2020-05-15T20:05:25-05:00 2019-06-30 910189318 Moss Adams LLP 3121 W March Ln Ste 200 Stockton CA 952192367 990 2018-07-01 954625327 Keck Graduate Institute of Applied Life Sciences KECK 9096077855 535 Watson Drive Claremont CA 91711 Mia Alonzo Controller and Assistant VP 9096077855 2020-05-12 1 Tracy S Paglia P00366884 2099556100 2020-05-12 172.90.17.200 2020-05-12 18:51:08 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 45A0DEE88EBA5BC01B2D6E064F66B43F0304238A 2018 2020-09-23 17:36:50Z Sheldon M Schuster PhD 535 Watson Drive Claremont CA 91711 46194094 0 X www.kgi.edu X 1997 CA Enrich society with breakthrough approaches to education and translational research in life sciences. 24 22 357 43 0 0 6208147 5130734 34420216 34196106 3157752 1156099 718701 1633497 44504816 42116436 6336827 7224182 0 0 20327065 21557967 0 0 1141073 12657421 13789409 39321313 42571558 5183503 -455122 109049534 113300136 41248577 42346600 67800957 70953536 X Keck Graduate Institute is dedicated to education and research aimed at translating into practice, for the benefit of society, the power and potential of the life sciences. 0 0 32106178 7224182 34196106 The institution's primary purpose is to offer innovative postgraduate degrees and certificates that integrate life and health sciences, business, pharmacy, and genetics, with a focus on industry projects, hands-on industry experiences, and team collaboration. Through its two schools, the Henry E. Riggs School of Applied Life Sciences (Riggs School) and the School of Pharmacy and Health Sciences (SPHS), KGI employs an entrepreneurial approach and industry connections that provide pathways for students to become leaders in bioscience and healthcare. Degrees include: Master of Business and Science (MBS); Master of Engineering (MEng) in Biopharmaceutical Processing; Master of Science (MS) in Applied Life Sciences; Master of Science in Medical Device Engineering (MSMDE); PhD in Applied Life Sciences; Postbaccalaureate Premedical Certificate (PPC); Postbaccalaureate Pre-PA Certificate; Postdoctoral Professional Masters (PPM); Certificate in Bioscience Management (CBM); Doctor of Pharmacy (PharmD); Master of Science in Human Genetics and Genetic Counseling (MSGC); Master of Science in Human Genetics and Genomic Data Analytics (MSGDA). KGI also offers a Master of Science in Translational Medicine in partnership with the Irell and Manella Graduate School of Biological Sciences at City of Hope. 19577 In May of 2018 the board of trustees approved the proposal to develop anew school of medicine, in order to meet the increasing demand forprimary care physicians in Southern California. A dean of the newschool was appointed in August of 2019. The dean and KGI willdevelop a next- generation medical school that serves as anational model in preparing physicians to practice at theintersection of evolving scientific research and populationhealth management. Expenditures in this tax year wereincurred relating to the development and planning for the medical school. 32125755 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1023 0 1 357 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X Mia Alonzo 9096218043 101 S Mills Ave Claremont CA 91711 Sheldon Schuster President 40.00 1.00 X X 584320 0 44417 James Widergren Chairman of Board (from 1/17/19) 1.00 1.00 X X 0 0 0 Robert E Curry Trustee/Chairman (thru 1/16/19) 1.00 2.00 X X 0 0 0 Dennis M Fenton Vice-Chair of Board (thru 3/17/19) 1.00 X X 0 0 0 Alexander Suh Trustee 1.00 X 0 0 0 Arthur D Riggs Trustee 1.00 X 0 0 0 Barbara Mazur Trustee (thru 2/1/19) 1.00 X 0 0 0 Daniel Bradbury Trustee 1.00 X 0 0 0 Jamie Dananberg Trustee 1.00 X 0 0 0 Jeereddi Prasad Trustee 1.00 X 0 0 0 Jose Ignacio Santos Trustee 1.00 X 0 0 0 Karen Bernstein Trustee 1.00 X 0 0 0 Lydia Villa-Komaroff Trustee 1.00 X 0 0 0 Lilian Wu Trustee 1.00 X 0 0 0 Madhavan Balachandran Trustee 1.00 X 0 0 0 Maxine Savitz Trustee (thru 6/20/19) 1.00 X 0 0 0 Rodney Markin Trustee 1.00 X 0 0 0 Ross Grossman Trustee 1.00 X 0 0 0 Stephen Eck Trustee (thru 9/12/18) 1.00 X 0 0 0 Yolanda Moses Trustee 1.00 X 0 0 0 Stephen Kosslyn Trustee 1.00 X 0 0 0 Steven Galson Trustee 1.00 X 0 0 0 Richard Yochum Trustee 1.00 X 0 0 0 Wade Ackerman Trustee 1.00 X 0 0 0 Barbara Kosacz Trustee 1.00 X 0 0 0 David Lawrence Trustee 1.00 X 0 0 0 Kiran Mazumdar-Shaw Trustee 1.00 X 0 0 0 Richmond Wolf Trustee 1.00 X 0 0 0 Michael Jones VP of Finance & Operations 40.00 X 248668 0 51063 Steven Casper Dean, School of Applied Life Sciences 40.00 X 248003 0 53021 Kathy Webster Dean, School of Pharmacy 40.00 X 264335 0 53274 E Sofia Toro Dean of Admissions/Fin Aid 40.00 X 180710 0 39949 Larry Grill Dean of Research 40.00 X 134827 0 23031 Cheryl Merritt Director of Human Resources 40.00 X 146982 0 21178 Mia Alonzo Assistant VP of FS & Controller 4.00 20.00 X 0 150218 40846 Kelleen S Esperias VP, Institutional Dev & Interim Sec to Board 40.00 X 221049 0 41775 Patricia Robidoux Secretary (from 1/17/19) 1.00 X 71392 0 22854 Diana Bartlett Assc. VP & Direc of Corp Prtnr 40.00 X 156385 0 32632 Armen Simonian Professor of Practice 40.00 X 190656 0 30687 Parviz Shamlou Professor & Direc., Amgen Bio Process. 40.00 X 238968 0 44679 Samit Shah Assc. Dean of Academic Affairs 40.00 X 209892 0 41060 MI Phillips Prof. & Direc. Ctr for Rare Diseases 40.00 X 191004 0 23506 John Krstenansky Associate Professor 40.00 X 230407 0 69508 3317598 150218 633480 61 0 1 0 Tripp Umbach 1903 West 8th Street PMB 111 Erie PA 16505 Consulting 120000 IPW Product Development Inc 26895 Aliso Creek Rd B512 Aliso Viejo CA 92656 Printing/Product Development 106639 Birdsall Voss & Associates Inc 250 W Coventry Court Ste 300 Milwaukee WI 53217 Web Design 101000 3 5130734 3816555 5130734 Gross Tuition and Fees 611710 30414258 30414258 Team Masters Project 611710 1606750 1606750 Private Contracts 611710 1088363 1088363 Fed Grants & Contracts 611710 831377 831377 255358 255358 34196106 1930094 1930094 2081764 448267 1633497 1633497 1633497 2855396 3629391 -773995 -773995 -773995 42116436 34196106 0 2789596 7224182 7224182 2627920 1048390 952487 627043 15218927 13381280 1772048 65599 1396080 1243247 152833 1203890 1011225 192665 1111150 920566 158968 31616 10729 10729 66135 63433 2702 132775 132775 2731305 2428496 215942 86867 239722 192231 39960 7531 2071442 1694031 295605 81806 1147898 461529 627597 58772 1581355 374296 1115621 91438 627758 578763 26333 22662 695308 597998 42260 55050 912908 439117 473791 2424286 43241 2374029 7016 712676 198614 514062 139986 138863 1123 Building Repair 142928 142928 Food & Housing 6858 6858 145340 138763 4729 1848 42571558 32125755 9304730 1141073 2732895 5398777 3423932 3856021 8964152 7016001 3991498 3812998 2309489 2186704 56004646 11741560 41902124 44263086 45435082 46470569 290362 295980 109049534 113300136 4996058 6140377 5329392 4352925 0 1463566 2000000 2000000 28923127 28389732 41248577 42346600 X 26141880 26847670 21466045 20909931 20193032 23195935 67800957 70953536 109049534 113300136 X -455122 3601817 5884 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 23800 X 0 0 1 X 65511904 3002907 2974196 386508 3625350 67477149 64528134 174412 4461314 394367 3257589 65511904 62333121 5972935 407226 3370696 64528134 55322440 -755281 10999463 413730 2819771 62333121 59018288 834 238413 390685 3544410 55322440 0.58600 0.34400 0.07000 1 0 14160000 1806560 15966560 17635000 15808926 6007646 27436280 247717 214839 32878 6092157 5519075 573082 254286 254286 44263086 X 39334216 3601817 90250 454151 4146218 35187998 6928438 6928438 42116436 36181637 90250 448267 538517 35643120 6928438 6928438 42571558 Part III, Line 4: The Institute's works of art enhance public spaces that are used for instruction and research. Part IV, Line 2b: Funds held in trust for others consists of advanced student payments held by the filing organization for a third-party, Minerva Project. The funds held for others are included in the filing organization's cash balance on the balance sheet. The funds are remitted to Minerva Project as student instruction is delivered during the course of the academic year. Part V, Line 4: To provide funding for the general operations of the Institute as well as for specific programmatic elements such as student fellowships and faculty professorships. Part X, Line 2: The Institute had no unrecognized tax benefits, and no uncertain tax positions at June 30, 2019. Part XI, Line 2d - Other Adjustments: Rental Expenses 448,267. Actuarial Adjustment 5,884. Part XI, Line 4b - Other Adjustments: Student Financial Aid 6,928,438. Part XII, Line 2d - Other Adjustments: Rental Expenses 448,267. Part XII, Line 4b - Other Adjustments: Student Financial Aid 6,928,438. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The Institute's nondiscrimination policy is reflected throughout its website, print publications, and in other media, however the policy is not published in newspaper or broadcast media specifically as the Institute primarily draws a substantial percentage of its students nationwide and worldwide, currently enrolling students of racial minority groups in meaningful numbers. Schedule E, Part I, Line 6 Keck Graduate Institute receives federal student financial aid from the Federal Direct Student Loan Program (FDSLP). 1 Student Financial Aid 788 7224182 Part I, Line 2: Keck Graduate Institute awards scholarships only to individual graduate students enrolled at the Institute. The scholarships are awarded in the admissions process based upon academic merit, financial need, and availability of funds. The Institute monitors that each student receiving a scholarship maintains satisfactory academic progress. In awarding donor-funded scholarships, the Institute also monitors that students selected for those scholarships meet any donor stipulations as to academic preparation or field of study. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Sheldon Schuster President 530320 0 0 0 54000 0 33000 0 11417 0 628737 0 0 0 Michael Jones VP of Finance & Operations 248668 0 0 0 0 0 30574 0 20489 0 299731 0 0 0 Steven Casper Dean, School of Applied Life Science 245803 0 0 0 2200 0 30406 0 22615 0 301024 0 0 0 Kathy Webster Dean, School of Pharmacy 264335 0 0 0 0 0 31802 0 21472 0 317609 0 0 0 E Sofia Toro Dean of Admissions/Fin Aid 180710 0 0 0 0 0 22332 0 17617 0 220659 0 0 0 Larry Grill Dean of Research 134827 0 0 0 0 0 16307 0 6724 0 157858 0 0 0 Cheryl Merritt Director of Human Resources 146982 0 0 0 0 0 17965 0 3213 0 168160 0 0 0 Mia Alonzo Assistant VP of FS & Controller 0 149738 0 0 0 480 0 16399 0 24447 0 191064 0 0 Kelleen S Esperias VP, Institutional Dev & Interim Sec 221049 0 0 0 0 0 27087 0 14688 0 262824 0 0 0 Diana Bartlett Assc. VP & Direc of Corp Prtnr 156385 0 0 0 0 0 19201 0 13431 0 189017 0 0 0 Armen Simonian Professor of Practice 190656 0 0 0 0 0 23017 0 7670 0 221343 0 0 0 Parviz Shamlou Professor & Direc., Amgen Bio Proces 238968 0 0 0 0 0 29117 0 15562 0 283647 0 0 0 Samit Shah Assc. Dean of Academic Affairs 209892 0 0 0 0 0 25878 0 15182 0 250952 0 0 0 MI Phillips Prof. & Direc. Ctr for Rare Disease 191004 0 0 0 0 0 22920 0 586 0 214510 0 0 0 John Krstenansky Associate Professor 230407 0 0 0 0 0 29485 0 40023 0 299915 0 0 0 Part I, Line 1b A residence or housing allowance is provided for the President. The housing allowance is treated as taxable compensation. Arthur D Riggs Trustee Term Loan X 2000000 2000000 0 1 1 2000000 X 2 3816355 Fair market value 0 0 1 0 Part I, Column (b): Number of contributions. Form 990, Part VI, Section B, line 11b After being drafted by the Institute's certified public accountants, the return is reviewed by the Institute's business office and vice president of finance and operations. After feedback has been received by the Institute's certified public accountants, a revised draft is circulated among the members of the Institute's audit & risk management committee of the board of trustees. Any feedback from the committee is incorporated into an updated draft. The Institute's certified public accountants then review a final draft with members of the audit & risk management committee. The committee then forwards the approved draft to the full board of trustees for final review and approval. Once the board of trustees has formally approved the return, it is signed by the vice president of finance and operations and then filed by the Institute's certified public accountants. Form 990, Part VI, Section B, line 12c The Audit and Risk Management Committee of the Institute's Board of Trustees requires that each trustee, officer, faculty member and management level staff complete an annual code of conduct and conflict of interest questionnaire. Any disclosures from the questionnaires that require Board action are referred to the appropriate Board Committees for response. Institute faculty and management also serve on a Conflict Monitoring Committee, which oversees interactions between the Institute's faculty or students and external academic collaborators to ensure that any conflicts of interest that arise are vetted and elevated to the appropriate Board Committees. Form 990, Part VI, Section B, line 15 The Personnel and Compensation Committee of the Institute's Board of Trustees is responsible for the annual review and recommendation for approval by the Board of the compensation of the President and of each of the President's direct reports, who include all senior staff members, corporate officers and key employees of the Institute. To inform its recommendations, the Committee reviews independent benchmark salary survey data for comparable positions in higher education, from sources such as the Association of Independent California Colleges and Universities (AICCU) and the College and University Professional Association for Human Resources (CUPA-HR). The Committee also reviews the specific job descriptions for each of these positions at the Institute, as well as any explanations of how the responsibilities of these positions vary from those of the positions in the survey data. The Committee also reviews the performance reviews and self-evaluations of the individuals in these positions. The Committee's review process and the results of the process are documented in the Committee's meeting minutes. Form 990, Part VI, Section C, line 19 - Governing documents are available upon request - Financial statements are available upon request - Conflict of interest policy is available on the organization's website Form 990, Part XI, line 9: Actuarial Adjustment 5,884. The Claremont Colleges Inc 101 S Mills Ave Claremont CA 91711 954786748 Provide support to Claremont Colleges CA 501(c)(3) Line 12a, Type I N/A 0 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 1 1 0 0