2020-02-14T14:56:21-06:00 2019-03-31 560571159 BERNARD ROBINSON & COMPANY LLP PO BOX 19608 GREENSBORO NC 274199608 990 2018-04-01 131085344 NATIONAL COUNCIL FOR AIR AND STREAM IMPROVEMENT INC NATI 9199416400 1513 WALNUT STREET SUITE 200 CARY NC 27511 TAMMERAH D GARREN SECRETARY/TREASURER/VP BUSINESS AFF 9199416400 2020-02-14 1 JOHN M ROBINSON P01281319 3362944494 2020-02-13 12.198.32.162 2020-02-14 14:10:15 ES P F7DD0EE134C5F5670AEEB41640ECEA6CA07CEF26 25D3118C324806DF9F8DF2428F16C76641A7C673 2018 2020-09-23 17:36:50Z TAMMERAH D GARREN 1513 WALNUT STREET SUITE 200 CARY NC 27511 15703779 0 X WWW.NCASI.ORG X 1943 DE PROVIDER OF SCIENTIFIC RESEARCH TO THE FOREST PRODUCTS INDUSTRY TO ACHIEVE ENVIRONMENTAL GOALS. 15 15 74 0 0 0 1066219 890581 14138467 14560801 39264 219324 11985 33073 15255935 15703779 1429485 1429822 0 0 8340055 8268970 0 0 0 2789230 2559972 12558770 12258764 2697165 3445015 13760804 17212193 6579550 7736886 7181254 9475307 X TO PROVIDE TECHNICAL INFORMATION AND SCIENTIFIC RESEARCH TO THE FOREST PRODUCTS INDUSTRY NEEDED TO ACHIEVE ENVIROMENTAL GOALS AND PRINCIPLES. 0 0 AIR QUALITY PROGRAM: RECENT PRODUCTS OF THE AIR QUALITY PROGRAM INCLUDE: UPDATE ON THE AIR TECHNICAL STUDIES PROGRAM (WEBINAR, APRIL 3, 2018); THE HANDBOOK OF CHEMICAL-SPECIFIC INFORMATION FOR SARA SECTION 313 FORM R REPORTING (UPDATE); SARA SECTION 313 FORM R REPORTING FOR 2017 (WEBCASTS, APRIL 2018); MULTIPLE PRESENTATIONS AT THE NCASI EASTERN REGIONAL MEETING AND WORKSHOPS (JUNE 4-6, 2018, IN ATLANTA, GA); RECENT NEW SOURCE REVIEW REFORM ACTIVITIES (WEBINAR, MAY 17); MULTIPLE PRESENTATIONS AT THE NCASI WESTERN REGIONAL MEETING AND WORKSHOPS (SEPTEMBER 24-26, 2018, IN VANCOUVER, WA); UPDATE ON WOOD PRODUCTS AIR PROGRAM ACTIVITIES (WEBINAR, AUGUST 7, 2018); BEST PRACTICES IN AIR EMISSIONS CONTROL (WORKSHOP IN KIMBERLY, WI, OCTOBER 23, 2018); NCASI STUDIES ON TRAIN BLANK (ZERO) BIAS, BEST PRACTICES, AND DETECTION LIMITS FOR USEPA METHOD 202 (TECHNICAL BULLETIN NO. 1048, SEPTEMBER 2018); SYSTEMATIC STATISTICAL PROCEDURES FOR EMISSION FACTOR DEVELOPMENT (TECHNICAL BULLETIN NO. 1049, OCTOBER 2018); COMPILATION OF AIR TOXICS EMISSIONS DATA FOR PULP AND PAPER SOURCES (TECHNICAL BULLETIN NO. 1050, NOVEMBER 2018); 2018 VERSION OF THE AIR TOXICS EMISSIONS DATABASE FOR PULP AND PAPER MILL SOURCES (NOVEMBER 2018); EPA PROPOSES REPLACEMENT OF THE CLEAN POWER PLAN WITH THE AFFORDABLE CLEAN ENERGY RULE (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-009, NOVEMBER 7, 2018); UPDATE TO NCASI PULP AND PAPER AIR EMISSION FACTOR DATABASES - 2018 MAJOR REVISION (WEBINAR, DECEMBER 6, 2018); UPDATE ON THE AIR TECHNICAL STUDIES PROGRAM (WEBINAR, DECEMBER 4, 2018). WATER QUALITY PROGRAM: RECENT PRODUCTS OF THE WATER QUALITY PROGRAM INCLUDE: MANAGING NUTRIENTS TO ACHIEVE MODERN EFFLUENT TARGETS (WORKSHOP IN WAUSAU, WI, MAY 9, 2018); PERFORMANCE EVALUATION OF NUTRIENT TEST KITS FOR USE WITH PULP AND PAPER MILL WASTEWATERS, TECHNICAL BULLETIN NO. 1047, MAY 2018); MULTIPLE PRESENTATIONS AT THE NCASI EASTERN REGIONAL MEETING AND WORKSHOPS (JUNE 4-6, 2018, IN ATLANTA, GA); EPA - WATER - FINAL 2016 EFFLUENT GUIDELINES PROGRAM PLAN (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-002, JUNE 14, 2018); UPDATE ON WATER AND AQUATIC BIOLOGY PROGRAMS (WEBINAR, JULY 10, 2018); MULTIPLE PRESENTATIONS AT THE NCASI WESTERN REGIONAL MEETING AND WORKSHOPS (SEPTEMBER 24-26, 2018, IN VANCOUVER, WA); ATSDR - NOTICE OF AVAILABILITY - DRAFT TOXICOLOGICAL PROFILE FOR PERFLUORALKYLS (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-004, JULY 13, 2018); PFAS - RECENT DEVELOPMENTS AND ANALYTICAL CONSIDERATIONS (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-005, AUGUST 14, 2018); WHOLE EFFLUENT TOXICITY TESTING (WEBINAR, NOVEMBER 1, 2018); UPDATE ON WATER AND AQUATIC BIOLOGY PROGRAMS (WEBINAR, NOVEMBER 6, 2018); FINAL RECOMMENDED AQUATIC LIFE AMBIENT WATER QUALITY CRITERIA FOR ALUMINUM (CORPORATE CORRESPONDENT MEMORANDUM NO. 19-001, JANUARY 14, 2019); PROPOSED RULE TO REVISE THE DEFINITION OF "WATERS OF THE UNITED STATES" (CORPORATE CORRESPONDENT MEMORANDUM NO. 19-002, JANUARY 14, 2019); UPDATE ON WATER AND AQUATIC BIOLOGY PROGRAMS (WEBINAR, MARCH 5, 2019). FORESTRY: RECENT PRODUCTS OF THE FORESTRY PROGRAM INCLUDE: THE FORESTRY ENVIRONMENTAL PROGRAM NEWS (MONTHLY NEWSLETTER); TECHNICAL PROGRAM ACTIVITY UPDATE ON THE FOREST ENVIRONMENT AND SUSTAINABILITY PROGRAM (WEBINAR, JUNE 12, 2018); MULTIPLE PRESENTATIONS AT THE NCASI EASTERN REGIONAL MEETING AND WORKSHOPS (JUNE 4-6, 2018, IN ATLANTA, GA); MULTIPLE PRESENTATIONS AT THE NCASI WESTERN REGIONAL MEETING AND WORKSHOPS (SEPTEMBER 24-26, 2018, IN VANCOUVER, WA); CLIMATE CHANGE EFFECTS ON FOREST ECOSYSTEMS (WEBINAR, AUGUST 28, 2018); TECHNICAL PROGRAM ACTIVITY UPDATE ON THE FOREST ENVIRONMENT AND SUSTAINABILITY PROGRAM (WEBINAR, OCTOBER 9, 2018); HOW DO MANAGED FORESTS CONTRIBUTE TO REDUCING CLIMATE CHANGE (FACT SHEET, NOVEMBER 2018); DOES FOREST BIOENERGY AFFECT GLOBAL TEMPERATURE (FACT SHEET, DECEMBER 2018); TECHNICAL PROGRAM ACTIVITY UPDATE ON THE FOREST ENVIRONMENT AND SUSTAINABILITY PROGRAM (WEBINAR, FEBRUARY 26, 2019); PUBLISHED ARTICLE IN NORTHWEST SCIENCE 92(1):9-17: PREDICTING SHRUB BIOMASS AND CURRENT ANNUAL GROWTH FROM FIELD MEASUREMENTS IN THE OREGON COAST RANGE; U.S. PRECIPITATION TRENDS AND FORESTRY (BRIEFING NOTE, MARCH 2019). SUSTAINABLE MANUFACTURING: RECENT PRODUCTS OF THE SUSTAINABLE MANUFACTURING PROGRAM INCLUDE: UPDATE ON SUSTAINABLE MANUFACTURING AND CLIMATE PROGRAM (WEBINAR, MAY 8, 2018); REVIEW OF SUSTAINABILITY REPORTING INDICATORS AND METRICS USED BY THE GLOBAL FOREST PRODUCTS INDUSTRY (SPECIAL REPORT NO. 18-03, MAY 2018); USER-FRIENDLY GREENHOUSE GAS EMISSIONS TREND TOOL (MAY 2018); WATER PROFILE OF THE U.S. FOREST PRODUCTS INDUSTRY (INFOGRAPHIC, JUNE 2018); MULTIPLE PRESENTATIONS AT THE NCASI EASTERN REGIONAL MEETING AND WORKSHOPS (JUNE 4-6, 2018, IN ATLANTA, GA); MULTIPLE PRESENTATIONS AT THE NCASI WESTERN REGIONAL MEETING AND WORKSHOPS (SEPTEMBER 24-26, 2018, IN VANCOUVER, WA); EPA ISSUES POLICY STATEMENT ON BIOGENIC CO2 NEUTRALITY (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-003, JULY 12, 2018); UPDATE OF NCASI FOREST PRODUCTS DATABASE OF LIFE CYCLE ASSESSMENTS AND CARBON FOOTPRINT STUDIES (JULY 2018); NCASI CARBON PRICING REVIEW TOOL (JULY 2018); EXPLANATION OF LIFE CYCLE ASSESSMENT INDICATORS (SPECIAL REPORT NO. 18-04, AUGUST 2018); UPDATE ON SUSTAINABLE MANUFACTURING AND CLIMATE PROGRAM (WEBINAR, SEPTEMBER 11, 2018); BIOGENIC CO2 - DRAFT EPA SAB FINDINGS AND RECOMMENDATIONS (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-006, SEPTEMBER 11, 2018); NCASI COMMENTS ON THE AUGUST 2018 SAB REVIEW OF EPA'S 2014 DRAFT REPORT ON BIOGENIC CARBON ACCOUNTING (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-007, OCTOBER 15, 2018); LETTER FROM EPA, DOE, AND USDA TO CONGRESS ON CARBON NEUTRALITY (CORPORATE CORRESPONDENT MEMORANDUM NO. 18-010, NOVEMBER 15, 2018); HOW DO MANAGED FORESTS CONTRIBUTE TO REDUCING CLIMATE CHANGE (FACT SHEET, NOVEMBER 2018); DOES FOREST BIOENERGY AFFECT GLOBAL TEMPERATURE (FACT SHEET, DECEMBER 2018); THE USE OF PAPER AND PAPER PRODUCTS IN A COMPOSTING ENVIRONMENT (BRIEFING NOTE, SEPTEMBER 2018); RELEVANCE OF LIFE CYCLE ASSESSMENT INDICATORS TO FOREST PRODUCTS (BRIEFING NOTE, NOVEMBER 2018); THE FOREST PRODUCTS SECTOR: CIRCULAR BY DESIGN? (FACT SHEET, DECEMBER 2018); IS PAPER COMPOSTABLE? (FACT SHEET, DECEMBER 2018); UPDATE ON SUSTAINABLE MANUFACTURING AND CLIMATE PROGRAM (WEBINAR, JANUARY 8, 2019). 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 34 0 1 74 1 0 1 CA 0 0 1 1 0 0 0 X 15 15 0 0 0 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 X TAMMERAH D GARREN 9199416400 1513 WALNUT STREET SUITE 200 CARY NC 27511 THOMAS STIGERS CHAIR 1.00 X X 0 0 0 TRAYLOR CHAMPION VICE-CHAIR 1.00 X X 0 0 0 MIKE BLOSSER DIRECTOR 1.00 X 0 0 0 PAUL BOYNTON DIRECTOR 1.00 X 0 0 0 MICHAEL COVEY DIRECTOR 1.00 X 0 0 0 SUZANNE CUTHBERT DIRECTOR 1.00 X 0 0 0 BILL EDWARDS DIRECTOR 1.00 X 0 0 0 BOB FLEET DIRECTOR 1.00 X 0 0 0 EDWARD HARRINGTON DIRECTOR 1.00 X 0 0 0 TOMMY JOSEPH DIRECTOR 1.00 X 0 0 0 JAMES KING DIRECTOR 1.00 X 0 0 0 WAYNE RANCOURT DIRECTOR 1.00 X 0 0 0 BRUCE RIDLEY DIRECTOR 1.00 X 0 0 0 JASON ROGGENBAUER DIRECTOR 1.00 X 0 0 0 JEFF WALCH DIRECTOR 1.00 X 0 0 0 DIRK KROUSKOP PRESIDENT/CEO 40.00 X 488876 0 47467 TAMMERAH GARREN CORPORATE SECRETARY/TREASURER 40.00 X 216232 0 42002 VIPIN VARMA VICE PRESIDENT, AIR QUALITY & DIRECTOR 40.00 X 219237 0 43160 T BENTLY WIGLEY VICE PRESIDENT, FORESTRY PROGRAMS 40.00 X 217321 0 26135 PAUL WIEGAND VICE PRESIDENT, WATER RESOURCES & DIRECTOR 40.00 X 237538 0 44110 ARUN SOMESHWAR NCASI FELLOW 40.00 X 167096 0 45827 CRAIG LOEHLE PRINCIPAL SCIENTIST 40.00 X 145530 0 42139 PHILIP PAGORIA WATER RESEARCH ENGINEER 40.00 X 145048 0 17813 REID MINER SENIOR NCASI FELLOW 40.00 X 144854 0 16752 STEPHEN PRISLEY PRINCIPAL RESEARCH SCIENTIST 40.00 X 136168 0 26448 2117900 0 351853 18 0 1 0 RSM US LLP 331 W 3RD ST SUITE 200 DAVENPORT IA 52801 ACCOUNTING & IT SERVICES 229546 1 890581 890581 MEMBERSHIP DUES 900099 14422471 14422471 CONFERENCES 900099 133756 133756 TECHNICAL REPORTS 900099 4574 4574 14560801 205542 205542 13158 624 0 0 13158 624 13782 13782 MISCELLANEOUS REVENUE 900099 33073 33073 33073 15703779 14560801 0 252397 1429822 1209895 5150635 507713 986624 414103 94480 197435 105779 174379 250294 285442 520408 322123 177805 114332 TECHNICAL AND SAFETY EQ 244648 DUES AND SUBSCRIPTIONS 30069 BANK SERVICE FEES 16613 TAXES AND LICENSES 13192 12973 12258764 4248631 5292578 24156 326676 732914 191110 146995 4138864 2675764 1186874 1463100 7546879 9245481 260634 306969 13760804 17212193 984178 896356 7500 2575 5587872 6837955 6579550 7736886 X 6524425 8795472 656829 679835 7181254 9475307 13760804 17212193 X 3445015 59064 -1210026 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 220471 220471 1008483 393619 614864 149091 103040 46051 2705370 2146759 558611 55449 32346 23103 1463100 ACCRUED PENSION 6546630 DEFERRED COMPENSATION LIABILITIES 291325 6837955 X 15741313 59064 -20906 38158 15703155 624 624 15703779 12258335 -429 -429 12258764 0 12258764 PART X, LINE 2: IT IS THE COUNCIL'S POLICY TO EVALUATE ALL TAX POSITIONS TO IDENTIFY THOSE THAT MAY BE CONSIDERED UNCERTAIN. ALL IDENTIFIED MATERIAL TAX POSITIONS ARE ASSESSED AND MEASURED BY A MORE-LIKELY-THAN-NOT THRESHOLD TO DETERMINE IF THE TAX POSITIONS IS UNCERTAIN AND WHAT, IF ANY, THE EFFECT OF THE UNCERTAIN TAX POSITIONS MAY HAVE ON THE FINANCIAL STATEMENTS. NO MATERIAL UNCERTAIN TAX POSITIONS WERE IDENTIFIED DURING 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN ON CURRENCY EXCHANGE -20,906. PART XI, LINE 4B - OTHER ADJUSTMENTS: GAIN ON SALE OF FIXED ASSETS INCLUDED IN EXPENSE PER FINANCIAL STATEMENTS 624. PART XII, LINE 2D - OTHER ADJUSTMENTS: GAIN ON SALE OF FIXED ASSETS -624. GAIN ON CURRENCY EXCHANGE 195. 0 NORTH AMERICA 1 10 PROGRAM SERVICES CONFERENCES & CANADIAN PROGRAMS 810784 1 10 0 0 1 10 810784 0 810784 NORTH AMERICA MARBLED MURRELET PROJECT 7690 NORTH AMERICA METALS SAMPLE PROJECT 5767 0 2 0 0 0 0 0 0 PART I, LINE 2: WE REQUIRE THAT GRANT RECIPIENTS PREPARE TECHNICAL PROPOSALS AND SIGN AGREEMENTS DESCRIBING PROJECT SCOPE, SCHEDULE, BUDGET, AND DELIVERABLES. FOR LONGER-TERM PROJECTS, WE ALSO REQUIRE PERIODIC PROGRESS REPORTS TO DEMONSTRATE THAT PROJECT IS PROCEEDING TOWARD DELIVERABLES. CONTINUATION OF FUNDING IS CONTINGENT ON DEMONSTRATION OF PROGRESS. 1 MICHIGAN STATE UNIVERSITY CONTRACT GRANT ADMINISTRATION HANNAH ADMINISTRATION BUILDING EAST LANSING MI 48824 386005984 501(C)(3) 112347 RETAINED STRUCTURES FORESTRY EXPERIMENT (MANIPULATING RETAINED STRUCTURES TO IMPROVE WILDLIFE VALUE). COLORADO STATE UNIVERSITY SPONSORED PROGRAMS 2002 CAMPUS DELIVERY FORT COLLINS CO 80523 846000545 501(C)(3) 7000 ELK RIVER: ANALYSIS OF DISCHARGE-SUSPENDED SEDIMENT RELATIONSHIPS TO EXAMINE EFFECTS OF GEOLOGICAL SETTING AND MANAGEMENT PRACTICES FORESTECH INTERNATIONAL LLC PO BOX 1819 WATKINSVILLE GA 30677 582495819 96038 LOBLOLLY PINE WEIGHT & VOLUME OREGON STATE UNIVERSITY OFFICE FOR SPONSORED RESEARCH AWARD ADMIN 312 KERR ADMINISTRATION BUILD CORVALLIS OR 97331 611730890 501(C)(3) 20000 INTENSIVE FOREST MANAGEMENT STUDY - ECOSYSTEM SERVICES PUBLICATION MISSISSIPPI STATE UNIVERSITY OFFICE OF THE CONTROLLER AND TREASURER SPONSORED PROGRAMS ACCOUN MISSISSIPPI STATE MS 39762 646000819 501(C)(3) 60000 INFLUENCE OF HARDWOOD CONTROL AND UNDERSTORY VEGETATION ON BIRDS NATURESERV ACCOUNTS RECEIVABLE 2511 JEFFERSON DAVIS HWY ARLINGTON VA 22202 521884438 501(C)(3) 10000 BIODIVERSITY METRICS PROJECT AMERICAN FOREST & PAPER ASSOCIATION 1101 K STREET NW SUITE 700 WASHINGTON DC 20005 521802251 501(C)(6) 15000 SECONDARY OZONE AND PM2.5 MODELING TEXAS TECH UNIVERSITY PO BOX 41105 LUBBOCK TX 79409 756002622 501(C)(3) 27000 WINTER SITE-OCCUPANCY AND FORAGING ACTIVITY OF BATS ON THE COASTAL PLAIN OF THE SOUTHEASTERN UNITED STATES WITH PARTICULAR FOCUS ON NORTHERN LONG-EARED BATS WASHINGTON STATE UNIVERSITY PO BOX 641039 PULLMAN WA 99164 916001108 501(C)(3) 51971 WILDLIFE HABITAT AND NUTR. LABORATORY (CARIBOO PROJECT) ANKOM TECHNOLOGY 2052 ONEIL ROAD MACEDON NY 14502 6147 MATERIAL SHIPPED TO WASHINGTON STATE UNIVERSITY FOR CARIBOO PROJECT NCASI FOUNDATION PO BOX 13318 RESEARCH TRIANGLE PARK NC 27709 311745612 501(C)(3) 101579 OPERATING SUPPORT. 8 3 PART I, LINE 2: WE REQUIRE THAT GRANT RECIPIENTS PREPARE TECHNICAL PROPOSALS AND SIGN AGREEMENTS DESCRIBING PROJECT SCOPE, SCHEDULE, BUDGET, AND DELIVERABLES. FOR LONGER-TERM PROJECTS, WE ALSO REQUIRE PERIODIC PROGRESS REPORTS TO DEMONSTRATE THAT PROJECT IS PROCEEDING TOWARD DELIVERABLES. CONTINUATION OF FUNDING IS CONTINGENT ON DEMONSTRATION OF PROGRESS. 1 X X X X 0 0 0 DIRK KROUSKOP PRESIDENT/CEO 488876 0 0 0 0 0 13750 0 33717 0 536343 0 0 0 TAMMERAH GARREN CORPORATE SECRETARY/TREASURER 216232 0 0 0 0 0 11063 0 30939 0 258234 0 0 0 VIPIN VARMA VICE PRESIDENT, AIR QUALITY & DIRECT 219237 0 0 0 0 0 9000 0 34160 0 262397 0 0 0 T BENTLY WIGLEY VICE PRESIDENT, FORESTRY PROGRAMS 217321 0 0 0 0 0 10667 0 15468 0 243456 0 0 0 PAUL WIEGAND VICE PRESIDENT, WATER RESOURCES & DI 237538 0 0 0 0 0 12086 0 32024 0 281648 0 0 0 ARUN SOMESHWAR NCASI FELLOW 167096 0 0 0 0 0 8548 0 37279 0 212923 0 0 0 CRAIG LOEHLE PRINCIPAL SCIENTIST 145530 0 0 0 0 0 7491 0 34648 0 187669 0 0 0 PHILIP PAGORIA WATER RESEARCH ENGINEER 145048 0 0 0 0 0 7036 0 10777 0 162861 0 0 0 REID MINER SENIOR NCASI FELLOW 144854 0 0 0 0 0 7243 0 9509 0 161606 0 0 0 STEPHEN PRISLEY PRINCIPAL RESEARCH SCIENTIST 136168 0 0 0 0 0 5306 0 21142 0 162616 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 NCASI HAS TWO CLASSES OF MEMBERSHIP WITH VOTING PRIVILEGES. REGULAR MEMBERSHIP APPLIES TO MEMBER COMPANIES WITH CERTAIN MANUFACTURING OPERATIONS OR INDUSTRIAL TIMBERLANDS IN THE UNITED STATES. CANADIAN MEMBERSHIP APPLIES TO MEMBER COMPANIES WITH MANUFACTURING OPERATIONS OR TIMBERLANDS IN CANADA. FORM 990, PART VI, SECTION A, LINE 7A ACCORDING TO THE ORGANIZATION BY-LAWS, REGULAR AND CANADIAN MEMBERSHIP PROVIDES FOR THE RIGHT TO ELECT MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD HAS ELECTED TO DELEGATE REVIEW OF THE TAX FILINGS TO THE AUDIT SUBCOMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE PRESIDENT IS REQUIRED UNDER THE CONFLICT OF INTEREST POLICY TO MONITOR COMPLIANCE WITH THAT POLICY AND IDENTIFY POTENTIAL VIOLATIONS TO THE GOVERNING BOARD ON A TIMELY BASIS. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, AT THE DIRECTION OF THE EXECUTIVE COMMITTEE OF THE BOARD, THE PRESIDENT COMPILES A COMPENSATION REPORT THAT DOCUMENTS: (I) THE RESULTS OF PUBLISHED SURVEYS OF COMPENSATION OF INDIVIDUALS IN SELECTED POSITIONS OF RESPONSIBILITY IN COMPARABLE NON-PROFIT ORGANIZATIONS, AND (II) THE EXECUTIVE AND KEY EMPLOYEE COMPENSATION REPORTED IN THE FORM 990 REPORTS OF OTHER, SIMILAR OR RELATED, NON-PROFIT ORGANIZATIONS. THIS COMPENSATION REPORT IS PROVIDED TO THE EXECUTIVE COMMITTEE, TOGETHER WITH ANY REQUESTED REFERENCES CITED IN THE REPORT, PRIOR TO THE ANNUAL COMPENSATION SETTING PROCESS CONDUCTED BY THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, A SALARY SURVEY IS CONDUCTED OF A SELECT NUMBER OF OUR MEMBER COMPANIES TO DETERMINE THE AVERAGE ANNUAL SALARY INCREASE BUDGETED OR PROJECTED FOR THE COMING YEAR. THIS DATA IS USED TO DETERMINE THE OVERALL SALARY INCREASE AMOUNT TO BE PRESENTED TO AND APPROVED BY THE BOARD, IF ANY. INDIVIDUAL SALARY INCREASES ARE DETERMINED BASED ON PRE-ESTABLISHED GOALS AND PERFORMANCE EXPECTATIONS OUTLINED IN INDIVIDUAL JOB DESCRIPTIONS. THE PRESIDENT'S COMPENSATION WAS LAST REVIEWED IN DECEMBER 2018. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, AND RECORDS RETENTION POLICY OF THE GOVERNING BOARD ARE PUBLISHED ON THE PUBLIC SECTOR OF THE NCASI WEBSITE. THESE POLICIES AND OTHER GOVERNING DOCUMENTS ARE PROVIDED TO THE PUBLIC UPON REQUEST. NCASI'S AUDITED FINANCIAL STATEMENTS ARE PROVIDED TO THE MEMBERSHIP UPON REQUEST, BUT ARE NOT AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: UNREALIZED NET PERIODIC PENSION BENEFIT/COST -1,188,925. UNREALIZED GAIN ON CURRENCY EXCHANGE -21,101. NCASI FOUNDATION 1513 WALNUT STREET SUITE 200 CARY NC 27511 311745612 TO CARRY OUT THE CHARITABLE PURPOSE OF NCASI DE 501(C)(3) LINE 12C, III-FI NCASI 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0 NCASI FOUNDATION B 101579