2020-07-14T08:49:32-05:00 2019-06-30 476097913 SEIM JOHNSON LLP 18081 BURT STREET SUITE 200 OMAHA NE 680224722 990 2018-07-01 431236557 PREFERRED FAMILY HEALTHCARE INC PREF 6606651962 900 E LAHARPE KIRKSVILLE MO 63501 THOMAS WEBER CFO 6606651962 2020-07-10 1 WENDY R COOLEY P01523804 4023302660 209.34.201.180 2020-07-10 07:18:47 CD P B319C935D5CD5DD24452FA9CD51ABCBD1A9C8C2C 5D066E2939FE45487034BD10C4A0DC94BE27FEF9 2018 2021-01-29 14:40:06Z X MICHAEL SCHWEND 900 E LAHARPE KIRKSVILLE MO 63501 156320036 0 X WWW.PFH.ORG X 1979 MO PREFERRED FAMILY HEALTHCARE PROVIDES INTEGRATED HEALTHCARE INCLUDING SUBSTANCE ABUSE TREATMENT, PREVENTION, MENTAL HEALTH, PRIMARY CARE AND DENTISTRY SERVICES THROUGHOUT THE MIDWEST. 10 10 4545 30 -50227 0 4690656 6007183 183747417 144086919 929974 2111820 -34583 -99583 189333464 152106339 861892 31188 0 0 138396371 115682197 0 0 249705 54203062 44503711 193461325 160217096 -4127861 -8110757 129567177 117799286 41922126 38264992 87645051 79534294 X PREFERRED FAMILY HEALTHCARE, INC IS A DYNAMIC AND CARING ORGANIZATION COMMITTED TO PROVIDING INTEGRATED CARE TO ASSIST INDIVIDUALS IN ACHIEVING OVERALL HEALTH AND WELLNESS. 0 1 44017378 48162073 PREFERRED FAMILY HEALTHCARE ("PFH") SPECIALIZES IN THE PREVENTION AND TREATMENT OF SUBSTANCE USE DISORDERS INCLUDING OUTPATIENT TREATMENT, CREATIVE ARTS, VIRTUAL COUNSELING SERVICES, AND RESIDENTIAL TREATMENT. PFH ALSO PROVIDES PROGRAMMING THAT IS TARGETED TO SPECIFIC NEEDS, SUCH AS GENDER-SPECIFIC WOMEN'S SERVICES, TRAUMA AND CO-OCCURRING SERVICES, ALUMNI PROGRAMMING, SUPPORTIVE HOUSING, RELAPSE PREVENTION, AND DRUG COURT SERVICES. THE AGENCY HAS PLAYED A SIGNIFICANT ROLE IN THE DEVELOPMENT OF COMPREHENSIVE SUBSTANCE ABUSE TREATMENT AND RECOVERY (CSTAR) PROGRAMMING IN MISSOURI. SINCE OPENING UP THE FIRST ADOLESCENT PROGRAM IN 1991, THE AGENCY HAS GROWN TO BECOME THE LARGEST PROVIDER OF ADOLESCENT AND ADULT SUBSTANCE ABUSE TREATMENT IN MISSOURI. THE AGENCY'S COMMITMENT TO DEVELOPING AND EXPANDING SERVICES TO MEET THE NEEDS OF ITS CONSUMERS RESULTED IN ADDING NEW SERVICES TO ADDRESS CO-OCCURRING ISSUES; INCORPORATING MEDICATION ASSISTED TREATMENT; PROVIDING SERVICES TO ASSIST THOSE EXPERIENCING TRAUMA ISSUES; INTEGRATION OF EMPLOYMENT, EDUCATION AND CHILD WELFARE SERVICES AS PART OF THE TREATMENT TEAM; AND FOCUSING ON THE SPECIFIC NEEDS OF WOMEN AND THEIR FAMILIES. PFH PLAYS A SUBSTANTIAL ROLE IN THE PREVENTION ARENA WITH A PRESENCE IN OVER 100 SCHOOL DISTRICTS OFFERING UNIVERSAL PREVENTION STRATEGIES AND MORE TARGETED INTERVENTIONS FOR YOUTH AT RISK OF SUBSTANCE MISUSE. PFH HAS BEEN A LEADER OFFERING TWO SPECIALIZED WOMEN'S RESIDENTIAL PROGRAMS TO SUPPORT THE NEEDS OF THE WOMEN AND THEIR FAMILIES DURING TREATMENT AND RECOVERY. PFH ALSO PROVIDES COMPREHENSIVE, COMMUNITY-BASED PREVENTION TO PREVENT SUBSTANCE USE AMONG YOUTH. EVIDENCE-BASED APPROACHES OF MOTIVATIONAL ENHANCEMENT THERAPY (MET), COGNITIVE-BEHAVIORAL THERAPY (CBT), TRAUMA-FOCUSED COGNITIVE-BEHAVIORAL THERAPY (CF-CBT), STRENGTHS-BASED CLIENT-CENTERED APPROACH, AND MOTIVATIONAL INTERVIEWING (MI), TO NAME A FEW, ARE WOVEN INTO ALL SERVICE MODALITIES FOR OPTIMAL TREATMENT EFFECTIVENESS. ACCOMPLISHMENTS: PFH HAS BEEN THE RECIPIENT OF MANY AWARDS, INCLUDING THE NATIONAL COUNCIL AWARDS OF EXCELLENCE FOR ITS VIRTUAL TREATMENT PROGRAM TO SERVE PEOPLE IN RURAL AREAS OF MISSOURI WHERE TREATMENT ISN'T EASILY ACCESSIBLE. THIS WAS ONE OF THE FIRST PROJECTS OF ITS KIND ACROSS THE NATION AND HAS POSITIVELY IMPACTED THOUSANDS OF LIVES SINCE THE PROGRAM'S INCEPTION IN 2008. AS PART OF PFH'S YOUTH AND FAMILY DIVISION, A FEDERAL ADMINISTRATION OF CHILDREN AND FAMILIES, REGIONAL PARTNERSHIP GRANT HAS ALLOWED FOR THE INTEGRATION OF CHILD WELFARE, EMPLOYMENT AND TREATMENT PRODUCING A MULTI-MILLION DOLLAR SAVINGS FOR THE STATE. 38872259 45547645 PREFERRED FAMILY HEALTHCARE'S ("PFH") COMMUNITY SERVICES PROGRAMMING SUPPORTS INDIVIDUALS WITH AN INTELLECTUAL OR DEVELOPMENTAL DISABILITY, AS WELL AS THE COMMUNITY THEY RESIDE IN, BY PROVIDING INDIVIDUALIZED SUPPORTED LIVING SERVICES ("ISL") AND COMMUNITY INTEGRATION. AS THE OLDEST AND LARGEST PROVIDER OF ISL SERVICES IN MISSOURI, PFH PROVIDES SUPPORT TO PERSONS IN THEIR OWN HOME AS THEY BUILD AND PRACTICE SKILLS IN THE AREAS OF HEALTH AND SAFETY, HOUSEHOLD SKILLS, SOCIAL SKILLS, COMMUNITY PARTICIPATION, SELF-ADVOCACY, LEISURE SKILLS, AND DEVELOPMENT OF PERSONAL INTERESTS. COMMUNITY INTEGRATION FOCUSES ON PROVIDING THE INDIVIDUALIZED SUPPORT NEEDED TO PARTICIPATE IN THE COMMUNITY, TO LEARN COMMUNITY SKILLS, AND ENGAGE IN RECREATIONAL OR EDUCATIONAL ACTIVITIES. PERSONS SERVED THROUGH THE ISL OR COMMUNITY INTEGRATION EFFORTS HIRE AND EVALUATE THEIR SUPPORT STAFF AND THEIR SERVICE PLANS ARE FULLY PERSON-SERVED-DIRECTED. ACCOMPLISHMENTS: PFH HAS HELPED PIONEER ASSISTIVE TECHNOLOGY FOR USE BY PERSONS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES THROUGH 2GETHERTECH, INC. THIS TECHNOLOGY PROVIDES AN OPPORTUNITY FOR PERSONS TO LIVE INDEPENDENTLY (WITHOUT 24 HOUR STAFF) THROUGH INCONSPICUOUS ELECTRONIC MONITORING TO MAINTAIN SAFETY WHILE PROMOTING EVEN GREATER (MEDICATION) COMPLIANCE. THIS VERY COST EFFECTIVE OPTION HAS BEEN PRAISED BY PAYERS. COMMUNITY SERVICES ALSO RECEIVED MEDICAID WAIVER CERTIFICATION FROM THE DEPARTMENT OF MENTAL HEALTH AS A PROVIDER OF INDIVIDUALIZED SUPPORTED LIVING, GROUP HOME, HOST HOME, AND DAY HABILITATION SERVICES. 32061763 27043846 PREFERRED FAMILY HEALTHCARE ("PFH") OFFERS MENTAL HEALTH TREATMENT PROGRAMS FOR YOUTH AND ADULTS SUFFERING FROM A SERIOUS EMOTIONAL DISTURBANCE OR SERIOUS AND PERSISTENT MENTAL ILLNESS. PFH IS ABLE TO SERVE INDIVIDUALS WHO EXPERIENCE DIFFICULTY ACCESSING SERVICES DUE TO BEING UNINSURED. ADDITIONALLY, PFH OPERATES A VAST NETWORK OF OUTPATIENT CLINICS PROVIDING TREATMENT IN OVER 150 SCHOOLS. PFH HAS BEEN AT THE FOREFRONT OF DESIGNING INTERVENTIONS THAT HAVE PROGRESSIVELY ALLOWED FOR MORE AND MORE CLIENTS TO MAINTAIN INDEPENDENCE AND MENTAL WELLNESS. SUCH INTERVENTIONS INCLUDE HEALTH HOME ENGAGEMENT: PFH PARTICIPATES IN THE HEALTH HOME INITIATIVE IN OKLAHOMA AND MISSOURI PROVIDING CARE COORDINATION TO INDIVIDUALS WHOSE MENTAL ILLNESS AND PHYSICAL HEALTH SYMPTOMS IDENTIFY THEM AS HIGH-RISK. ACCOMPLISHMENTS: PFH CONTINUES TO IMPLEMENT INNOVATIVE PRACTICES ACROSS OUR FOOTPRINT. THIS IS EVIDENCED BY MULTIPLE FEDERAL AND FOUNDATION GRANT AWARDS ALLOWING THE AGENCY TO PILOT WHAT HAVE TURNED OUT TO BE HIGHLY SUCCESSFUL INTEGRATED CARE EFFORTS. INITIATIVES INCLUDE A HEALTH HOME FOR PERSONS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, AND PRIMARY/BEHAVIORAL HEALTH CARE COORDINATION FOR PERSONS WHO HAVE COMORBIDITIES WHERE OUTCOMES WILL HELP INFORM STRATEGIC PRIORITIES OF THE ORGANIZATION MOVING FORWARD. 14379652 31188 23283999 EMPLOYMENT SERVICES - PREFERRED FAMILY HEALTHCARE'S ("PFH") EMPLOYMENT SERVICES OFFER AN ARRAY OF DIFFERENT COMMUNITY-BASED SERVICES, WITH THE PRIMARY FOCUS BEING TO FACILITATE THE SUCCESS OF INDIVIDUALS WITH DISABILITIES AS THEY: (A) IDENTIFY A JOB GOAL THROUGH INDIVIDUALIZED CAREER PLANNING, (B) SEARCH, APPLY AND INTERVIEW FOR JOBS MATCHING THEIR IDENTIFIED GOAL, AND (C) SUSTAIN THEIR EMPLOYMENT ONCE HIRED. PROGRAMS INCLUDE SUPPORTED EMPLOYMENT - ASSISTS INDIVIDUALS WITH DISABILITIES IN PREPARATION FOR EMPLOYMENT; EMPLOYMENT SERVICE PLACEMENT AND RETENTION - ASSISTS INDIVIDUALS TO SECURE AND MAINTAIN EMPLOYMENT; EMPLOYMENT SERVICE PLUS - SPECIALIZED PLACEMENT/RETENTION FOR PERSONS WITH AUTISM, BRAIN INJURY OR WHO ARE DEAF/HARD OF HEARING; INDIVIDUALIZED PLACEMENT AND SUPPORT (IPS) - EVIDENCE-BASED INTEGRATION OF EMPLOYMENT WITHIN SUBSTANCE USE AND MENTAL HEALTH TREATMENT PROGRAMS; AND SKILLS TRAINING - AUTOMOTIVE, JANITORIAL, FOOD SERVICE AND CHILD CARE. PFH'S EMPLOYMENT SERVICES ASSISTS OVER 1,000 INDIVIDUALS EVERY YEAR TO OBTAIN A JOB OF THEIR CHOOSING, WITH A CLIENT SATISFACTION RATING OF OVER 98%. FEDERALLY QUALIFIED HEALTH CENTER - PREFERRED FAMILY HEALTHCARE ("PFH") OPERATES A FEDERALLY QUALIFIED HEALTH CENTER - CLARITY HEALTHCARE - IN THE HANNIBAL, MISSOURI AND QUINCY, ILLINOIS MARKETS. FUNDED IN 2013 BY THE HEALTH RESOURCES AND SERVICES ADMINISTRATION ("HRSA"), PFH HAS INCREASED ACCESS TO PRIMARY AND BEHAVIORAL HEALTH CARE AS WELL AS DENTAL CARE FOR THESE UNDERSERVED COMMUNITIES AND VULNERABLE POPULATIONS WHO RESIDE IN THESE AREAS. CLARITY HEALTHCARE HAS PARTAKEN IN MANY UNIQUE INITIATIVES RANGING FROM MOBILE DENTAL SERVICES, TO OTHER HRSA GRANTS TO EXPAND SUBSTANCE USE DISORDER TREATMENT, AND A HEALTH HOME MODEL TO SERVE PERSONS WITH AN INTELLECTUAL OR DEVELOPMENTAL DISABILITY, TO NAME A FEW. YOUTH AND FAMILY - PREFERRED FAMILY HEALTHCARE ("PFH") SUPPORTS CHILDREN, YOUTH, AND FAMILIES WITH COMPLEX NEEDS, INCLUDING: CHILDREN AND YOUTH WHO ARE AT RISK OF BEING REMOVED FROM HOME OR WHO HAVE BEEN REMOVED WITH THE GOAL OF REUNIFICATION; CHILDREN AND YOUTH WITH SERIOUS EMOTIONAL, NEUROBIOLOGICAL OR BEHAVIORAL DISTURBANCE, AND THEIR FAMILIES; AND CHILDREN AND YOUTH HAVING PROBLEMS THAT PLACE THE CHILDREN OR YOUTH AT RISK. A VARIETY OF PROGRAMS ARE OFFERED THOUGH MISSOURI AND ARKANSAS TO SUPPORT THESE YOUTH AND THEIR FAMILIES, INCLUDING: CHAFEE FOSTER CARE INDEPENDENCE PROGRAM, TRANSITIONAL LIVING SCATTERED SITE, AND INTENSIVE IN-HOME SERVICES. PFH IS A PARTNER OF A THREE-AGENCY COLLABORATIVE WHICH PROVIDES CASE MANAGEMENT AND OTHER SERVICES FOR FOSTER CHILDREN AS ASSIGNED BY THE CHILDREN'S DIVISION OF THE MISSOURI DEPARTMENT OF SOCIAL SERVICES IN THE JUDICIAL CIRCUITS COVERING GREENE, STONE, BARRY, AND LAWRENCE COUNTIES. PFH IS ALSO THE PROUD RECIPIENT OF A FEDERAL REGIONAL PARTNERSHIP GRANT AIMED AT IMPACTING CHILD WELFARE AND PARENTAL SUBSTANCE USE CONCURRENTLY. THIS FUNDING HAS ALLOWED PFH TO FORMALIZE THE CREATION OF A MULTI-DISCIPLINARY TEAM (CHILD WELFARE, TREATMENT, EMPLOYMENT) TO PRODUCE A MULTI-MILLION DOLLAR SAVINGS TO THE STATE. DOMESTIC VIOLENCE - PREFERRED FAMILY HEALTHCARE ("PFH") HAS PROVIDED DOMESTIC VIOLENCE ("DV") VICTIM SERVICES SINCE 1979 AND SEXUAL ASSAULT ("SA") VICTIM SERVICES SINCE 2001 IN THE GREATER ST. LOUIS METROPOLITAN REGION. DV & SA SERVICES PROVIDED AT PFH INCLUDE A 24-HOUR CRISIS HOTLINE AND INTERVENTION, EMERGENCY SHELTER, INDIVIDUAL AND GROUP COUNSELING, CHILDREN'S SERVICES, OUTREACH, EMERGENCY RESPONSE TEAMS, AND COMMUNITY EDUCATION. IN ORDER TO BEST PROVIDE THESE SERVICES, ADVOCATES HAVE ESTABLISHED SOLID RECIPROCAL RELATIONSHIPS WITH STATE AND LOCAL ORGANIZATIONS INCLUDING MISSOURI DEPARTMENT OF PUBLIC SAFETY, DEPARTMENT OF SOCIAL SERVICES, DEPARTMENT OF HEALTH AND SENIOR SERVICES, LOCAL POLICE DEPARTMENTS, PROSECUTING ATTORNEYS' OFFICES, HOSPITALS, AND COMMUNITY SERVICE AGENCIES. COLLABORATIVE EFFORTS ARE THE CRUX OF THE ORGANIZATION, ENSURING EACH INDIVIDUAL SERVED IS OFFERED THE UTMOST IN CARE AND SUPPORT. THROUGH COLLABORATIONS IN THE COMMUNITY, ADVOCATES ARE ABLE TO PROVIDE WRAPAROUND SERVICES THAT ARE UNMET WITHIN THE ORGANIZATION. PFH CONTINUOUSLY PROVIDES COMMUNITY EDUCATION AND TRAINING TO PROMOTE AWARENESS ON ISSUES VICTIMS OF DV AND SA FACE AND TO TEACH OTHER HELPING PROFESSIONALS HOW TO HANDLE DISCLOSURE OF VICTIMIZATION. 14379652 31188 23283999 129331052 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 1 0 0 1 384 0 1 4545 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 IL X PREFERRED FAMILY HEALTHCARE INC 6606651962 900 E LAHARPE KIRKSVILLE MO 63501 ROBERT BERRY CHAIRMAN 2.00 0.20 X X 0 0 0 MARK KASTNER CHAIRMAN THRU 07/2018 2.00 0.20 X X 0 0 0 LISA FAIRLEY VICE-CHAIR 2.00 0.20 X X 0 0 0 ANTHONY HENDERSON SECRETARY 2.00 0.20 X X 0 0 0 DON CROSBY TREASURER 2.00 0.20 X X 0 0 0 JAY BENSON DIRECTOR 2.00 0.20 X 0 0 0 SHARON BROWN DIRECTOR 2.00 0.20 X 0 0 0 LYNN CLINE DIRECTOR 2.00 0.20 X 0 0 0 JAMES JUDD DIRECTOR 2.00 0.20 X 0 0 0 STANLEY MELTON DIRECTOR 2.00 0.20 X 0 0 0 PAT WALLACE DIRECTOR 2.00 0.20 X 0 0 0 MICHAEL SCHWEND PRESIDENT 48.00 2.00 X 787473 0 241432 THOMAS WEBER CFO 42.00 8.00 X 282399 0 40948 MENDIE SCHOELLER CCO 40.00 0.00 X 176105 0 13605 MARK CONOVER COO 40.00 0.00 X 149903 0 33661 STACEY HUDSON CHRO 40.00 0.00 X 141097 0 16575 ANN HUTTON SR. EVP 40.00 0.00 X 218776 0 38036 ANDREW SCHWEND SR. EVP 40.00 0.00 X 193603 0 22948 KARAH WADDLE SR. EVP THRU 12/2018 40.00 0.00 X 180399 0 16535 NANCY BAKER SR. EVP 40.00 0.00 X 166953 0 11654 DANIEL URICH MEDICAL DIRECTOR 40.00 0.00 X 333567 0 29117 HERVEY MADDEN PHYSICIAN 40.00 0.00 X 332659 0 22394 DONNA BRISTER PHYSICIAN 40.00 0.00 X 305969 0 6382 JOE SPALDING PHYSICIAN 40.00 0.00 X 296336 0 39913 KATARZYNA DERLUKIEWICZ MD PHYSICIAN 40.00 0.00 X 291701 0 33954 KEITH NOBLE FORMER CCO 40.00 0.00 X 193491 0 12308 4050431 0 579462 66 1 1 0 SPRINGFIELD PARTNERS LLC 3300 S NATIONAL STE 500 SPRINGFIELD MO 65807 FOSTER CARE CASE MANAGEMENT 5831568 BERKOWITZ OLIVER WILLIAMS SHAW 2600 GRAND BLVD 1200 KANSAS CITY MO 64108 LEGAL SERVICES 1070942 ENTERPRISE FLEET MANAGEMENT TRUST 9315 OLIVE BLVD ST LOUIS MO 63132 FLEET MANAGEMENT/LEASING 697329 CREDIBLE BEHAVIORAL HEALTH INC 1 CHOICE HOTELS CIR 11TH FLOOR ROCKVILLE MD 20850 E.H.R 570290 SEIGFRIED BINGHAM 2323 GRAND BLVD 1000 KANSAS CITY MO 64108 LEGAL SERVICES 479179 29 152558 5750114 104511 6007183 MEDICAID/MEDICARE 623990 91076381 91076381 NET PATIENT SERVICE REVENUE 623990 51876248 51876248 340B PAYMENT 623990 621343 621343 PROGRAM RENTAL REVENUE 531110 106885 57529 49356 406062 406062 144086919 464476 464476 5861041 4213697 1647344 1647344 1647344 S-CORP INCOME 900099 -99583 -99583 -99583 152106339 144037563 -50227 2111820 31188 31188 2732103 2732103 464268 464268 94361086 77468496 16717791 174799 1316224 1313198 3026 9193451 7274530 1902823 16098 7615065 5867363 1734867 12835 1655839 1655839 226699 226699 123272 98548 24724 4671774 3700242 928585 42947 122524 45237 77287 4675606 3737879 937727 2486604 1987898 498706 4025844 3218431 807413 3468292 2772699 695593 469124 375038 94086 801634 640860 160774 4087286 3267550 819736 2102180 1680569 421611 DIRECT CLIENT SUPPORT 7728941 7728941 BAD DEBT EXPENSE 3439507 3439507 FOOD EXPENSE 1659078 1659078 MEDICAL SUPPLIES 1080606 1080606 1678901 1478926 199975 160217096 129331052 30636339 249705 25859975 19279103 5789425 7256025 767002 1108847 18081772 19157038 26000 2742248 2132888 74530584 15891317 65466266 58639267 953254 1192732 7017556 6748270 2863679 2285116 129567177 117799286 11770234 9307873 622092 202834 12261189 11211489 21354 4357 12626130 9846004 4621127 7692435 41922126 38264992 X 87585051 79474294 60000 60000 87645051 79534294 129567177 117799286 -8110757 0 X X 0 1 X 1 1 1 X 338659 588868 4229457 4690656 6007183 15854823 338659 588868 4229457 4690656 6007183 15854823 15854823 21927 165219 117469 324182 464476 1093273 263725 263725 17211821 768882303 0.92120 0.94510 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 66350 66350 160150746 160217096 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 448317 811668 66350 66350 1392685 250000 250000 250000 250000 1000000 1500000 0 1 X 9255374 9255374 52069731 9543366 42526365 5376830 3896509 1480321 7828649 2451442 5377207 58639267 DEFERRED COMPENSATION 1192732 ESTIMATED THIRD-PARTY PAYOR SETTLEMENTS 6499703 7692435 X PART IV, LINE 2B: PREFERRED FAMILY HEALTHCARE, INC. IS THE REPRESENTATIVE PAYEE FOR A FEW CLIENTS IN THE ORGANIZATION'S CARE. PART X, LINE 2: THE ORGANIZATION IS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE ORGANIZATION ACCOUNTS FOR UNCERTAINTIES IN ACCOUNTING FOR INCOME TAX ASSETS AND LIABILITIES USING GUIDANCE INCLUDED IN FASB ASC TOPIC 740, INCOME TAXES. THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. AT JUNE 30, 2019, THE ORGANIZATION EVALUATED ITS TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS. X 0 1 X X X X X X 0 1 0 0 0 0 0 1 0 MICHAEL SCHWEND PRESIDENT 503965 0 239791 0 43717 0 213750 0 27682 0 1028905 0 0 0 THOMAS WEBER CFO 282399 0 0 0 0 0 13750 0 27198 0 323347 0 0 0 MENDIE SCHOELLER CCO 176105 0 0 0 0 0 1721 0 11884 0 189710 0 0 0 MARK CONOVER COO 149903 0 0 0 0 0 8133 0 25528 0 183564 0 0 0 STACEY HUDSON CHRO 141097 0 0 0 0 0 4000 0 12575 0 157672 0 0 0 ANN HUTTON SR. EVP 218776 0 0 0 0 0 11521 0 26515 0 256812 0 0 0 ANDREW SCHWEND SR. EVP 188603 0 5000 0 0 0 10108 0 12840 0 216551 0 0 0 KARAH WADDLE SR. EVP THRU 12/2018 175399 0 5000 0 0 0 8907 0 7628 0 196934 0 0 0 NANCY BAKER SR. EVP 166953 0 0 0 0 0 8400 0 3254 0 178607 0 0 0 DANIEL URICH MEDICAL DIRECTOR 333567 0 0 0 0 0 3756 0 25361 0 362684 0 0 0 HERVEY MADDEN PHYSICIAN 283046 0 49613 0 0 0 13750 0 8644 0 355053 0 0 0 DONNA BRISTER PHYSICIAN 276505 0 29464 0 0 0 0 0 6382 0 312351 0 0 0 JOE SPALDING PHYSICIAN 296336 0 0 0 0 0 13750 0 26163 0 336249 0 0 0 KATARZYNA DERLUKIEWICZ MD PHYSICIAN 291701 0 0 0 0 0 13750 0 20204 0 325655 0 0 0 KEITH NOBLE FORMER CCO 193491 0 0 0 0 0 0 0 12308 0 205799 0 0 0 PART I, LINE 1A PURSUANT TO THE OFFICERS' EMPLOYMENT AGREEMENTS, CERTAIN ORGANIZATION OFFICERS HAVE FULL DISCRETION TO SCHEDULE PERSONAL FLIGHTS WITH PFH AVIATION, INC, A WHOLLY-OWNED SUBSIDARY OF PREFERRED FAMILY HEALTHCARE, INC. ANY PERSONAL FLIGHTS ARE TREATED AS ADDITIONAL W-2 COMPENSATION UNDER IRS GUIDELINES OF VALUING SUCH BENEFITS ON AN ANNUAL BASIS. PFH AVIATION, INC. WAS CLOSED DURING THE YEAR AND THERE ARE NO PLANS TO ALLOW THIS BENEFIT IN THE FUTURE. PART I, LINE 1B FIRST CLASS TRAVEL WAS PROVIDED IN ACCORDANCE WITH CERTAIN EXECUTIVES' EMPLOYMENT AGREEMENTS. THE ORGANIZATION HAD POLICIES REGARDING DOCUMENTATION REQUIRED FOR THESE EXPENSES, HOWEVER, THE POLICIES WERE NOT WRITTEN. PART I, LINE 4B MICHAEL SCHWEND, PRESIDENT, PARTICIPATED IN A 457(F) PLAN DURING THE YEAR. THIS AMOUNT HAS BEEN INCLUDED IN HIS RETIREMENT COMPENSATION ON PART II. PART I, LINE 7 EACH YEAR THE BOARD OF DIRECTORS HAS THE AUTHORITY TO APPROVE A DISCRETIONARY BONUS FOR THE OFFICERS OF THE ORGANIZATION. A HEALTH AND EDUCATIONAL FACILITIES AUTHORITY OF THE STATE OF MISSOURI 431178966 000000000 2013-08-14 9500000 CONSTRUCT FACILITY 0 0 0 B HEALTH AND EDUCATIONAL FACILITIES AUTHORITY OF THE STATE OF MISSOURI 431178966 000000000 2014-06-26 7094500 CONSTRUCT FACILITY, REFUND 2 TAXABLE LOANS AND REFUND 2009 BONDS. 0 0 0 A 2480711 9500252 132126 9368125 1 2013 0 0 1 1 B 2902300 7094500 141890 1273488 13 2014 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 1 0 0 0.00610 0.00000 0.00610 0 0 1 A 0 0 0 1 1 0 0 0 1 B 0 0 1 0 1 0 0 0 1 A 1 B 1 PART II, LINE 3 COLUMN A: AMOUNT IS NOT EQUAL TO THE ISSUE PRICE DUE TO INVESTMENT EARNINGS EARNED DURING THE PROJECT PERIOD. ANDREW SCHWEND SON OF MICHAEL SCHWEND, PRESIDENT 223328 EMPLOYEE WAGES 0 AMY SCHWEND DAUGHTER OF MICHAEL SCHWEND, PRESIDENT 39802 EMPLOYEE WAGES 0 JENNIFER WILSON DAUGHTER OF MICHAEL SCHWEND, PRESIDENT 134180 EMPLOYEE WAGES 0 STEPHEN KASTNER SON OF MARK KASTNER, BOARD CHAIR 34070 EMPLOYEE WAGES 0 ELISSA ANDERSON SISTER OF STACEY HUDSON, OFFICER 32887 EMPLOYEE WAGES 0 FORM 990, PART III, LINE 3 DUE TO SIGNIFICANT DECLINES IN SERVICES AND RELATED CONTRACTS IN THE STATE OF ARKANSAS, PFH MADE THE DECISION TO DISCONTINUE OPERATIONS IN THE STATE OF ARKANSAS DURING THE YEAR. PFH TRANSFERRED OR LEASED SUBSTANTIALLY ALL OF ITS ASSETS AND OPERATIONS TO OTHER PROVIDERS OF SERVICES IN ARKANSAS SO THAT SERVICES TO CLIENTS WOULD NOT BE INTERRUPTED. THE TRANSFER AND LEASING OF THE ASSETS IN ARKANSAS RESULTED IN A TOTAL LOSS ON DISCONTINUED OPERATIONS OF $10,072,630 FOR THE YEAR ENDED JUNE 30, 2019. NOTWITHSTANDING THE LOSS OF REVENUE AND OPERATIONS IN ARKANSAS, THE ORGANIZATION HAS CONTINUED TO PROVIDE SERVICES TO CLIENTS WITHOUT INTERRUPTION THROUGH ITS REMAINING OPERATIONS IN MISSOURI, OKLAHOMA, KANSAS AND ILLINOIS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM BASED ON THE AUDITED FINANCIAL STATEMENTS AND INFORMATION PROVIDED BY THE ACCOUNTING DEPARTMENT OF THE ORGANIZATION. A COPY OF THE FORM 990 WAS DELIVERED TO ALL BOARD MEMBERS FOR REVIEW AND APPROVAL PRIOR TO SIGNING AND FILING. FORM 990, PART VI, SECTION B, LINE 12C PREFERRED FAMILY HEALTHCARE, INC. HAS A CONFLICT OF INTEREST POLICY TO PROTECT ITS INTEREST WHEN CONTEMPLATING ENTERING INTO A TRANSACTION OR ARRANGEMENT THAT MIGHT BENEFIT THE PRIVATE INTEREST OF A DIRECTOR OR AN OFFICER OF THE ORGANIZATION OR THAT MIGHT RESULT IN A POSSIBLE EXCESS BENEFIT TRANSACTION. ANNUALLY, ALL BOARD MEMBERS COMPLETE A CONFLICT OF INTEREST STATEMENT DISCLOSING ANY POSSIBLE SOURCES OF CONFLICT. THESE POTENTIAL CONFLICTS ARE PRESENTED AT A BOARD MEETING WITH THE INTERESTED PARTY BEING EXCUSED FROM THE ROOM. THE REMAINING BOARD MEMBERS DELIBERATE THE ISSUES AND DETERMINE WHETHER THE TRANSACTION IS ACCEPTABLE TO THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 AN INDEPENDENT BOARD COMPENSATION COMMITTEE PERFORMED A REVIEW OF COMPENSATION FOR THE CEO, CFO AND CERTAIN OTHER INDIVIDUALS AND OFFICERS IN 2018. THE REVIEW WAS BASED ON A REPORT FROM AN INDEPENDENT, NATIONALLY RECOGNIZED COMPENSATION CONSULTING FIRM, WHICH COMPARED THE COMPENSATION OF THE POSITIONS WITH SIMILAR POSITIONS AT COMPARABLE ORGANIZATIONS. THE REPORT DEMONSTRATED THAT THE COMPENSATION PAID WAS REASONABLE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE FINANCE COMMITTEE ASSUMES THE RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT, THE BOARD OF DIRECTORS OVERSEES THE DECISIONS OF THE FINANCE COMMITTEE. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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