2020-11-16T14:28:45-06:00 2019-12-31 042206126 RAPHAEL AND RAPHAEL LLP 52 CHURCH STREET BOSTON MA 02116 990 2019-01-01 203959397 THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TRUST JERE 6173307500 40 ROWES WHARF BOSTON MA 02110 RAMSAY RAVENEL TRUSTEE 6173307500 2020-11-15 1 KAREN LYDON P00255755 6173570100 50.238.128.106 2020-11-16 14:28:40 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 53FEE156EED5565E72F0B9228042CB7CDF9149E3 2019 2021-01-29 14:40:06Z RAMSAY RAVENEL 40 ROWES WHARF BOSTON MA 02110 17043962 0 X N/A X 2007 MA PROVIDES GRANTS TO ORGANIZATIONS ENGAGED IN PROTECTING THE ENVIRONMENT. 7 7 0 0 -139083 -150710 17000000 6500000 0 0 10303033 8568192 0 0 27303033 15068192 2276174 6805867 0 0 0 0 0 0 0 3138391 4312778 5414565 11118645 21888468 3949547 262709732 287650877 7850778 7023919 254858954 280626958 PROVIDES GRANTS TO ORGANIZATIONS ENGAGED IN PROTECTING THE ENVIRONMENT. 0 0 6805867 6805867 THE TRUSTEE, IN THEIR DISCRETION, THINK ADVISABLE, IN EACH CASE TO OR FOR THE USE OF THE UNITED STATES CHARITIES ORGANIZED FOR PURPOSES OF COMBATTING ENVIRONMENTAL DEGRADATION OR PRESERVING AND PROTECTING THE NATURAL ENVIRONMENT, SO LONG AS SUCH CHARITY OR CHARITIES QUALITY AS ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) AND EITHER SECTION 509(A)(1) OR 509(A)(2) OF CODE. 6805867 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 1 0 1 0 0 0 0 1 1 1 0 0 1 1 1 1 1 0 0 0 MA X JEREMY GRANTHAM 6173307500 40 ROWES WHARF BOSTON MA 02110 X X JEREMY GRANTHAM TRUSTEE 1.00 X 0 0 0 HANNELORE GRANTHAM TRUSTEE 0.25 X 0 0 0 CARTER ROBERTS TRUSTEE 0.25 X 0 0 0 BRETT JANKS TRUSTEE 0.25 X 0 0 0 WAYNE KLOCKNER TRUSTEE 0.25 X 0 0 0 JULES KORTENHORST TRUSTEE 0.25 X 0 0 0 RAMSAY RAVENEL TRUSTEE 0.25 X 0 0 0 0 0 0 0 0 0 0 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 02110 MANAGEMENT 397639 ROPES & GRAY 800 BOYLSTON STREET BOSTON MA 02199 LEGAL 309700 ERIC SMITH 1916 SMALLWOOD DRIVE RALEIGN NC 27605 CONSULTING 144900 RICHARD WARD 2700 VIRGINIA AVE NW WASHINGTON DC 20037 INVESTMENT RESEARCH 117987 4 6500000 3500000 6500000 2700562 -130017 2830579 179011 7664389 206906 1768864 -27895 5895525 5867630 41017 -9066 5835679 15068192 41017 -139083 8666258 6805867 6805867 331090 331090 59650 59650 601916 601916 8929 8929 37720 37720 PORTFOLIO AND OTHER DED 70406 70406 DEDUCTIONS FOR PORTFOLI 2529521 2529521 PASSTHRU ENTITIES FROM 236414 236414 FOREIGN TAXES 200505 200505 236627 236627 11118645 6805867 4312778 0 27746020 18307293 814213 1233198 1556264 3150055 21105525 28529803 188965712 203174881 22521998 33255647 262709732 287650877 59650 77875 7791128 6946044 7850778 7023919 X 244848667 270387531 10010287 10239427 254858954 280626958 262709732 287650877 X 3949547 20700019 1118437 X X 0 1 X 1 0 X X X 4 THE NATURE CONSERVANCY 530242652 7 1 27877 0 THE WORLD WILDLIFE FOUNDATION 521693387 7 1 345795 0 RARE 237380563 7 1 2446664 0 ROCKY MOUNTION INSTITUTE 742244146 7 1 0 0 4 2820336 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 PART IV, SECTION B, LINE 2: THE ORGANIZATION MADE CONTRIBUTIONS TO THE FOLLOWING ORGANIZATIONS TO CARRY OUT THE PURPOSES OF ITS SUPPORTED ORGANIZATIONS AS FOLLOWS: CENTER FOR CARBON REMOVAL (81-2560407) 501C(3) FOR $1,000,000. HENRY M. PAULSON JR. INSTITUTE (45-2430087) 501C(3) FOR $12,766. PERENIAL FARMING INITIATIVE (47-362630) 501C(3) FOR $488,917. POPUATION MEDIA CENTER (03-0358029) 501C(3) FOR $500,000. THE CLIMATE FOUNDATION (26-2077719) 501C(3) FOR $1,982,898. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 GMO SYSTEMATIC GLOBAL MACRO FUND OFFSHORE 12265219 F ABRAMS CAPITAL PARTNERS II LP 1191244 F AIRDRIE PARTNERS 554537 F BERKSHIRE FUND VIII-A LP 2152091 F CHALKSTREAM INVESTMENT FUND (INTERNATIONAL)LTD 1661272 F COMMONFUND CAPITAL VENTURE PARTNERS X, LP 31930145 F COMMONFUND CAPITAL VENTURE PARTNERS XI, LP 12793076 F DEERFIELD PRIVATE DESIGN 4379236 F ELLIOTT INTERNATIONAL LTD 14107760 F ENCAP FLATROCK MIDSTREAM FUND II, L.P. 3470721 F GENAGRO LTD 32014 F HIGHFIELDS CAPITAL IV LP 3126 F KING STREET CAPITAL LP 155728 F LEGACY VENTURE IV LLC 1549358 F LEGACY VENTURE VI LLC 5730361 F OVERLOOK PARTNERS L.P. 18671115 F PAINE & PARTNERS 6567838 F RENAISSANCE INSTITUTIONAL EQUITIES FUND LP 26471246 F ROUNDSHIELD (RS FEEDER FUND I) 1316892 F SBC LATIN AMERICA HOUSING 3462597 F VERDESIAN 957329 F VICTORY PARK CAPITAL, L.P. 2901290 F HILLHOUSE FUND III 10598577 F KALEIDOSCOPE PRISM OFFSHORE 13740175 F LYXOR- BRIDGEWATER FUND 8347152 F OAK TREE 3156604 F OVERLOOK 3G INVESTMENT LP 4540053 F SPEARHEAD CO-INVESTMENT 1595322 F PAINE & PARTNERS AIV 1238790 F DEERFIELD RCA HOLDINGS LP 112548 F ATLAS VENTURES FUND XI 3136327 F CONGRUENT OPPORTUNITITY FUND I 442526 F CONGRUENT VENTURES I 574574 F ELLIOTT CO-INVESTMENT 3368038 F 203174881 ENCOURAGE SOLAR FINANCE LP 793928 F MELOY FUND 1 L.P. 209506 F SYSTEM IQ LIMITED 1000000 F SYSTEM IQ INCUBATION LIMITED 4000000 F SUSTAINABILITY VENTURE LLC 841335 F OAKBIO INC 1400000 F TERVIVA BIOENERGY INC 500000 F SPHERICAL ANALYTICS INC 3000000 F GREYROCK ENERGY INC 4999999 F LAND LIFE COMPANY BV 739208 F KAIROS AEROSPACE INC 279149 F GREENLIGHT BIOSCIENCES INC 6000000 F BLACKDIRT FARM MANAGEMENT LLC 300000 F CIBO TECHNOLOGIES 999999 F VENCE CORPORATION- SERIES SEED 300000 F AGRIPROVE HOLDINGS 1209092 F SOLIDA TECHNOLOGIES 1008548 F DAGAN INC 500000 F HAZEL TECHNOLOGIES INC 1000000 F TRACE GENOMICS INC 999999 F COLUMBIA UNIVERSITY 1000 F CAPTERIO LIMITED 2000002 F VERDOX 99999 F TERVIVA BIOENERGY INC- SERIES D 499998 F SPHERICAL ANALYTICS INC- SERIES B 573885 F 33255647 33350184 20700019 1118437 21818456 11531728 3536464 3536464 15068192 7582181 0 7582181 3536464 3536464 11118645 PART XI, LINE 2D - OTHER ADJUSTMENTS: LONG TERM CAPITAL GAINS ON GAAP BASIS LONG TERM CAPITAL GAINS FOR TAX BASIS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 92774000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 21521000 EAST ASIA AND THE PACIFIC INVESTMENTSINVESTMENTS 1209000 0 0 0 0 0 0 115504000 0 115504000 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 CENTER FOR CARBON REMOVAL 1111 BROADWAY FLOOR 3 OAKLAND CA 94607 812560407 501C3 1000000 GRANTS TO PROTECT THE ENVIRONMENT HENRY M PAULSON JR INSTITUTE 5711 S WOODLAWN AVE CHICAGO IL 60637 452430087 501C3 12766 GRANTS TO PROTECT THE ENVIRONMENT PARENIAL FARMING INITIATIVE 59 9TH ST SAN FRANCISCO CA 94103 473642630 501C3 488917 GRANTS TO PROTECT THE ENVIRONMENT POPULATION MEDIA CENTER 30 KIMBALL AVE SUITE 302 SOUTH BURLINGTON VT 05403 030358029 501C3 500000 GRANTS TO PROTECT THE ENVIRONMENT RARE 1310 N COURTHOUSE RD SUITE 110 ARLINGTON VA 22201 237380563 501C3 2446664 GRANTS TO PROTECT THE ENVIRONMENT THE CLIMATE FOUNDATION 3 LITTLE HARBOR RD WOODS HOLE MA 02543 262077719 501C3 1982898 GRANTS TO PROTECT THE ENVIRONMENT THE NATURE CONSERVANCY 4245 N FAIRFAX DRIVE ARLINGTON VA 22203 530242652 501C3 27877 GRANTS TO PROTECT THE ENVIRONMENT THE WORLD WILDLIFE FOUNDATION 1250 24TH ST NW WASHINGTON DC 20037 521693387 501C3 345795 GRANTS TO PROTECT THE ENVIRONMENT JEREMY HANNELORE GRANTHAM HUSBAN JEREMY IS GRANTOR OF TRUST AND OWNS AN INTEREST IN GRANTHAM, MAYO, VAN OTTERLOO, LLC (GMO). GMO IS THE COMPANY THAT MANAGES CERTAIN INVESTMENTS WHICH THE TRUST INVESTS IN. 1 X 1 3500000 FAIR MARKET VALUE 0 0 0 PART I, COLUMN (B): THERE WAS ONE STOCK CONTRIBUTIONS THAT WERE MADE DURING THE 2019 YEAR: 162,715.016 SHARES OF GMO RESOURCES FUND IV- FAIR MARKET VALUE OF 3,500,000 FORM 990, PART VI, SECTION A, LINE 2 TWO TRUSTEES, R. JEREMY GRANTHAM AND HANNELORE GRANTHAM ARE MARRIED. FORM 990, PART VI, SECTION A, LINE 4 THE FOUNDATION DOES NOT HAVE ANY COMMITEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED THEIR ORGANIZATIONAL DOCUMENTS FOR AN EXPANDED MISSION STATEMENT AS WELL AS THE INCORPORATION OF NEW RELATED ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11B TRUSTEE JEREMY GRANTHAM RECEIVES THE 990, REVIEWS THE INFORMATION ALONG WITH MICHELLE MARTIN, VP OF FINANCE AND OPERATIONS. FORM 990, PART VI, SECTION B, LINE 11B TRUSTEE JEREMY GRANTHAM RECEIVES THE 990, REVIEWS THE INFORMATION ALONG WITH MICHELLE MARTIN, VP OF FINANCE AND OPERATIONS. FORM 990, PART VI, SECTION B, LINE 12C AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE TRUSTEES MEETING, BUT AFTER SUCH PRESENTATION,HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT RESULTS IN THE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE TRUSTEES APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION. AFTER EXCERISING DUE DILIGENCE, THE TRUSTEES SHALL DETERMINE WHETHER THE TRUST CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE TRUSTEES SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED TRUSTEES WHETHER THE TRANSACTION IS IN THE TRUST'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. FORM 990, PART VI, SECTION B, LINE 15 THE TRUST DOES NOT PAY ANY COMPENSATION FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC CARTER ROBERTS - 1250 24TH ST. NW, WASHINGTON, DC 20037. BRETT JANKS - 1310 NORTH COURTHOUSE ROAD, SUITE 110, ARLINGTON, VA 22201. WAYNE KLOCKNER - 4245 NORTH FAIRFAX DRIVE, SUITE 100, ARLINGTON, VA 22203. JULES KORTENHORST - 22830 TWO RIVERS ROAD, BASALT, CO 81621. PART VI, SECTION A QUESTION 1A EXPLANATION THE ORGANIZATION VOTED TO INCREASE THEIR VOTING TRUSTEES FROM 5 TO 7. TWO NEW APPOINTEES WERE CONFIRMED DURING THE YEAR. NAMES AND ADDRESSES ARE AS FOLLOWS: JULIE KORTENHORST - 22830 TWO RIVERS ROAD, BASALT, CO 81621 RAMSAY RAVENAL- 40 RHOWES WHARF, BOSTON, MA 02110 FORM 990, PART XI, LINE 9: LONG TERM CAPITAL GAIN (LOSS) ON ABRAMS GAAP BASIS NOT TAX 783,220. LONG TERM CAPITAL GAIN (LOSS) ON HIGHFIELDS GAAP BASIS NOT TAX 37,651. LONG TERM CAPITAL GAIN (LOSS) ON KING STREET GAAP BASIS NOT TAX 53,603. LONG TERM CAPITAL GAIN (LOSS) ON LEGACY IV GAAP BASIS NOT TAX 284,980. LONG TERM CAPITAL GAINN ON WATER STREET PARTNERS, LTD LIQUIDATION FOR TAX -41,017. PART XII, LINE 2C EXPLANATION PROCESS IS CONSISTENT WITH PRIOR YEARS. NEGLECTED CLIMATE OPPORTUNITIES LLC 40 ROWES WHARF BOSTON MA 02110 824412038 ADVANCING THE MISSION OF THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TR. MA 13341397 29716486 THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TRUST RARE 1310 N COURTHOUSE ROAD SUITE 110 ARLINGTON VA 22201 237380563 ENVIRONMENTAL PROTECTION VA 501(C)(3) LINE 7 N/A 0 WORLD WILDLIFE FUND INC 1250 24TH ST NW WASHINGTON DC 20037 521693387 CONSERVATION OF NATURE DC 501(C)(3) LINE 7 N/A 0 THE NATURE CONSERVANCY 4245 N FAIRFAX DRIVE SUITE 100 ARLINGTON VA 22203 530242652 NATURE PRESERVATION VA 501(C)(3) LINE 7 N/A 0 ROCKY MOUNTAIN INSTITUTE 22830 TWO RIVERS ROAD BASALT CO 81621 742244146 ENVIORNMENTAL SUSTAINABILITY CO 501(C)(3) LINE 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0