2020-10-29T12:51:19-05:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2019-01-01 136225947 SMALLEY FOUNDATION INC SMAL 5165283899 PO BOX 1088 MANHASSET NY 110309710 MARIE ESLINGER PRESIDENT 5165283899 2020-10-29 1 JOSEPH L ALI CPA P02093808 2122862600 2020-10-29 68.129.190.231 2020-10-29 12:42:17 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 CE3CBF7CEF6FFDDC52CDBAA53BE3979149033AD8 2019 2021-04-22 16:20:28Z X 33593159 X 1500000 681742 681742 -115861 3964011 0 147286 7286 2213167 689028 72000 0 72000 37987 0 37987 9500 0 500 175468 155543 19925 5334 0 0 6297 0 6297 8767 90 8668 315353 155633 145377 1692333 1552333 2007686 155633 1697710 205481 533395 171962 36438 36438 1215640 112440 112440 1862777 2143417 2143417 14556327 20639077 20639077 3150494 2844759 2844759 5700205 7741358 7741358 60277 75670 75670 26717682 33593159 33593159 9000 44238 123305 44238 132305 X 26673444 33460854 26673444 33460854 26717682 33593159 26673444 205481 6660996 33539921 79067 33460854 PUBLICLY TRADED SECURITIES P 3964011 4079872 -115861 -115861 -115861 0 1755006 28421315 0.061750 175457 8966296 0.019569 192761 3504707 0.055001 200599 3547509 0.056546 162155 3189523 0.050840 0.243706 0.048741 31166155 1519070 5334 1524404 1697710 X 5334 0 5334 0 5334 23069 5000 0 28069 X 0 22735 22735 0 0 0 0 0 0 0 0 0 0 0 1 1 NY MA 1 0 0 0 0 1 N/A THE FOUNDATION 5165283899 PO BOX 1088 MANHASSET NY 110309710 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 MARIE ESLINGER PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, PRESIDENT 20.00 36000 0 0 CONSTANTINE KREATSOULAS PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, VICE PRESIDENT 5.00 12000 0 0 MARTIN SAIMAN PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, TREASURER 5.00 12000 0 0 MATTHEW RIORDAN PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, SECRETARY 2.00 12000 0 0 ELISA D DOYLE PO BOX 1088 MANHASSET NY 110309710 DIRECTOR THROUGH 3/2019 2.00 0 0 0 NONE 0 BANK OF AMERICA PRIVATE BANK TRUST OPS PO BOX 830269 DALLAS TX 75283 INVESTMENT MANAGEMENT 155543 0 THE SMALLEY FOUNDATION, INC. (THE "FOUNDATION") AWARDS COLLEGE SCHOLARSHIPS TO DESERVING PUBLIC HIGH SCHOOL SENIORS WHO NEED FINANCIAL AID TO ATTEND COLLEGE. THE PAYMENTS ARE MADE DIRECTLY TO THE COLLEGE FOR TUITION, FEES, BOOKS, ROOM AND BOARD AND RELATED EXPENSES. THE COLLEGE IS AUTHORIZED IN CERTAIN CASES TO TURN A PORTION OF THE FUNDS OVER TO THE GRANTEE FOR THE PURCHASE OF BOOKS, SUPPLIES AND OTHER RELATED EXPENSES. CANDIDATES FOR AWARDS ARE NOMINATED ANNUALLY BY THE BOARD OF EDUCATION (OR COMPARABLE ADMINISTRATIVE AGENCIES) OF COMMUNITIES. THE DIRECTORS OF THE FOUNDATION SELECT GRANTEES FROM THE LIST OF NOMINEES ON THE BASIS OF THE FOLLOWING CRITERIA: 1) PERFORMANCE IN EXAMINATIONS SHOWING ABILITY AND APTITUDE FOR COLLEGE WORK, 2) RECOMMENDATION FROM SCHOOL PERSONNEL, 3) FINANCIAL NEED, AND 4) PRIOR ACADEMIC PERFORMANCE. DURING 2019, THE FOUNDATION DISBURSED $612,333 IN SCHOLARSHIPS FOR 42 INDIVIDUAL STUDENTS. 45563 0 29904349 1678483 57935 31640767 0 0 31640767 474612 31166155 1558308 1558308 5334 5334 1552974 140000 1692974 0 1692974 1697710 0 1697710 5334 1692376 1692974 0 0 220377 220377 1697710 0 0 0 1692974 4736 0 0 225113 0 0 0 0 0 0 0 225113 220377 4736 X ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES ITF LEONILA REYES 106 NEW SCOTLAND AVE ALBANY NY 12208 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 22119 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 N/A PC ENDOWMENT 125000 AMERICAN UNIVERSITY ITF SARA GACE 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 BARD COLLEGE ITF MARIA SALAZAR 30 CAMPUS RD ANNANDALEONHUDSON NY 12504 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 16346 BARNARD COLLEGE ITF JENNIFER NIOLA 3009 BROADWAY NEW YORK NY 10027 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 BOSTON COLLEGE ITF JUSTIN HALLET 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 11929 BOSTON COLLEGE ITF KASSANDRA QUINLAN 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 BRANDEIS UNIVERSITY ITF EMMA BLACK 415 SOUTH ST WALTHAM MA 02453 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 11400 BRANDEIS UNIVERSITY ITF JACQUELINE MORALES 415 SOUTH ST WALTHAM MA 02453 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 2696 BRANDEIS UNIVERSITY ITF OSAMAH MANDAWI 415 SOUTH ST WALTHAM MA 02453 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 11272 CLARK UNIVERSITY ITF BLERINA ILJAS 950 MAIN ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 1000 COLLEGE OF THE HOLY CROSS ITF HAIK VARDERESIAN 1 COLLEGE ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 COLLEGE OF THE HOLY CROSS ITF NAKESHA AGYAPONG 1 COLLEGE ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 15485 COLUMBIA UNIVERSITY 116TH ST BROADWAY NEW YORK NY 10027 N/A PC ENDOWMENT 340000 DREXEL UNIVERSITY ITF DIANE NGUYEN 3141 CHESTNUT ST PHILADELPHIA PA 19104 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 24949 FORDHAM UNIVERSITY ITF ESHA HAFEEZ 441 E FORDHAM ROAD BRONX NY 10458 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 24867 HARVARD UNIVERSITY ITF DENI HOXHA MASSACHUSETTS HALL CAMBRIDGE MA 02138 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 15000 HARVARD UNIVERSITY ITF GIA HAN LE MASSACHUSETTS HALL CAMBRIDGE MA 02138 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 13050 HOFSTRA UNIVERSITY ITF SETH MOODY 1000 HEMPSTEAD TURNPIKE HEMPSTEAD NY 11549 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 HUNTER COLLEGE ITF ANILA GEORGE 695 PARK AVE NEW YORK NY 10065 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 7190 HUNTER COLLEGE ITF NICHOLE PACHECO 695 PARK AVE NEW YORK NY 10065 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 759 IONA COLLEGE ITF ELA HOXHAJ 715 NORTH AVENUE NEW ROCHELLE NY 10801 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 13543 LEHIGH UNIVERSITY ITF JILLIAN TAMARAZZO 27 MEMORIAL DR W BETHLEHEM PA 18015 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 21746 MANHATTAN COLLEGE 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC ENDOWMENT 125000 MANHATTAN COLLEGE ITF ANJALI JOHN 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 5155 MANHATTAN COLLEGE ITF HECTOR MORA 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 MASSACHUSETTS COLLEGE OF ART AND DESIGN ITF ANGELA GERMAIN 621 HUNTINGTON AVE BOSTON MA 02115 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 9244 MERCY COLLEGE ITF ALEXIS BATES 555 BROADWAY DOBBS FERRY NY 10522 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 19754 NEW YORK UNIVERSITY 25 WEST 4TH STREET NEW YORK NY 10012 N/A PC ENDOWMENT 125000 NEW YORK UNIVERSITY ITF CINDY MATA 25 WEST 4TH STREET NEW YORK NY 10012 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 5618 NEW YORK UNIVERSITY ITF JOEL MENDOZA 25 WEST 4TH STREET NEW YORK NY 10012 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 20965 OHIO WESLEYAN UNIVERSITY 61 S SANDUSKY ST DELAWARE OH 43015 N/A PC ENDOWMENT 125000 QUEENS COLLEGE ITF GABRIELLA WALRATH 65-30 KISSENA BLVD QUEENS NY 11367 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 5122 RENSSELAER POLYTECHNIC INSTITUTE ITF SEBSASTIAN VILLOTA 110 EIGHTH STREET TROY NY 12180 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 9383 STATE UNIVERSITY OF NEW YORK AT NEW PALTZ ITF FRANCIS LOQUELLANO 1 HAWK DRIVE NEW PALTZ NY 12561 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 UNIVERSITY OF MASSACHUSETTS AMHERST ITF ALIECIA BOTTALI 134 HICKS WAY AMHERST MA 01003 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 11180 UNIVERSITY OF MASSACHUSETTS AMHERST ITF NICOLAS RESPTREPO 134 HICKS WAY AMHERST MA 01003 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 22510 UNIVERSITY OF MASSACHUSETTS BOSTON ITF BRIYAN CHATAIGNE 100 WILLIAM T MORRISSEY BLVD BOSTON MA 02125 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 UNIVERSITY OF NEW HAVEN ITF GAREN JIZMEJIAN 300 BOSTON POST ROAD WEST HAVEN CT 06516 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 18026 UNIVERSITY OF ROCHESTER ITF BRIAN GARCIA HERNANDEZ 500 JOSEPH C WILSON BLVD ROCHESTER NY 14627 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 UNIVERSITY OF ROCHESTER ITF PAOLA FERREIRA 500 JOSEPH C WILSON BLVD ROCHESTER NY 14627 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 WELLESLEY COLLEGE 106 CENTRAL ST WELLESLEY MA 02481 N/A PC ENDOWMENT 100000 WENTWORTH INSTITUTE OF TECHNOLOGY ITF JONA SULAJ 550 HUNTINGTON AVE BOSTON MA 02115 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 15766 WORCESTER POLYTECHNIC INSTITUTE ITF FRANK KENNEDY 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 11052 WORCESTER POLYTECHNIC INSTITUTE ITF JAVIER ESPINAL 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 11958 WORCESTER POLYTECHNIC INSTITUTE ITF SEAN O'CONNOR 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WORCESTER STATE UNIVERSITY ITF ALEXANDRA BRIO 486 CHANDLER ST WORCESTER MA 01602 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 1794 WORCESTER STATE UNIVERSITY ITF BLERINA ILJAS 486 CHANDLER ST WORCESTER MA 01602 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 1455 1552333 0 14 681742 14 7286 18 -115861 GRANT RECOVERY 01 140000 0 713167 0 713167 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF ELLIN I SMALLEY CO MARTIN SAIMAN PERSONAL REP RUBIN RUDMAN LL STATE STREET BOSTON MA 02109 1500000 X BOOKKEEPING SERVICES 500 0 500 TAX PREPARATION SERVICES 9000 0 0 ABBVIE INC 3.200% MAY 14 2026 (00287YAY5) 90,000 QTY 93266 93266 AERCAP IRELAND CAP DESIGNATED 3.650% JUL 27 2027 (00774MAB1) 100,000.000 QTY 103045 103045 AMERICAN INTL GROUP INC 3.900% APR 01 2026 (026874DH7) 95,000 QTY 102044 102044 AUTOZONE INC 4.000% NOV 15 2020 (053332AL6) 100,000 QTY 101141 101141 BANK MONTREAL UNSECD 2.500% JUNE 28 2024 (06367WMQ3) 120,000.000 QTY 121488 121488 COMCAST CORP NEW 4.150% OCT 15 2028 (20030NCT6) 125,000 QTY 140793 140793 CONSTELLATION BRANDS INC 2.250% NOV 06 2020 (21036PAV0) 100,000 QTY 100203 100203 CVS HEALTH CORP UNSECD 4.300% MAR 25 2028 (126650CX6) 100,000 QTY 109244 109244 DISCOVER CARD EXECUTION NT TR 1.880% FEB 15 2023 (254683CB9) 125,000.000 QTY 125011 125011 DUKE ENERGY CORP 1.800% SEP 01 2021 (26441CAR6) 100,000 QTY 99919 99919 EOG RES INC 4.100% FEB 01 2021 (26875PAG6) 100,000 QTY 102415 102415 FIDELITY NATL INFO SVCS INC 3.625% OCT 15 2020 (31620MAP1) 100,000 QTY 101125 101125 JPMBB COML MTG SECS TR 3.428% AUG 15 2047 (46642EAZ9) 158,936.150 QTY 162954 162954 JPMORGAN CHASE & CO 3.782% FEB 01 2028 (46625HRY8) 100,000 QTY 107839 107839 MORGAN STANLEY 4.000% JULY 23 2025 (6174468C6) 100,000 QTY 108206 108206 PEPSICO INC UNSECD 3.000% OCT 15 2027 (713448DY1) 115,000 QTY 121910 121910 PIONEER NAT RES CO 3.450% JAN 15 2021 (723787AL1) 100,000 QTY 101168 101168 PNC BK NA PITTSBURGH PA 2.500% JAN 22 2021 (69353RFH6) 100,000 QTY 100596 100596 REGIONS FINL CORP 3.200% FEB 08 2021 (7591EPAK6) 100,000 QTY 101253 101253 SIMON PPTY GROUP LP 2.500% SEP 01 2020 (828807CU9) 100,000 QTY 100245 100245 SYNCHRONY CR CARD MASTER NT TR 2.210% MAY 15 2024 (87165LBB6) 125,000 QTY 125511 125511 UBS AG STAMFORD BRH UNSECD 2.350% MAR 26 2020 (90261XHK1) 100,000 QTY 100110 100110 VERIZON COMMUNICATIONS INC 4.329% SEP 21 2028 (92343VER1) 100,000 QTY 113497 113497 WFRBS COML MTG 3.667% NOV 15 2044 (92936JBB9) 175,000 QTY 178169 178169 WORLD OMNI AUTO RECEIVABLE TR 2.500% APR 17 2023 (98161VAC4) 123,032.460 QTY 123607 123607 ABBOTT LABORATORIES (ABT) 18,275 SHARES 1587367 1587367 ADOBE INC. (ADBE) 400 SHARES 131924 131924 AGILENT TECHNOLOGIES, INC. (A) 2,000 SHARES 170620 170620 ALPHABET INC. (GOOG) 376 SHARES 502720 502720 ALPHABET INC. (GOOGL) 1,047 SHARES 1402341 1402341 AMERICAN EXPRESS COMPANY (AXP) 1,000 SHARES 124490 124490 AMPHENOL CORPORATION (APH) 2,800 SHARES 303043 303043 ANALOG DEVICES, INC. (ADI) 1,000 SHARES 118840 118840 APPLE INC. (AAPL) 7,256 SHARES 2130724 2130724 BLACKROCK, INC. (BLK) 78 SHARES 39211 39211 BOOZ ALLEN HAMILTON HOLDING CORPORATION (BAH) 1,000 SHARES 71130 71130 CHEVRON CORPORATION (CVX) 1,500 SHARES 180765 180765 CHURCH & DWIGHT CO., INC. (CHD) 2,200 SHARES 154748 154748 CISCO SYSTEMS, INC. (CSCO) 8,000 SHARES 383680 383680 COLGATE-PALMOLIVE COMPANY (CL) 9,625 SHARES 662585 662585 DANAHER CORPORATION (DHR) 770 SHARES 118180 118180 ECOLAB INC. (ECL) 1,200 SHARES 231588 231588 ELI LILLY AND COMPANY (LLY) 1,400 SHARES 184002 184002 EOG RESOURCES, INC. (EOG) 1,300 SHARES 108888 108888 FACEBOOK, INC. (FB) 100 SHARES 20525 20525 FEDEX CORPORATION (FDX) 1,700 SHARES 257056 257056 FORTIVE CORPORATION (FTV) 622 SHARES 47515 47515 HONEYWELL INTERNATIONAL INC. (HON) 400 SHARES 70800 70800 IDEX CORPORATION (IEX) 1,000 SHARES 172000 172000 JOHNSON & JOHNSON (JNJ) 1,075 SHARES 156810 156810 JPMORGAN CHASE & CO. (JPM) 10,653 SHARES 1485028 1485028 L3HARRIS TECHNOLOGIES, INC. (LHX) 800 SHARES 158296 158296 MCDONALD'S CORPORATION (MCD) 5,600 SHARES 1106616 1106616 MICROSOFT CORPORATION (MSFT) 1,600 SHARES 252320 252320 MONDELEZ INTERNATIONAL, INC. (MDLZ) 12,000 SHARES 660960 660960 NESTLE S.A. (NSRGY) 9,785 SHARES 1058786 1058786 NEXTERA ENERGY, INC. (NEE) 1,050 SHARES 254268 254268 NORTHROP GRUMMAN CORPORATION (NOC) 200 SHARES 68794 68794 PEPSICO, INC. (PEP) 5,794 SHARES 791866 791866 PROLOGIS, INC. (PLD) 1,400 SHARES 124796 124796 RAYTHEON COMPANY (RTN) 600 SHARES 131844 131844 RAYTHEON TECHNOLOGIES CORPORATION (UTX) 5,515 SHARES 825926 825926 SALESFORCE.COM, INC. (CRM) 300 SHARES 48792 48792 STANLEY BLACK & DECKER, INC. (SWK) 1,100 SHARES 182314 182314 STARBUCKS CORPORATION (SBUX) 1,450 SHARES 127484 127484 STERIS PLC (STE) 1,000 SHARES 152420 152420 STRYKER CORPORATION (SYK) 1,000 SHARES 209940 209940 TELEFLEX INCORPORATED (TFX) 600 SHARES 225864 225864 TEXAS INSTRUMENTS INCORPORATED (TXN) 900 SHARES 115461 115461 THE WALT DISNEY COMPANY (DIS) 6,700 SHARES 969021 969021 UNION PACIFIC CORPORATION (UNP) 865 SHARES 156383 156383 VISA INC. (V) 11,225 SHARES 2109178 2109178 WASTE MANAGEMENT, INC. (WM) 800 SHARES 91168 91168 2143417 2143417 0 0 FEDERAL HOME LN MTG CORP 4.000% JUN 01 2045 (31335ACS5) 173,910.075 QTY FMV 187026 187026 FEDERAL HOME LN MTG CORP 4.500% JUN 01 2048 (3132L9Y82) 164,522.681 QTY FMV 173914 173914 FEDERAL HOME LN MTG CORP 4.500% MAY 01 2047 (3132WNGB2) 158,929.990 QTY FMV 167430 167430 FEDERAL HOME LN MTG CORP 4.500% NOV 01 2038 (3128P8HE4) 150,275.126 QTY FMV 159803 159803 FEDERAL HOME LN MTG CORP 4.500% OCT 01 2041 (31335ARE0) 171,658.467 QTY FMV 186505 186505 FEDERAL NATL MTG ASSN 2.500% JUN 01 2032 (3140X4H90) 169,451.746 QTY FMV 171722 171722 FEDERAL NATL MTG ASSN 2.500% OCT 01 2034 (31418DGF3) 194,731.846 QTY FMV 196518 196518 FEDERAL NATL MTG ASSN 3.000% MAR 01 2033 (3140Q8SU0) 415,300.049 QTY FMV 427414 427414 FEDERAL NATL MTG ASSN 3.000% NOV 01 2034 (3140X5DG5) 425,721.859 QTY FMV 437468 437468 FEDERAL NATL MTG ASSN 4.000% OCT 01 2033 (3140Q9VA8) 168,487.180 QTY FMV 179643 179643 FEDERAL NATL MTG ASSN 4.000% SEP 01 2032 (3138EHWN8) 160,893.735 QTY FMV 172581 172581 FEDERAL NATL MTG ASSN 4.000% SEP 01 2033 (3140J9CT6) 180,256.168 QTY FMV 192530 192530 INVESCO QQQ TRUST (QQQ) 3,250 SHARES FMV 690983 690983 ISHARES CORE S&P 500 ETF (IVV) 9,511 SHARES FMV 3074336 3074336 ISHARES CORE S&P MID-CAP ETF (IJH) 1,600 SHARES FMV 329312 329312 ISHARES MSCI EAFE ETF (EFA) 4,700 SHARES FMV 326368 326368 ISHARES MSCI EMERGING MARKETS ETF (EEM) 7,500 SHARES FMV 336525 336525 VANGUARD SMALL-CAP INDEX FUND ETF SHARES (VB) 2,000 SHARES FMV 331280 331280 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 37987 0 37987 ACCRUED INTEREST AND DIVIDENDS 57208 57935 57935 PREPAID FEDERAL EXCISE TAX 3069 17735 17735 DEFERRED FEDERAL EXCISE TAX EXPENSE 79067 BANK FEES 90 90 0 INSURANCE EXPENSE 3460 0 3460 OFFICE EXPENSES 4717 0 4708 FILING FEES 500 0 500 OTHER INVESTMENT INCOME 7286 7286 7286 GRANT RECOVERY 140000 140000 UNREALIZED GAIN ON INVESTMENTS 6660996 DEFERRED FEDERAL EXCISE TAX 44238 123305 INVESTMENT MANAGEMENT 155543 155543 0 ADMINISTRATIVE SERVICES 19925 0 19925 FEDERAL EXCISE TAX 5334 0 0