2020-11-11T14:35:45-06:00 2019-12-31 362700600 WINEBERG SOLHEIM HOWELL & SHAIN PC 180 N LASALLE ST STE 2200 CHICAGO IL 60601 990PF 2019-01-01 366057159 D AND R FUND C/O JAMES GLASSER DAND 3126216214 500 W MONROE ST SUITE 2660 CHICAGO IL 60661 JAMES GLASSER DIRECTOR 3126216214 2020-11-04 1 MICHAEL S SOLHEIM CPA P00570974 3123720440 2020-11-04 38.140.55.90 2020-11-04 10:51:20 CS P 1BD3BB25ECC3EF9F848E723B693EFFEB315E5623 D4F0D2DBF80ECCA52B9C335BA6AA5974C74F1063 2019 2021-04-22 16:20:28Z X 35708494 X X 365938 365938 1256467 1390842 1256467 168312 168312 1790717 1790717 60000 0 0 1608 1608 0 9200 9200 0 140846 140846 0 97143 97143 0 445662 445662 0 754459 694459 0 1483000 1483000 2237459 694459 1483000 -446742 1096258 5497 5497 5497 2836846 2734965 2734965 28505466 29916771 32353842 300000 614190 614190 31647809 33271423 35708494 596001 636770 596001 636770 X 0 0 0 0 31051808 32634653 31051808 32634653 31647809 33271423 31051808 -446742 2029587 32634653 0 32634653 SECTION 1231 PASSTHRU GAIN/LOSS P 31029 31029 31029 SECTION 1256 PASSTHRU GAIN/LOSS P 1560 -1560 -1560 SECTION 1256 PASSTHRU GAIN/LOSS P 2339 -2339 -2339 2011/2012 GRESHAM PRIVATE EQUITY STRAT P 1264 1264 1264 2011/2012 GRESHAM PRIVATE EQUITY STRAT P 95205 95205 95205 2013 GRESHAM PRIVATE EQUITY STRAT P 230 230 230 2013 GRESHAM PRIVATE EQUITY STRAT P 32109 32109 32109 2014 GRESHAM PRIVATE EQUITY STRAT P 131 -131 -131 2014 GRESHAM PRIVATE EQUITY STRAT P 18733 18733 18733 2015 GRESHAM PRIVATE EQUITY STRAT P 150 -150 -150 2015 GRESHAM PRIVATE EQUITY STRAT P 2803 2803 2803 2016 GRESHAM PRIVATE EQUITY STRAT P 418 418 418 2016 GRESHAM PRIVATE EQUITY STRAT P 2175 2175 2175 2017 GRESHAM PRIVATE EQUITY STRAT P 1136 1136 1136 2017 GRESHAM PRIVATE EQUITY STRAT P 1610 1610 1610 2018 GRESHAM PRIVATE EQUITY STRAT P 1024 1024 1024 2018 GRESHAM PRIVATE EQUITY STRAT P 1190 -1190 -1190 GP CHINA VENTURE CAPITAL LP P 61 -61 -61 GP CHINA VENTURE CAPITAL LP P 34375 34375 34375 GP CHINA VENTURE CAPITAL II LP P 592 -592 -592 GP CHINA VENTURE CAPITAL II LP P 16523 -16523 -16523 GP GLOBAL EQUITY STRATEGIES P 127644 127644 127644 GP GLOBAL EQUITY STRATEGIES P 298984 298984 298984 GRESHAM CHINA OPPTY FUND I P 20985 20985 20985 GRESHAM PRIVATE EQTY FD I P 728 -728 -728 GRESHAM PRIVATE EQTY FD I P 550146 550146 550146 GRESHAM PRIVATE EQTY FD II P 2678 2678 2678 GRESHAM PRIVATE EQTY FD II P 140355 140355 140355 GP EMERGING MARKETS STRATEGIES P 40673 -40673 -40673 GP EMERGING MARKETS STRATEGIES P 44663 -44663 -44663 GEM REALTY FUND III P 9323 -9323 -9323 GEM REALTY FUND V P 17363 17363 17363 TRIDENT CAPITAL FUND V P 16442 -16442 -16442 WILLIAM BLAIR CAP PTNERS VII QP P 10576 10576 10576 P 0 0 1256467 0 1525000 34224103 0.044559 1675000 32743974 0.051154 1670000 32201481 0.051861 1645000 32657190 0.050372 1382500 31102271 0.044450 0.242396 0.048479 35469750 1719538 10963 1730501 1483000 21925 0 21925 0 21925 43824 41000 0 84824 X 0 62899 21960 40939 0 0 0 0 0 0 0 0 1 1 0 1 1 IL 0 0 0 0 0 1 N/A JAMES GLASSER 3126216214 500 W MONROE ST STE 2660 CHICAGO IL 60661 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 LOUISE R GLASSER 13262 E SADDLEROCK ROAD TUCSON AZ 85749 PRESIDENT/SECRETARY 0.00 0 0 0 JAMES J GLASSER 13262 E SADDLEROCK ROAD TUCSON AZ 85749 VICE PRESIDENT/TREASURER 20.00 60000 0 0 BABETTE H ROSENTHAL 324 REGENT WOOD ROAD NORTHFIELD IL 60093 VICE PRESIDENT 0.00 0 0 0 EMILY GLASSER 3 E 84TH STREET APT9 NEW YORK NY 10028 DIRECTOR 0.00 0 0 0 SAMUEL L ROSENTHAL 721 S GREEN BAY ROAD LAKE FOREST IL 60045 DIRECTOR 0.00 0 0 0 MARY C GLASSER 6 BRINK CLOSE CONSTANTIA SF 7806 DIRECTOR 0.00 0 0 0 DAN R GLASSER 2600 LUCKY JOHN DRIVE PARK CITY UT 84060 DIRECTOR 0.00 0 0 0 PHILIP D ROSENTHAL 1335 N ASTOR STREET CHICAGO IL 60610 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 0 3364952 32644946 36009898 0 0 36009898 540148 35469750 1773488 1773488 21925 8287 30212 1743276 0 1743276 0 1743276 1483000 0 1483000 0 1483000 1743276 0 0 159852 105699 92336 357887 1483000 0 0 0 1483000 0 260276 260276 97611 0 0 0 0 0 0 0 97611 5275 92336 X DOVETAIL PROJECT 7300 S COTTAGE GROVE CHICAGO IL 60619 NONE 501(C)(3) CIVIC & SOCIAL 25000 ACCESS COMMUNITY HEALTH NETWORK 600 W FULTON CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 15000 ACCESS LIVING 115 W CHICAGO AVE CHICAGO IL 60611 NONE 501(C)(3) CIVIC & SOCIAL 100000 ANIMATE AFRICA 2081 CENTER ST BERKELEY CA 94704 NONE 501(C)(3) CIVIC & SOCIAL 15000 BERNIES BOOK FUND 985 MAPLEWOOD RD LAKE FOREST IL 60045 NONE 501(C)(3) CIVIC & SOCIAL 10000 CHICAGO COALITION FOR THE HOMELESS 70 E LAKE ST CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 15000 CHICAGO HIGH SCHOOL FOR THE ARTS 521 E 35TH ST CHICAGO IL 60616 NONE 501(C)(3) CIVIC & SOCIAL 30000 CHILDSERV 8765 W HIGGINS CHICAGO IL 60631 NONE 501(C)(3) CIVIC & SOCIAL 25000 ERIE FAMILY HEALTH CENTER 1701 W SUPERIOR ST CHICAGO IL 60622 NONE 501(C)(3) CIVIC & SOCIAL 30000 ERIKSON INSTITUTE 451 N LASALLE CHICAGO IL 60654 NONE 501(C)(3) CIVIC & SOCIAL 30000 EXCEPTIONAL MINDS 13400 RIVERSIDE DR SHERMAN OAKS CA 91423 NONE 501(C)(3) CIVIC & SOCIAL 5000 FAMILY SERVICE OF LAKE COUNTY 777 CENTRAL AVE HIGHLAND PARK IL 60035 NONE 501(C)(3) CIVIC & SOCIAL 10000 FIELD MUSEUM OF NATURAL HISTORY 1400 S LAKE SHORE DR CHICAGO IL 60605 NONE 501(C)(3) CIVIC & SOCIAL 200000 FULFILLMENT FUND 6100 WILSHIRE BLVD LOS ANGELES CA 90048 NONE 501(C)(3) CIVIC & SOCIAL 5000 GOODMAN THEATRE 170 N DEARBORN CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 25000 GREATER CHICAGO FOOD DEPOSITORY 4100 W ANN LURIE PLACE CHICAGO IL 60632 NONE 501(C)(3) CIVIC & SOCIAL 40000 HEARTLAND ALLIANCE 208 S LASALLE CHICAGO IL 60604 NONE 501(C)(3) CIVIC & SOCIAL 20000 JEWISH UNITED FUND OF METROPOLITAN CHICAGO 150 S WACKER DRIVE STE 3275 CHICAGO IL 60606 NONE 501(C)(3) CIVIC & SOCIAL 175000 JOHN G SHEDD AQUARIUM 1200 S LAKE SHORE DR CHICAGO IL 60605 NONE 501(C)(3) CIVIC & SOCIAL 25000 LAWRENCE HALL YOUTH SERVICES 4833 N FRANCISCO AVE CHICAGO IL 60625 NONE 501(C)(3) CIVIC & SOCIAL 30000 LINCOLN PARK ZOO PO BOX 14903 CHICAGO IL 60614 NONE 501(C)(3) CIVIC & SOCIAL 25000 LURIE CHILDREN'S HOSPITAL OF CHICAGO 225 E CHICAGO AVE CHICAGO IL 60611 NONE 501(C)(3) CIVIC & SOCIAL 100000 MERIT SCHOOL OF MUSIC 38 S PEORIA ST CHICAGO IL 60607 NONE 501(C)(3) CIVIC & SOCIAL 18000 MILLENNIUM PARK 201 E RANDOLPH ST CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 10000 MUSEUM OF MODERN ART 11 W 53RD STREET NEW YORK NY 10019 NONE 501(C)(3) CIVIC & SOCIAL 15000 NEWBERRY LIBRARY 60 W WALTON STREET CHICAGO IL 60610 NONE 501(C)(3) CIVIC & SOCIAL 100000 NORTH SHORE SENIOR CENTER 161 NORTHFIELD ROAD NORTHFIELD IL 60093 NONE 501(C)(3) CIVIC & SOCIAL 25000 OUNCE OF PREVENTION FUND 33 W MONROE CHICAGO IL 60603 NONE 501(C)(3) CIVIC & SOCIAL 25000 PLANNED PARENTHOOD 18 S MICHIGAN AVE 6TH FL CHICAGO IL 60603 NONE 501(C)(3) CIVIC & SOCIAL 100000 POSSE FOUNDATION 111 W JACKSON CHICAGO IL 60604 NONE 501(C)(3) CIVIC & SOCIAL 30000 RONALD MCDONALD HOUSE 1301 W 22ND ST STE 905 OAK BROOK IL 60523 NONE 501(C)(3) CIVIC & SOCIAL 5000 TEACH FOR AMERICA 300 W ADAMS CHICAGO IL 60606 NONE 501(C)(3) CIVIC & SOCIAL 125000 SNOW CITY ART 1653 W CONGRESS PARKWAY CHICAGO IL 60612 NONE 501(C)(3) CIVIC & SOCIAL 10000 WITS - WORKING IN THE SCHOOLS 641 W LAKE ST STE 200 CHICAGO IL 60661 NONE 501(C)(3) CIVIC & SOCIAL 20000 AUTOMOTIVE MENTORING GROUP 6522 S LAVERGNE BEDFORD IL 60638 NONE 501(C)(3) CIVIC & SOCIAL 20000 CHRISTOPHER HOUSE 5235 W BELDEN CHICAGO IL 60639 NONE 501(C)(3) CIVIC & SOCIAL 10000 DISABLED SPORTS EASTERN SIERRA PO BOX 7275 MAMMOTH LAKES CA 93546 NONE 501(C)(3) CIVIC & SOCIAL 5000 FILL A HEART 4 KIDS 400 E ILLINOIS RD LAKE FOREST IL 60045 NONE 501(C)(3) CIVIC & SOCIAL 5000 HIGH JUMP 59 W NORTH BOULEVARD CHICAGO IL 60610 NONE 501(C)(3) CIVIC & SOCIAL 5000 1483000 0 14 365938 14 168312 18 1256467 0 1790717 0 1790717 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 9200 9200 0 WM. BLAIR CAPITAL PTRS VII FMV 4227 14124 GEM REALTY CAPITAL III FMV 5107 5133 GP GLOBAL EQUITY STRATEGIES FMV 7298277 7298275 GRESHAM - LOW VOLATILITY OFFSHORE FMV 2909278 4149295 GRESHAM PRIVATE EQUITY I FMV 950020 831246 GRESHAM PRIVATE EQUITY II FMV 2989711 2776627 GEM REALTY FUND IV FMV 55106 5265 GRESHAM CHINA OPPT. FUND I FMV 1215497 1174426 2011/12 PRIVATE EQUITY STRATEGIES FMV 1162651 1087542 2013 PRIVATE EQUITY STRATEGIES FMV 482833 501212 GEM REALTY V FMV 627129 851363 2014 PRIVATE EQUITY STRATEGIES FMV 724483 720738 GRESHAM OPPORT.GROWTH STRATEGIES OFFSHORE FMV 4250146 5759108 2015 PRIVATE EQUITY STRATEGIES FMV 741560 718902 GRESHAM CHINA VENTURE FMV 1331904 1289096 GRESHAM EMERGING MARKETS FMV 3041587 3041587 2016 PRIVATE EQUITY STRATEGIES FMV 682581 657320 GEM REALTY FUND VI FMV 254397 262438 2017 PRIVATE EQUITY STRATEGIES FMV 273953 283526 GP CHINA VENTURE CAP II FMV 523771 545593 2018 PRIVATE EQUITY STRATEGIES FMV 224352 218424 GP 2018 PRIVATE EQUITY STRATEGIES FMV 168201 162602 LEGAL 1608 1608 0 DUE FROM GP GLOBAL EQUITIES STRATEGIES 300000 600000 600000 DUE FROM TRIDENT CAPITAL FUND V 0 11025 11025 DEFERRED CAPITAL CALL 0 3165 3165 SUNDRY EXPENSES 14 14 0 INTEREST EXPENSE - PASSTHRU 43993 43993 0 MISC. PASSTHROUGH EXPENSES - 2% 310430 310430 0 CONTRIBUTIONS - PASS THRU ENTITIES 79 79 0 DUES AND SUBSCRIPTIONS 4077 4077 0 2011/12 PRIVATE EQ. STRAT. - PASSTHROUGH ORD. LOSS 235 235 0 GEM REALTY VI - PASSTHROUGH ORD. LOSS 4068 4068 0 2013 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 3032 3032 0 GEM REALTY III - PASSTHROUGH ORD. LOSS 710 710 0 BUILDING REALTY - PASSTHROUGH ORD. LOSS 2999 2999 0 2017 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 8710 8710 0 2018 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 1773 1773 0 GP EMERGING MARKETS - PASSTHROUGH ORD. LOSS 4407 4407 0 NON DEDUCTIBLE - PASSTHROUGH 2971 2971 0 1350 LAKESHORE - PASSTHROUGH ORD. LOSS 52112 52112 0 2015 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 4263 4263 0 GRESHAM CHINA OPPTY FD I. - PASSTHROUGH ORD. LOSS 1788 1788 0 2019 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 1 1 0 GEM REALTY IV 349 349 349 GEM REALTY V 4592 4592 4592 GRESHAM PRIVATE EQUITY II 8002 8002 8002 GRESHAM PRIVATE EQUITY I 55909 55909 55909 GP GLOBAL EQUITY STRATEGIES 96810 96810 96810 2014 PRIVATE EQUITY STRATEGIES 1443 1443 1443 2016 PRIVATE EQUITY STRATEGIES 1029 1029 1029 GP CHINA VENTURE CAPITAL 178 178 178 PARTNERSHIPS-UNREALIZED INCREASE IN VALUE OF ASSETS 2020096 BOOK/TAX DIFFERENCES 9491 BUILDING REALTY ASSOC. 8099 10701 1350 LSD 420216 458383 GRESHAM LASALLE/JAPAN 167686 167686 INVESTMENT MANAGEMENT FEES 140846 140846 0 EXCISE TAX 67189 67189 0 FOREIGN TAXES 21454 21454 0 STATE INCOME TAXES 8500 8500 0