2020-07-14T12:42:50-05:00 2019-06-30 473535842 DAVIS FARR LLP 2301 DUPONT DRIVE SUITE 200 IRVINE CA 92612 990 2018-07-01 200548930 CALIFORNIA ASSOCIATION OF PUBLIC AUTHORITIES FOR IHSS CALI 9164929111 1127 ELEVENTH STREET NO 701 SACRAMENTO CA 95814 TERI RUGGIERO CAPA BOARD TREASURER 9164929111 2020-07-14 1 TRITIA FOSTER P02164134 9494742020 4.53.180.254 2020-07-14 12:31:16 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 3CA04E7BE7BF2B42156A332E3B083524EED3DD18 2018 2021-09-10 13:11:23Z KAREN KEESLAR 1127 ELEVENTH STREET NO 701 SACRAMENTO CA 95814 422072 0 X WWW.CAPAIHSS.ORG X 2003 CA CAPA'S MISSION IS TO SUPPORT ITS MEMBERS AND PROVIDE LEADERSHIP THAT PROMOTES THE AVAILABILITY OF SERVICES AND THE RIGHTS OF OLDER ADULTS AND PERSONS WITH DISABILITIES TO LIVE WITH INDEPENDENCE AND DIGNITY. CAPA'S PURPOSE IS TO DEVELOP AND SUPPORT PUBLIC POLICY AND LEGISLATION TO IMPROVE IHSS, AND TO IMPROVE PERSONAL ASSISTANCE SERVICES, PRIMARILY IN THE INDEPENDENT PROVIDER MODE. IN THE FISCAL YEAR ENDING JUNE 30, 2019, THERE WERE 50 DIRECTORS REPRESENTING 52 MEMBER COUNTIES. 50 50 1 50 0 0 0 0 412054 412054 1289 2008 7803 8010 421146 422072 0 0 0 0 265991 274553 0 0 0 128737 128168 394728 402721 26418 19351 426508 443719 113676 111536 312832 332183 CAPA'S MISSION IS TO SUPPORT ITS MEMBERS AND PROVIDE LEADERSHIP THAT PROMOTES THE AVAILABILITY OF SERVICES AND THE RIGHTS OF OLDER ADULTS AND PERSONS WITH DISABILITIES TO LIVE WITH INDEPENDENCE AND DIGNITY. 0 0 CAPA'S MISSION IS TO SUPPORT ITS MEMBERS AND PROVIDE LEADERSHIP THAT PROMOTES THE AVAILABILITY OF SERVICES AND THE RIGHTS OF OLDER ADULTS AND PERSONS WITH DISABILITIES TO LIVE WITH INDEPENDENCE AND DIGNITY. CAPA'S PURPOSE IS TO DEVELOP AND SUPPORT PUBLIC POLICY AND LEGISLATION TO IMPROVE IHSS, AND TO IMPROVE PERSONAL ASSISTANCE SERVICES, PRIMARILY IN THE INDEPENDENT PROVIDER MODE. IN THE FISCAL YEAR ENDING JUNE 30, 2019, THERE WERE 50 DIRECTORS REPRESENTING 52 MEMBER COUNTIES. 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 6 0 1 1 1 0 0 0 0 0 0 0 0 X 50 50 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 0 0 1 1 0 CA X KAREN KEESLAR 9164929111 1127 ELEVENTH STREET SUITE 701 SACRAMENTO CA 95814 KELLY DEARMAN PRESIDENT 1.00 X X 0 0 0 GREG THOMPSON SECRETARY 1.00 X X 0 0 0 KIM BRITT TREASURER 1.00 X X 0 0 0 MARY TINKER VICE PRESIDENT 1.00 X X 0 0 0 JEFF LAMBAREN VICE PRESIDENT 1.00 X X 0 0 0 BRENDA PRATHER VICE PRESIDENT 1.00 X X 0 0 0 JANNETJE VRIEZE VICE PRESIDENT 1.00 X X 0 0 0 ROSA HIDALGO VICE PRESIDENT 1.00 X X 0 0 0 LUZ NAPOLES LORETO VICE PRESIDENT 1.00 X X 0 0 0 DIANA NORLIN PUBLIC AUTHORITY MANAGER 1.00 X 0 0 0 COLLEEN REEVES PUBLIC AUTHORITY MANAGER 1.00 X 0 0 0 ELIZABETH DONDI INTERIM EXECUTIVE DIRECTOR 1.00 X 0 0 0 JENNIFER COATS IHSS PA COORDINATOR 1.00 X 0 0 0 JOY CRONIN EXECUTIVE DIRECTOR 1.00 X 0 0 0 ROSYO RAMIREZ PUBLIC AUTHORITY DIRECTOR 1.00 X 0 0 0 ANNE NODA EXECUTIVE DIRECTOR 1.00 X 0 0 0 MICHELE GOMEZ PROGRAM DIRECTOR 1.00 X 0 0 0 THOMAS JANIK PUBLIC AUTHORITY SUPERVISO 1.00 X 0 0 0 AARON ALARCON-BOWEN EXECUTIVE DIRECTOR 1.00 X 0 0 0 BALJIT HUNDAL DEPUTY DIRECTOR 1.00 X 0 0 0 CHERI-LYNN WORTHAM PROGRAM MANAGER 1.00 X 0 0 0 CAROLYN WILLIAMS DIRECTOR 1.00 X 0 0 0 CASEY ROCKWOOD EXECUTIVE DIRECTOR 1.00 X 0 0 0 ANN GUERRA EXECUTIVE DIRECTOR 1.00 X 0 0 0 COLBY HYTOFF PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 JOHN KOZITZA EXECUTIVE DIRECTOR 1.00 X 0 0 0 MARIA CORONA DEPUTY DIRECTOR 1.00 X 0 0 0 VICKIE MOLZEN PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 GEORGE MCHUGH EXECUTIVE DIRECTOR 1.00 X 0 0 0 RICHIE REED SOCIAL WORKER SUPERVISOR I 1.00 X 0 0 0 JANET HOGAN HEALTH SERVICES MANAGER 1.00 X 0 0 0 MARK CONTOIS ADULT PROGRAMS DIVISION CH 1.00 X 0 0 0 JUAN MAGANA PUBLIC AUTHORITY MANAGER 1.00 X 0 0 0 SARAH ADAMEC SENIOR STAFF ANALYST 1.00 X 0 0 0 TALYA NICHOLSON PUBLIC AUTHORITY ADMINISTR 1.00 X 0 0 0 TERI RUGGIERO PUBLIC AUTHORITY ADMINISTR 1.00 X 0 0 0 MIKE HUMPHREY MANAGER 1.00 X 0 0 0 TONYA BEEBE MANAGER 1.00 X 0 0 0 DAVID MADRIGAL PROGRAM MANAGER 1.00 X 0 0 0 MIKE COTTONE PROGRAM MANAGER 1.00 X 0 0 0 JOHN MAURO DEPUTY HHS DIRECTOR - AGIN 1.00 X 0 0 0 JENNIFER ENOCH EXECUTIVE DIRECTOR 1.00 X 0 0 0 GLENN WALLACE PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 KARA HALL PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 CARINA PADILLA PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 LAURA K WALNY PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 SANJA K BUGAY PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 STEPHEN J WHITE PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 EMILY NICHOLL PUBLIC AUTHORITY/IHSS/APSPUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 JENNIFER CLAAR PUBLIC AUTHORITY/IHSS/APS 1.00 X 0 0 0 KAREN KEESLAR EXECUTIVE DIRECTOR AND LOB 40.00 X 135300 0 0 135300 0 0 1 0 0 0 0 MEMBERSHIP DUES 900099 412054 412054 412054 2008 2008 7560 0 7560 7560 7560 MISCELLANEOUS 900099 450 450 450 422072 412504 0 9568 X 149445 73151 41002 9905 1050 15325 59429 911 2017 28797 2025 618 1585 COMMUNICATIONS 7164 CONSUMER SPONSOR/TRAVEL 5721 MISCELLANEOUS 4576 402721 26935 40212 373566 376302 23472 25288 8095 6178 2535 1917 426508 443719 18435 20113 95241 91423 113676 111536 X 312832 332183 312832 332183 426508 443719 19351 0 X X 0 1 X 0 0 1 0 0 4566 4137 429 3529 2041 1488 1917 X 422072 0 422072 0 422072 402721 0 402721 0 402721 PART X, LINE 2: CAPA QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (THE "CODE") AND SECTION 23701(E) OF THE CALIFORNIA REVENUE AND TAXATION CODE, ACCORDINGLY, THERE IS NO PROVISION FOR FEDERAL INCOME OR CALIFORNIA FRANCHISE TAXES. CAPA RECEIVES 100 PERCENT OF ITS MEMBERSHIP REVENUE FROM LOCAL GOVERNMENTS, AND, THEREFORE, IS NOT SUBJECT TO THE PROXY TAX ON LOBBYING EXPENSES. INCOME DETERMINED TO BE UNRELATED BUSINESS TAXABLE INCOME (UBTI) WOULD BE TAXABLE. CAPA'S FEDERAL RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) FOR THE FISCAL YEARS ENDED 2015, 2016, AND 2017 ARE SUBJECT TO IRS EXAMINATION, GENERALLY FOR THREE YEARS AFTER FILING. AS OF THE DATE OF THIS REPORT, CAPA'S FISCAL YEAR 2018 RETURN HAD NOT YET BEEN FILED. KEESLAR AND ASSOCIATES KAREN KEESLAR, EXECUTIVE DIRECTOR, OWNS KEESLAR AND ASSOCIATES. 7560 KEESLAR AND ASSOCIATES RENTS OFFICE SPACE FROM CAPA. 0 FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS ELECT THE OFFICERS OF THE BOARD OF DIRECTORS. THE BOARD APPROVES SIGNIFICANT DECISIONS. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER HAS THE RIGHT TO VOTE IN THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE CAPA BOARD PRESIDENT AND TREASURER BEFORE BEING FILED. ALL MEMBERS OF THE BOARD RECEIVE A COPY OF THE 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ARTICLE I: PURPOSE THE CALIFORNIA ASSOCIATION OF PUBLIC AUTHORITIES FOR IHSS ("CAPA") IS A CALIFORNIA NONPROFIT MUTUAL BENEFIT CORPORATION. MEMBERS OF THE BOARD OF DIRECTORS ("BOARD MEMBERS") OF CAPA ARE SUBJECT TO CERTAIN LEGAL OBLIGATIONS IN THE PERFORMANCE OF THE DUTIES OF THEIR POSITION. FOR THIS REASON, CAPA IS ESTABLISHING THIS CONFLICT OF INTEREST POLICY FOR ITS BOARD MEMBERS. CAPA BOARD MEMBERS ARE REQUIRED TO EXERCISE GOOD FAITH IN ALL TRANSACTIONS INVOLVING THEIR DUTIES, AND THEY ARE SUBJECT TO CERTAIN OBLIGATIONS NOT TO USE THEIR POSITION, OR KNOWLEDGE GAINED THROUGH THEIR POSITION, FOR THEIR PERSONAL BENEFIT. IN THEIR DEALINGS WITH CAPA, BOARD MEMBERS SHOULD BE MINDFUL OF POTENTIAL CONFLICT OF INTERESTS. ARTICLE II: STANDARD OF CARE IN DETERMINING POTENTIAL CONFLICTS OF INTEREST, THE FOLLOWING STANDARD OF CARE SHALL BE APPLICABLE: A. BOARD MEMBERS SHALL PERFORM THEIR DUTIES IN GOOD FAITH, IN A MANNER THEY BELIEVE TO BE IN THE BEST INTEREST OF CAPA, WITH SUCH CARE, INCLUDING REASONABLE INQUIRY, AS AN ORDINARY PRUDENT PERSON IN A LIKE POSITION WOULD USE UNDER THE CIRCUMSTANCES. B. BOARD MEMBERS ARE ENTITLED TO RELY ON THE INFORMATION, OPINIONS, REPORTS OR STATEMENTS (INCLUDING FINANCIAL STATEMENTS AND OTHER FINANCIAL DATA) PREPARED OR PRESENTED BY OFFICERS OR EMPLOYEES OF CAPA, INDEPENDENT ACCOUNTANTS, AND OTHER EXPERTS WHO PROVIDE PROFESSIONAL SERVICES TO CAPA, PROVIDED THAT BOARD MEMBERS BELIEVE SUCH INDIVIDUALS ARE RELIABLE AND COMPETENT, AND THAT THE MATTERS ON WHICH THEY PRESENT ARE WITHIN THEIR PROFESSIONAL OR EXPERT COMPETENCE. BOARD MEMBERS MAY ALSO RELY ON THE INFORMATION, OPINIONS, REPORTS OR STATEMENTS OF ANY COMMITTEE OF THE BOARD OF DIRECTORS WITH RESPECT TO MATTERS WITHIN THAT COMMITTEE'S DESIGNATED AUTHORITY IF BOARD MEMBERS BELIEVE THE COMMITTEE MERITS THEIR CONFIDENCE. BOARD MEMBERS ARE ENTITLED TO RELY ON THE INFORMATION, OPINIONS, REPORTS OR STATEMENTS OF ANY PERSON, FIRM, OR COMMITTEE IF, AFTER REASONABLE INQUIRY WHEN THE NEED THEREFORE IS INDICATED BY THE CIRCUMSTANCES, THEY HAVE NO KNOWLEDGE THAT WOULD CAUSE SUCH RELIANCE TO BE UNWARRANTED. A. BOARD MEMBERS ARE NECESSARILY INVOLVED IN THE AFFAIRS OF OTHER INSTITUTIONS AND ORGANIZATIONS. EFFECTIVE BOARDS AND ORGANIZATIONS WILL INCLUDE INDIVIDUALS WHO HAVE RELATIONSHIPS AND AFFILIATIONS THAT MAY RAISE QUESTIONS ABOUT PERCEIVED CONFLICTS OF INTEREST. ALTHOUGH MANY SUCH POTENTIAL CONFLICTS ARE AND WILL BE DEEMED INCONSEQUENTIAL, EVERY BOARD MEMBER HAS THE RESPONSIBILITY TO ENSURE THE ENTIRE BOARD OF DIRECTORS IS MADE AWARE OF SITUATIONS THAT INVOLVE PERSONAL, FAMILIAL, OR BUSINESS RELATIONSHIPS THAT COULD CREATE A REAL OR PERCEIVED CONFLICT OF INTEREST. EVERY BOARD MEMBER IS ALSO A PUBLIC AUTHORITY DIRECTOR FOR A COUNTY IN THE STATE OF CALIFORNIA, AND THEIR PUBLIC AUTHORITY PAYS DUES TO SUPPORT CAPA. DECISIONS BY BOARD MEMBERS RELATED TO SETTING DUES FOR CAPA MEMBERSHIP IS DEEMED NOT TO BE A CONFLICT OF INTEREST. BOARD MEMBERS ARE REQUIRED ANNUALLY TO BE FAMILIAR WITH THE TERMS OF THIS POLICY, AND TO ACKNOWLEDGE BY HIS OR HER SIGNATURE THAT HE OR SHE IS ACTING IN ACCORDANCE WITH THE LETTER AND SPIRIT OF THIS POLICY. B. BOARD MEMBERS ARE REQUIRED TO MAKE A FULL DISCLOSURE TO THE BOARD OF DIRECTORS OF ALL MATERIAL FACTS REGARDING ANY POSSIBLE CONFLICT OF INTEREST, TO DESCRIBE THE TRANSACTION, AND TO DISCLOSE THE DETAILS OF THEIR INTEREST. CAPA SHALL, AS APPROPRIATE, SEEK THE OPINION OF LEGAL COUNSEL AND SUCH OTHER AUTHORITIES AS MAY BE REQUIRED, BEFORE ENTERING INTO ANY SUCH TRANSACTION. BEFORE APPROVING A TRANSACTION IN WHICH A BOARD MEMBER MAY HAVE A CONFLICT OF INTEREST, THE BOARD OF DIRECTORS WILL ATTEMPT, IN GOOD FAITH AND AFTER REASONABLE INVESTIGATION UNDER THE CIRCUMSTANCES, TO DETERMINE THAT: (1) CAPA IS ENTERING INTO THE TRANSACTION FOR ITS OWN BENEFIT; (2)THE TRANSACTION IS FAIR AND REASONABLE AS TO CAPA AT THE TIME CAPA ENTERED INTO THE TRANSACTION; (3)THE BOARD OF DIRECTORS HAS KNOWLEDGE OF THE MATERIAL FACTS CONCERNING THE TRANSACTION AND THE DIRECTOR'S OR OFFICER'S INTEREST IN THE TRANSACTION; AND (4) CAPA CANNOT OBTAIN A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. THE BOARD OF DIRECTORS MUST THEN APPROVE THE TRANSACTION BY A VOTE OF A MAJORITY OF THE BOARD OF DIRECTORS THEN IN OFFICE, WITHOUT COUNTING THE VOTE OF ANY DIRECTOR WHO MAY HAVE A CONFLICT OF INTEREST DUE TO THE TRANSACTION UNDER CONSIDERATION. FORM 990, PART VI, SECTION B, LINE 15 PERSONNEL AND EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS DETERMINE THE EXECUTIVE DIRECTOR'S COMPENSATION WITH COMPARABLE DATA. EXECUTIVE DIRECTOR POSITION WAS COMBINED WITH THE LOBBYIST POSITION EFFECTIVE 3/15/2010. COMPENSATION FOR THIS POSITION IS NOW UNDER CONTRACT SERVICES. THE DELIBERATION AND DECISIONS ARE DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING 53,360. PAYROLL SERVICES 6,069. FORM 990 PART XII LINE 2C THE AUDIT OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.