2020-11-12T17:17:39-06:00 2019-12-31 741988615 JOHNSON & WURZER PC 820 GESSNER SUITE 800 HOUSTON TX 77024 990PF 2019-01-01 454696263 LEDUCQ FOUNDATION FOR CARDIOVASCULAR RESEARCH LEDU 7136272440 820 GESSNER SUITE 800 HOUSTON TX 77024 ROSEMARY MC GREEVY ASSISTANT SECRETARY 7136272440 2020-11-12 1 DENISE M STONER P01235366 7136272440 216.201.247.9 2020-11-12 17:15:11 CS P 9F2ECA953B6FB931F7D437F7DC887315F58F72D0 9F2ECA953B6FB931F7D437F7DC887315F58F72D0 2019 2021-04-22 16:20:28Z X 83849968 X 23500000 38900 38900 1303309 1303309 489625 657659 489625 6150942 6205286 31482776 8037120 0 0 0 25284 0 25284 228417 228417 0 9351 9351 0 22211 22211 0 258223 258123 100 543486 518102 25384 23905008 23905008 24448494 518102 23930392 7034282 7519018 5797 20787 20787 2932472 1851968 1852976 62055162 70173434 81972498 22001 3707 3707 65015432 72049896 83849968 46808 46990 46808 46990 X 0 0 0 0 64968624 72002906 64968624 72002906 65015432 72049896 64968624 7034282 0 72002906 0 72002906 THE BANK OF NEW YORK MELLON P 2019-01-01 2019-12-31 28361 -28361 -28361 RESOURCE CAPITAL FUND VI L.P. P 2019-01-01 2019-12-31 103658 -103658 -103658 DEERFIELD PRIVATE DESIGN FUND III, L.P. P 2019-01-01 2019-12-31 20950 -20950 -20950 DEERFIELD PRIVATE DESIGN FUND IV, L.P. P 2019-01-01 2019-12-31 15065 -15065 -15065 GLOBAL OPPORTUNISTIC FIXED INCOME PORTFOLIO P 2019-01-01 2019-12-31 655224 655224 655224 TWO SIGMA EQUITY P 2019-01-01 2019-12-31 2435 2435 2435 489625 0 27410549 64761025 0.423257 29182827 65994667 0.442200 12193248 76239479 0.159934 12748922 82785973 0.153999 21301656 67892324 0.313756 1.493146 0.298629 66910008 19981269 75190 20056459 23930392 X 75190 0 75190 0 75190 128617 0 0 128617 0 53427 53427 0 0 0 0 0 0 0 0 0 1 1 0 1 1 TX 1 0 0 0 0 1 N/A LEDUCQ FOUNDATION FOR CARDIOVASCULAR RESEARCH 6173418146 265 FRANKLIN ST 19TH FLOOR BOSTON MA 02110 1 CJ LU 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 0 DAVID TANCREDI 820 GESSNER SUITE 800 HOUSTON TX 77024 PRESIDENT & DIRECTOR 10.00 0 0 0 MARTIN LANDALUCE 820 GESSNER SUITE 800 HOUSTON TX 77024 VICE PRESIDENT & DIRECTOR 10.00 0 0 0 JAMES FLOYD 820 GESSNER SUITE 800 HOUSTON TX 77024 SECRETARY-TREASURER/DIRECT 1.00 0 0 0 ROSEMARY MC GREEVY 265 FRANKLIN ST 19TH FLOOR BOSTON MA 02110 ASSISTANT SECRETARY 4.00 0 0 0 NONE 0 BNY MELLON ONE WALL STREET NEW YORK NY 10286 MANAGEMENT & CUSTODIAL FEES 228417 0 0 49354137 4358376 14216429 67928942 0 0 67928942 1018934 66910008 3345500 3345500 75190 75190 3270310 0 3270310 0 3270310 23930392 0 23930392 75190 23855202 3270310 0 0 17908477 8609624 8449971 26020767 24190263 85179102 23930392 0 0 0 3270310 20660082 0 0 105839184 0 0 0 0 0 0 17908477 87930707 8609624 8449971 26020767 24190263 20660082 X ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVENUE BRONX NY 10461 PC GENERAL SUPPORT 558800 BAYLOR COLLEGE OF MEDICINE PO BOX 301207 DALLAS TX 75303 PC GENERAL SUPPORT 192986 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 PC GENERAL SUPPORT 420845 BIOMEDICAL RESEARCH FOUNDATION ACADEMY OF ATHENS 4 SORANOU EPHESSIOU ST ATHENS GR PC GENERAL SUPPORT 32325 BRIGHAM & WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 PC GENERAL SUPPORT 373957 THE BROAD INSTITUTE INC 415 MAIN STREET CAMBRIDGE MA 021421027 PC GENERAL SUPPORT 97630 CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE STE 615 CLEVELAND OH 441067037 PC GENERAL SUPPORT 162471 CHILDREN'S HOSPITAL MEDICAL CENTER CINCINNATI 3333 BURNET AVENUE CINCINNATI OH 452293039 PC GENERAL SUPPORT 100523 CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE JJN5-01 CLEVELAND OH 44195 PC GENERAL SUPPORT 177706 CENTRO NACIONAL DE INVESTIGACIONES CARDIOVASCULARES CARLOS III (FSP) 28029 MADRID SP PC GENERAL SUPPORT 57622 COLUMBIA UNIVERSITY PO BOX 29789 NEW YORK NY 100879789 PC GENERAL SUPPORT 294330 CVPATH INSTITUTE INC 19 FIRSTFIELD ROAD GAITHERSBURG MD 20878 PC GENERAL SUPPORT 130479 NATIONAL INSTITUTE OF DIABETES AND DIGESTIVE AND KIDNEY DISEASES 3 CENTER DRIVE BLDG 3 ROOM 2E12 BETHESDA MD 20814 GOV GENERAL SUPPORT 152097 DIGNITY HEALTH 350 W THOMAS ROAD PHOENIX AZ 850134496 PC GENERAL SUPPORT 160658 DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 PC GENERAL SUPPORT 648749 EMORY UNIVERSITY 1599 CLIFTON ROAD NE 4TH FLOOR ATLANTA GA 303224250 PC GENERAL SUPPORT 192935 HARVARD UNIVERSITY 7 DIVINITY AVENUE CAMBRIDGE MA 02138 PC GENERAL SUPPORT 207811 DEUTSCHES HERZZENTRUM MUNCHEN LAZARETTSTRABE 36 MUNCHEN GM GOV GENERAL SUPPORT 45816 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE BOX 3500 NEW YORK NY 100296574 PC GENERAL SUPPORT 432959 ISTITUTO AUXOLOGICO ITALIANO VIA L ARIOSTO MILANO IT PC GENERAL SUPPORT 100660 JOHNS HOPKINS UNIVERSITY 3400 N CHARLES STREET BALTIMORE MD 21211 PC GENERAL SUPPORT 321231 KING'S COLLEGE LONDON 5-11 LAVINGTON STREET LONDON SE NZ UK PC GENERAL SUPPORT 190211 LMU KLINKIKUM DER UNIVERSITAT MUNCHEN SCHILLERSTRABE 40 MUNCHEN GM PC GENERAL SUPPORT 54338 THE UNIVERSITY OF MANCHESTER SIMON BUILDING ROOM 121 BRUNSWICK STREET MANCHESTER M PL UK PC GENERAL SUPPORT 19371 MAX PLANCK INSTITUTE FOR HEART AND LUNG RESEARCH PARKSTR 1 D BAD NAUHEIM GM PC GENERAL SUPPORT 91228 MAX PLANCK INSTITUTE FOR MOLECULAR BIOMEDICINE RONTGENSTRABE 20 MUNSTER GM PC GENERAL SUPPORT 70304 MEMORIAL SLOAN-KETTERING CANCER CENTER PO BOX 27084 NEW YORK NY 100877084 PC GENERAL SUPPORT 146332 NETHERLANDS HEART INSTITUTE MOREELSEPARK 1 3511 EP UTRECHT NL PC GENERAL SUPPORT 75993 NYU SCHOOL OF MEDICINE 550 FIRST AVENUE NEW YORK NY 10016 PC GENERAL SUPPORT 370832 NEW YORK UNIVERSITY 105 EAST 17TH STREET 3RD FLOOR NEW YORK NY 10003 PC GENERAL SUPPORT 200250 NATIONAL HEART LUNG AND BLOOD INSTITUTE 31 CENTER DRIVE MSC 2486 BETHESDA MD 20892 GOV GENERAL SUPPORT 42236 NORTHWESTERN UNIVERSITY 633 CLARK STREET ROOM G-547 EVANSTON IL 602081112 PC GENERAL SUPPORT 496621 OREGON HEALTH & SCIENCE UNIVERSITY 0690 SW BANCROFT ST MC L106OPAM PORTLAND OR 97239 GOV GENERAL SUPPORT 403289 PRESIDENT AND FELLOWS OF HARVARD COLLEGE ON BEHALF OF HARVARD MEDICAL SCHOO 25 SHATTUCK STREET SUITE 509 BOSTON MA 02115 PC GENERAL SUPPORT 185508 UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVENUE BOX 957089 1125 MURPHY HALL LOS ANGELES CA 900959000 GOV GENERAL SUPPORT 351683 UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE 0954 LA JOLLA CA 920930954 GOV GENERAL SUPPORT 751515 UNIVERSITY OF COLORADO 12631 EAST 17TH AVE ROOM 7111 AURORA CO 80045 GOV GENERAL SUPPORT 152828 RUTGERS THE STATE UNIVERSITY OF NEW JERSEY 33 KNIGHTSBRIDGE RD 2ND FLOOR EAST PISCATAWAY NJ 08854 GOV GENERAL SUPPORT 351889 SALK INSTITUTE FOR BIOLOGICAL STUDIES 10010 NORTH TORREY PINES ROAD LA JOLLA CA 920371002 PC GENERAL SUPPORT 108294 SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION 5250 CAMPANILE DRIVE SAN DIEGO CA 921821948 PC GENERAL SUPPORT 131528 STANFORD UNIVERSITY PO BOX 44253 STANFORD CA 94305 PC GENERAL SUPPORT 562935 THOMAS JEFFERSON UNIVERSITY 170 S INDEPENDENCE MALL WEST SUITE 925 E BOX 21 PHILADELPHIA PA 191063333 PC GENERAL SUPPORT 30511 TECHNION RESEARCH & DEVELOPMENT FOUNDATION LTD TECHNION CITY HAIFA IS PC GENERAL SUPPORT 48019 STATE UNIVERSITY OF IOWA B5 JESSUP HALL IOWA CITY IA 52242 GOV GENERAL SUPPORT 14515 THE GEORGE WASHINGTON UNIVERSITY 45155 RESEARCH PLACE ASHBURN VA 20147 PC GENERAL SUPPORT 236396 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 PC GENERAL SUPPORT 243070 THE UNIVERSITY OF ARIZONA 1303 E UNIVERSITY BLVD BOX 3 TUCSON AZ 857190521 GOV GENERAL SUPPORT 272922 THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON PO BOX 301418 DALLAS TX 753031418 GOV GENERAL SUPPORT 326943 UNIVERSITY MEDICAL CENTER UTRECHT PO BOX 85500 GA UTRECHT NL GOV GENERAL SUPPORT 48481 UNIVERSITY OF CALIFORNIA IRVINE 120 THEORY SUITE 200 IRVINE CA 925971050 GOV GENERAL SUPPORT 119494 UNIVERSITY OF CHICAGO 6054 SOUTH DREXEL AVENUE CHICAGO IL 60637 PC GENERAL SUPPORT 104828 UNIVERSITY OF CINCINNATI PO BOX 210222 CINCINNATI OH 452210222 GOV GENERAL SUPPORT 43962 UNIVERSITY OF FLORIDA 123 GRINTER HALL-PO BOX 113001 GAINESVILLE FL 32611 GOV GENERAL SUPPORT 464209 UNIVERSITY MEDICAL CENTER GOTTINGEN ROBERT-KOCH-STR 40 D GOTTINGEN GM PC GENERAL SUPPORT 19883 UNIVERSITATSKLINIKUM SCHLESWIG HOLSTEIN MARIA-GOEPERT STR 1 LUBECK GM PC GENERAL SUPPORT 13452 UNIVERSITY OF MARYLAND BALTIMORE 220 ARCH STREET OFFICE LEVEL 2 BALTIMORE MD 212011531 GOV GENERAL SUPPORT 267589 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 GOV GENERAL SUPPORT 147415 UNIVERSITY OF OXFORD UNIVERSITY OFFICES WELLINGTON SQUARE OXFORD OX JD UK PC GENERAL SUPPORT 38323 UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET P221 FRANKLIN BLDG PHILADELPHIA PA 191046205 PC GENERAL SUPPORT 133993 UNIVERSITY OF PITTSBURGH 3100 CATHEDRAL OF LEARNING PITTSBURGH PA 15260 GOV GENERAL SUPPORT 281596 UNIVERSITY OF SOUTHERN CALIFORNIA 3500 S FIGUEROA STREET SUITE 102 LOS ANGELES CA 900898001 GOV GENERAL SUPPORT 54324 UNIVERSITY OF VERMONT 217 WATERMAN BUILDING 85 SOUTH PROSPECT STREET BURLINGTON VT 054050160 GOV GENERAL SUPPORT 306022 UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 22904 GOV GENERAL SUPPORT 73274 UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY NE STE 300 BOX 354966 SEATTLE WA 981954966 GOV GENERAL SUPPORT 193532 UT SOUTHWESTERN MEDICAL CENTER AT DALLAS 5323 HARRY PINES BLVD BOX 841765 DALLAS TX 752841765 GOV GENERAL SUPPORT 639285 UNIVERSITY OF WISCONSIN-MADISON OFFICE FOR RESEARCH SPONSORED PROGRAMS DRAWER 538 MILWAUKEE WI 532780538 GOV GENERAL SUPPORT 154276 VANDERBILT UNIVERSITY MEDICAL CENTER PO BOX 121236 DALLAS TX 753121236 PC GENERAL SUPPORT 187000 VANDERBILT UNIVERSITY 2301 VANDERBILT PLACE NASHVILLE TN 372401591 PC GENERAL SUPPORT 86073 YALE UNIVERSITY PO BOX 1873 NEW HAVEN CT 065081873 PC GENERAL SUPPORT 698548 FONDATION LEDUCQ 1 RUE LAURENT PICHAT PARIS FR 75116 FRENCH CHAR. FOUND. SUPPORT INTERNATIONAAL EFFORTS TO COMBAT CARDIOVASCULAR AND NEUROVASCULAR DISEASE 9000000 KYOTO UNIVERSITY 36-1 YOSHIDAHONMACHI SAKYOKU KYOTO JA 606-8501 POF-ERGA IN PLACE GENERAL SUPPORT 37298 23905008 0 14 38900 531390 9187 14 1294122 18 6205286 18 489625 DEERFIELD PRIVATE DESIGN IV, L.P. - UBTI 531390 -49499 DEERFIELD PRIVATE DESIGN III, L.P. - UBTI 531390 -4845 -45157 8027933 0 7982776 0 0 0 0 0 0 0 0 0 0 X X 1 HARRISVILLE ENTERPRISE SA C/O 1209 ORANGE STREET WILMINGTON DE 19801 23500000 X FONDATION LEDUCQ 1 RUE LAURENT PICHAT PARIS FR 75116 2019-06-30 9000000 THE GRANT IS A CONTRIBUTION TO THE CHARITABLE ORGANIZATION'S MEDICAL RESEARCH, AS SUPPORTED BY AN EXPENDITURE RESPONSIBILITY GRANT AGREEMENT EXECUTED BY GRANTEE PRIOR TO THE GRANT. THE GRANTEE WAS CREATED UNDER THE LAWS OF FRANCE AND IS OPERATED UNDER THE LAWS OF THE FRANCE EXCLUSIVELY FOR EDUCATIONAL OR CHARITABLE PURPOSES. IT IS RECOGNIZED BY FRANCE AS A FOUNDATION OF PUBLIC UTILITY AND BENEFIT, HAVING ACHIEVED THAT STATUS BY PUBLIC DECREE ON 27 NOVEMBER 1996. THE PURPOSE OF THE GRANT IS TO SUPPORT GRANTEE'S MISSION TO IMPROVE HUMAN HEALTH THROUGH INTERNATIONAL EFFORTS TO COMBAT CARDIOVASCULAR AND NEUROVASCULAR DISEASE. THESE INTERNATIONAL EFFORTS ARE ACCOMPLISHED BY RESEARCH GRANTS TO UNIVERSITIES AND MEDICAL ORGANIZATIONS LOCATED THROUGHOUT THE UNITED STATES AND THE WORLD. 9000000 NONE OF THE FUNDS HAVE BEEN DIVERTED FROM THE PURPOSE OF THE GRANT. 2019 FORMAL WRITTEN REPORT 2020-06-01 THE 2019 FORMAL WRITTEN REPORT FOR THE PERIOD COVERING THE 2019 GRANT REFLECTS EXPENDITURE OF ENTIRE 2019 GRANT. KYOTO UNIVERSITY 36-1 YOSHIDAHONMACHI SAKYOKU KYOTO JA 606-8501 2019-06-30 37298 THE GRANT IS A CONTRIBUTION TO THE CHARITABLE ORGANIZATION'S MEDICAL RESEARCH, AS SUPPORTED BY AN EXPENDITURE RESPONSIBILITY GRANT AGREEMENT EXECUTED BY GRANTEE PRIOR TO THE GRANT. THE GRANTEE WAS CREATED UNDER THE LAWS OF FRANCE AND IS OPERATED UNDER THE LAWS OF THE FRANCE EXCLUSIVELY FOR EDUCATIONAL OR CHARITABLE PURPOSES. IT IS RECOGNIZED BY FRANCE AS A FOUNDATION OF PUBLIC UTILITY AND BENEFIT, HAVING ACHIEVED THAT STATUS BY PUBLIC DECREE ON 27 NOVEMBER 1996. THE PURPOSE OF THE GRANT IS TO SUPPORT GRANTEE'S MISSION TO IMPROVE HUMAN HEALTH THROUGH INTERNATIONAL EFFORTS TO COMBAT CARDIOVASCULAR AND NEUROVASCULAR DISEASE. THESE INTERNATIONAL EFFORTS ARE ACCOMPLISHED BY RESEARCH GRANTS TO UNIVERSITIES AND MEDICAL ORGANIZATIONS LOCATED THROUGHOUT THE UNITED STATES AND THE WORLD. 37298 NONE OF THE FUNDS HAVE BEEN DIVERTED FROM THE PURPOSE OF THE GRANT. 2019 FORMAL WRITTEN REPORT 2020-06-17 THE 2019 FORMAL WRITTEN REPORT FOR THE PERIOD COVERING THE 2019 GRANT REFLECTS EXPENDITURE OF ENTIRE 2019 GRANT. CARLYLE EUROPE REAL ESTATE PARTNERS III, L.P. FMV 1372532 289384 RESOURCE CAPITAL FUND VI L.P. FMV 5022100 4277039 DEERFIELD PRIVATE DESIGN FUND III, L.P. FMV 3582196 3351762 GLOBAL OPPORTUNISTIC FIXED INCOME PORTFOLIO FMV 23816062 22109560 TWO SIGMA EQUITY FMV 15000000 30451784 TWO SIGMA EQUITY-ADJUSTMENT FMV 16006811 16006811 OF IV INVESTORS, LP FMV 1603188 1315334 PIVOTNORTH FUND FMV 804162 1490541 DEERFIELD PRIVATE DESIGN FUND IV, L.P. FMV 2966383 2680283 LEGAL FEES - JOHNSON & WURZER P.C. 25284 0 25284 INTEREST RECEIVABLE 22001 3707 3707 BANK CHARGES 8301 8301 0 OTHER PORTFOLIO EXPENSE-DEERFIELD PRIVATE DESIGN III 60773 60773 0 OTHER PORTFOLIO EXPENSE-PIVOTNORTH FUND 23225 23225 0 OTHER PORTFOLIO EXPENSE-RESOURCE CAPITAL FUND VI L.P. 105498 105498 0 OTHER PORTFOLIO EXPENSE-DEERFIELD PRIVATE DESIGN IV 57249 57249 0 CURRENCY LOSS - THE BANK OF NY MELLON 3077 3077 0 MISCELLANEOUS EXPENSE 100 0 100 TWO SIGMA EQUITY 6966271 6966271 6966271 RESOURCE CAPITAL FUND VI L.P. 947 947 947 GLOBAL OPPORTUNISTIC FIXED INCOME PORTFOLIO -766854 -766854 -766854 DEERFIELD PRIVATE DESIGN FUND III, L.P. -3045 -3045 -3045 DEERFIELD PRIVATE DESIGN IV-UBTI ADJUSTMENT 49499 49499 49499 DEERFIELD PRIVATE DESIGN FUND IV, L.P. -48952 -48952 -48952 DEERFIELD PRIVATE DESIGN III-UBTI ADJUSTMENT 4845 4845 4845 CURRENCY GAIN - THE BANK OF NY MELLON 2575 2575 2575 DEERFIELD PRIVATE DESIGN IV, L.P. - UBTI -49499 -49499 DEERFIELD PRIVATE DESIGN III, L.P. - UBTI -4845 -4845 MANAGEMENT & CUSTODIAL FEES - BNY MELLON 228417 228417 0 FOREIGN TAXES PAID 22211 22211 0