2020-11-09T08:16:48-06:00 2019-12-31 050479760 ANDSAGER BARTLETT & PIERONI LLP 1275 WAMPANOAG TRAIL EAST PROVIDENCE RI 02915 990PF 2019-01-01 043442439 THOMAS A RODGERS JR FAMILY FOUNDATION THOM 4012729100 PO BOX 159 NEWPORT RI 02840 SARAH MCNEILL PRESIDENT 8008391754 2020-11-02 1 CHRISTOPHER BARTLETT CPA CFP P00189632 4012729100 2020-11-02 X 98.191.58.143 2020-11-02 10:42:22 ES P ECF3C0AE306EBA3C98A61D54B49264F90D59AB8E ECF3C0AE306EBA3C98A61D54B49264F90D59AB8E 2019 2021-04-22 16:20:28Z X 31204662 X X 767150 767150 308495 8718161 308495 132273 132273 1207918 1207918 0 0 0 218440 165089 53351 46845 18845 0 7095 0 7095 3565 1543 2022 275945 185477 62468 1206800 1206800 1482745 185477 1269268 -274827 1022441 480449 1861585 1861585 1047 27502 769803 457715 459678 22096571 18789918 21524470 3289225 4573650 4705944 1783395 2626556 2625483 28420490 28309424 31204662 2200 52709 2200 52709 X 0 0 0 0 28418290 28256715 28418290 28256715 28420490 28309424 28418290 -274827 113252 28256715 0 28256715 2000 SHS ANGIODYNAMICS INC (SEAPORT) P 2019-10-16 2019-10-31 30530 29636 894 894 MORGAN STANLEY 012301 (PUBLICLY TRADED SEC.) P 53134 53599 -465 -465 MORGAN STANLEY 012301 (PUBLICLY TRADED SEC.) P 206927 220983 -14056 -14056 MORGAN STANLEY 012419 (PUBLICLY TRADED SEC.) P 96529 93608 2921 2921 MORGAN STANLEY 012419 (PUBLICLY TRADED SEC.) P 1510257 1563318 -53061 -53061 MORGAN STANLEY 012424 (PUBLICLY TRADED SEC.) P 74886 74553 333 333 MORGAN STANLEY 012424 (PUBLICLY TRADED SEC.) P 445345 442821 2524 2524 MORGAN STANLEY 015722 (PUBLICLY TRADED SEC.) P 574984 575023 -39 -39 MORGAN STANLEY 015722 (PUBLICLY TRADED SEC.) P 277215 276970 245 245 OPPENHEIMER 12928 (PUBLICLY TRADED SEC.) P 1136566 1071108 65458 65458 OPPENHEIMER 12928 (PUBLICLY TRADED SEC.) P 2257341 2088198 169143 169143 GOLDMAN SACHS 759728 (PUBLICLY TRADED SEC.) P 35046 40487 -5441 -5441 GOLDMAN SACHS 759728 (PUBLICLY TRADED SEC.) P 48906 52147 -3241 -3241 GOLDMAN SACHS 759736 (PUBLICLY TRADED SEC.) P 150353 150406 -53 -53 GOLDMAN SACHS 759736 (PUBLICLY TRADED SEC.) P 254574 250801 3773 3773 GOLDMAN SACHS 759744 (PUBLICLY TRADED SEC.) P 172747 173437 -690 -690 GOLDMAN SACHS 759751 (PUBLICLY TRADED SEC.) P 37521 43558 -6037 -6037 GOLDMAN SACHS 759751 (PUBLICLY TRADED SEC.) P 32758 40966 -8208 -8208 GOLDMAN SACHS 759769 (PUBLICLY TRADED SEC.) P 11247 10737 510 510 GOLDMAN SACHS 759769 (PUBLICLY TRADED SEC.) P 757563 721672 35891 35891 GOLDMAN SACHS 759777 (PUBLICLY TRADED SEC.) P 202354 210956 -8602 -8602 GOLDMAN SACHS 759777 (PUBLICLY TRADED SEC.) P 204826 166782 38044 38044 GOLDMAN SACHS 793552 (PUBLICLY TRADED SEC.) P 14045 11723 2322 2322 GOLDMAN SACHS 793552 (PUBLICLY TRADED SEC.) P 13497 13296 201 201 GOLDMAN SACHS 788057 (PUBLICLY TRADED SEC.) P 20596 21585 -989 -989 GOLDMAN SACHS 788057 (PUBLICLY TRADED SEC.) P 12505 11296 1209 1209 CAPITAL GAINS DIVIDENDS P 85909 85909 85909 308495 0 1496580 29519104 0.050699 1400856 30406713 0.046071 1207842 28428233 0.042487 1482678 29084181 0.050979 1546164 30431169 0.050809 0.241045 0.048209 29785683 1435938 10224 1446162 1269268 20449 0 20449 0 20449 49638 0 0 49638 0 29189 29189 0 0 0 0 0 0 0 0 0 1 1 0 1 1 RI 1 0 0 0 0 1 N/A THOMAS A RODGERS JR FAMILY FDN 4012729100 PO BOX 159 NEWPORT RI 02840 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH MCNEILL PO BOX 159 NEWPORT RI 02840 PRES/DIR/SEC 5.00 0 0 0 THOMAS A RODGERS IV PO BOX 159 NEWPORT RI 02840 DIR/TREAS. 5.00 0 0 0 ROBERT F STOICO PO BOX 159 NEWPORT RI 02840 DIR 5.00 0 0 0 NONE 0 MORGAN STANLEY 125 HIGH STREET 22ND FL BOSTON MA 02110 INVESTMENT MANAGEMENT 74517 OPPENHEIMER & CO 386 HIGH STREET FALL RIVER MA 02720 INVESTMENT MANAGEMENT 45873 GOLDMAN SACHS 125 HIGH STREET 20TH FL BOSTON MA 02110 INVESTMENT MANAGEMENT 44699 FOUNDATION SOURCE 55 WALLS DRIVE FAIRFIELD CT 06824 ACC/ADMIN 29351 0 0 29279021 929041 31210 30239272 0 0 30239272 453589 29785683 1489284 1489284 20449 20449 1468835 0 1468835 0 1468835 1269268 0 1269268 0 1269268 1468835 1230619 0 0 1269268 1230619 0 0 38649 0 0 0 0 0 0 0 0 1430186 0 0 0 X GRANT APPLICATIONS TO FOUNDATION PO BOX 159 NEWPORT RI 02840 4012729100 WRITTEN REQUEST STATING THE NATURE OF ORGANIZATION AND INTENDED USE OF FUNDS. NONE NONE BISHOP CONNOLLY HIGH SCHOOL 373 ELSBREE ST FALL RIVER MA 02720 TUITION ASSISTANCE 25000 BOY CLUBS & GIRLS CLUBS OF NEWPORT COUNTY INC 1 YORK STREET NEWPORT RI 02840 GENERAL & UNRESTRICTED 35000 BRISTOL COMMUNITY COLLEGE FOUNDATION INC 777 ELSEBREE ST NO D-118 FALL RIVER MA 02720 SCHOLARSHIP FUND 50000 CYSTIC FIBROSIS FOUNDATION 57 EXECUTIVE PARK S STE 380 ATLANTA GA 30329 GENERAL & UNRESTRICTED 10000 EASTER SEALS INC 213 ROBINSON ST WAKEFIELD RI 02879 EARLY INTERVENTION PROGRAM 15000 FALL RIVER TENNIS & EDUCATION FOUNDATION INC 209 BEDFORD ST FALL RIVER MA 02720 SUMMER PROGRAM 1500 FAMILY SERVICE ASSOCIATION OF GREATER FALL RIVER INC 151 ROCK ST FALL RIVER MA 02720 KIDS ACADEMY SUPPLIES 40000 HOPE FUNDS FOR CANCER RESEARCH 174 BELLEVUE AVE STE 208 NEWPORT RI 02840 PROGRAMMING 40000 INTERNATIONAL TENNIS HALL OF FAME INCORPORATED 194 BELLEVUE AVE NEWPORT RI 02840 TEAM FAME EDUCATIONAL PROGRAM 10000 JUNIOR ACHIEVEMENT OF SOUTHERN MASSACHUSETTS 128 UNION ST STE 304 NEW BEDFORD MA 02740 SCHOLARSHIPS 15000 LITTLE FLOWER HOME INC 304 HOOPER ST TIVERTON RI 02878 SUPPLIES, FOOD & HOME REPAIR FOR HOMELESS PREGNANT WOMEN 10000 NATIVITY PREPARATORY SCHOOL NEW BEDFORD INC 66 SPRING STREET NEW BEDFORD MA 02740 GENERAL & UNRESTRICTED 125000 NAVAL WAR COLLEGE FOUNDATION INC 686 CUSHING RD NEWPORT RI 02841 GENERAL & UNRESTRICTED 5000 NEWPORT HOSPITAL FOUNDATION INC 20 POWEL AVE NEWPORT RI 02840 EMERGENCY ROOM CAPITAL CAMPAIGN 50000 ORDER OF ST BENEDICT IN PORTSMOUTH RI - PORTSMOUTH ABBEY SCHOOL 285 CORYS LANE PORTSMOUTH RI 02871 SCIENCE BUILDING CAPITAL PROJECT 50000 OUR SISTERS SCHOOL INC 145 BROWNELL AVE NEW BEDFORD MA 02740 SCHOLARSHIP FUND 30000 RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION 200 NIANTIC AVE PROVIDENCE RI 02907 FOOD SHORTAGE PROGRAM 10000 SAINT PHILOMENA SCHOOL INC 324 CORYS LANE PORTSMOUTH RI 02871 SCHOLARSHIP FUND, TUITION ASSISTANCE & CAPITAL IMPROVEMENTS 55000 SALVE REGINA UNIVERSITY 100 OCHRE POINT AVE NEWPORT RI 02840 O'HARE COMMITMENT FUND 203000 SAN MIGUEL EDUCATION CENTER 525 BRANCH AVE PROVIDENCE RI 02904 SCHOLARSHIP FUND 30000 SEAMENS CHURCH INSTITUTE OF NEWPORT RI 18 MARKET SQ NEWPORT RI 02840 GENERAL & UNRESTRICTED 1000 SOCIETY FOR HUMAN ADVANCEMENT THROUGH REHAB ENGINEERING FDN INC 285 OLD WESPORT RD N DARTMOUTH MA 02747 GENERAL & UNRESTRICTED 15000 STAR KIDS SCHOLARSHIP PROGRAM PO BOX 50494 NEW BEDFORD MA 02745 SCHOLARSHIPS 20000 TASHIRAT FOUNDATION 14525 SW MILLIKEN WAY 26465 BEAVERTON OR 97005 TEACHERS SALARIES FUND 25000 THOMAS CHEW MEMORIAL BOYS & GIRLS CLUB FALL RIVER 803 BEDFORD ST FALL RIVER MA 02720 SUPPORT FOR RODGERS TEEN CENTER 50000 UNITED WAY OF GREATER FALL RIVER INC 30 BEDFORD ST FALL RIVER MA 02720 GENERAL & UNRESTRICTED 100000 WARRIOR SAILING-USMMA SAILING FOUNDATION INC PO BOX 1199 SPRING HILL TN 37174 GENERAL & UNRESTRICTED 15000 VISITING NURSE SERVICES OF NEWPORT AND BRISTOL COUNTIES 114 E MAIN RD PORTSMOUTH RI 02871 GENERAL & UNRESTRICTED 15000 YEAR UP INC 40 FOUNTAIN STREET PROVIDENCE RI 02903 YEAR UP PROVIDENCE TUITION ASSISTANCE 30000 YOUTH OPPORTUNITIES UNLIMITED INC 224 BROCK AVE NEW BEDFORD MA 02744 AFTER SCHOOL PROGRAM 6300 BROWN UNIVERSITY SPORTS FOUNDATION 145 SOUTH STREET STE 131 PROVIDENCE RI 02903 WOMEN'S CREW GENERAL SUPPORT 10000 FALL RIVER YMCA 199 NORTH MAIN STREET FALL RIVER MA 02720 GENERAL SUPPORT 10000 MY BROTHER'S KEEPER PO BOX 70273 NORTH DARTMOUTH MA 072470273 GENERAL SUPPORT 25000 SAIL NEWPORT 72 FORT ADAMS DRIVE NEWPORT RI 02840 GENERAL SUPPORT 25000 SARASOTA CREW 343 PALMETTO AVE OSPREY FL 34229 FACILITY SUPPORT 25000 VETERANS TRANSITION HOUSE 344 COUNTY STREET NEW BEDFORD MA 02740 GENERAL SUPPORT 25000 1206800 0 14 767150 14 132273 18 308495 0 1207918 0 1207918 0 0 0 0 0 0 0 0 0 0 CORPORATE BONDS 4573650 4705944 CORPORATE STOCK 18789918 21524470 457715 459678 0 0 OTHER INVESTMENTS AT COST 2626556 2625483 OFFICE SUPPLIES 2022 0 2022 OTHER EXPENSES 1543 1543 0 GOLDMAN SACHS 1950 1950 1950 SALIENT MLP - INTEREST INCOME 9574 9574 9574 SALIENT MLP - DIVIDEND INCOME 14612 14612 14612 SALIENT MLP - S/T -28741 -28741 -28741 SALIENT MLP - L/T GAIN -3472 -3472 -3472 OAK STREET REAL ESTATE - INTEREST INCOME 11569 11569 11569 OAK STREET REAL ESTATE - DIVIDEND INCOME 481 481 481 OAK STREET REAL ESTATE - OTHER DEDUCTIONS -4169 -4169 -4169 FUNDAMENTAL PARTNERS III - ORDINARY INCOME 5064 5064 5064 FUNDAMENTAL PARTNERS III - RENTAL INCOME 2565 2565 2565 FUNDAMENTAL PARTNERS III - OTHER RENTAL 3684 3684 3684 FUNDAMENTAL PARTNERS III - S/T GAIN 1259 1259 1259 FUNDAMENTAL PARTNERS III - L/T GAIN 21140 21140 21140 FUNDAMENTAL PARTNERS III - OTHER INCOME 3892 3892 3892 FUNDAMENTAL PARTNERS III - OTHER DEDUCTIONS -13948 -13948 -13948 RIVERVIEW STRATEGIC OPP FUND - ORDINARY INCOME -5101 -5101 -5101 RIVERVIEW STRATEGIC OPP FUND - INTEREST INCOME 1603 1603 1603 RIVERVIEW STRATEGIC OPP FUND - DIVIDEND INCOME 1461 1461 1461 RIVERVIEW STRATEGIC OPP FUND - S/T GAIN 670 670 670 RIVERVIEW STRATEGIC OPP FUND - L/T GAIN 1119 1119 1119 RIVERVIEW STRATEGIC OPP FUND - 1231 GAIN 33 33 33 RIVERVIEW STRATEGIC OPP FUND - OTHER INCOME 22194 22194 22194 RIVERVIEW STRATEGIC OPP FUND - OTHER DEDUCTIONS -12857 -12857 -12857 FUNDAMENTAL PARTNERS III - INTEREST 12088 12088 12088 FUNDAMENTAL PARTNERS III - 1231 GAIN 8480 8480 8480 SALIENT MLP - OTHER INCOME 28764 28764 28764 SALIENT MLP - FOREIGN TAXES PAID -1850 -1850 -1850 BRIDGE SENIORS HOUSING & MEDICAL PROPERTIES FUND II INTERNATIONAL - A - INT 30896 30896 30896 BRIDGE MULTIFAMILY & COMMERCIAL OFFICE FUND II INTERNATIONAL - LT G/L 19422 19422 19422 RIVERVIEW STRATEGIC OPP FUND - RENTAL INCOME -21 -21 -21 RIVERVIEW SOF III AIV LP - INTEREST INCOME 1 1 1 RIVERVIEW SOF III AIV LP - OTHER DEDUCTIONS -89 -89 -89 BOOK/TAX DIFFERENCE 102331 NONDIVIDEND DISTRIBUTION 10921 OUTSTANDING OPTIONS 2200 52709 PROFESSIONAL FEES 218440 165089 53351 FILING FEE 0 0 0 TAXES 28400 400 0 FOREIGN TAXES 18445 18445 0