2020-11-06T09:54:52-06:00 2019-12-31 420714325 RSM US LLP ONE SOUTH WACKER DR STE 800 CHICAGO IL 606063392 990 2019-01-01 825055391 INDEPENDENT DEALER AND TRADER ASSOCIATION INDE 3126344821 1330 CONNECTICUT AVENUE NW WASHINGTON DC 200361704 ROBERT POOLER TREASURER 3126344821 2020-11-06 1 STAN KOT P00948843 3126343400 2020-11-05 73.208.43.30 2020-11-06 09:50:56 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4E4024A5E6A7EB590A75FF94E3A43C1307534BA7 2019 2022-01-07 14:23:13Z JAMES TABACHI 1330 CONNECTICUT AVENUE NW WASHINGTON DC 200361704 315000 0 X WWW.IDTASSOC.COM X 2018 DC IDTA IS A FORUM FOR INDEPENDENT DEALERS AND TRADERS TO DISCUSS AND CONSIDER THE IMPACT OF MARKET OPERATIONAL ISSUES ON THEIR INDUSTRY SECTOR AND TO ADVOCATE FOR CONSTRUCTIVE SOLUTIONS THAT PROMOTE THE LIQUIDITY AND EFFICIENCY OF CAPITAL MARKETS. 5 5 0 5 0 0 0 0 150000 315000 0 0 0 0 150000 315000 0 0 0 0 0 0 0 0 0 107681 314473 107681 314473 42319 527 42319 42846 0 0 42319 42846 IDTA IS A FORUM FOR INDEPENDENT DEALERS AND TRADERS TO DISCUSS AND CONSIDER THE IMPACT OF MARKET OPERATIONAL ISSUES ON THEIR INDUSTRY SECTOR AND TO ADVOCATE FOR CONSTRUCTIVE SOLUTIONS THAT PROMOTE THE LIQUIDITY AND EFFICIENCY OF CAPITAL MARKETS. 0 0 ISSUE ADVOCACY (95%): IDTA EDUCATES REGULATORS AND OTHER RELEVANT POLICY MAKERS ABOUT THE IMPORTANCE OF INDEPENDENT DEALERS AND TRADERS TO THE HEALTH OF THE FINANCIAL INDUSTRY, WITH PARTICULAR EMPHASIS ON THE SECURITIES AND EXCHANGE COMMISSION ("SEC"), THE TREASURY DEPARTMENT, AND THE FEDERAL RESERVE BANK OF NEW YORK ("FRBNY"), AND ADVOCATES FOR REGULATORY CHANGES THAT WILL PROMOTE LIQUIDITY AND EFFICIENCY OF CAPITAL MARKETS. QUARTERLY MEETINGS (5%): HELD IN WASHINGTON, D.C., NEW YORK CITY, AND CHICAGO WHERE IDTA BOARD MEMBERS MANAGE THE IDTA AND DISCUSS HOW TO BEST FURTHER THE IDTA'S OBJECTIVE. THE FIRST BOARD MEETING WAS HELD IN MAY 2019. 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 DC X ROBERT POOLER 3126344821 1330 CONNECTICUT AVENUE NW WASHINGTON DC 200361704 X JAMES TABACCHI PRESIDENT/SECRETARY/DIRECTOR 1.00 X X 0 0 0 BOB POOLER VICE PRESIDENT/TREASURER/DIRECTOR 1.00 X X 0 0 0 JOSEPH WEINHOFFER DIRECTOR 1.00 X 0 0 0 ROBERT MORAN DIRECTOR 1.00 X 0 0 0 BRIAN CARROLL DIRECTOR 1.00 X 0 0 0 LARA HERNANDEZ DIRECTOR 1.00 X 0 0 0 MICHAEL BODNER DIRECTOR 1.00 X 0 0 0 0 0 0 0 0 0 0 STEPTOE & JOHNSON LLP 1330 CONNECTICUT AVENUE NW WASHINGTON DC 20036 LEGAL SERVICES 312017 1 MEMBERSHIP DUES 900099 315000 315000 315000 315000 315000 0 0 312017 199 164 1311 TAXES 600 ANNUAL FILING - CT CORP 182 314473 42319 42846 42319 42846 0 0 X 42319 42846 42319 42846 42319 42846 527 0 X 0 0 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS CONSIST OF THOSE DUES-PAYING ORGANIZATIONS THAT ARE REGISTERED BROKER-DEALERS OR FUTURES COMMISSION MERCHANTS (OR AN AFFILIATES OF SUCH ORGANIZATIONS) THAT ARE NOT AFFILIATED WITH A BANK HOLDING COMPANY. THERE IS A SINGLE CLASS OF MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B UPON RECEIVING A DRAFT COPY OF THE FORM 990 FROM THE TAX PREPARERS, THE PRESIDENT REVIEWS THE FORM 990 FOR ANY OMISSIONS AND FORWARDS THE FORM 990 TO THE OTHER BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER ANNUALLY SIGNS A STATEMENT WHICH AFFIRMS THAT THEY HAVE RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY, HAVE READ AND UNDERSTAND THE POLICY, HAVE AGREED TO COMPLY WITH THE POLICY, AND UNDERSTAND THAT IDTA IS A TAX EXEMPT ORGANIZATION AND THAT IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. FORM 990, PART VI, SECTION C, LINE 19 THE ASSOCIATION DOES NOT MAKE THESE DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION.