true SCHEDULE A, PART IV, SECTION D, LINE 3 PASADENA HOSPITAL ASSOCIATION (PHA), THE SUPPORTED ORGANIZATION, HAS A SIGNIFICANT VOICE IN THE INVESTMENT POLICIES AND IN DIRECTING THE USE OF THE INCOME AND ASSETS OF THE COLLIS P. AND HOWARD HUNTINGTON MEMORIAL TRUST (TRUST). THE TRUST IS GOVERNED BY TWO OFFICERS AND A FIVE-MEMBER BOARD OF TRUSTEES. THE INDIVIDUALS THAT SERVE ON BOARD OF TRUSTEES ARE PAUL L. H. OUYANG (PARTIAL YEAR), JAYNIE STUDENMUND, ARMANDO L. GONZALEZ, WAYNE BRANDT, MICHELLE QUINONES CHINO AND PAUL JOHNSON. THESE TRUSTEES ARE ALSO SERVE AS BOARD OF DIRECTORS ON PHA'S GOVERNING BODY. THESE INDIVIDUALS HAVE RESPONSIBILITY OVER ALL ASPECTS OF THE TRUST'S ADMINISTRATION, INCLUDING, BUT NOT LIMITED TO, THE TRUST'S INVESTMENT POLICIES, DIRECTING THE USE OF THE TRUST'S ASSETS, AND APPROVING ANY USE OF THE TRUST'S FUNDS. SCHEDULE A, PART IV, SECTION E, LINE 2A SUBSTANTIALLY ALL OF THE ACTIVITIES ENGAGED IN BY THE TRUST DURING THE CURRENT TAX YEAR WERE IN DIRECT FURTHERENCE OF THE TAX-EXEMPT PURPOSES OF PHA. THE ACTIVITIES PERFORMED BY THE TRUST CONSISTED OF SUPPORTING THE CAPITAL AND PROGRAM NEEDS OF PHA IN ORDER TO HELP PHA FURTHER ITS TAX-EXEMPT MISSION. SPECIFICALLY, THE TRUST MANAGES AND HOLDS TITLE TO PROPERTY LOCATED ON PHA'S CAMPUS AND LEASES TO PHA CERTAIN LAND AND BUILDINGS WHICH COMPRISE THE HOSPITAL FACILITIES. SCHEDULE A, PART IV, SECTION E, LINE 2B THE TRUST MANAGES AND HOLDS TITLE TO THE BUILDINGS AND LAND LOCATED ON PHA'S CAMPUS AND LEASES TO PHA CERTAIN PROPERTY WHICH CONSISTS OF THE HOSPITAL FACILITIES. 2121710 506348 300079 2327979 2555986 -193239 241037 2121710 2265176 441150 150340 2555986 2106308 210718 51850 2265176 2363620 -10412 246900 2106308 0.87390 0.12610 false false 9400015 11259265 20659280 53295706 96328000 116368673 33255033 0 142320 34721 107599 2473346 400769 700461 2173654 56195566 0 DUE TO PASADENA HOSPITAL ASSN. 3040823 ASSET RETIREMENT OBLIGATIONS 1138430 4179253 X 10463000 300079 300079 10162921 8544774 8544774 18707695 5895000 -392964 -392964 6287964 5464068 5464068 11752032 SCHEDULE D, PART V, LINE 4 INTENDED USE OF ENDOWMENT FUNDS THE INTENDED USE OF THE ORGANIZATIONS ENDOWMENT FUNDS IS TO BE KEPT IN THE INVESTMENT PORTFOLIO FOR POSITIVE RETURNS. THE INVESTMENTS POSITIVE RETURNS ARE THEN RELEASED TO FUND PROGRAM OPERATIONS. SCHEDULE D, PART X, LINE 2 FIN 48 (ASC 740) THE TRUST COMPLETED AN ANALYSIS OF ITS TAX POSITIONS, IN ACCORDANCE WITH ASC 740, INCOME TAXES, AND DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN. SCHEDULE D, PART XI, LINE 2D TRANSFERS FROM RESTRICTED FUNDS - $ 300,079 ____________ TOTAL - $ 300,079 SCHEDULE D, PART XI, LINE 4B INTEREST INCOME HASC LOAN - $ 392,964 INTEREST INCOME INVESTMENTS - $ 4,541,738 INTEREST INCOME CASH - $ 34,546 INTERESTS REALIZED - $ (3,575,401) ROUNDING - $ 125 ____________ TOTAL - $ 8,544,774 SCHEDULE D, PART XII, LINE 2D INTEREST INCOME HASC LOAN - $ (392,964) ____________ TOTAL - $ (392,964) SCHEDULE D, PART XII, LINE 4B GRANTS OR CONTRIBUTIONS - $ 4,945,016 INVESTMENT FEES - $ 518,638 ROUNDING - $ 414 ____________ TOTAL - $ 5,464,068 Central America and the Caribbean 0 0 Investments 14781980 0 0 0 0 14781980 14781980 true false true true false false SCHEDULE F, PART I, LINE 3 ACTIVITIES PER REGION THE AMOUNTS OF THE INVESTMENTS WERE DETERMINED USING BOOK VALUE. true PASADENA HOSPITAL ASSOCIATON (PHA) 100 W CALIFORNIA BLVD PASADENA CA 91105 951644036 501(c)(3) 4945016 0 SUPPORT PHA MEDICAL EXP & FEES 1 0 SCHEDULE I, PART I, LINE 2 PROCEDURES FOR MONITORING THE USE OF GRANTS THE PROCEDURES FOR MONITORING THE USE OF GRANTS (CONTRIBUTIONS) MADE TO PHA IS BY REVIEWING THE COST CHARGES TO THE EXPENSE ACCOUNTS. CHARGES TO THE EXPENSE ACCOUNTS ARE RELATED TO DISPENSARY PAYROLL, DISPENSARY PATIENT ASSISTANT, EDUCATIONAL MEDICAL FEES, POST GRADUATION TRAINING, SURGERY RESIDENCY, INTERNAL MEDICINE AND SKILL LAB. ALL OF THESE CHARGES ARE FUNDED BY THE COLLIS P. & HOWARD HUNTINGTON MEMORIAL HOSPITAL TRUST. false true false false false false false false false LORI J MORGAN MD MBA PRESIDENT & CEO 0 926120 0 364080 0 157321 0 73664 0 14400 0 1535585 0 0 STEPHEN A RALPH PRESIDENT EMERITUS 0 599721 0 246000 0 134000 0 101261 0 6963 0 1087945 0 115000 STEVEN L MOHR SVP & CFO 0 428841 0 100000 0 28558 0 4222 0 13682 0 575303 0 0 JEFFREY P WEIGAND DIRECTOR, REAL ESTATE 0 184310 0 0 0 0 0 14745 0 0 0 199055 0 0 SCHEDULE J, PART I, LINE 3 SUPPLEMENTAL COMPENSATION INFORMATION PASADENA HOSPITAL ASSOCIATION, LTD., A RELATED ORGANIZATION, UNDERTAKES THE PROCESS FOR DETERMINING EXECUTIVE COMPENSATION. FOR A DESCRIPTION OF THE COMPENSATION DETERMINATION PROCESS, SEE THE DISCLOSURE FOR PART VI, LINES 15A AND 15B IN SCHEDULE O. FORM 990, SCHEDULE J, PART I, LINE 4B 457(F) NON-QUALIFIED RETIREMENT PLAN: PASADENA HOSPITAL ASSOCIATION (PHA) ADOPTED A 457(F) NON-QUALIFIED RETIREMENT PLAN, EFFECTIVE DECEMBER 15, 2005. THE PURPOSE OF THE PLAN IS TO ENCOURAGE RETENTION OF PEOPLE WHO ARE CRITICAL TO THE LONG-TERM HEALTH AND MISSION OF OUR ORGANIZATION, AND TO ENCOURAGE THEM TO THINK IN TERMS OF SPENDING THEIR FULL CAREERS WITH US. THIS BENEFITS THE ORGANIZATION WITH CONTINUITY AND STABILITY OF KEY MEMBERS OF OUR LEADERSHIP TEAM. THE PLAN COVERS CERTAIN MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM OF PHA. PARTICIPANTS IN THIS PLAN ARE NOT ELIGIBLE TO PARTICIPATE IN THE 457(F) RETENTION PLAN AT THE SAME TIME. AS MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM OF PHA, CERTAIN PERSONS LISTED ON PART VII OF THE 990 PARTICIPATE IN THE PLAN. THE NORMAL RETIREMENT DATE OF THE PLAN IS AGE 65. EACH PARTICIPANT OF THE PLAN IS FULLY VESTED AT THE NORMAL RETIREMENT DATE OR WHEN THE PARTICIPANT'S AGE PLUS YEARS OF SERVICE EQUALS SEVENTY-FIVE. FOR PARTICIPANTS WITH LESS THAN 20 YEARS OF SERVICE THE NORMAL RETIREMENT BENEFIT IS PRO-RATED. THE BENEFITS ACCRUED FOR EACH INDIVIDUAL UNDER OUR 457(F) RETIREMENT PLAN WERE PAID IN A LUMP SUM UPON VESTING. THIS PLAN WAS CLOSED TO NEW ENTRANTS EFFECTIVE JANUARY 1, 2014. 457(F) NON-QUALIFIED RETENTION PLAN: PASADENA HOSPITAL ASSOCIATION (PHA) ADOPTED A 457(F) NON-QUALIFIED RETENTION PLAN, EFFECTIVE DECEMBER 15, 2005. THE PURPOSE OF THE PLAN IS TO ENCOURAGE RETENTION OF PEOPLE WHO ARE CRITICAL TO THE LONG-TERM HEALTH AND MISSION OF OUR ORGANIZATION, AND TO ENCOURAGE THEM TO THINK IN TERMS OF SPENDING THEIR FULL CAREERS WITH US. THIS BENEFITS THE ORGANIZATION WITH CONTINUITY AND STABILITY OF KEY MEMBERS OF OUR LEADERSHIP TEAM. THE PLAN COVERS CERTAIN MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM OF PHA. AS MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM OF PHA, CERTAIN PERSONS LISTED ON PART VII OF THE 990 PARTICIPATE IN THE PLAN. THE BENEFITS ACCRUED FOR EACH INDIVIDUAL UNDER OUR 457(F) RETENTION PLAN WERE PAID IN A LUMP SUM UPON VESTING. PARTICIPANTS VEST AFTER THREE YEARS OF SERVICE. DURING THE VESTING PERIOD, THE RETENTION PLAN BENEFIT IS SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. THE FOLLOWING INDIVIDUAL PARTICIPATED IN THE 457(F) RETENTION PLAN DURING THE YEAR AND RECEIVED A TAXABLE PAYOUT THAT IS INCLUDED IN SCHEDULE J, PART II, COLUMN B(III) AS OTHER REPORTABLE COMPENSATION: STEPHEN A. RALPH - $115,000 457(F) EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN: PASADENA HOSPITAL ASSOCIATION (PHA) ADOPTED THE EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN, EFFECTIVE JANUARY 1, 2014 FOR THE BENEFIT OF A SELECT GROUP OF EXECUTIVE MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. THE PURPOSE OF THE PLAN IS TO ENHANCE THE ABILITY OF THE HOSPITAL TO ATTRACT AND RETAIN QUALIFIED MANAGEMENT OR HIGHLY COMPENSATED PERSONNEL. PARTICIPATION IN THE PLAN IS LIMITED TO EMPLOYEES WHO (I) QUALIFY FOR INCLUSION IN A GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES", (II) ARE CLASSIFIED AS EXECUTIVES AT THE VICE PRESIDENT, SENIOR VICE PRESIDENT AND EXECUTIVE VICE PRESIDENT LEVEL OR ABOVE, AND (III) ARE NOT PARTICIPATING IN THE 457(F) RETIREMENT PLAN. ADDITIONAL AMOUNTS RELATING TO THE 457(F) EXECUTIVE SUPPLEMENTAL RETIREMENT PLAN WERE ACCRUED DURING 2019 TO PROPERLY REFLECT PRIOR YEAR ACTIVITY. FORM 990, PART III, LINE 4A PROGRAM SERVICE ACCOMPLISHMENTS THE COLLIS P. AND HOWARD HUNTINGTON MEMORIAL TRUST (TRUST) IS A CHARITABLE TRUST REGISTERED WITH THE REGISTRY OF CHARITABLE TRUSTS, PURSUANT TO THE SUPERVISION OF TRUSTEES AND FUNDRAISERS FOR CHARITABLE PURPOSES ACT AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. THE TRUST WAS ESTABLISHED IN 1932 UNDER THE TERMS OF THE WILL OF MR. HENRY HUNTINGTON. THE BEQUEST WAS INVESTED AND LOANED BY THE TRUSTEES FOR THE PURPOSES OF MAKING THE BEST AVAILABLE PROFIT THEREON SO AS TO YIELD AN INCOME FOR THE PERPETUAL MAINTENANCE OF PASADENA HOSPITAL ASSOCIATION (PHA). THE TRUST OWNS THE REAL PROPERTY ON WHICH HUNTINGTON MEMORIAL HOSPITAL IS LOCATED AND HAS OTHER PROPERTIES AND INVESTMENTS. THE TRUST'S PRIMARY SOURCE OF SUPPORT IS RENTAL INCOME ON PROPERTY AND EQUIPMENT LEASED TO THE HOSPITAL AND ITS INVESTMENT EARNINGS. FORM 990, PART VI, LINE 11B PROCESS USED TO REVIEW FORM 990 FINANCIAL DATA IS GATHERED AND VERIFIED BY VARIOUS DIRECTORS. THE DATA USED IN PREPARATION OF THE RETURN BY THE OUTSIDE TAX PREPARER IS REVIEWED BY THE CHIEF FINANCIAL OFFICER PRIOR TO FILING. FORM 990, PART VI, LINE 12C PROCESS OF MONITORING TRANSACTIONS FOR CONFLICTS OF INTEREST THE ORGANIZATION REQUESTS FROM EACH TRUSTEE, OFFICER, DIRECTOR, AND KEY EMPOYEE FOR SUBMISSION OF AN ANNUAL DISCLOSURE FORM (CONFLICT OF INTEREST 2019 CERTIFICATE) NO LATER THAN JANUARY 15TH OF EACH YEAR. EACH INTERESTED PERSON MAKE FULL DISCLOSURE TO THE BOARD OF TRUSTEES WHENEVER THE ORGANIZATION IS ENGAGED IN, OR IS PLANNING TO ENGAGE IN, A TRANSACTION THAT MAY CREATE A CONFLICT OF INTEREST FOR EACH PERSON. THE FORM WILL BE COLLECTED AND REVIEWED. THE COMPLIANCE OFFICER WILL ADDRESS POTENTIAL CONFLICTS AND REPORT THE RESULTS TO THE BOARD. PERSONS WITH A CONFLICT ARE PROHIBITED FROM PARTICIPATING IN THE GOVERNING BODY'S DELIBERATIONS AND DECISIONS REGARDING THE TRANSACTION OR ARRANGEMENT WITH THE ORGANIZATION. FORM 990, PART VI, LINES 15A & 15B DESCRIPTION OF COMPENSATION DETERMINATION PROCESS EXECUTIVE COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE OF THE GOVERNING BOARD OF PASADENA HOSPITAL ASSOCIATION (PHA), AND THE COMMITTEE'S DELIBERATIONS AND DECISIONS ARE DOCUMENTED CONTEMPORANEOUSLY IN THE MINUTES OF THE MEETING IN WHICH COMPENSATION ARRANGEMENTS WERE DETERMINED. REVIEW & APPROVAL OF COMPENSATION FOR ALL TOP MANAGEMENT OFFICIALS, INCLUDING THE CEO, CFO, & VP POSITIONS ARE CONDUCTED BY THE COMPENSATION COMMITTEE ANNUALLY, AND THE PERSONS WHO SERVE IN THOSE POSITIONS ARE NOT PRESENT DURING DISCUSSIONS RELATED TO THEIR COMPENSATION. COMPARABLE DATA FOR SIMILAR POSITIONS AND ORGANIZATIONS, PREPARED BY INDEPENDENT CONSULTANTS, IS USED TO ESTABLISH COMPENSATION. REVIEW & APPROVAL FOR THE CEO & VICE PRESIDENTS WAS LAST PERFORMED BY THE COMPENSATION COMMITTEE AT ITS ANNUAL MEETING HELD ON FEBRUARY 26, 2020. PASADENA HOSPITAL ASSOCIATION (PHA) IS RESPONSIBLE FOR THE COMPENSATION REVIEW PROCESS. COLLIS P. & HOWARD HUNTINGTON MEMORIAL HOSPITAL TRUST (TRUST) REPORTS THE COMPENSATION AMOUNT PAID BY PHA. FORM 990, PART VI, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. PASADENA HOSPITAL ASSOCIATION 100 W CALIFORNIA BLVD PASADENA CA 91105 951644036 PATIENT SVCS CA 501(c)(3) 3 NA false false true false false false false false false false true false false false false false true true false false