2020-07-09T10:00:30-05:00 2019-06-30 990 2018-07-01 042103580 President and Fellows of Harvard College PRES 6174957792 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 Amanda McDonnell Univ. Controller,Harvard University 2020-07-09 2018 2021-01-29 14:40:06Z LAWRENCE S BACOW MASSACHUSETTS HALL CAMBRIDGE MA 02138 19903496335 false X WWW.HARVARD.EDU X 1650 MA UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS. 13 10 37149 10000 14511713 0 1888401380 2775718408 1858786665 1970647830 1888354367 2946274895 115958829 161996691 5751501241 7854637824 765837205 779891625 0 0 2360350545 2443813912 569685 357012 197023091 2116336798 2262272822 5243094233 5486335371 508407008 2368302453 55084581000 57546936000 9624949000 9900053000 45459632000 47646883000 UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS. false false 3879197890 588263396 1865396030 EDUCATION AND OTHER INSTITUTIONAL ACTIVITIES: HARVARD UNIVERSITY (THE "UNIVERSITY") IS A PRIVATE, NOT-FOR-PROFIT INSTITUTION OF HIGHER EDUCATION WITH APPROXIMATELY 7,587 UNDERGRADUATE AND 15,785 GRADUATE STUDENTS. THE UNIVERSITY INCLUDES THE FACULTY OF ARTS AND SCIENCES (HARVARD COLLEGE), THE JOHN A. PAULSON SCHOOL OF ENGINEERING AND APPLIED SCIENCES, THE DIVISION OF CONTINUING EDUCATION, TEN GRADUATE AND PROFESSIONAL SCHOOLS, THE RADCLIFFE INSTITUTE FOR ADVANCED STUDY, A VARIETY OF RESEARCH MUSEUMS AND INSTITUTES, AND AN EXTENSIVE LIBRARY SYSTEM TO SUPPORT THE TEACHING AND RESEARCH ACTIVITIES OF THE HARVARD COMMUNITY. 882987993 191628229 105251800 SPONSORED RESEARCH ACTIVITIES: THE RANGE OF RESEARCH ACTIVITIES AT HARVARD IS BROAD AND DEEP. HARVARD SCHOLARS CONDUCT RESEARCH IN ALMOST EVERY FIELD, AND SEEK TO EXPAND HUMAN KNOWLEDGE THROUGH ANALYSIS, INNOVATION, AND INSIGHT. AS REPORTED ON PART VIII, RESEARCH IS SUPPORTED BY FEDERAL GRANTS (LINE 1E), NON-FEDERAL SPONSORED GRANTS (LINE 1F) AND NON-FEDERAL SPONSORED CONTRACTS (LINE 2B). THE UNIVERSITY'S PRINCIPAL SOURCE OF FEDERAL SPONSORED FUNDS IS THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. THE UNIVERSITY ALSO HAS MANY NON-FEDERAL SOURCES OF SPONSORED AWARDS, GRANTS, AND CONTRACTS, INCLUDING RESEARCH INSTITUTES, FOUNDATIONS, STATE AND LOCAL GOVERNMENTS, FOREIGN GOVERNMENTS, AND CORPORATIONS. SPONSORED GRANTS AND CONTRACTS NORMALLY PROVIDE FOR THE RECOVERY OF DIRECT AND INDIRECT COSTS. 4762185883 true true false true true false true true true true true false false true false false true true true true true true true true false false true true true true false false false false false true false false true false true true false false true true true true true false true X 10028 0 true 37149 true true true true HK IN AR EI IS IT JE KS LH LU AS MP MX MG NL NZ NU PM PE RO SN SF SZ TS TU AE UK UY VM BD BC BR CA CJ CI CH CO EC FR GM GR false false false true true true 4 false false false false false false true true X 13 10 false false false false false false true true true false false true true true true true true true true false CA IL MA X OFFICE OF THE CONTROLLER 6174957792 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 LAWRENCE S BACOW FELLOW/PRESIDENT AS OF 07/01/2018 60.0 3.0 X X 523008 0 47064 PAUL J FINNEGAN TREASURER/FELLOW 5.0 6.0 X X 0 0 0 JAMES W BREYER FELLOW 5.0 1.0 X 0 0 0 KENNETH I CHENAULT FELLOW 5.0 1.0 X 0 0 0 SUSAN L GRAHAM FELLOW 5.0 1.0 X 0 0 0 WILLIAM F LEE FELLOW 9.0 1.0 X 0 0 0 BIDDY MARTIN FELLOW 5.0 1.0 X 0 0 0 JESSICA T MATHEWS FELLOW 5.0 1.0 X 0 0 0 KAREN GORDON MILLS FELLOW; SENIOR FELLOW AT HBS 45.0 1.0 X 157241 0 24901 PENNY S PRITZKER FELLOW 5.0 1.0 X 0 0 0 DAVID M RUBENSTEIN FELLOW 5.0 1.0 X 0 0 0 SHIRLEY M TILGHMAN FELLOW 5.0 1.0 X 0 0 0 THEODORE V WELLS JR FELLOW 5.0 1.0 X 0 0 0 PAUL ANDREW V.P. PUBLIC AFFAIRS AND COMM. 60.0 0 X 435455 0 60362 ALAN M GARBER PROVOST 60.0 2.0 X 730520 0 195697 MARC L GOODHEART V.P. AND SECRETARY OF THE UNIVERSITY 60.0 1.0 X 407645 0 63264 MARILYN M HAUSAMMANN V.P. FOR HUMAN RESOURCES 60.0 0 X 406933 0 62420 THOMAS J HOLLISTER V.P. FOR FINANCE AND C.F.O. 60.0 2.0 X 546072 0 66497 ROBERT W IULIANO SENIOR V.P. AND GENERAL COUNSEL; DEPUTY TO THE PRESIDENT UNTIL 6/30/2019 60.0 0 X 678501 0 60909 KATHERINE N LAPP EXECUTIVE VICE PRESIDENT 60.0 4.0 X 737282 0 44255 BRIAN LEE V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT AS OF 11/19/2018 60.0 0 X 77143 0 8212 DIANE LOPEZ V.P. AND GENERAL COUNSEL AS OF 06/01/2019 60.0 0 X 377265 0 60877 ANNE H MARGULIES V.P. AND CHIEF INFORMATION OFFICER 60.0 1.0 X 509281 0 59208 TAMARA ELLIOTT ROGERS V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT UNTIL 11/30/2018 60.0 0 X 804103 0 56838 LEAH ROSOVSKY V.P. FOR STRATEGY AND PROGRAMS UNTIL 12/31/2018 60.0 0 X 360208 0 61469 SARAH E THOMAS V.P. FOR THE HARVARD LIBRARY UNTIL 02/28/2019 60.0 0 X 373004 0 46849 MEREDITH WEENICK V.P. FOR CAMPUS SERVICES 60.0 5.0 X 426624 0 46499 MARTHA WHITEHEAD V.P. FOR THE HARVARD LIBRARY AS OF 06/01/2019 60.0 0 X 0 0 0 MICHAEL D SMITH DEAN, FACULTY OF ARTS & SCIENCES UNTIL 08/14/2018 60.0 0.5 X 656182 0 105588 GEORGE Q DALEY DEAN, FACULTY OF MEDICINE 60.0 4.0 X 824013 0 34956 CLAUDINE GAY DEAN, FACULTY OF ARTS & SCIENCES AS OF 08/15/2018 60.0 0.5 X 428490 0 59072 NITIN NOHRIA DEAN, FACULTY OF BUSINESS 60.0 1.0 X 739326 0 165181 MICHAEL TUSHMAN FACULTY 60.0 0 X 1803453 210563 60740 CARLISS Y BALDWIN FACULTY 60.0 0 X 1502239 0 37527 FRANCESCA GINO FACULTY 60.0 0 X 479829 512375 52244 STUART GILSON FACULTY 60.0 0 X 396904 539725 60883 DAVID J MALAN FACULTY 60.0 0 X 900225 0 46980 DREW GILPIN FAUST SEE SCHEDULE O 60.0 0.0 X 3466787 0 145461 JEFFREY S FLIER SEE SCHEDULE O 60.0 0 X 393810 0 63961 BARBARA J MCNEIL SEE SCHEDULE O 60.0 0 X 408907 0 37068 19550449 1262663 1834981 4655 true true false TURNER CONSTRUCTION TWO SEAPORT LANE SUITE 200 BOSTON MA 02210 CONTRACTOR 199812331 CONSIGLI CONSTRUCTION CO INC 72 SUMMER ST MILFORD MA 01757 CONTRACTOR 192278771 BOND BROTHERS INC 10 CABOT ROAD SUITE 300 MEDFORD MA 02155 CONTRACTOR 126634272 SHAWMUT DESIGN AND CONSTRUCTION 560 HARRISON AVE BOSTON MA 02118 CONTRACTOR 77620238 WALSH BROTHERS 210 COMMERCIAL STREET BOSTON MA 02109 ARCHITECT/ENGINEER 56957655 1449 X 1676589 65 600606340 2173435414 99389319 2775718408 STUDENT TUITION, ROOM & BOARD 900099 1550801808 1550801808 NON-FEDERAL CONTRACTS 900099 105251800 105251800 AUXILIARY HEALTH SERVICES 621400 77091071 77091071 PUBLICATIONS 511130 33285399 33263612 21787 STUDENT/EMPLOYEE SERVICES 611710 35008404 1828737 33179667 169209348 117198557 32564163 19446628 1970647830 252783408 -19902974 272686382 118539327 118539327 71688867 28242082 43446785 0 43446785 43446785 14672503336 41604117 11979875129 40740837 2692628207 863280 2693491487 2693491487 11042 65 463 10579 10579 0 0 0 0 0 7854637824 1806515777 14511713 3257891926 136678172 136678172 615096625 615096625 28116828 28116828 11528412 639634 9377948 1510830 2148487 1843806 304681 0 1901240469 1700350027 119006044 81884398 153035395 136865243 9579081 6591071 255976944 228929696 16022594 11024654 119884205 107216901 7504019 5163285 37904121 36560540 1306344 37237 27420971 4089434 23034016 297521 2631083 349791 2281292 0 254040 152424 101616 0 357012 357012 138553750 0 138553750 0 408418352 345771926 54558898 8087528 24506510 23262411 645440 598659 218485689 206709418 6728213 5048058 107959864 92964760 10361321 4633783 3605432 3574041 15009 16382 316363306 265612690 36501216 14249400 95878661 89317617 1014279 5546765 7151 7151 65309531 51343480 2873752 11092299 176315391 166426649 1923852 7964890 352913551 317704573 18849169 16359809 17266627 7348722 9917905 PAYMENTS TO ANNUITANTS 65770020 65770020 TAXES AND FEES 66135695 19069887 46117317 948491 BOOKS/PUBLICATIONS 45344461 44741018 361753 241690 PUBLISHING 20964030 16708032 997025 3258973 70264586 48964367 9189863 12110356 5486335371 4762185883 527126397 197023091 34011000 28888000 30580000 36381000 1914633000 2745513000 127671000 122028000 1950000 2204000 0 0 379449000 371304000 7590000 7164000 113189000 248364000 13074407000 5071468000 7457947000 8002939000 28035013000 28639472000 14323995000 15361873000 0 2658553000 1980806000 55084581000 57546936000 517953000 555666000 504139000 495581000 2406438000 2705003000 0 0 2894483000 2508346000 3301936000 3635457000 9624949000 9900053000 X 10893111000 11560036000 25696120000 26837561000 8870401000 9249286000 45459632000 47646883000 55084581000 57546936000 X 2368302453 -138473509 -42577944 X false true X true true true X 2242963264 1631689043 1662160571 1888401380 2775718408 10200932666 0 0 2242963264 1631689043 1662160571 1888401380 2775718408 10200932666 926377781 9274554885 577719961 489855971 498594579 369272273 462914576 2398357360 764171 0 0 0 442728 1206899 117269449 120923436 118838756 141447133 129727945 628206719 13228703644 8175346483 0.7011 0.7349 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - PROGRAM SERVICE REVENUE EXCLUDED FROM TAX UNDER SECTIONS 512-514, COLUMN A - XXX-XX-XXXX.0, COLUMN B - XXX-XX-XXXX.0, COLUMN C - XXX-XX-XXXX.0, COLUMN D - XXX-XX-XXXX.0, COLUMN E - XXX-XX-XXXX.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - NET INCOME OR (LOSS) FROM FUNDRAISING EVENTS, COLUMN A - 0.0, COLUMN B - 0.0, COLUMN C - 13721.0, COLUMN D - 21958.0, COLUMN E - 10579.0, COLUMN F - 46258.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 200 true 3612 true 250228 true 258772 false true 512812 false Schedule C, Part I-A POLITICAL CAMPAIGN ACTIVITIES THE UNIVERSITY DOES NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL CAMPAIGN ACTIVITIES ON BEHALF OF OR IN OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE. THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE CODE. Schedule C, Part II-B LOBBYING ACTIVITY THE UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE ELECTION BY FILING FORM 5768. THE UNIVERSITY HAS ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN PERSON. LOBBYING DISCLOSURES FOR FORM 990 JULY 1, 2018 THROUGH JUNE 30, 2019: Issues lobbied at the federal level include: - Issues related to tax exempt status, taxes on unrelated business income, net investment income, employee benefits, and other TCJA provisions, and policies related to charitable giving and tax incentives - Issues regarding tax administration, employee benefits and health care reform - Issues related to college and university endowments - Budget and appropriations for student financial aid, research in NIH, NSF, DOD, DOE, NASA, EPA, ED, NEH, and HHS - Immigration legislation and student visa issues - Education and student lending issues, specifically HEA reauthorization, Pell grant funding, consumer disclosures, STEM education, college cost, accountability, graduate education, international education, campus safety, public service, and veterans and military education issues - Legislation concerning museums, libraries, and humanities issues - Legislation concerning science policy and the authorization for various science agencies, including NIH, OSTP, NSF, NASA, FAA, DOD Science and Technology, HUD, Energy's Office of Science and other agencies ISSUES LOBBIED FOR THE COMMONWEALTH OF MASSACHUSETTS INCLUDE: - Legislation related to tax policy regarding non-profits - Issues and legislation related to college and university endowments - Legislation related to campus safety - Issues related to employee benefits - Legislation and issues concerning financial oversight of and reporting for colleges and universities - Legislation and appropriations related to student financial aid - Legislation concerning innovation and economic development Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 40 4049698 17799342 216769742 true true X X X X false true 0 20555217 20555217 0 false 38047627000 1203653000 2254628000 294783000 1243231000 236405000 39731489000 35963722000 532697000 3226038000 279352000 1187262000 208216000 38047627000 34557074000 530880000 2567516000 269260000 1215381000 207107000 35963722000 36428531000 470076000 -602930000 257659000 1275992000 204952000 34557074000 35259921000 1011117000 1892160000 250265000 1288277000 196125000 36428531000 0.252 0.219 0.529 true true true 897019000 897019000 9469200000 4116887000 5352313000 191106000 191106000 1213580000 954581000 258999000 13949000 1289553000 1303502000 8002939000 REAL ASSETS 5368920000 F PRIVATE EQUITIES 9992953000 F 15361873000 ACCRUED RETIREMENT OBLIGATIONS 1120543000 SECURITIES LENDING/ OTHER INVESTMENT LIABILITIES 875141000 LIABILITIES UNDER SPLIT INTEREST AGREEMENTS 859744000 DEPOSITS AND OTHER LIABILITIES 649613000 GOVERNMENT LOAN ADVANCES 66733000 DUE TO CONSOLIDATED ORGANIZATIONS 63683000 3635457000 Schedule D, Part III, Line 1a Collections of art - financial statement footnote THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. Schedule D, Part III, Line 4 Collections of art - description of collections HARVARD ART MUSEUMS: THE HARVARD ART MUSEUMS ARE THREE MUSEUMS (FOGG MUSEUM, BUSCH-REISINGER MUSEUM, ARTHUR M. SACKLER MUSEUM) AND FOUR RESEARCH CENTERS (STRAUS CENTER FOR CONSERVATION AND TECHNICAL STUDIES, CENTER FOR THE TECHNICAL STUDY OF MODERN ART, HARVARD ART MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY). THE MUSEUMS' COLLECTION CONSISTS OF MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO THE PRESENT WITH WORLDWIDE ORIGINS. THE COLLECTION IS AN IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. IT IS USED TO ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART AND ART MUSEUMS THROUGH PROGRAMS INVOLVING RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND PUBLIC EDUCATION. ARNOLD ARBORETUM: THE ARNOLD ARBORETUM OF HARVARD UNIVERSITY IS THE OLDEST PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS. ADMINISTERED BY THE OFFICE OF THE PROVOST OF HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM IS A UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION AND BELOVED PUBLIC LANDSCAPE. WE PROVIDE AND SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND EDUCATION PROGRAMS THAT FOSTER THE UNDERSTANDING, APPRECIATION, AND PRESERVATION OF TREES. COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS: HARVARD UNIVERSITY HAS BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A CONTINUOUS BASIS FOR TEACHING AND RESEARCH SINCE 1672. THE COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN 1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND IN THE WORLD. IT CONTAINS OVER 20,000 OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT. A BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION, HOROLOGY, SURVEYING, GEOLOGY, CALCULATING, PHYSICS, BIOLOGY, MEDICINE, PSYCHOLOGY, ELECTRICITY, AND COMMUNICATION. SIGNIFICANT INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES, CONTINUE TO BE INCORPORATED. MANY OF THE DOCUMENTS DETAILING THE PURCHASE AND USE OF THE INSTRUMENTS HAVE BEEN PRESERVED, AND ARE AVAILABLE FOR RESEARCH IN THE COLLECTION'S ADJUNCT LIBRARY. MUSEUM OF COMPARATIVE ZOOLOGY (WITHIN THE MUSEUM OF NATURAL HISTORY): THE MUSEUM OF COMPARATIVE ZOOLOGY (THE MCZ) WAS FOUNDED IN 1859 ON THE CONCEPT THAT COLLECTIONS ARE AN INTEGRAL AND FUNDAMENTAL COMPONENT OF ZOOLOGICAL RESEARCH AND TEACHING. THIS 150-YEAR-OLD COMMITMENT REMAINS A STRONG AND PROUD TRADITION FOR THE MCZ. THE PRESENT-DAY MCZ CONTAINS OVER 21 MILLION SPECIMENS IN TEN RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE WORLD'S RICHEST AND MOST VARIED RESOURCES FOR STUDYING THE DIVERSITY OF LIFE. THE MUSEUM SERVES AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD FACULTY-CURATORS, STAFF AND ASSOCIATES CONDUCTING RESEARCH AROUND THE WORLD. AS A PREMIER UNIVERSITY MUSEUM AND RESEARCH INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC AND MUSEUM COMMUNITY. USE OF THE COLLECTIONS IN STUDENT RESEARCH IS ALSO ENCOURAGED. FISHER MUSEUM HARVARD FOREST: THE FISHER MUSEUM'S MAIN EXHIBIT DISPLAYS TWENTY-THREE INTERNATIONALLY ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE HISTORY, CONSERVATION AND MANAGEMENT OF CENTRAL NEW ENGLAND FORESTS. OTHER EXHIBITS AT THE MUSEUM REPRESENT THE RANGE OF HARVARD FOREST'S RESEARCH. HARVARD UNIVERSITY HERBARIA (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT SPECIMENS WORLDWIDE THAT ARE USED BY RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE PLANT WORLD. SOME OF THE EARLIEST HERBARIA WERE FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE THAT BOTANICAL GARDENS COULD NO LONGER MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES. WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST TODAY, THERE ARE FEWER THAN 75 HERBARIA WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS. HERBARIUM COLLECTIONS HAVE BEEN BUILT BY THE EFFORTS OF NUMEROUS BOTANISTS AND PLANT COLLECTORS WHO SEARCHED FROM REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE LOTS AND RAILROAD TRACKS TO DOCUMENT THE DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA. REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS CAN BE FOUND IN HERBARIA TODAY, CAREFULLY MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER, LABELED WITH IMPORTANT INFORMATION ABOUT THEM, AND STORED ON SHELVES IN CABINETS. IN ESSENCE, A HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES AND THE LABELS ASSOCIATED WITH THEM PROVIDE A WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ" AND STUDIED BY SCIENTISTS. THE SPECIMENS ARE THE KEY TO UNDERSTANDING PLANT RELATIONSHIPS, GEOGRAPHIC DISTRIBUTIONS, ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR MAKEUP. AS WE LOSE NATURAL HABITATS THE WORLD OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF THE RECENT HISTORY OF PLANT LIFE, AND AS A REPOSITORY OF PRECIOUS GENETIC INFORMATION. HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING OF THE PLANT WORLD. MINERALOGICAL AND GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD MINERAL COLLECTION RANKS AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD REPRESENTATION, WEALTH OF RARE SPECIES; LARGE NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC LITERATURE; AND THE QUALITY OF ITS DISPLAY SPECIMENS. A RICH SYSTEMATIC MINERAL COLLECTION AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL EXHIBITS IN THE MINERAL GALLERY. THE MUSEUM IS COMMITTED TO THE DEVELOPMENT AND PRESERVATION OF WORLD-CLASS COLLECTIONS OF MINERALS, GEMS, ROCKS, ORES, AND METEORITES FOR RESEARCH, EDUCATION, AND PUBLIC DISPLAY. ITS EARLIEST COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY. THE MUSEUM CATERS TO THE HARVARD STUDENTS AND FACULTY AS WELL AS THE GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A UNIQUELY RICH RESOURCE OF MATERIALS AND INFORMATION. PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY: THE PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN THE WESTERN HEMISPHERE. SINCE THE LATE NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN THE HISTORY OF AMERICAN ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND NATIVE PEOPLES. THE PEABODY STRIVES TO MAKE COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO DIVERSE AUDIENCES. TODAY, THE PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL RECORDS. STRONGEST IN THE CULTURES OF NORTH, CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND ASIA. COLLECTION TYPES INCLUDE ARCHAEOLOGY; ETHNOGRAPHY; OSTEOLOGY; AND PAINTING, DRAWING, AND PRINTS. SEMITIC MUSEUM: THE SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL ARTIFACTS. THESE ARTIFACTS COMPRISE OVER 40,000 ITEMS, INCLUDING POTTERY, CYLINDER SEALS, SCULPTURE, COINS AND CUNEIFORM TABLETS. MANY ARE FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL, JORDAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA. THE MUSEUM IS DEDICATED TO THE USE OF THESE COLLECTIONS FOR THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR EASTERN ARCHAEOLOGY, HISTORY, AND CULTURE. WARREN ANATOMICAL MUSEUM: THE WARREN ANATOMICAL MUSEUM'S PRESENT COLLECTION CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND CASES INCLUDING: ANATOMICAL AND PATHOLOGICAL PREPARATIONS; VARIOUS WAX, PAPER MACHE, AND DRY PREPARATION ANATOMICAL MODELS; PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS; MEDICAL INSTRUMENTS AND MACHINES; AND OTHER MEDICAL MEMORABILIA. ALONG WITH THE WELL-KNOWN SKULL OF PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE AND INTERESTING ITEMS. AMONG THESE ARE THE PHRENOLOGICAL COLLECTION OF JOHANN GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL IMPROVEMENT COLLECTION, AND A W. T. G. MORTON-TYPE ETHER INHALER. THE MUSEUM PROMOTES THE COLLECTION FOR THE PURPOSES OF MEDICAL EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY EXPANDING ITS SCOPE TO PROVIDE PUBLIC PROGRAMMING AND EDUCATIONAL RESOURCES TO THE LARGER COMMUNITY. CARPENTER CENTER FOR THE VISUAL ARTS: CARPENTER CENTER FOR THE VISUAL ARTS IS DEDICATED TO THE SYNTHESIS OF ART, DESIGN, AND EDUCATION THROUGH THE EXHIBITION OF EXISTING WORKS AND PRODUCTION OF NEW COMMISSIONS. IT STRIVES TO BRING PEOPLE, IDEAS, AND OBJECTS TOGETHER IN GENERATIVE WAYS THAT PROVIDE UNPARALLELED EXPERIENCES WITH CONTEMPORARY ART, ULTIMATELY ENRICHING THE CREATIVE AND INTELLECTUAL LIVES OF THEIR AUDIENCES. Schedule D, Part IV, Line 1b Agent, trustee, custodian, or other intermediary arrangement AGENCY FUNDS REPRESENT AWARDS UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE THIRD PARTY RECIPIENT. THE TRANSFER OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD. HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON FEDERAL AWARDS. THEREFORE, THERE IS NO BEGINNING OR ENDING BALANCE FOR THESE AGENCY FUNDS. Schedule D, Part V, Line 4 Intended uses of endowment funds THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S TEACHING AND RESEARCH MISSION. true true false true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4.0 REVENUE PROCEDURE 75-50. THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS. IT SATISFIES THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. IT ALSO REFERENCES ITS RACIALLY NONDISCRIMINATORY POLICY IN OTHER WRITTEN ADVERTISING THAT IT USES AS A MEANS OF INFORMING PROSPECTIVE STUDENTS OF ITS PROGRAMS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION. true Central America and the Caribbean Fundraising 3645 Central America and the Caribbean Grantmaking 81866 Central America and the Caribbean 0 1 Program Services UNIVERSITY ACTIVITIES 482912 East Asia and the Pacific Fundraising 722333 East Asia and the Pacific Grantmaking 2397082 East Asia and the Pacific Investments 1394766057 East Asia and the Pacific 2 18 Program Services UNIVERSITY ACTIVITIES 11382327 Europe (Including Iceland and Greenland) Fundraising 842123 Europe (Including Iceland and Greenland) Grantmaking 7322815 Europe (Including Iceland and Greenland) 1 9 Program Services UNIVERSITY ACTIVITIES 27651278 Middle East and North Africa Fundraising 21398 Middle East and North Africa Grantmaking 778488 Middle East and North Africa 1 7 Program Services UNIVERSITY ACTIVITIES 4982280 North America (Canada & Mexico only) Fundraising 135910 North America (Canada & Mexico only) Grantmaking 2445940 North America (Canada & Mexico only) 0 9 Program Services UNIVERSITY ACTIVITIES 3505314 Russia and Neighboring States Fundraising 492 Russia and Neighboring States Grantmaking 159064 Russia and Neighboring States Program Services UNIVERSITY ACTIVITIES 224652 South America Fundraising 91229 South America Grantmaking 1241367 South America 0 4 Program Services UNIVERSITY ACTIVITIES 3355592 South Asia Fundraising 49174 South Asia Grantmaking 4418518 South Asia 0 2 Program Services UNIVERSITY ACTIVITIES 3372616 Sub-Saharan Africa Fundraising 283085 Sub-Saharan Africa Grantmaking 9271686 Sub-Saharan Africa Program Services UNIVERSITY ACTIVITIES 11785938 4 44 0 6 4 50 1457521768 34253413 1491775181 Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 5254834 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 1097150 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 1064672 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 994897 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 595563 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 592060 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 562235 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 546675 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 535399 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 509038 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 499544 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 489837 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 489071 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 408740 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 398970 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 367007 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 338418 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 309372 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 309313 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 270000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 260848 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 254124 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 228442 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 208724 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 207314 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 206120 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 198990 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 187202 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 177781 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 174262 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 162539 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 158664 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 154059 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 148601 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 146600 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 135856 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 135814 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 133555 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 124761 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 124279 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 123427 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 121905 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 121785 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 116166 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 116107 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 112324 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 108881 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 101721 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 100000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 99436 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 98570 EFT OR CHECK Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 92294 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 89722 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 88571 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 86737 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 80745 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 74580 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 66739 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 64905 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 61468 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 58873 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 58320 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 50975 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 50716 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 44546 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 44092 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 43995 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 42580 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 41680 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 41147 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 40582 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 40135 EFT OR CHECK Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 39075 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 38833 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 37754 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 36655 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 36557 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 34832 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 34020 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 33236 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 28522 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 28420 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 28139 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 27370 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 26006 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 25090 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 23916 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 23576 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 22645 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 22500 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 21854 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 21049 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 20359 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 20297 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 17818 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 17754 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 17431 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 17387 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 17029 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 15694 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 15359 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 15120 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 14234 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 13900 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 10000 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 9798 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 8593 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 6865 EFT OR CHECK 29 79 Graduate Student Stipend Grants East Asia and the Pacific 101 304833 ETF OR CHECK Graduate Student Stipend Grants North America (Canada & Mexico only) 41 129344 ETF OR CHECK Graduate Student Stipend Grants Europe (Including Iceland and Greenland) 47 120021 ETF OR CHECK Graduate Student Stipend Grants South America 24 66234 ETF OR CHECK Graduate Student Stipend Grants South Asia 17 50667 ETF OR CHECK Graduate Student Stipend Grants Sub-Saharan Africa 13 35334 ETF OR CHECK Graduate Student Stipend Grants Middle East and North Africa 9 18169 ETF OR CHECK Graduate Student Stipend Grants Central America and the Caribbean 2 4000 ETF OR CHECK Graduate Student Stipend Grants Russia and Neighboring States 1 2000 ETF OR CHECK Grants and Awards to Non-Harvard Students Europe (Including Iceland and Greenland) 27 351478 ETF OR CHECK Grants and Awards to Non-Harvard Students East Asia and the Pacific 93 342985 ETF OR CHECK Grants and Awards to Non-Harvard Students North America (Canada & Mexico only) 28 207862 ETF OR CHECK Grants and Awards to Non-Harvard Students Sub-Saharan Africa 29 138305 ETF OR CHECK Grants and Awards to Non-Harvard Students South America 22 100000 ETF OR CHECK Grants and Awards to Non-Harvard Students South Asia 42 61249 ETF OR CHECK Grants and Awards to Non-Harvard Students Central America and the Caribbean 3 34688 ETF OR CHECK Grants and Awards to Non-Harvard Students Sub-Saharan Africa 1 4790 ETF OR CHECK Nonstudent Prizes and Awards Europe (Including Iceland and Greenland) 4 228375 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards East Asia and the Pacific 15 31179 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Europe (Including Iceland and Greenland) 5 14640 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards North America (Canada & Mexico only) 4 13250 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Sub-Saharan Africa 32 5485 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards South Asia 1 3600 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards South America 1 2700 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows Europe (Including Iceland and Greenland) 60 1020333 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows North America (Canada & Mexico only) 6 75944 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows East Asia and the Pacific 1 22500 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows East Asia and the Pacific 1 22500 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows Russia and Neighboring States 1 6000 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows South Asia 1 2053 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Europe (Including Iceland and Greenland) 23 311139 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans North America (Canada & Mexico only) 9 107480 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Sub-Saharan Africa 8 120689 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans East Asia and the Pacific 13 142511 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans South Asia 17 87806 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans South America 13 61211 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Central America and the Caribbean 2 32598 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Middle East and North Africa 3 25923 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Russia and Neighboring States 4 5145 ETF OR CHECK Student Prizes and Awards Europe (Including Iceland and Greenland) 115 344417 ETF OR CHECK Student Prizes and Awards East Asia and the Pacific 134 339519 ETF OR CHECK Student Prizes and Awards South Asia 72 227705 ETF OR CHECK Student Prizes and Awards South America 60 152477 ETF OR CHECK Student Prizes and Awards North America (Canada & Mexico only) 54 106239 ETF OR CHECK Student Prizes and Awards Sub-Saharan Africa 24 90452 ETF OR CHECK Student Prizes and Awards Middle East and North Africa 14 28325 ETF OR CHECK Student Prizes and Awards Russia and Neighboring States 5 14550 ETF OR CHECK Student Prizes and Awards Central America and the Caribbean 3 10580 ETF OR CHECK Student Prizes and Awards North America (Canada & Mexico only) 2 2000 ETF OR CHECK Student Prizes and Awards Middle East and North Africa 2 1483 ETF OR CHECK Student Prizes and Awards East Asia and the Pacific 1 1000 ETF OR CHECK Student Prizes and Awards Europe (Including Iceland and Greenland) 1 318 ETF OR CHECK true true true false true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. Schedule F, Part I FOREIGN ACTIVITY AMOUNTS REPORTED ARE ESTIMATED BASED ON THE BEST AVAILABLE DATA. UNIVERSITY ACTIVITIES INCLUDE ACADEMIC SUPPORT, INSTITUTIONAL SUPPORT, INSTRUCTION, RESEARCH AND OTHER ACADEMIC ACTIVITY, SERVICE CENTERS, AND STUDENT SERVICES. Schedule F, Part III GRANTS TO INDIVIDUALS AMOUNTS AND NUMBER OF RECIPIENTS LISTED ARE ESTIMATES BASED ON THE BEST AVAILABLE DATA. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. X X X X X X X true ANNE LOCKETT ENTERPRISES 12424 WILSHIRE BLVD LOS ANGELES CA 90025 PRIN. GIFTS false 26609236 100376 26508860 DANILLER AND COMPANY 3724 JEFFERSON STREET 302 AUSTIN TX 78731 DIRECT MAIL false 212767 28553 184214 JOHN BROWN LIMITED INC 4916 CRESTWOOD DRIVE WACO TX 76710 CONSULTING false 175242 -175242 BCG CONNECT CREATIVE DIRECT MARKETING 755 Middlesex Turnpike Billerica MA 01821 DIRECT MAIL false 166470 52841 113629 26988473 357012 26631461 CA MA SOFTBALL AUCTION 11107 65 11042 463 0 0 0 11107 65 11042 463 463 10579 Schedule G, Part I, Line 2b(iv) GROSS RECEIPTS FROM ACTIVITY THE FUNDRAISING EFFORT IS A LONG TERM EFFORT OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT. THE TOTAL LISTED HERE IS FOR CASH RECEIVED IN FY19, BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS. THE PROFESSIONAL FUNDRAISING SERVICE DETAILED IN LINE 2B, ACTIVITY 3 IS FOR CONSULTATION AND COMMUNICATIONS FOR GENERAL FUNDRAISING ACTIVITIES. THE SERVICE IS NOT PROVIDED FOR A SPECIFIC EVENT OR ACTIVITY IN WHICH THERE IS A DIRECT CONNECTION BETWEEN THE FUNDRAISING ACTIVITY AND THE DONATIONS RECEIVED. true Frontier Sci & Tech Fdn 4033 Maple Rd Amherst MA 14226 161056814 IRC 501(c)(3) 13510746 Research Sub-Award Brigham and Women's Hospital Inc 75 FRANCIS ST BOSTON MA 02140 042312909 IRC 501(C)(3) 12670840 Research Sub-Award Massachusetts General Hospital 55 Fruit St Boston MA 02114 041564655 IRC 501(c)(3) 11801144 RESEARCH GIFT & CONTRIB. Children's Hospital Corporation 300 LONGWOOD AVE BOSTON MA 02115 042774441 IRC 501(C)(3) 6006265 Research Sub-Award Dana-Farber Cancer Institute 450 Brookline Ave BP418 Boston MA 02215 042263040 IRC 501(c)(3) 5064015 RESEARCH GIFT & CONTRIB. EDX INC 141 Portland St 9th Fl Cambridge MA 02139 460807740 IRC 501(c)(3) 5000000 COMM. GIFTS & CHAR. CONTRIB. Massachusetts Institute of Technology 77 Mass Ave Cambridge MA 02139 042103594 IRC 501(c)(3) 4581564 RESEARCH GIFT & CONTRIB. Weill Medical College of Cornell Univ 1300 York Ave New York NY 10065 150532082 IRC 501(C)(3) 4326037 DAF DISTR./CHAR. CONTRIB. The Broad Institute 320 Charles St Cambridge MA 02141 263428781 IRC 501(c)(3) 4241876 Research Sub-Award Beth Israel Deaconess Medical Center 330 Brookline Ave Boston MA 02215 042103881 IRC 501(c)(3) 3137906 Research Sub-Award Akonni Biosystems Inc 400 SAGNER AVE STE 300 FREDERICK MD 21701 161664925 NOT EXEMPT 1837048 Research Sub-Award Smithsonian Astrophysical Observatory 60 Garden Street Cambridge MA 02138 GOVERNMENTAL UNIT 1807368 Research Sub-Award Stanford University 3145 Porter Dr Palo Alto CA 94304 941156365 IRC 501(c)(3) 1791706 Sponsored Research Sub-Award Social Science Research Solutions 53 West Baltimore Pike Media PA 19063 NOT EXEMPT 1719372 Sponsored Research Sub-Award University of Southern California University Gardens-UGB 203 Los Angeles CA 90089 951642394 IRC 501(c)(3) 1634389 Sponsored Research Sub-Award Ann and Robert H Lurie Children's Hospital of Chicago 225 E CHICAGO AVE CHICAGO IL 60611 362170833 IRC 501(C)(3) 1312659 SPONSORED RESEARCH SUB-AWARD Columbia University 1210 Amsterdam Ave Mail Code 2205 New York NY 10027 135598093 IRC 501(c)(3) 1260495 Sponsored Research Sub-Award and DAF Distribution/Charitable Contributions Regents of the University of California - San Diego 9500 Gilman Dr Office of Contract and Grant Admin La Jolla CA 92093 956006144 IRC 115 1165097 Sponsored Research Sub-Award and DAF Distribution/Charitable Contributions Ragon Institute of MGH MIT and Harvard Mass General Hosp 149 13th Street Charlestown MA 02129 041564655 IRC 501(C)(3) 1156411 Sponsored Research Sub-Award Regents of the University of Minnesota 1300 S 2nd St Ste 206 600 McNamara Alumni Center Minneapolis MN 55454 416007513 IRC 115 1154763 Sponsored Research Sub-Award Texas A and M University 3000 Briarcrest Dr Ste 101 Bryan TX 77802 742648747 IRC 115 1133715 Sponsored Research Sub-Award Yale University PO Box 208239 Yale University New Haven CT 06520 911864328 IRC 501(c)(3) 1113318 Sponsored Research Sub-Award Westat Corporation 1600 Research Blvd 1650 Research Blvd Rockville MD 20850 840529566 Not exempt 1063233 Sponsored Research Sub-Award Trustees of Boston University 25 Buick St Boston University Boston MA 02215 042103547 IRC 501(c)(3) 1050845 Sponsored Research Sub-Award Howard University 2400 6th St NW Washington DC 20059 530204707 IRC 501(c)(3) 1015170 Sponsored Research Sub-Award Regents of the University of California - San Francisco UCSF Box 0248 San Francisco CA 94143 946036493 IRC 115 961979 Sponsored Research Sub-Award Indiana University 400 E 7th St Poplars Rm 501 105 N Indiana Ave Bloomington IN 47405 356001673 IRC 115 944624 Sponsored Research Sub-Award University of Florida 219 Grinter Hall Box 115500 Gainesville FL 32605 596002052 IRC 115 910573 Sponsored Research Sub-Award University of Massachusetts Medical School Office of Research Worcester MA 016550002 043167352 IRC 115 909017 Sponsored Research Sub-Award Abundance Foundation 127 University Ave Berkeley CA 94710 201390469 IRC 501(c)(3) 900000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS New York University 105 East 17th St 4th Fl New York NY 10003 135562308 IRC 501(c)(3) 890253 Sponsored Research Sub-Award Children's Hospital Los Angeles 4650 SUNSET BLVD LOS ANGELES CA 90027 951690977 IRC 501(C)(3) 843801 SPONSORED RESEARCH SUB-AWARD Oregon Health and Science University 3181 Sam Jackson Park Portland OR 97239 931176109 IRC 115 768907 Sponsored Research Sub-Award Bronx-Lebanon Hospital Center 1276 Fulton Ave Bronx NY 10456 131974191 IRC 501(c)(3) 761558 Sponsored Research Sub-Award University of Washington 3917 University Way NE Box 351122 Seattle WA 98105 916001537 IRC 115 759819 Sponsored Research Sub-Award University of Miami PO Box 248106 Coral Gables FL 33124 590624458 IRC 501(c)(3) 741455 Sponsored Research Sub-Award St Jude Children's Research Hospital 262 DANNY THOMAS PL MEMPHIS TN 38105 620646012 IRC 501(C)(3) 725976 SPONSORED RESEARCH SUB-AWARD University of Massachusetts - Amherst Goodell Building Room 408 Amherst MA 01003 043167352 IRC 115 724416 Sponsored Research Sub-Award University of Colorado Denver Health Sciences Center 4200 E Ninth Avenue Denver CO 80262 846000555 IRC 115 710228 Sponsored Research Sub-Award Olivann 1117 Morton St Alameda CA 94501 272265572 IRC 501(c)(3) 700000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS The Research Foundation of State University of New York PO Box 9 Albany NY 12201 141368361 IRC 501(c)(3) 682204 Sponsored Research Sub-Award University of Medicine and Dentistry of New Jersey 185 South Orange Ave 185 South Orange Ave Newark NJ 07103 221775306 IRC 115 679282 Sponsored Research Sub-Award Baylor College of Medicine One Baylor Plaza One Baylor Plaza Houston TX 02119 741613878 IRC 501(c)(3) 670321 Sponsored Research Sub-Award California Institute of Technology 1200 E CALIFORNIA BLVD Mail Code 266-33 PASADENA CA 91125 951643307 IRC 501(C)(3) 660711 SPONSORED RESEARCH SUB-AWARD United States Bureau of the Census 4600 Silver Hill Rd Suitland MD 20746 GOVERNMENTAL UNIT 658608 SPONSORED RESEARCH SUB-AWARD Trustees of Dartmouth College 6010 Parkhurst Hall Ste 204 Hanover NH 03755 020222111 IRC 501(c)(3) 657021 Sponsored Research Sub-Award University of Illinois at Chicago Department of Physics M/C 273 Chicago IL 606077059 376000511 IRC 115 636430 Sponsored Research Sub-Award University of Pennsylvania 3451 Walnut St 110 Technology Center Building Philadelphia PA 19104 231352685 IRC 501(c)(3) 625012 Sponsored Research Sub-Award Florida State University Office of the Vice President Tallahassee FL 323063067 591961248 IRC 115 589577 SPONSORED RESEARCH SUB-AWARD BioAegis Therapeutics Inc 675 US HIGHWAY ONE NORTH BRUNSWICK NJ 02108 NOT EXEMPT 575468 SPONSORED RESEARCH SUB-AWARD University of Pittsburgh 4200 Fifth Ave Pittsburgh PA 15260 250965591 IRC 501(c)(3) 545653 Sponsored Research Sub-Award New York Genome Center 101 Avenue of the Americas New York NY 10013 800631734 IRC 501(c)(3) 522849 SPONSORED RESEARCH SUB-AWARD Tulane University 6823 St 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CONTRIBUTIONS Shaw Festival Foundation 200 Delaware Ave Ste 900 BUFFALO NY 14202 222809351 IRC 501(c)(3) 20000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS FOOD FOR FREE COMMITTEE INC 11 Inman St Cambridge MA 02139 222561771 IRC 501(c)(3) 20000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Invenio Imaging Inc 1600 ADAMS DR Suite 116 MENLO PARK CA 94025 NOT EXEMPT 19600 SPONSORED RESEARCH SUB-AWARD Oregon State University PO Box 1086 Corvallis OR 97339 481278540 IRC 501(c)(6) 19115 Sponsored Research Sub-Award Pixels for Humans LLC 35 Falcon Circle East Greenwich RI 028181306 NOT EXEMPT 18775 SPONSORED RESEARCH SUB-AWARD University of Texas - Austin PO Box 7996 Main Building 302 Austin TX 787121111 746000203 IRC 115 18578 Sponsored Research Sub-Award Center for an Urban Future 120 Wall Street 20th Floor New York NY 10005 133185114 IRC 501(C)(3) 18500 SPONSORED RESEARCH SUB-AWARD Children's Hospital of Alabama 1600 7TH AVE SOUTH BIRMINGHAM AL 35233 630307306 IRC 501(C)(3) 18467 SPONSORED 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University of California - Riverside 900 University Ave Riverside CA 92521 956006142 IRC 115 15714 Sponsored Research Sub-Award San Diego State University 5500 Campanile Drive San Diego CA 92182 330373293 IRC 115 15270 SPONSORED RESEARCH SUB-AWARD David Geffen School of Medicine at UCLA Department of Neurology Los Angeles CA 90095 954386558 IRC 115 15157 SPONSORED RESEARCH SUB-AWARD WESTERN NEW YORK RAILWAY HISTORICAL SOCIETY INC 100 Lee Street Buffalo NY 14210 222328484 IRC 501(c)(3) 15000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS BUILDING PATHWAYS INC PO Box 190900 Roxbury MA 02119 475276622 IRC 501(c)(3) 15000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS ALLSTON BRIGHTON COMMUNITY DEVELOPMENT CORP 18R Shepard Street Suite 100 Brighton MA 02135 042716278 IRC 501(c)(3) 14500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Michigan State University 426 Auditorium Rd Rm 350 East Lansing MI 48824 386005984 IRC 115 14448 Sponsored Research Sub-Award University of Massachusetts - Lowell One University Ave Lowell MA 01854 042607130 IRC 115 13843 SPONSORED RESEARCH SUB-AWARD Indiana University Foundation PO Box 500 Bloomington IN 47402 356018940 IRC 501(c)(3) 13089 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS Y2Y NETWORK INC 10 Ware Street Cambridge MA 02138 821755423 IRC 501(c)(3) 13065 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Atrius Health Inc 275 Grove St Riverside Center Newton MA 03656 043397450 IRC 501(c)(3) 12929 Sponsored Research Sub-Award The Regents of the University of Colorado Dept of Preventive Medicine and Biometrics Denver CO 80262 846000555 IRC 115 12868 SPONSORED RESEARCH SUB-AWARD University of Kentucky 10 Funkhouser Building Lexington KY 40506 616001218 IRC 115 12816 SPONSORED RESEARCH SUB-AWARD AGAINST MALARIA FOUNDATION US 310 W 20th Street Suite 300 Kansas City MO 64108 203069841 IRC 501(c)(3) 12580 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS REACH BEYOND DOMESTIC VIOLENCE INC PO Box 540024 Waltham MA 02454 042735449 IRC 501(c)(3) 12580 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS ASPEN ART MUSEUM 637 E Hyman Ave Aspen CO 81611 840746671 IRC 501(c)(3) 12500 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS Center for EcoTechnology 112 Elm St Pittsfield MA 01201 NOT EXEMPT 12500 SPONSORED RESEARCH SUB-AWARD WEST END HOUSE INC 105 Allston St Allston MA 02134 042105825 IRC 501(c)(3) 12500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Washington University School of Medicine 660 S Euclid Ave St Louis MO 63110 430653611 IRC 501(C)(3) 12154 Sponsored Research Sub-Award CHA Family Health North 2067 Massachusetts Avenue Cambridge MA 02140 IRC 501(C)(3) 12065 SPONSORED RESEARCH SUB-AWARD Boston VA Research Institute Inc 150 S Huntington Ave JP - 151B Room 11B-60 Boston MA 02130 043081524 IRC 501(c)(3) 12040 SPONSORED RESEARCH SUB-AWARD MUSIC ASSOCIATES OF ASPEN INC 225 MUSIC SCHOOL ROAD ASPEN CO 81611 840445087 IRC 501(c)(3) 12000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS CITIZENS OF THE WORLD INC 3 GOLD STAR PLACE CAMBRIDGE MA 02140 473734819 IRC 501(C)(3) 12000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS American University 4400 Massachusetts Ave NW Washington DC 20016 530196549 IRC 501(c)(3) 11931 Sponsored Research Sub-Award Massachusetts College of Pharmacy and Health Sciences 179 Longwood Ave Boston MA 02115 042104700 IRC 501(c)(3) 11599 Sponsored Research Sub-Award SAINT JAMES CHURCH 865 Madison Ave New York NY 10021 135600388 IRC 501(c)(3) 11500 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS JACKSON MANN COMMUNITY CENTER 500 CAMBRIDGE STREET ALLSTON MA 02134 042589717 IRC 501(C)(3) 11500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Sanford Research 2301 E 60th St North 2301 East 60th Street North Sioux Falls SD 57104 460462161 IRC 501(c)(3) 10985 Sponsored Research Sub-Award Mathematica Policy Research Inc Mathematica Policy Research Inc 600 Maryland Avenue SW Washington DC 200242512 Not exempt 10804 SPONSORED RESEARCH SUB-AWARD Ohio University Office of Research Spons Prog 105 Research Technology Center Athens OH 457012979 316402113 IRC 115 10490 Sponsored Research Sub-Award Springfield Technical Community College 1 Armory Sq Springfield MA 01102 042444774 Exempt 10437 Sponsored Research Sub-Award CAMBRIDGE COMMUNITY FOUNDATION 99 Bishop Allen Drive Cambridge MA 02138 046012492 IRC 501(C)(3) 10413 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS San Diego State University Research Foundation 5250 Campanile Dr San Diego CA 92182 956042721 IRC 501(c)(3) 10305 Sponsored Research Sub-Award GHESKIO 68 Jay Street suite 201 Brooklyn NY 11201 980158310 IRC 501(c)(3) 10165 SPONSORED RESEARCH SUB-AWARD CAMBRIDGE FAMILY AND CHILDRENS SERVICE 60 Gore St Cambridge MA 02141 042104057 IRC 501(c)(3) 10100 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS ST BERNARDS SCHOOL INC 4 E 98th St New York NY 10029 131255270 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS Brearley School 610 E 83rd St New York NY 10028 131623915 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS WHITNEY MUSEUM OF AMERICAN ART 945 Madison Avenue New York NY 10021 131789318 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS Nichols School 1250 Amherst St BUFFALO NY 14216 160755808 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS ROSWELL PARK ALLIANCE FOUNDATION ELM CARLTON STS BUFFALO NY 14263 161391608 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS Curtis Institute of Music 1726 Locust Street Philadelphia PA 19103 231585611 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS CARE USA 12101 New Hampshire Avenue Silver Spring MD 20904 800791500 IRC 501(c)(3) 10000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS University of South Carolina 1600 Hampton Street Suite 414 Columbia SC 29208 IRC 115 10000 SPONSORED RESEARCH SUB-AWARD INTERNATIONAL PHYSICIANS FOR THE PREV OF NUC WAR 339 Pleasant Street Third Floor Malden MA 02148 042702110 IRC 501(c)(3) 10000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS BOSTON MUNICIPAL RESEARCH BUREAU 333 Washington St Boston MA 02108 222673755 IRC 501(c)(3) 10000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS AAMC 174 East 80th Street New York NY 10075 800083168 IRC 501(c)(3) 10000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Urban Institute 2100 M Street NW Washington DC 20037 520880375 IRC 501(C)(3) 9705 SPONSORED RESEARCH SUB-AWARD Washington State University PO Box 643140 Pullman WA 99164 916001108 IRC 115 9418 Sponsored Research Sub-Award The University of Memphis 3720 Alumni Ave Memphis TN 38152 620648618 IRC 115 9000 Sponsored Research Sub-Award ALTERNATIVES FOR COMMUNITY AND ENVIRONMENT 2201 Washington Street Suite 302 Roxbury MA 02119 043228509 IRC 501(c)(3) 8803 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS MUSIC AND YOUTH INITIATIVE INC 398 Columbus Avenue Suite 307 Boston MA 02116 222767066 IRC 501(c)(3) 8803 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Grand Canyon Trust 2601 N FORT VALLEY ROAD FLAGSTAFF AZ 86001 860512633 IRC 501(c)(3) 8000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS FIDELITY INVESTMENTS CHARITABLE GIFT FUND 200 Seaport Boulevard Boston MA 02210 110303001 IRC 501(c)(3) 8000 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS VERONICA SMITH MULTI SERVICE SENIOR CENTER 20 Chestnut Hill Avenue Brighton MA 02135 222482914 IRC 501(c)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS SAINTS COSMAS AND DAMIAN SOCIETY PO Box 1877 Anniston AL 36202 205183664 IRC 501(c)(3) 7500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS Natural History Museum of Los Angeles County 900 Exposition Blvd Los Angeles CA 90007 956132185 IRC 501(C)(3) 7483 Sponsored Research Sub-Award Davidson College Grants Contracts Box 7149 Davidson NC 28035 560529961 IRC 501(c)(3) 7466 SPONSORED RESEARCH SUB-AWARD William Mitchell College of Law 875 Summit Avenue St Paul MN 55105 410518750 IRC 501(C)(3) 7057 SPONSORED RESEARCH SUB-AWARD Missouri Botanical Garden 4344 Shaw Blvd St Louis MO 63110 430666759 IRC 501(c)(3) 6957 Sponsored Research Sub-Award Valley Settlement 520 South Third Street Suite 9 Carbondale CO 81623 812401368 IRC 501(C)(3) 6724 Sponsored Research Sub-Award CAMBRIDGE CHAMBER OF COMMERCE 600 ONE KENDALL SQUARE 6-105 CAMBRIDGE MA 02139 041144780 IRC 501(C)(6) 6500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS San Francisco Ballet Association 455 Franklin St San Francisco CA 94102 941415298 IRC 501(c)(3) 6000 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS Texas State University 601 University Drive JC Kellan Suite 420 San Marcos TX 78666 746000079 IRC 115 5985 SPONSORED RESEARCH SUB-AWARD Association of Children's Museums 2511 Jefferson Davis Highway Suite 600 Arlington VA 22202 954087882 IRC 501(c)(3) 5782 SPONSORED RESEARCH SUB-AWARD Princeton University 701 Carnegie Center Ste 445 Princeton University Princeton NJ 08540 210634501 IRC 501(c)(3) 5555 Sponsored Research Sub-Award Dancers Group 44 Gough St Ste 201 San Francisco CA 94103 942879185 IRC 501(c)(3) 5500 DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS CAMBRIDGE CAMPING ASSOCIATION 99 Bishop Allen Drive Cambridge MA 02138 046002073 IRC 501(c)(3) 5500 COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS 223 96 GRADUATE TUITION & FEES GRANTS 8299 243064135 UNDERGRAD. TUITION, FEES, & STIP. GRANTS 4079 193722321 GRADUATE STUDENT STIPEND GRANTS 4374 89569440 STIPENDS - POST-DOC. STUDENTS & FELLOWS 531 32466747 OTHER STUDENT GRANTS, PRIZES & AWARDS 8069 25830580 GRANTS & AWARDS TO NON-HARVARD INDIV. 975 12871285 STUDENT LOAN REPAYMENT PROGRAMS & FORGIVEN LOANS 766 10301399 OTHER UNDERGRADUATE GRANTS, PRIZES & AWARDS 1844 6770475 TRAINING GRANTS 32 500242 Schedule I, Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments PER SCHEDULE I INSTRUCTIONS, THE UNIVERSITY HAS INCLUDED DONATIONS FROM DONOR ADVISED FUNDS (DAF) THAT EXCEEDED THE MINIMUM REPORTING THRESHOLD. IN TOTAL, THE UNIVERSITY REPORTED 91 IRC 501(C)(3) CHARITABLE ORGANIZATIONS THAT RECEIVED DONATIONS FROM HARVARD UNIVERSITY THROUGH THESE DAF. AS WITH ANY DAF, DISTRIBUTIONS MADE FROM THE FUND ARE TYPICALLY MADE AT THE REQUEST OF THE DONOR ADVISOR AND MUST BE MADE TO AN IRC 501(C)(3) CHARITABLE ORGANIZATION. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. X X X X X X true true X X X X X false true false false false false false true false DREW GILPIN FAUST SEE SCHEDULE O 987027 0 1000000 0 1479759 0 34815 0 110646 0 3612247 0 1200000 0 LAWRENCE S BACOW FELLOW/PRESIDENT AS OF 07/01/2018 477174 0 0 0 45834 0 34815 0 12249 0 570072 0 0 0 KAREN GORDON MILLS FELLOW; SENIOR FELLOW AT HBS 155464 0 0 0 1777 0 17539 0 7362 0 182142 0 0 0 PAUL ANDREW V.P. PUBLIC AFFAIRS AND COMM. 415259 0 20000 0 196 0 34815 0 25547 0 495817 0 0 0 ALAN M GARBER PROVOST 698066 0 30000 0 2454 0 34815 0 160882 0 926217 0 0 0 MARC L GOODHEART V.P. AND SECRETARY OF THE UNIVERSITY 358397 0 30000 0 19248 0 35129 0 28136 0 470910 0 0 0 MARILYN M HAUSAMMANN V.P. FOR HUMAN RESOURCES 366170 0 20000 0 20763 0 34815 0 27605 0 469353 0 0 0 THOMAS J HOLLISTER V.P. FOR FINANCE AND C.F.O. 505829 0 20000 0 20242 0 34815 0 31682 0 612569 0 0 0 ROBERT W IULIANO SENIOR V.P. AND GENERAL COUNSEL; DEPUTY TO THE PRESIDENT UNTIL 6/30/2019 599223 0 40000 0 39277 0 35029 0 25879 0 739409 0 0 0 KATHERINE N LAPP EXECUTIVE VICE PRESIDENT 686371 0 30000 0 20912 0 34815 0 9440 0 781537 0 0 0 DIANE LOPEZ V.P. AND GENERAL COUNSEL AS OF 06/01/2019 358503 0 11000 0 7762 0 35029 0 25848 0 438142 0 0 0 ANNE H MARGULIES V.P. AND CHIEF INFORMATION OFFICER 419406 0 70000 0 19874 0 34815 0 24393 0 568488 0 0 0 TAMARA ELLIOTT ROGERS V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT UNTIL 11/30/2018 584478 0 50000 0 169625 0 34815 0 22023 0 860941 0 0 0 LEAH ROSOVSKY V.P. FOR STRATEGY AND PROGRAMS UNTIL 12/31/2018 340635 0 0 0 19573 0 34815 0 26654 0 421677 0 0 0 SARAH E THOMAS V.P. FOR THE HARVARD LIBRARY UNTIL 02/28/2019 337836 0 15000 0 20169 0 34815 0 12034 0 419853 0 0 0 MEREDITH WEENICK V.P. FOR CAMPUS SERVICES 375708 0 30000 0 20915 0 34815 0 11684 0 473123 0 0 0 JEFFREY S FLIER SEE SCHEDULE O 373059 0 0 0 20751 0 34815 0 29146 0 457771 0 0 0 BARBARA J MCNEIL SEE SCHEDULE O 368240 0 0 0 40668 0 34815 0 2253 0 445975 0 0 0 MICHAEL D SMITH DEAN, FACULTY OF ARTS & SCIENCES UNTIL 08/14/2018 585406 0 20000 0 50776 0 34815 0 70773 0 761770 0 0 0 GEORGE Q DALEY DEAN, FACULTY OF MEDICINE 803650 0 0 0 20363 0 34815 0 141 0 858969 0 0 0 CLAUDINE GAY DEAN, FACULTY OF ARTS & SCIENCES AS OF 08/15/2018 409034 0 0 0 19456 0 34815 0 24257 0 487562 0 0 0 NITIN NOHRIA DEAN, FACULTY OF BUSINESS 694040 0 25000 0 20286 0 34815 0 130366 0 904507 0 0 0 MICHAEL TUSHMAN FACULTY 422999 210563 31494 0 1348960 0 34815 0 25925 0 1864193 210563 0 0 CARLISS Y BALDWIN FACULTY 206783 0 10497 0 1284959 0 25237 0 12290 0 1539766 0 0 0 FRANCESCA GINO FACULTY 330773 512375 40000 0 109055 0 27563 0 24682 0 532073 512375 0 0 STUART GILSON FACULTY 344587 539725 10000 0 42317 0 34815 0 26068 0 457787 539725 0 0 DAVID J MALAN FACULTY 367013 0 0 0 533212 0 34815 0 12165 0 947205 0 0 0 Schedule J, Part I, Line 3 COMPENSATION REVIEW PROCESS: SEE SCHEDULE O "COMPENSATION REVIEW PROCESS" FOR A DISCUSSION OF THE METHODS USED TO ESTABLISH THE PRESIDENT'S COMPENSATION. Schedule J, Part II SCHEDULE J SUPPLEMENTAL INFORMATION FELLOW KAREN GORDON MILLS HAD A PAID FACULTY APPOINTMENT DURING CALENDAR YEAR 2018 UNRELATED TO HER WORK AS A MEMBER OF THE HARVARD CORPORATION. THE COMPENSATION FOR HER ACADEMIC SERVICES IS REPORTED IN FORM 990, PART VII, SECTION A, COLUMN (D). Schedule J, Part I, Line 1a First-class or charter travel UNIVERSITY TRAVEL POLICY PROHIBITS FIRST CLASS TRAVEL EXCEPT IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, TWO OFFICERS TRAVELED FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND ARE THEREFORE NOT TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions UNIVERSITY TRAVEL POLICY ALLOWS FOR REIMBURSEMENT OF TRAVEL EXPENSES INCURRED BY COMPANION TRAVELERS WHEN THE COMPANION HAS A SIGNIFICANT ROLE IN THE BUSINESS PROCEEDINGS, OR MAKES AN IMPORTANT CONTRIBUTION TO THE SUCCESS OF AN EVENT. IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY REIMBURSED TWO OFFICERS AND ONE KEY EMPLOYEE FOR COMPANION TRAVEL DURING THE YEAR. IN THESE LIMITED CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY ELECTED TO MAKE GROSS-UP PAYMENTS RELATED TO REIMBURSEMENTS. THREE OFFICERS, THREE HIGHEST COMPENSATED EMPLOYEES AND ONE FORMER OFFICER RECEIVED THIS BENEFIT PURSUANT TO UNIVERSITY INTERNAL REVIEW PROCESSES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS PRESIDENT, THE UNIVERSITY PROVIDED FORMER PRESIDENT FAUST WITH A RESIDENCE IN CAMBRIDGE UNTIL 6/30/2018. THE USE OF THE RESIDENCE WAS REQUIRED AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $81,968 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE UNIVERSITY PROVIDES PROVOST GARBER WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $134,139 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. HARVARD BUSINESS SCHOOL (HBS) PROVIDES DEAN NOHRIA WITH A RESIDENCE IN ALLSTON AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $105,840 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE FACULTY OF ARTS AND SCIENCES (FAS) PROVIDED DEAN SMITH WITH A RESIDENCE IN CAMBRIDGE UNTIL 08/14/2018. THE USE OF THE RESIDENCE WAS REQUIRED AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF FAS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $47,316 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. Schedule J, Part I, Line 1a Health or social club dues or initiation fees PURSUANT TO THE BUSINESS EXPENSE REIMBURSEMENT POLICY THE UNIVERSITY PAID HARVARD CLUB DUES FOR TWO OFFICERS AND ONE KEY EMPLOYEE AND PAID COMMERCIAL CLUB OF BOSTON DUES FOR ONE KEY EMPLOYEE. THIS IS A NONTAXABLE BUSINESS EXPENSE IN FURTHERANCE OF ALUMNI RELATIONS AND DEVELOPMENT. Schedule J, Part I, Line 1a Personal services DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E.G., PURCHASING OF SMALL HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT). THE UNIVERSITY REGARDS SUCH SERVICES AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan LIKE MANY OF ITS PEERS, HARVARD UNIVERSITY MAY MAINTAIN A DEFERRED COMPENSATION ACCOUNT ("DCA") FOR EMPLOYEES IN LIMITED CIRCUMSTANCES TO RECOGNIZE EXCEPTIONAL SERVICE AND ENCOURAGE RETENTION. THE DCA REFERENCED HERE WAS FOR FORMER PRESIDENT FAUST. UNDER THE TERMS OF THE PLAN, HARVARD'S BOARD OF TRUSTEES (KNOWN AS THE HARVARD CORPORATION) DETERMINES ANNUALLY WHETHER AND HOW MUCH TO CONTRIBUTE TO THE DCA. AMOUNTS CONTRIBUTED TO THE DCA VEST ACCORDING TO A THREE- YEAR PLAN CYCLE IN WHICH ALL AMOUNTS CONTRIBUTED IN YEARS 1, 2, AND 3 VEST AFTER YEAR 3. THE THREE- YEAR PLAN CYCLE RAN FROM CALENDAR YEAR 2015 TO CALENDAR YEAR 2017, AND VESTED IN CALENDAR 2018. OVER THE THREE-YEAR PLAN CYCLE FROM CALENDAR YEAR 2015 TO CALENDAR YEAR 2017, THE DCA WAS CREDITED WITH A TOTAL OF $1,200,000. UNDER THE TERMS OF THE DCA, THE CREDITED AMOUNTS VESTED AND WERE PAID OUT IN CALENDAR YEAR 2018. TOGETHER WITH ASSOCIATED INVESTMENT EARNINGS ON THE CREDITED SUMS, THE PAYOUT TOTALED $1,448,114, WHICH IS REPORTED ON SCHEDULE J, PART II, COLUMN B(III) AS OTHER REPORTABLE COMPENSATION. THE PORTION OF THE PAYOUT WHICH WAS PREVIOUSLY REPORTED AS RETIREMENT AND OTHER DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN C OF PRIOR FORMS 990 IS $1,200,000. THIS AMOUNT IS THEREFORE REPORTED ON THIS YEAR'S SCHEDULE J, PART II, COLUMN F. THE PURPOSE OF COLUMN F IS TO ALERT THE READER THAT THE LISTED COMPENSATION IS REPORTED TWICE. FIRST IN THE YEARS CREDITED AND AGAIN IN THE YEAR VESTED. HARVARD BUSINESS SCHOOL'S VOLUNTARY RETIREMENT INCENTIVE PLAN ALLOWS ELIGIBLE FACULTY MEMBERS TO ELECT TO RETIRE AT A SET DATE IN EXCHANGE FOR A LUMP-SUM PAYMENT. THE FACULTY MEMBER FORFEITS THE PAYMENT IF HE/SHE TERMINATES EMPLOYMENT BEFORE THE RETIREMENT DATE. THE AMOUNT FULLY VESTS AND IS DISTRIBUTED WHEN THE FACULTY MEMBER RETIRES. UNDER THIS PLAN, TWO HIGHEST COMPENSATED EMPLOYEES RECEIVED PAYMENTS, WHICH HAS BEEN REPORTED IN COLUMN B(III) OTHER REPORTABLE COMPENSATION. Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II). A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2004-01-15 103670000 SERIES R 1-5 (SEE PART VI) false false false B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2005-04-14 13490000 SERIES R 6 (SEE PART VI) false false false C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2006-04-03 14040000 SERIES R 7 (SEE PART VI) false false false D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57586EQE4 2010-01-20 531814469 SERIES 2010A (SEE PART VI) true false false A 0 0 103670000 0 0 0 0 0 0 0 103670000 0 true false true true B 0 0 13491079 0 0 0 0 0 0 0 13491079 0 true false true true C 0 0 14043650 0 0 0 0 0 0 0 14043650 0 true false true true D 27570000 402840000 533205724 0 20489954 0 2755155 0 0 198239905 311720710 0 2014 true true true true A 0.0 true B 0.0 true C 0.0 true D false true true true true true 0.0019 0.0005 0.0024 false true 0.176 true true A false false true false true false false false true B false false true false true false false false true C false false true false true false false false true D false false false true false false false false true A true B true C true D true Schedule K, Part I BOND ISSUES: COLUMNS A AND B, GENERAL NOTE: THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. Schedule K, Part II, Line 3 PROCEEDS: GENERAL NOTE: THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 OF PART II AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF COMMERCIAL PAPER ISSUES (SERIES 2018EE) FOR WHICH LINE 3 OF PART II REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2019 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM Schedule K, Part III PRIVATE BUSINESS USE: COLUMNS A-C (SERIES R1-5, R6, AND R7): THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. Schedule K, Part IV, Line 2c ARBITRAGE: COLUMN D (SERIES 2010A): THE REBATE COMPUTATION WAS PERFORMED IN AUGUST 2014 AS OF JUNE 30, 2014. NO REBATE WAS DUE. COLUMN A (SERIES 2010B): THE REBATE COMPUTATION WAS PERFORMED IN AUGUST 2015 AS OF JUNE 30, 2015. NO REBATE WAS DUE. SERIES 2018EE: NO REBATE COMPUTATION WAS NEEDED IN RELATION TO THE UNIVERSITY'S COMMERCIAL PAPER SERIES BECAUSE NO PROCEEDS WERE INVESTED PRIOR TO BEING SPENT Schedule K, Part II, Line 13 SUBSTANTIAL COMPLETION COLUMN C (SERIES 2018EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2019, ALTHOUGH ALL PROCEEDS DRAWN FOR THE PROJECT HAVE PREVIOUSLY BEEN SPENT Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91),SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE. ROW A (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW B (SERIES 2016A), COLUMN F: SERIES 2016A WAS ISSUED TO ADVANCE REFUND SERIES 2008B, ISSUED 6/10/08; AND ADVANCE REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES 2009A (1/7/09), SERIES 2010A (1/20/10), AND 2010B (11/17/10). ROW C (SERIES 2018EE), COLUMN F: SERIES 2018EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A SCIENCE AND ENGINEERING BUILDING LOCATED AT 150 WESTERN AVE, ALLSTON; (II) RENOVATION OF LOWELL HOUSE, A RESIDENTIAL BUILDING LOCATED AT 10 HOLYOKE PL, CAMBRIDGE Schedule K, Part I, Column (c) CUSIP ROW C (SERIES 2018EE), COLUMN C: SERIES 2018EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS Schedule K, Part I, Column (e) ISSUE PRICE ROW C (SERIES 2018EE), COLUMN E: SERIES 2018EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. $350 MILLION WAS OUTSTANDING ON 6/30/ Schedule K, Part IV, Line 2c COLUMN D Issuer name: MASSACHUSETTS DEVELOPMENT FINANCE AGENCY The calculation for computing no rebate due was performed on 08/01/2014 Schedule K, Part IV, Line 2c COLUMN A Issuer name: MASSACHUSETTS DEVELOPMENT FINANCE AGENCY The calculation for computing no rebate due was performed on 08/15/2015 A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57583R5Q4 2010-11-17 663862239 SERIES 2010B (SEE PART VI) true false false B Massachusetts Development Finance Agency 043431814 57584XYD7 2016-10-20 1930251069 Series 2016A (See Part VI) false false false C Massachusetts Development Finance Agency 043431814 MULTIPLES 2018-08-10 1000000000 Series 2018EE (See Part VI) false false false A 0 490815000 664815623 0 18803637 0 2437073 0 0 127021149 516553764 0 2015 true true true true B 0 0 1989753593 0 0 889457014 8221984 0 0 0 1092074595 0 false true true true C 350000000 350000000 false false true true A false true true true true true 0.0002 0.0 0.0002 false true 0.0082 true true B false true true true true true 0.0006 0.0002 0.0008 false true 0.0028 true true C false true true true false 0.0 false false true A false false false true false false false false true B false true true false false false false false true C false false true false true false false false true A true B true C true MICHAEL D SMITH KEY EMPLOYEE PURCHASE OF HOME X 1000000 931000 false true true DREW GILPIN FAUST FORMER PRESIDENT CONSTRUCTION OF HOME X 1000000 950000 false true true CLAUDINE GAY KEY EMPLOYEE PURCHASE OF HOME X 350000 261000 false true true NITIN NOHRIA KEY EMPLOYEE DEPENDENT'S EDUCATION X 67000 62000 false true true 2204000 DR SOHEYLA GHARIB FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 409546 EMPLOYMENT COMPENSATION false BHARAT ANAND FAMILY MEMBER OF NITIN NOHRIA, KEY EMPLOYEE 547517 EMPLOYMENT COMPENSATION false PETER HIRTLE FAMILY MEMBER OF SARAH THOMAS, OFFICER 79102 EMPLOYMENT COMPENSATION false CATHERINE LEE SMITH FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 225579 EMPLOYMENT COMPENSATION false RICHARD T LEE FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 338863 EMPLOYMENT COMPENSATION false AMY EDMONDSON FAMILY MEMBER OF GEORGE DALEY, KEY EMPLOYEE 547880 EMPLOYMENT COMPENSATION false X 70 Other X 3 Other X Other X 1189 94264846 Market value X 2 1961099 Other - APPRAISED VALUE/FMV X 2 3112287 Other - APPRAISED VALUE/FMV X 2 51087 Other - APPRAISED VALUE/FMV X 1 Other X 1 Other X 9 Other X ARCHIVAL 5 Other X EQUIPMENT/FURNITURE 4 Other X ROUNDS OF GOLF 5 Other X MISCELLANEOUS 7 Other 24 false true true Schedule M, Part I COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED. Schedule M, Part I, Line 33 EXPLANATION OF REVENUES NOT REPORTED SFAS 116 PROVIDES THAT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. THE UNIVERSITY DOES NOT REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR DISPLAY OR IMMATERIAL AMOUNTS. THE FOLLOWING IS THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS FROM THE UNIVERSITY'S FINANCIAL STATEMENTS: "THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES." NOT ALL GIFTS ARE ART GIVEN WITH THE INTENTION OF BEING DISPLAYED. THERE MAY BE INSTANCES WHERE A GIFT OF ART IS MADE WITH THE PURPOSE OF BEING SOLD AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE OR UNIT AT THE UNIVERSITY. IN SUCH CASES, THE SALE PROCEEDS WOULD BE RECORDED AS GIFT REVENUE AT THE TIME OF SALE. Schedule M, Part I, Line 33 OTHER NONCASH CONTRIBUTIONS: CERTAIN NONCASH CONTRIBUTIONS LISTED IN PART I HAVE NOT REPORTED AN AMOUNT IN PART I, COLUMN (C). NO AMOUNT IS REPORTED FOR THESE CONTRIBUTIONS EITHER BECAUSE THEY ARE INTENDED FOR DISPLAY, AS DISCUSSED ABOVE, OR BECAUSE THE VALUE OF THE NONCASH CONTRIBUTION IS IMMATERIAL. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions Third Parties, such as auction houses or brokers, may be used to sell non-cash contributions to the university, but not to process or solicit any contributions to the university, except as disclosed on Schedule G, Part I. Form 990, Part I, Line 5 TOTAL NUMBER OF INDIVIDUALS EMPLOYED: AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER REPORTED ON PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR YEAR 2018. THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS WELL AS SHORT-TERM EMPLOYMENT. THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS REPORTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 31, 2018 WAS 19,032. Form 990, Part I, Line 6 VOLUNTEERS: HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS SCHOOLS, DEPARTMENTS, AND PROGRAMS. WHILE HARVARD DOES NOT FORMALLY TRACK OR ELSEWHERE REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 10,000. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF, AND INTERNAL AND EXTERNAL COUNSEL. FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE HARVARD CORPORATION BEFORE IT WAS FILED. Form 990, Part VI, Line 12c Conflict of interest policy ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY. THE COMPLETED DISCLOSURE FORMS OF MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS (CROSS-REFERENCE SCHEDULE J, PART I, LINE 3). THE MOST RECENT REVIEW CONDUCTED PRIOR TO THE CLOSE OF FISCAL YEAR 2019 OCCURRED IN MAY 2019. THE OFFICE OF HUMAN RESOURCES INITIATES AN ANNUAL REVIEW PROCESS TIMED SO THAT A FINAL REVIEW CAN BE CONDUCTED BY THE HARVARD CORPORATION DURING ITS APRIL/MAY MEETING. ALL INTERNAL REVIEWS AND NEW SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING RECOMMENDATION BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN. THE PROVOST AND THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT. DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITTEE, REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL. THE PRESIDENT DOES NOT PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION. ALL VOTES ARE MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE OFFICE OF HUMAN RESOURCES. THIS ANNUAL REVIEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE COMPARABILITY COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND RELIES UPON APPROPRIATE COMPENSATION MARKET SURVEY DATA AND ANALYSIS IN EACH CASE PRIOR TO MAKING ITS DETERMINATION. FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN OUTSIDE CONSULTANT. ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990 INFORMATION. THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING: 1. THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY, EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS; 2. THE DEANS OF THE FACULTIES, INCLUDING KEY EMPLOYEES; 3. CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL. Form 990, Part VI, Line 15b Process to establish compensation of other employees THE ANNUAL COMPENSATION REVIEW PROCESS DESCRIBED ABOVE APPLIES TO OTHER OFFICERS AND KEY EMPLOYEES. Form 990, Part VI, Line 19 Required documents available to the public HARVARD UNIVERSITY MAKES ITS ANNUAL FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. HARVARD'S CONFLICT OF INTEREST POLICY FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK: THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT. THE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS REPRESENTS AN ESTIMATE OF TIME THE INDIVIDUAL SPENDS IN HIS/HER CAPACITY AS A MEMBER OF THE BOARD OF DIRECTORS AND/OR AS AN EMPLOYEE OF HARVARD AFFILIATES. Form 990, Part VII, Section A, Line 1a, Column (A) TITLE DREW FAUST WAS PRESIDENT UNTIL 6/30/2018 AND THEN BEGAN HER NEW ROLE AS UNIVERSITY PROFESSOR. JEFFREY FLIER WAS DEAN OF HARVARD MEDICAL SCHOOL UNTIL JULY 2016 AND THEN RETURNED TO HIS ROLE AS FACULTY OF MEDICINE. BARBARA MCNEIL WAS ACTING DEAN OF HARVARD MEDICAL SCHOOL FROM AUGUST 2016 UNTIL DECEMBER 2016 AND THEN RETURNED TO HER ROLE AS FACULTY OF MEDICINE. Form 990, Part VIII, Line 2f Other Program Service Revenue LAB SERVICES AND OTHER SALES - Total Revenue: 29384375, Related or Exempt Function Revenue: 26860020, Unrelated Business Revenue: 2524355, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; DENTAL CLINIC - Total Revenue: 10627315, Related or Exempt Function Revenue: 10627315, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; RENTAL INCOME FROM NON-INVESTMENT PROPERTY - Total Revenue: 20044246, Related or Exempt Function Revenue: , Unrelated Business Revenue: 597618, Revenue Excluded from Tax Under Sections 512, 513, or 514: 19446628; DOUBLETREE - Total Revenue: 29417906, Related or Exempt Function Revenue: , Unrelated Business Revenue: 29417906, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; ALL OTHER PROGRAM SERVICE REVENUE - Total Revenue: 79735506, Related or Exempt Function Revenue: 79711222, Unrelated Business Revenue: 24284, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances CHANGE IN RETIREMENT OBLIGATIONS - -XXX-XX-XXXX; OTHER CHANGES IN SPLIT INTEREST AGREEMENTS - 13536015; TRANSFERS TO/FROM AFFILIATE ORGANIZATIONS - 68127410; CHANGE IN INTEREST IN TRUSTS HELD BY OTHERS - 11402344; OTHER CHANGE IN NET ASSETS - -8899926; BEAU GESTE XXV LLC HRES 1350 MASS AVE CAMBRIDGE MA 02138 202138990 REAL ESTATE MA 29446894 56244341 PRESIDENT AND FELLOWS OF HARVARD COLLEGE DG EQUITY PARTICIPANTS II LLC 131 SOUTH DEARBORN ST 32 FL CHICAGO IL 60603 981167777 INVESTMENTS DE 0 0 DG PARTICIPANTS LTD EGSI LLC 600 ATLANTIC AVENUE BOSTON MA 02210 813795256 INVESTMENTS MA 0 0 PRESIDENT AND FELLOWS OF HARVARD COLLEGE FIELD COURSE LLC 1209 ORANGE ST THE CORP TRUST CO WILMINGTON DE 19801 001069145 ACADEMIC DE 0 52657 PRESIDENT AND FELLOWS OF HARVARD COLLEGE HARVARD INTERNATIONAL LLC 1350 MASS AVE STE 980 CAMBRIDGE MA 02138 300459737 INTERNATIONAL SUPPORT MA 0 0 PRESIDENT AND 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WASHINGTON, D.C.