2020-11-16T18:06:31-06:00 2019-12-31 420714325 RSM US LLP 110 SOUTH PHILLIPS AVE STE 300 SIOUX FALLS SD 571046721 990PF 2019-01-01 460428166 WAITT FOUNDATION WAIT 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 JOSH SHERER TREASURER 6052329929 2020-11-16 1 DAVID HAAN P01623183 6053369955 2020-11-16 184.83.210.87 2020-11-16 16:13:17 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 FC3D497CFA5B94C1D9FEDF20DA6C30930BD0F692 2019 2021-04-22 16:20:28Z X 149625444 X X 137275 137275 1349285 1349285 1358344 1358344 1253411 248919 67652 3093823 2807623 167717 0 167717 426692 0 415581 96081 0 112376 860 0 860 50370 0 70459 817518 411026 389160 206295 81847 0 46184 0 163383 0 155269 510476 0 510476 323749 0 327214 2809325 492873 2149112 7238835 7301435 10048160 492873 9450547 -6954337 2314750 4235293 3962307 3962307 20321 35852 35852 62306027 44541427 44541427 17573456 41721832 41721832 54920992 58560251 58560251 319935 134291 201236 185644 185644 13325 618131 618131 139270650 149625444 149625444 226201 120188 54600 523867 0 750068 174788 X 138520582 149450656 138520582 149450656 139270650 149625444 138520582 -6954337 17884411 149450656 0 149450656 CAPITAL GAINS FROM PUBLICLY TRADED SECURITIES 1358344 1358344 1358344 CAPITAL GAINS FROM PARTNERSHIP P 588625 588625 CAPITAL GAINS FROM SALE OF PTP P 73277 73277 DISPOSAL OF BLACKSTONE TACTICAL OPPORTUNITIES FUND III LP P 2018-01-01 2019-12-31 3903 -3903 -3903 DISPOSAL OF BLACKSTONE TACTICAL OPPORTUNITIES FUND III -NQ LP P 2018-01-01 2019-12-31 2 -2 -2 DISPOSAL OF WHITEHALL PARALLEL REAL ESTATE LP XIII P 2000-01-01 2019-12-31 762930 -762930 -762930 1253411 0 7845622 152656622 0.051394 7409155 149749199 0.049477 7187835 139916696 0.051372 7255434 143017095 0.050731 6737080 147046063 0.045816 0.248790 0.049758 142793792 7105134 23148 7128282 9481139 X 23148 0 23148 0 23148 76600 0 0 76600 0 53452 53452 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA SD 1 0 0 0 0 1 WWW.WAITTFOUNDATION.ORG JOSH SHERER 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 THEODORE W WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 CHAIRMAN/DIRECTOR 6.00 0 0 0 HAILEY WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 DIRECTOR 0.50 0 0 0 DAVE RUSSELL 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 VICE CHAIRMAN/DIRECTOR 0.50 0 0 0 SHANE HARTNETT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 2.00 0 0 0 JOSH SHERER 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 TREASURER 2.00 0 0 0 MARK DICKEY 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 SECRETARY 2.00 0 0 0 MAX WAITT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 0.50 0 0 0 CHERIE PROTHRO-SHEA 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 MANAGING DIRECTOR 40.00 167717 31117 360 HEATHER ZICHAL 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 EXECUTIVE DIRECTOR O 40.00 239663 8995 80 TAMARA MARSHALL 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 OPERATIONS & LEGAL D 20.00 113278 32652 117 SHAYNA BRODY 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 MEDIA & COMMS DIRECT 20.00 75581 9599 31 THOMAS GRUESKIN 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 PROGRAM DIRECTOR 40.00 66763 7500 2 JENNIFER AADNES 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 ADMINISTRATIVE ASSIS 40.00 50319 1688 7 1 DUDLEY & FINCH LLC 4876 SANTA MONICA AVE 159 SAN DIEGO CA 92107 CONTRACTOR SERVICES 100040 RSM US LLP 110 S PHILLIPS AVE SUITE 300 SIOUX FALLS SD 57104 AUDIT SERVICES 70309 0 0 132897220 12035245 35852 144968317 0 0 144968317 2174525 142793792 7139690 7139690 23148 23148 7116542 0 7116542 0 7116542 9450547 0 30592 9481139 23148 9457991 7116542 6394621 0 0 9481139 6394621 0 0 3086518 0 0 0 0 0 0 0 0 4030024 0 0 0 THEODORE W WAITT CHERIE PROTHRO-SHEA PO BOX 1948 LA JOLLA CA 92038 8585514400 GRANT APPLICATIONS ARE ACCEPTED FOR WF'S RAPID OCEAN CONSERVATION ('ROC') GRANTS PROGRAM APPLICATIONS MUST BE COMPLETED UTILIZING WF'S PRELIMINARY GRANT REQUEST VIA ITS WEBSITE WAITTFOUNDATION.ORG, AFTER THE GRANT APPLICANT REVIEWS WF'S GRANT GUIDELINES AND GRANTEE REQUIREMENTS ALSO FOUND ON ITS WEBSITE AN APPLICANT MUST PROVIDE ITS US TAX IDENTIFICATION NUMBER AND MUST BE PREPARED TO PROVIDE A CURRENT COPY OF ITS IRS 501(C)(3) DETERMINATION LETTER INTERNATIONAL APPLICANTS OUTSIDE THE US MUST PROVIDE PROOF OF PUBLIC CHARITABLE STATUS EQUIVALENT UNDER US LAWS PRELIMINARY GRANT REQUESTS ARE ACCEPTED YEAR-ROUND VIA WF'S WEBSITE WAITT FOUNDATION LIMITS ITS GRANTS ACCORDING TO THE CRITERIA DEFINED IN TEH GRANTS GUIDELINES AND GRANTEE REQUIREMENTS SECTION ON ITS WEBSITE (WAITTFOUNDATION.ORG) ITS GRANTEES MUST HAVE PROGRAMS THAT ARE PROJECT SPECIFIC WITH TANGIBLE AND MEASURABLE RESULTS PRIORITY IS GIVEN TO INITIATIVES ADDRESSING WF'S CORE FOCUS, OCEAN CONSERVATION WHILE WF MAY MAKE EXCEPTIONS IN SPECIAL CIRCUMSTANCES, IT GENERALLY DOES NOT SUPPORT PROGRAMS OR ORGANIZATIONS THAT FALL OUTSIDE OF ITS KEY AREAS OF FOCUS, AND DOES NOT ACCEPT PROPOSALS TO SUPPORT INDIVIDUALS, EVENT FUNDRAISERS AND SPONSORHIPS, ENDOWMENTS, OR LOBBYING OF ANY KIND THE MAXIMUM AMOUNT FOR WF ROC GRANT REQUEST IS $15,000 BIBLE STUDY FELLOWSHIP 19001 HUEBNER ROAD SAN ANTONIO TX 78258 NONE PC EMPLOYEE MATCH 102 BIOSFERA 1 RUA DE MOCAMBIQUE N 28 MINDELO CV NONE NC RAPID OCEAN CONSERVATION GRANT 19980 BOSTON UNIVERSITY 5 CUMMINGTON MALL DEPT OF BIOLOGY BOSTON MA 02215 NONE PC OCEAN CONSERVATION 50000 BREN SCHOOL OF ENVIRONMENTAL SCIENCE & MANAGEMENT (UCSB) 2410 BREN HALL UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 93106 NONE PC OCEAN CONSERVATION 675000 CAVER HOOPS BOOSTER CLUB 6760 UNIVERSITY AVENUE SAN DIEGO CA 91915 NONE PC EMPLOYEE MATCH 10000 CHILDREN'S CANCER RESEARCH FUND 7301 OHMS LANE SUITE 355 MINNEAPOLIS MN 55439 NONE PC EMPLOYEE MATCH 72 CHILDREN'S MIRACLE NETWORK 205 W 700 S SALT LAKE CITY UT 84101 NONE PC EMPLOYEE MATCH 200 COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET 1900 M ST NW STE 850 WASHINGTON DC 20036 NONE PC EMPLOYEE MATCH 100 CONSERVATION INTERNATIONAL FOUNDATION 2011 CRYSTAL DRIVE SUITE 600 ARLINGTON VA 22202 NONE PC OCEAN CONSERVATION 100000 CORAL COAST CONSERVATION CENTER VOTUA VILLAGE QUEENS HIGHWAY BARAVI NADROGA KOROLEVU FJ NONE NC RAPID OCEAN CONSERVATION GRANT 9894 COUNCIL ON SEXUAL ASSAULT AND DOMESTIC VIOLENCE POBOX 1565 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 100 ELEVATE NEPAL PO BOX 391 FLAGSTAFF AZ 86002 NONE PC EMPLOYEE MATCH 250 ENVIRONMENTAL ADVOCACY CENTER CIAM PANAMA CALLE THAIS DE PONDS EDIFICIO OJIL PISO 2 PANAMA CITY PM NONE NC RAPID OCEAN CONSERVATION GRANT 10000 ENVIRONMENTAL LAW INSTITUTE 1730 M STREET NW SUITE 700 WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 250000 FOOD BANK OF SIOUXLAND PO BOX 985 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 500 FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS NONE NC OCEAN CONSERVATION 100000 FRIENDS OF FM90 PO BOX 5199 SIOUX CITY IA 51106 NONE PC EMPLOYEE MATCH 500 FRIENDS OF SOUTH DAKOTA PUBLIC BROADCASTING PO BOX 5000 VERMILLION SD 57069 NONE PC EMPLOYEE MATCH 320 HER HEALTH WOMEN'S CENTER 5732 SUNNYBROOK DRIVE SIOUX CITY IA 51106 NONE PC EMPLOYEE MATCH 600 HINTON COMMUNITY SCHOOL DISTRICT FOUNDATION 315 W GRAND ST HINTON IA 51024 NONE PC EMPLOYEE MATCH 100 INTERNATIONAL POLE AND LINE FOUNDATION 49-51 EAST ROAD LONDON UK NONE NC RAPID OCEAN CONSERVATION GRANT 12600 IOWA CONFERENCE THE UNITED METHODIST CHURCH 2301 RITTENHOUSE STREET DES MOINES IA 50321 NONE PC EMPLOYEE MATCH 500 IUCN INTERNATIONAL UNION FOR CONSERVATION OF NATURE AND NATURAL RESOURCES 1630 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20009 NONE PC RAPID OCEAN CONSERVATION GRANT 26958 LOS ANGELES LGBT CENTER 1118 N MCCADDEN PLACE LOS ANGELES CA 90038 NONE PC EMPLOYEE MATCH 8796 LUCKY DOG ANIMAL RESCUE 5159 LEE HWY ARLINGTON VA 22207 NONE PC EMPLOYEE MATCH 500 MALAULALO CONSERVATION & TOURISM ASSOCIATION MALAULALO ISLAND THREE SISTERS ISLANDS MAKIRA ULAWA PROVINCE KIRAK BP NONE NC RAPID OCEAN CONSERVATION GRANT 7903 MARINE CONSERVATION INSTITUTE 4010 STONE WAY N SUITE 210 SEATTLE WA 98103 NONE PC OCEAN CONSERVATION 150000 MT HELIX PARK FOUNDATION 4901 MT HELIX DRIVE LA MESA CA 91941 NONE PC EMPLOYEE MATCH 1500 NATIONAL GEOGRAPHIC SOCIETY 1145 17TH STREET NW WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 250000 NATIONAL SCIENTIFIC AND TECHNICAL RESEARCH COUNCIL INSTITUTO DE BIOLOGIA DE ORGANISMOS MARINOS BVD BROWN 2915 U9120ACD PUERTO MADRYN AR NONE NC RAPID OCEAN CONSERVATION GRANT 20000 NATIONAL SUICIDE HELP CENTER 1538 SEASONS LN SW ROCHESTER MN 55902 NONE PC EMPLOYEE MATCH 200 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 NONE PC OCEAN CONSERVATION 100000 NORM WAITT SR YMCA 601 RIVERVIEW DRIVE SOUTH SIOUX CITY NE 68776 NONE PC EMPLOYEE MATCH 500 NORTHERN RANGELAND TRUST (NRT) - COAST PRIVATE BAG ISIOLO KE NONE NC RAPID OCEAN CONSERVATION GRANT 10000 OCEAN UNITE 3517 W PLACE NW WASHINGTON DC 20007 NONE PC OCEAN CONSERVATION 180000 OCEANA 1025 CONNECTICUT AVENUE NW SUITE 200 WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 200000 OCEANO AZUL FOUNDATION OCEANARIO DE LISBOA ESPLANADA D CARLOS I LISBOA PO 1990-005 NONE NC OCEAN CONSERVATION 250000 OCEANS 5 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 NONE PC OCEAN CONSERVATION 1250000 REGENTS OF THE UNIVERSITY OF CALIFORNIA AT SAN DIEGO 9500 GILMAN DRIVE 0059 LA JOLLA CA 92093 NONE PC RAPID OCEAN CONSERVATION GRANT 14400 SACRED HEART SCHOOL 50 13TH STREET SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 400 SAINT LOUIS ZOO ASSOCIATION ONE GOVERNMENT DRIVE ST LOUIS MO 63110 NONE PC RAPID OCEAN CONSERVATION GRANT 10000 SALVATION ARMY OF SIOUX CITY 1415 VILLA STREET SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 100 SCRIPPS INSTITUTION OF OCEANOGRAPHY UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE MC-0210 LA JOLLA CA 92093 NONE PC OCEAN CONSERVATION 250000 SEASKETCH MARINE SCIENCE INSTITUTE UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 93106 NONE PC OCEAN CONSERVATION 343460 SHESLER HALL 1308 NEBRASKA STREET SIOUX CITY IA 51105 NONE PC EMPLOYEE MATCH 1000 SIMPLE LIFE 1551 INDIAN HILLS DRIVESUITE 4 SIOUX CITY IA 51104 NONE PC EMPLOYEE MATCH 100 SUSTAINABLE OCEAN ALLIANCE 1160 BATTERY STREET SAN FRANCISCO CA 94111 NONE PC OCEAN CONSERVATION 10000 TE IPUKAREA SOCIETY ARA TAPU AVARUA DISTRICT CW NONE NC RAPID OCEAN CONSERVATION GRANT 15000 THE BAHAMAS PROTECTED AREAS FUND MINISTRY OF THE ENVIRONMENT CHARLOTTE HOUSE NASSAU BF NONE NC OCEAN CONSERVATION 100000 THE GOSPEL MISSION 500 BLUFF STREET PO BOX 3745 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 100 THE NATURE CONSERVANCY 445 S FIGUEROA STREET SUITE 1950 SAN FRANCISCO CA 90071 NONE PC OCEAN CONSERVATION 25000 THE NONSUCH EXPEDITIONS UCSD 9500 GILMAN DRIVE 0436 LA JOLLA CA 92093 NONE PC RAPID OCEAN CONSERVATION GRANT 20000 UNITED WAY OF SIOUXLAND 701 STEUBEN STREET SIOUX CITY IA 51101 NONE PC EMPLOYEE MATCH 4500 UNIVERSITY OF CALIFORNIA LOS ANGELES UCLA INSTITUTE OF THE ENVIRONMENT 619 CHARLES E YOUNG DRIVE EAST LA KRETZ HALL SUITE 300 LOS ANGELES CA 90095 NONE PC OCEAN CONSERVATION 200000 VOICES OF HOPE LINCOLN INC 2545 N STREET LINCOLN NE 68510 NONE PC EMPLOYEE MATCH 100 WAITT INSTITUTE 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 NONE POF OCEAN CONSERVATION 1500000 WAITT INSTITUTE FOR VIOLENCE PREVENTION 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 NONE POF COMMUNITY BUILDING 100000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 NONE PC RAPID OCEAN CONSERVATION GRANT 10000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 NONE PC OCEAN CONSERVATION 1000000 YOUTH FOR CHRIST USA INC PO BOX 1626 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 100 7301435 CHARLES DARWIN FOUNDATION CHAUSSEE DE LA HULPE 177 BTE 20 REZ 1170 BRUSSELS BE NONE NC RAPID OCEAN CONSERVATION GRANT 9600 FRIENDS OF PALAU NATIONAL MARINE SANCTUARY 40314 POST ROAD KOROR PALAU PS 96940 NONE NC RAPID OCEAN CONSERVATION GRANT 20000 HOPKINS MARINE STATION OF STANFORD UNIVERSITY 120 OCEANVIEW BLVD PACIFIC GROVE CA 93950 NONE PC RAPID OCEAN CONSERVATION GRANT 15000 REEF LIFE FOUNDATION 2611 EASTBOURNE DRIVE COTTONWOOD HEIGHTS UT 84121 NONE PC RAPID OCEAN CONSERVATION GRANT 10000 54600 14 137275 14 1349285 18 1358344 PARTNERSHIP INCOME PER BOOKS 14 248919 0 3093823 0 3093823 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 50370 0 70459 INTERNATIONAL POLE AND LINE FOUNDATION 49-51 EAST ROAD LONDON UK 2019-05-16 12600 RAPID OCEAN CONSERVATION 12600 NONE 03/23/20 FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS 2019-12-17 100000 OCEAN CONSERVATION 0 NONE 12/31/19 OCEANO AZUL FOUNDATION OCEANARIO DE LISBOA ESPLANADA D CARLOS I LISBOA PO 1990-005 2019-12-20 250000 OCEAN CONSERVATION 0 NONE 12/31/19 THE BAHAMAS PROTECTED AREAS FUND MINISTRY OF THE ENVIRONMENT CHARLOTTE HOUSE NASSAU BF 2019-12-09 100000 OCEAN CONSERVATION 0 NONE 12/31/19 BIOSFERA 1 RUA DE MOCAMBIQUE N 28 MINDELO CV 2019-09-10 19980 RAPID OCEAN CONSERVATION 0 NONE 11/15/19 CHARLES DARWIN FOUNDATION CHAUSSEE DE LA HULPE 177 BTE 20 REZ 1170 BRUSSELS BE 2019-12-16 9600 RAPID OCEAN CONSERVATION 9600 NONE 05/29/20 CORAL COAST CONSERVATION CENTER VOTUA VILLAGE QUEENS HIGHWAY BARAVI NADROGA KOROLEVU FJ 2019-12-12 9894 RAPID OCEAN CONSERVATION 9894 NONE 07/15/20 ENVIRONMENTAL ADVOCACY CENTER CIAM PANAMA CALLE THAIS DE PONDS EDIFICIO OJIL PISO 2 PANAMA CITY PM 2019-09-10 10000 RAPID OCEAN CONSERVATION 10000 NONE 02/01/20 FRIENDS OF PALAU NATIONAL MARINE SANCTUARY 40314 POST ROAD KOROR PALAU PS 2019-12-16 20000 RAPID OCEAN CONSERVATION 0 NONE 12/31/19 MALAULALO CONSERVATION & TOURISM ASSOCIATION MALAULALO ISLAND THREE SISTERS ISLANDS MAKIRA ULAWA PROVINCE KIRAK BP 2019-05-16 7903 RAPID OCEAN CONSERVATION 7903 NONE 02/21/20 NATIONAL SCIENTIFIC AND TECHNICAL RESEARCH COUNCIL INSTITUTO DE BIOLOGIA DE ORGANISMOS MARINOS BVD BROWN 2915 U9120ACD PUERTO MADRYN AR 2019-07-15 20000 RAPID OCEAN CONSERVATION 10003 NONE 04/09/20 NORTHERN RANGELAND TRUST (NRT) - COAST PRIVATE BAG ISIOLO KE 2019-03-15 10000 RAPID OCEAN CONSERVATION 10000 NONE 11/15/19 TE IPUKAREA SOCIETY ARA TAPU AVARUA DISTRICT CW 2019-01-15 15000 RAPID OCEAN CONSERVATION 15000 NONE 07/30/19 CAPITAL GAINS FROM PARTNERSHIP PURCHASED 0 -588625 CAPITAL GAINS FROM SALE OF PTP PURCHASED 0 -73277 FIXED INCOME FUND - FIRST PACIFIC ADVISORS(FPA) 28515586 28515586 FIXED INCOME FUND - METROPLITAN WEST 7279460 7279460 FIXED INCOME FUND - OAKTREE ENHANCED INCOME 131149 131149 FIXED INCOME FUND - GREYLOCK GLOBAL 2365834 2365834 FIXED INCOME FUND - COLCHESTER GLOBAL BOND 3429803 3429803 VANGUARD GROWTH ETF 3702605 3702605 ARTISAN GROWTH OPP FUND 10003393 10003393 HARDING LOEVNER INTL 5350873 5350873 VANGUARD WINDSOR II ADMIRAL 4108014 4108014 EQUITIES - RIVER ROAD 6591291 6591291 IVA INTERNATIONAL FUND 5960713 5960713 EVERMORE GLOBAL VALUE FUND 2083396 2083396 OPPENHEIMER DEVELOPING MARKETS FUND 3269283 3269283 MATHEWS JAPAN 1158112 1158112 ISHARES RUSSELL 2000 2313747 2313747 GREENSPRING GLOBAL PARTNERS V-B FMV 3629252 3629252 GREENSPRING GLOBAL PARTNERS VII-B FMV 2997706 2997706 POMONA CAPITAL FMV 27736 27736 VARDE FUND XII FMV 1235284 1235284 VIVO VENTURES FUND FMV 1130117 1130117 VIVO CAPITAL VIII FMV 1241348 1241348 WAVE EQUITY FUND FMV 965218 965218 AG SECURITY ASSET RECOVERY FMV 104985 104985 CANYON LAUREL INVESTMENT FUND FMV 1021854 1021854 FOLIUM CAPITAL AGRICULTURE FUND FMV 935049 935049 FOLIUM CAPITAL TIMBER FUND FMV 346101 346101 Q-BLK REAL ASSETS LP FMV 244941 244941 UBS TRUMBULL PROPERTY FMV 1786393 1786393 D.E. SHAW COMPOSITE INT'L FMV 4626627 4626627 CRC GLOBAL STRUCTURED CR FUND FMV 2200943 2200943 EMPYREAN CAPITAL FUND FMV 1556994 1556994 EMSO LTD FMV 1519161 1519161 TYBOURNE EQUITY FUND FMV 1421264 1421264 CHILDREN'S INVESTMENT FUND FMV 3369175 3369175 ALPS CORE COMMODITY FMV 3253745 3253745 CHARLESBANK EQUITY FUND FMV 766082 766082 VARDE FUND XIII FMV 100316 100316 BLACKSTONE TACTICAL OPPS FUND III FMV 158294 158294 GREENSPRING GLOBAL PARTNERS IX-B FMV 303531 303531 US VENTURE PARTNERS XII FMV 67980 67980 FORWARD VENTURES IV FMV 379887 379887 NITORUM OFFSHORE FUND FMV 2163389 2163389 BLACKSTONE TACTICAL OPPS FUND FMV 1540003 1540003 AG SUPER FUND INT'L LTD FMV 2516941 2516941 AKO LIMITED FUND FMV 3337110 3337110 BAY RESOURCE PARTNERS FMV 2009699 2009699 CARAVEL FUND (OFFSHORE) LTD FMV 4861 4861 GLOBAL EVENT PARTNERS FMV 3502520 3502520 CFM STRATUS FUND, LTD. FMV 7123 7123 OZ ASIA OVERSEAS, LTD. FMV 12977 12977 KINGSTOWN PARTNERS OFFSHORE FMV 1453114 1453114 TACONIC OPPORTUNITY OFFSHORE FMV 2571788 2571788 FARALLON CAPITAL FMV 3853870 3853870 AG CAPITAL RECOVERY VIII HOLDINGS FMV 96379 96379 CANYON LAUREL INVESTMENT FUND II FMV 100494 100494 SOFTWARE- GIFTS FOR WINDOWS 13681 13681 0 (2) OPEN ROV KITS 1796 1796 0 MACBOOK LAPTOP 1716 1716 0 IVANHOE APPLIANCES 9281 4036 5245 5245 LIGHT FIXTURES & INTERN BAR 5625 2320 3305 3305 KITCHEN SHELVES & ISLAND 7602 3122 4480 4480 WALL MURAL 4504 1742 2762 2762 BLINDS - ENTIRE OFFICE 10794 4189 6605 6605 DRIFTWOOD DINING TABLE BASE 84" 2509 940 1569 1569 DRIFTWOOD DINING TABLE BASE 51" 2009 752 1257 1257 SADDLE LEATHER SIDE CHAIRS - 14 QTY 7633 2868 4765 4765 84" GLASS TOP FOR CONFERENCE TABLE 1600 615 985 985 51" GLASS TOP FOR CONFERENCE TABLE 826 315 511 511 APPLE LAPTOP MBP 13.3-INTERN 1523 771 752 752 TRIPLE DOOR MEDIA CONSOLE - 6 QTY 9672 3636 6036 6036 GREY OAK MACHINTO SHELVING 48X78 2178 815 1363 1363 4-DOOR MEDIA CONSOLE 64X18X28 1774 642 1132 1132 4-DOOR MEDIA CONSOLE 80X18X28 2016 755 1261 1261 ELLISON LEATHER SIDE CHAIRS - 14 QTY 9323 3276 6047 6047 MONTEREY PLINTH 80" COFFEE TABLE 1173 436 737 737 MOTORCITY LEATHER SWIVEL CHAIRS - 4 QTY 9614 3611 6003 6003 PETRIFIED WOOD STUMP SIDE TABLE - 2 QTY 1547 577 970 970 21" COOPER LEATHER ROUND OTTOMAN- 2 QTY 1710 639 1071 1071 SILVER SQUARE COLUMN FLOOR LAMP - 2 QTY 887 329 558 558 FRENCH DRUM LINEN SHADE - 2 QTY 163 56 107 107 CLOUD MODULAR LEATHER SOFA 9286 3488 5798 5798 COWHIDE MENTO RUG - GREY/BLACK 2840 1063 1777 1777 VINTAGE TOLEDO BAR CHAIR - 4 QTY 1286 478 808 808 OVIEDO LEATHER PEWTER BARSTOOL - 4QTY 7480 2808 4672 4672 700 SERIES FIVE DRAWER LATERAL FILE 42W 1840 686 1154 1154 700 SERIES FIVE DRAWER LATERAL FILE 36W 796 295 501 501 TEKNION OFFICE DESKS - 7 QTY 21763 8178 13585 13585 TEKNION EXECUTIVE OFFICE CHAIR - 8 QTY 7430 2788 4642 4642 MFLEX FOR M2 DUAL MONITOR ARMS 7 QTY 3441 1288 2153 2153 WAVE SCULPTURE IN LG CONF ROOM 4585 1555 3030 3030 MACBOOK PRO 13" - JACOB JAMES 1910 775 1135 1135 YOGA 910 LENOVO 16GB - CHERIE PROTHRO 1248 569 679 679 LENOVO 23.8" COMPUTER MONITORS QTY 2 508 269 239 239 VIEWSONIC 22" COMPUTER MONITORS QTY 14 3337 1805 1532 1532 VIZIO 70" M-SERIES TV - QTY 3 6333 3489 2844 2844 POLYCOM SOUNDSTATION WIRELESS CONF PHONE 790 423 367 367 OFFICE ART - 8 PIECES 5114 1976 3138 3138 CLARUS GLASSBOARD (NON-MAGNETIC) 36X42 3726 1441 2285 2285 CLARUS GLASSBOARD (NON-MAGNETIC) 36X48 3740 1446 2294 2294 CLARUS GLASSBOARD (NON-MAGNETIC) 36X60 1288 494 794 794 LA JOLLA LLC TENANT ADDITIONS 73667 38680 34987 34987 TENANT ADDITIONS - ISLAND COUNTERTOP 1332 697 635 635 WAITT FOUNDATION SIGN RECEPTION AREA 3653 1369 2284 2284 WIRELESS SMOKE DETECTOR 500 132 368 368 IPHONE X 256GB + CASE/AIRPODS-JJ 1727 587 1140 1140 SECURITY & ALARM SYSTEM 4976 1367 3609 3609 DESK CHAIR - SHAYNA BRODY 1118 228 890 890 OFFICE DESK - METAL WRAPPED 70X28X30.5 2473 601 1872 1872 IPHONE XR - HEATHER ZICHAL 869 77 792 792 IPAD 6TH GEN - HEATHER ZICHAL 594 50 544 544 13' MACBOOK PRO - HEATHER ZICHAL 1386 146 1240 1240 IPHONE 8 64GB - CANON PURDY 774 80 694 694 LENOVO YOGA 13.9" 4K 16GB - CANON P 2053 219 1834 1834 LENOVO YOGA LAPTOP - GRUESKIN 1637 92 1545 1545 HERMAN MILLER AERON CHAIRS 1896 187 1709 1709 DESKS - LATOUR 48" 5091 452 4639 4639 WATER HEATER REPLACEMENT 1200 166 1034 1034 IPHONE 886 121 765 765 IPAD 629 91 538 538 LATOUR 48" DESKS (5) 6577 0 6577 6577 NAUTICAM HOUSING FOR SONY A7RIII 7000 0 7000 7000 LEGAL 860 0 860 LEASE DEPOSIT 13325 12973 12973 DUE TO/FROM WAITT INSTITUTE 0 40085 40085 DISTRIBUTION RECEIVABLE 0 565073 565073 COMMUNICATIONS 40345 0 40127 INFORMATION TECHNOLOGIES 36976 0 37166 INSURANCE 14348 0 14348 OFFICE SUPPLIES 14068 0 14068 OUTSIDE SERVICES 8903 0 8903 POSTAGE 7127 0 7127 SUBSCRIPTIONS 13794 0 13794 PERMITS & LICENSES 300 0 275 MISCELLANEOUS 143268 0 146724 UTILITIES 4214 0 4276 HURRICANE DISASTER EXPENSE 40406 0 40406 PARTNERSHIP INCOME PER SCHEDULE K-1S 0 67652 0 PARTNERSHIP INCOME PER BOOKS 248919 248919 UNREALIZED GAINS/LOSSES 17884411 DUE TO/FROM WAITT INSTITUTE -33560 0 DUE TO/FROM WAITT INSTITUTE FOR VIOLENCE PREVENTION -1265 0 CHECKS IN EXCESS OF CASH BALANCE 558692 0 INVESTMENT MANAGEMENT FEES 311130 311130 2101 PROFESSIONAL FEES 318742 0 299309 INVESTMENT MSA FEE 99896 99896 0 ADMIN SERVICES - AVALON 87750 0 87750 STATE FILING FEES 1105 0 0 FEDERAL EXCISE TAX 129154 0 0 FOREIGN TAXES 76036 81847 0