2020-08-11T07:10:46-05:00 2019-09-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2018-10-01 521501082 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES CENT 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 LISA WILSON CHIEF FINANCIAL OFFICER 2028870200 2020-08-07 1 YONG ZHANG CPA P01249785 7033366400 96.241.128.75 2020-08-07 13:20:56 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5BB3B986E96693C9FA12ABDB8E5DE88F5CFF60A5 2018 2020-09-23 17:36:50Z CSIS JOHN J HAMRE 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 48760034 0 X WWW.CSIS.ORG X 1986 DE A PUBLIC POLICY RESEARCH INSTITUTION DEDICATED TO ANALYSIS AND POLICY IMPACT. 43 41 502 52 39151 -56180 40290620 38945126 5064922 6470644 -21079 -4946 101822 118542 45436285 45529366 0 0 0 0 26910285 26959749 0 0 3163624 18931184 18487582 45841469 45447331 -405184 82035 182214715 183161990 49248914 48445050 132965801 134716940 X CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES (CSIS) IS A BIPARTISAN NONPROFIT POLICY RESEARCH ORGANIZATION DEDICATED TO PROVIDING STRATEGIC INSIGHTS AND POLICY SOLUTIONS TO HELP DECISIONMAKERS CHART A COURSE TOWARDS A BETTER WORLD. 0 0 8550919 THE CSIS INTERNATIONAL SECURITY PROGRAM (ISP) IS A CONSTANT SOURCE OF RELIABLE ANALYSIS ON THE THREATS AND OPPORTUNITIES SHAPING U.S. SECURITY INTERESTS AT HOME AND ABROAD.ISP TACKLES ONE OF THE MOST ROBUST AND AMBITIOUS RESEARCH AGENDAS IN THE FIELD. IT COVERS CONVENTIONAL POLITICAL-MILITARY ISSUES, INCLUDING DEFENSE STRATEGY AND POLICY, ACQUISITION AND INDUSTRY, COUNTERTERRORISM AND HOMELAND SECURITY, U.S. NUCLEAR POLICY, WMD PROLIFERATION, DEFENSE BUDGET ANALYSIS, MISSILE DEFENSE, STRATEGIC FUTURES, AND SECURITY COOPERATION. ISP IS ALSO COMMITTED TO ADDRESSING A GROWING RANGE OF NONMILITARY ISSUES DEFINING U.S. FOREIGN AND SECURITY POLICY.NONPARTISAN/BIPARTISAN ANALYSIS OF THE ONGOING DEFENSE AND SECURITY CHALLENGES FACING THE NATION PROVIDES CONGRESS, THE EXECUTIVE BRANCH, AND INDUSTRY THE INFORMATION NEEDED TO MAKE TOUGH DECISIONS. ISP ASSEMBLES TOP-LEVEL LEADERS AND PROVIDES THE PLATFORM FOR THEM TO DEFINE CRITICAL ISSUES AND EXPLAIN THE IMPACT NATIONALLY AND GLOBALLY. 2259156 CSIS' GLOBAL HEALTH POLICY CENTER (GHPC) IS A LEADING POLICY RESEARCH INSTITUTION FOCUSED ON BUILDING BIPARTISAN AWARENESS ABOUT GLOBAL HEALTH AND ITS IMPORTANCE TO U.S. NATIONAL SECURITY.THE GLOBAL HEALTH POLICY CENTER'S GOAL IS TO WORK WITH DIVERSE STAKEHOLDERS TO MAKE U.S. GLOBAL HEALTH EFFORTS MORE STRATEGIC, INTEGRATED, AND SUSTAINABLE OVER THE LONG-TERM. THE CENTER HAS PLAYED A KEY ROLE IN SHAPING SUCCESSFUL U.S. GLOBAL HEALTH EFFORTS OVER THE LAST DECADE BY WORKING DIRECTLY WITH POLICYMAKERS, PARTNERING WITH DEVELOPING COUNTRY EXPERTS, AND CONVENING INFLUENTIAL, HIGH-LEVEL WORKING GROUPS LIKE THE HIV/AIDS TASK FORCE AND THE COMMISSION ON SMART GLOBAL HEALTH POLICY. ACROSS THE ENTIRE SPECTRUM OF THE CENTER'S WORK, THERE IS A COMMON GOAL OF GENERATING NEW CONTENT AND ANALYSES IN A BIPARTISAN FASHION TO SHAPE U.S. POLICY APPROACHES ON GLOBAL HEALTH. THE CENTER CONDUCTS ONGOING RESEARCH ON MULTIPLE FACETS OF U.S. GLOBAL HEALTH POLICY AND BRINGS POLICYMAKERS TO CSIS FOR IN-DEPTH DISCUSSIONS ON GLOBAL HEALTH ENGAGEMENT. 1941865 CSIS JAPAN CHAIR SEEKS TO DEFINE A STRATEGIC AGENDA FOR THE U.S.-JAPAN RELATIONSHIP BY RAISING CONSCIOUSNESS OF U.S. JAPAN POLICY ISSUES IN A BILATERAL, REGIONAL, AND GLOBAL CONTEXT. 18850203 6470644 OTHER PROGRAMS. 18850203 6470644 31602143 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 238 0 1 502 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 43 41 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ CA CO CT DC DE FL GA HI IL KS KY ME MD MA MI MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI LA MN MO NE X LISA WILSON 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 THOMAS J PRITZKER CHAIRMAN 1.00 X X 0 0 0 RICHARD L ARMITAGE TRUSTEE 1.00 X 0 0 0 BRENDAN BECHTEL TRUSTEE 1.00 X 0 0 0 ERSKINE BOWLES TRUSTEE 1.00 X 0 0 0 WILLIAM E BROCK TRUSTEE 1.00 X 0 0 0 SUE M COBB TRUSTEE 1.00 X 0 0 0 WILLIAM S COHEN TRUSTEE 1.00 X 0 0 0 WILLIAM M DALEY TRUSTEE 1.00 X 0 0 0 ANDREAS DRACOPOULOS TRUSTEE 1.00 X 0 0 0 STANLEY F DRUCKENMILLER TRUSTEE 1.00 X 0 0 0 JONATHAN FAIRBANKS TRUSTEE 1.00 X 0 0 0 MICHAEL P GALVIN TRUSTEE 1.00 X 0 0 0 HELENE GAYLE TRUSTEE 1.00 X 0 0 0 EVAN G GREENBERG TRUSTEE 1.00 X 0 0 0 MAURICE R GREENBERG TRUSTEE 1.00 X 0 0 0 JOHN HAMMERGREN TRUSTEE 1.00 X 0 0 0 LINDA W HART TRUSTEE 1.00 X 0 0 0 BENJAMIN W HEINEMAN JR TRUSTEE 1.00 X 0 0 0 JOHN B HESS TRUSTEE 1.00 X 0 0 0 CARLA A HILLS TRUSTEE 1.00 X 0 0 0 RAY L HUNT TRUSTEE 1.00 X 0 0 0 JAMES L JONES JR TRUSTEE 1.00 X 0 0 0 WILLIAM T KEEVAN TRUSTEE 1.00 X 0 0 0 FRED KHOSRAVI TRUSTEE 1.00 X 0 0 0 RONALD KIRK TRUSTEE 1.00 X 0 0 0 HENRY A KISSINGER TRUSTEE & COUNSELOR 1.00 X 25615 0 27882 KENNETH G LANGONE TRUSTEE 1.00 X 0 0 0 W JAMES MCNERNEY JR TRUSTEE 1.00 X 0 0 0 PHEBE N NOVAKOVIC TRUSTEE 1.00 X 0 0 0 SAM NUNN TRUSTEE 1.00 X 0 0 0 JOSEPH S NYE JR TRUSTEE 1.00 X 0 0 0 LEON PANETTA TRUSTEE 1.00 X 0 0 0 WILLIAM K REILLY TRUSTEE 1.00 X 0 0 0 CHARLES A SANDERS TRUSTEE 1.00 X 0 0 0 BOB SCHIEFFER TRUSTEE 1.00 X 0 0 0 FREDERICK W SMITH TRUSTEE 1.00 X 0 0 0 JULIE SWEET TRUSTEE 1.00 X 0 0 0 ANDREW TAYLOR TRUSTEE 1.00 X 0 0 0 FRANCES F TOWNSEND TRUSTEE 1.00 X 0 0 0 BYRON D TROTT TRUSTEE 1.00 X 0 0 0 ROMESH WADHWANI TRUSTEE 1.00 X 0 0 0 DARREN WOODS TRUSTEE 1.00 X 0 0 0 HAROLD BROWN TRUSTEE 1.00 X 0 0 0 DON MARRON TRUSTEE 1.00 X 0 0 0 JOHN J HAMRE PRESIDENT/CEO 35.00 X X 440023 0 30648 KATHLEEN HICKS SENIOR VP 35.00 X 263045 0 61350 CRAIG COHEN EXECUTIVE VP 35.00 X 271205 0 50289 LISA WILSON CHIEF FINANCIAL OFFICER 35.00 X 213960 0 39163 KAREN WONG SENIOR VP 35.00 X 208573 0 29259 ANDREW SCHWARTZ CHIEF COMMUNICATIONS OFFICER 35.00 X 198189 0 55004 JOSIANE GABEL VP FOR PROGRAMS/OPERATIONS 35.00 X 135806 0 18826 AARON MYERS CHIEF INFORMATION OFFICER 35.00 X 120430 0 10689 LOUIS LAUTER VP FOR CONGRESSIONAL & GOVERNMENT AFFAIRS 35.00 X 164679 0 18313 REBECKA SHIRAZI VP FOR EXTERNAL RELATIONS 35.00 X 118962 0 32389 TALIA DUBOVI VP AND DIRECTOR OF DIVERSITY 35.00 X 99019 0 36056 NAHMYO THOMAS VP AND DIRECTOR OF EXECUTIVE EDUCATION 35.00 X 110221 0 18163 JON ALTERMAN SENIOR VP 35.00 X 202508 0 25762 HEATHER CONLEY SENIOR VP 35.00 X 192083 0 48143 MICHAEL GREEN SENIOR VP FOR ASIA 35.00 X 250193 0 26177 MATTHEW GOODMAN SENIOR VP FOR ECONOMICS 35.00 X 195549 0 54704 SARAH LADISLAW SENIOR VP FOR ENERGY SECURITY AND CLIMATE CHANGE 35.00 X 190654 0 42943 JAMES LEWIS SENIOR VP FOR TECHNOLOGY POLICY 35.00 X 196853 0 42943 DANIEL RUNDE SENIOR VP 35.00 X 187775 0 53668 JOHN MORRISON SENIOR VP GLOBAL HEALTH 35.00 X 263785 0 59684 KEVIN STURTEVANT INTERIM CHIEF DEVELOPMENT OFFICER 35.00 X 48616 0 1863 MICHELLE KEEGAN CHIEF DEVELOPMENT OFFICER 35.00 X 217437 0 31172 SETH JONES DIRECTOR 35.00 X 213859 0 24945 CHRISTOPHER JOHNSON PROGRAM DIRECTOR/SENIOR FELLOW 35.00 X 202078 0 39741 RICHARD ROSSOW SENIOR FELLOW 35.00 X 199389 0 41042 REBECCA HERSMAN PROJECT DIRECTOR 35.00 X 199341 0 33875 TODD HARRISON PROJECT DIRECTOR 35.00 X 199159 0 37440 5329006 0 992133 66 0 1 0 THE GEORGE WASHINGTON UNIVERSITY 45155 RESEARCH PLACE STE 160 ASHBURN VA 20147 SUB-GRANT CONSULTANCY 340450 COS EVENTS MANAGEMENT LLC PO BOX 239 ROCKVILLE MD 20848 LABOR & STAFFING 178515 ARENT FOX LLP 1717 K STREET NW WASHINGTON DC 20006 LEGAL SERVICES 151907 JANET FLEISHMAN 7111 CEDAR AVE TAKOMA PARK MD 20912 CONSULTANCY 119060 4 2187219 36757907 1051693 38945126 CONTRACTS-GOV'T AGENCY 900099 3736044 3736044 OTHER CONTRACT INCOME 900099 2520507 2520507 CONFERENCE 900099 209133 209133 OTHER PROGRAM SERVICE 900099 4960 4960 6470644 466 466 2213 2213 333274 317976 15298 15298 15298 2907280 2912692 -5412 -5412 -5412 OTHER REVENUE 900099 61880 61880 PARKING 812930 39151 39151 101031 45529366 6470644 39151 74445 X 5130270 3602350 1164109 363811 18127036 12374208 4472509 1280319 1046613 769737 203769 73107 953211 834891 46837 71483 1702619 1252199 331490 118930 48641 14970 33671 133975 28000 105975 414850 414850 5805625 4216298 1317741 271586 430985 226597 173065 31323 843880 411859 411921 20100 2199408 1542921 418924 237563 2397238 2207870 86829 102539 1752140 1520900 24440 206800 1402524 983894 267140 151490 2599579 1340685 1052505 206389 OTHER EXPENSES 771713 274764 473765 23184 BAD DEBT EXPENSE 5000 5000 SUBLEASE EXP. REPORTED -317976 -317976 45447331 31602143 10681564 3163624 2059 2059 5388198 4320641 18032634 15034893 5068764 5749951 462093 151724 109215839 15803786 95124491 93412053 58124560 64478753 11916 11916 182214715 183161990 3229448 2844506 806446 1017135 45114021 44583409 98999 0 49248914 48445050 X 74376732 77734425 58589069 56982515 132965801 134716940 182214715 183161990 82035 1669104 0 X X 0 1 X 1 1 1 X 34796901 77076016 45793209 40290620 38657745 236614491 34796901 77076016 45793209 40290620 38657745 236614491 7150079 229464412 1488200 562771 540628 430378 335953 3357930 98610 37795 90642 25192 61880 314119 240286540 30970858 0.95500 0.95150 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME FROM EXEMPT ACTIVITIES - 2014 AMOUNT: $ 98,610. 2015 AMOUNT: $ 37,795. 2016 AMOUNT: $ 90,642. 2017 AMOUNT: $ 25,192. 2018 AMOUNT: $ 61,880. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 26408205 3000000 704269 1011009 29101465 23826541 2200000 1202747 821083 26408205 22574504 1200000 963325 911288 23826541 12552632 10000000 415136 393264 22574504 12466199 304347 217914 12552632 0.03330 0.96670 0 0 33117228 33117228 67789349 10156499 57632850 6234416 4381379 1853037 2074846 1265908 808938 93412053 GLOBAL ENDOWMENT - STL 8352063 F GLOBAL ENDOWMENT - FUND II 55966541 F GLOBAL ENDOWMENT - LMF 160149 F 64478753 X 47101596 1669104 317976 1987080 45114516 414850 414850 45529366 45350457 317976 317976 45032481 414850 414850 45447331 PART V, LINE 4: CSIS ENDOWMENT FUNDS ARE POOLED AND INVESTED IN A PROFESSIONALLY MANAGED COMINGLED FUND IN ORDER TO GENERATE EARNINGS AND APPRECIATION THAT WILL PROVIDE A PERPETUAL SOURCE OF INCOME TO SUPPORT CSIS'S PROGRAMMATIC ACTIVITIES. CSIS'S BOARD OF TRUSTEES APPROVES AN ANNUAL DRAW, IN ACCORDANCE WITH UPMIFA AS ENACTED IN THE DISTRICT OF COLUMBIA, TO SPEND ON OPERATIONS IN ACCORDANCE WITH DONOR STIPULATIONS WHERE APPLICABLE. THE FINANCE AND INVESTMENT COMMITTEE IS SPECIFICALLY CHARGED WITH OVERSEEING ALL CSIS'S INVESTMENTS, INCLUDING ITS PERFORMANCE AND INVESTMENT MANAGERS. PART X, LINE 2: CSIS IS EXEMPT FROM FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND HAS BEEN DESIGNATED BY THE INTERNAL REVENUE SERVICE (IRS) AS A PUBLICLY SUPPORTED ORGANIZATION UNDER SECTION 509(A)(1) OF THE CODE. CSIS ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME, AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEET, ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. CSIS FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. AS OF SEPTEMBER 30, 2019, AND FOR THE YEAR THEN ENDED, THERE WERE NO MATERIAL UNRECOGNIZED/DERECOGNIZED TAX BENEFITS OR TAX PENALTIES OR INTEREST. GENERALLY, CSIS IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 317,976. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 317,976. CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 13450 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 361735 EUROPE (INCLUDING ICELAND & GREENLAND) 0 2 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 81140 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 18172 NORTH AMERICA 0 0 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 7634 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 899 SOUTH AMERICA 0 1 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 49300 SOUTH ASIA 0 3 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 120854 SUB-SAHARAN AFRICA 0 9 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 64699 0 7 0 9 0 16 653184 64699 717883 0 0 0 0 0 0 PART I, LINE 3: CSIS USES GAAP TO REPORT EXPENDITURES IN A FOREIGN REGION. X X X 0 0 0 0 0 0 0 0 0 JOHN J HAMRE PRESIDENT/CEO 437737 0 0 0 2286 0 27500 0 3148 0 470671 0 0 0 KATHLEEN HICKS SENIOR VP 262775 0 0 0 270 0 27500 0 33850 0 324395 0 0 0 CRAIG COHEN EXECUTIVE VP 271018 0 0 0 187 0 27500 0 22789 0 321494 0 0 0 LISA WILSON CHIEF FINANCIAL OFFICER 203680 0 10000 0 280 0 21154 0 18009 0 253123 0 0 0 KAREN WONG SENIOR VP 198127 0 10000 0 446 0 20154 0 9105 0 237832 0 0 0 ANDREW SCHWARTZ CHIEF COMMUNICATIONS OFFICER 197775 0 0 0 414 0 21154 0 33850 0 253193 0 0 0 JOSIANE GABEL VP FOR PROGRAMS/OPERATIONS 135644 0 0 0 162 0 13986 0 4840 0 154632 0 0 0 LOUIS LAUTER VP FOR CONGRESSIONAL & GOVERNMENT AF 164499 0 0 0 180 0 16104 0 2209 0 182992 0 0 0 REBECKA SHIRAZI VP FOR EXTERNAL RELATIONS 118812 0 0 0 150 0 12385 0 20004 0 151351 0 0 0 JON ALTERMAN SENIOR VP 202094 0 0 0 414 0 20590 0 5172 0 228270 0 0 0 HEATHER CONLEY SENIOR VP 191803 0 0 0 280 0 20154 0 27989 0 240226 0 0 0 MICHAEL GREEN SENIOR VP FOR ASIA 249419 0 0 0 774 0 23913 0 2264 0 276370 0 0 0 MATTHEW GOODMAN SENIOR VP FOR ECONOMICS 194775 0 0 0 774 0 20854 0 33850 0 250253 0 0 0 SARAH LADISLAW SENIOR VP FOR ENERGY SECURITY AND CL 190479 0 0 0 175 0 20154 0 22789 0 233597 0 0 0 JAMES LEWIS SENIOR VP FOR TECHNOLOGY POLICY 194479 0 0 0 2374 0 20154 0 22789 0 239796 0 0 0 DANIEL RUNDE SENIOR VP 187775 0 0 0 0 0 20154 0 33514 0 241443 0 0 0 JOHN MORRISON SENIOR VP GLOBAL HEALTH 262597 0 0 0 1188 0 27482 0 32202 0 323469 0 0 0 MICHELLE KEEGAN CHIEF DEVELOPMENT OFFICER 217007 0 0 0 430 0 22044 0 9128 0 248609 0 0 0 SETH JONES DIRECTOR 213599 0 0 0 260 0 0 0 24945 0 238804 0 0 0 CHRISTOPHER JOHNSON PROGRAM DIRECTOR/SENIOR FELLOW 201798 0 0 0 280 0 20896 0 18845 0 241819 0 0 0 RICHARD ROSSOW SENIOR FELLOW 194109 0 5000 0 280 0 16253 0 24789 0 240431 0 0 0 REBECCA HERSMAN PROJECT DIRECTOR 198911 0 0 0 430 0 20579 0 13296 0 233216 0 0 0 TODD HARRISON PROJECT DIRECTOR 198972 0 0 0 187 0 20579 0 16861 0 236599 0 0 0 X 8865 1051693 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED IN DETAIL BY THE EXECUTIVE MANAGEMENT TEAM. AFTER THE FORM 990 IS REVIEWED INTERNALLY BY MANAGEMENT, A FINAL DRAFT IS PROVIDED TO THE AUDIT & COMPLIANCE COMMITTEE THEN MADE AVAILABLE FOR REVIEW BY THE FULL BOARD OF TRUSTEES. AFTER A BRIEF PERIOD FOR REVIEW AND COMMENT PERIOD BY THE BOARD, THE FORM 990 IS THEN ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN A COI OR AN OUTSIDE BUSINESS DISCLOSURE (OBD) STATEMENT UPON HIRE, WHENEVER SIGNIFICANT CHANGES OCCUR AND ANNUALLY, AT A TIME DESIGNATED BY CSIS MANAGEMENT. A THREE-PERSON CONFLICT OF INTEREST REVIEW PANEL DESIGNATED BY CSIS'S PRESIDENT & CEO REVIEWS ALL OBD STATEMENTS AT LEAST ANNUALLY OR WHENEVER UPDATES ARE SUBMITTED. THE COI REVIEW PANEL CONVENES WHENEVER NECESSARY TO DISCUSS POTENTIAL VIOLATIONS OF THIS POLICY OR TO HELP ADVISE STAFF ON COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE PRESIDENT AND CEO AND OTHER CORPORATE OFFICERS IS REVIEWED ANNUALLY USING COMPARABLE, THINK TANK COMPENSATION SURVEY DATA AND IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 910,743. MANAGEMENT AND GENERAL EXPENSES 444,421. FUNDRAISING EXPENSES 125,889. TOTAL EXPENSES 1,481,053. CONSULTANT: PROGRAM SERVICE EXPENSES 3,305,555. MANAGEMENT AND GENERAL EXPENSES 873,320. FUNDRAISING EXPENSES 145,697. TOTAL EXPENSES 4,324,572. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.