2020-09-28T17:03:50-05:00 2019-11-30 043074582 Mary C Buletza CPA P O Box 730 Point Pleasant NJ 087420730 990PF 2018-12-01 306284989 Swain Barber Foundation dated March 28 2011 SWAI 7322951000 C/O Mary C Buletza CPA PO Box 730 Point Pleasant NJ 087420730 Peter Walker Grousbeck Trustee 7322951000 2020-08-29 1 Mary C Buletza P00546079 7322951000 2020-08-29 X 50.79.101.5 2020-08-29 14:45:00 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 043D56C4E7C3961152ADC9DA5866B7B5D112E844 2018 2021-09-10 13:11:23Z X X 0 X X 148982 148982 1085525 1078638 3057281 3057281 3010899 109696 38677 4401484 4277196 0 0 0 65000 27500 10000 16000 0 16000 28230 17027 0 54702 12694 0 927117 869257 150 1091049 926478 26150 1281699 1281699 2372748 926478 1307849 2028736 3350718 775915 43363187 0 0 44139102 0 0 0 0 X 0 0 0 0 44139102 0 44139102 0 44139102 0 44139102 2028736 0 46167838 46167838 0 K-1 LTCG P 2018-11-30 2019-11-30 1746362 1746362 1746362 K-1 LTCG UBI P 2018-11-30 2019-11-30 11271 11271 0 0 K-1 Sec 1231 P 2018-11-30 2019-11-30 56437 56437 56437 K-1 Sec 1231 UBI P 2018-11-30 2019-11-30 34986 34986 0 0 K-1 Sec 1256 - 40% P 2018-12-01 2019-11-30 200976 200976 200976 K-1 Sec 1256 - 60% P 2018-11-30 2019-11-30 301465 301465 301465 K-1 STCG P 2018-12-01 2019-11-30 705659 705659 705659 K-1 STCG UBI P 2018-12-01 2019-11-30 125 125 0 0 3010899 0 2040529 47013413 0.043403 1800842 46214677 0.038967 5271 44072026 0.000120 2381227 43431271 0.054827 2714379 44955083 0.060380 0.197697 0.039539 30284746 1197429 33507 1230936 1307849 X 33507 0 33507 0 33507 33500 0 0 33500 X 0 7 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 CA 1 0 0 0 0 1 N/A Peter Walker Grousbeck 3236651144 PO Box 29129 Los Angeles CA 90029 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Peter Walker Grousbeck PO Box 29129 Los Angeles CA 90029 Trustee 1.00 0 0 0 Brie Cameron Grousbeck PO Box 29129 Los Angeles CA 90029 Trustee 1.00 0 0 0 NONE 0 Mary C Buletza CPA PO Box 730 Point Pleasant NJ 07748 Accounting and tax services 65000 0 0 23864831 6881104 0 30745935 0 0 30745935 461189 30284746 1514237 1514237 33507 3724 37231 1477006 0 1477006 0 1477006 1307849 0 1307849 33507 1274342 1477006 490361 0 0 1307849 490361 0 0 817488 0 0 0 0 0 0 0 0 659518 0 0 0 Peter W Grousbeck Trustee PO Box 29129 Los Angeles CA 90029 3236651144 swainbarber@gmail.com No formal procedures have been established at this time. No deadlines have been established at this time. Grants are limited to IRC Section 501 (c)(3) defined purposes and charities. Building Bridges for Peace PO Box 101958 Denver CO 802501958 N/A Public charities General 50000 Center for Reproductive Rights 199 Water Street New York NY 10038 N/A Public charities General 100000 Downtown Women's Center 333 S Los Angeles Street Los Angeles CA 90013 N/A Public charities General 100000 Green Science Policy Institute PO Box 9127 Berkeley CA 94709 N/A Public charities General 100000 Heal the Bay 1444 9th Street Santa Monica CA 90401 N/A Public charities General 500000 K-1 Allocation 3000 Sand Hill Road Bldg 1 Suite 210 Menlo Park CA 940257123 N/A Public charities General 99 LA Conservation Corps 605 W Olympic Blvd Suite 450 Los Angeles CA 90015 N/A Public charities General 100000 University of Iowa Foundation One West Park Road Iowa City IA 52242 N/A Public charities General 31600 World Wildlife Foundation 1250 24th Street NW Washington DC 20037 N/A Public charities General 200000 Youth Emerging Stronger PO Box 988 Los Angeles CA 90028 N/A Public charities General 100000 1281699 0 14 148982 900099 6887 14 1078638 900099 62847 14 46849 900099 46382 14 3010899 116116 4285368 0 4401484 0 0 0 0 0 0 0 0 0 0 Accounting and tax fees 65000 27500 10000 Mauna Foundation co Foundation Source Philantropic Svc Jeffrey D Haskell 1 Hollow Lane STE 212 Lake Success NY 11042 Swain Barber Foundation distributed $23,750,000 in cash to Mauna Foundation on September 26, 2019. 23750000 Mercury Foundation co Mary C Buletza CPA PO Box 730 Point Pleasant NJ 087420730 Swain Foundation distributed the following assets to The Mercury Foundation:1. Baupost Limited Partnership 1983 A-1 partnership interest at a value of $ 21,570,010.89 on June 30, 2019;2. Grousbeck Investments, LLC company interest at a book value of $ 2,244,078 on November 30, 2019;3. Cash transferred in the amount of $ 292,917.76 on November 29, 2019.4. Cash transferred in the amount of $ 1,146.43 on November 29, 2019. 24108153 Form 8886 TWO FORMS 8886 REPORTABLE TRANSACTION DISCLOSURESTATEMENTS WERE FILED FOR CURRENT YEAR LOSS TRANSACTIONSGREATER THAN $2 MILLION DOLLARS EACH AND TRANSACTIONSWITH CUMULATIVE LOSSES GREATER THAN $4 MILLIONEACH AS REQUIRED BY REG. SEC. 1.6011-4. THE PARTNER'SSHARE OF EACH TRANSACTION LOSS WAS LESS THAN $2MILLION FOR THE CURRENT YEAR, AND LESS THAN $4 MILLIONCUMULATIVELY UNLESS OTHERWISE NOTED. THIS IS BELOWTHE MINIMUM THRESHOLD FOR FILING OF FORM 8886 BY THE PARTNER. By unanimous action of the Trustees and with the approval of the Office of the California Attorney General, Swain Foundation has wound up all its business and distributed all assets as of November 29, 2019 to the two Foundations: Mauna Foundation and The Mercury Foundation, listed in Statement # 12. The signed Certificate of Dissolution is attached. Investment in diversified investment partnerships 43363187 0 0 Transfer to Mauna Foundation 23750000 Transfer to The Mercury Foundation 22417838 California filing fees 150 0 150 K-1 allocation deductions - portfolio (other) 9500 4750 0 K-1 allocation deductions - portfolio (other) 915631 864507 0 K-1 allocation non-ded exp 1836 0 0 K-1 Pship Ordinary income 39147 39147 39147 K-1 Pship Ordinary income-UBI 144352 0 144352 K-1 Pship Net Rental RE income -29934 -29934 -29934 K-1 Pship Net Rental RE income-UBI -99032 0 -99032 K-1 Pship Portfolio income 2770 2770 2770 K-1 Pship Royalty income 21633 21633 21633 K-1 Pship Subpart F income 201 201 201 K-1 Pship Other Income-state refunds 5490 0 5490 Other Income-state refunds 1819 0 1819 Other Income-federal refunds 863 0 863 K-1 Pship Cancellation of Debt 4860 4860 4860 K-1 Pship Cancellation of Debt-UBI 17527 0 17527 CA other income adj -32718 -32718 -32718 Auditing fees 16000 0 16000 Federal 990 PF tax payments 10000 0 0 Federal 990 T tax payments 10000 0 0 Foreign tax withheld 28946 12694 0 State tax expense 5756 0 0