2020-11-13T13:39:08-06:00 2019-12-31 571157523 APRIO LLP 212 W MATTHEWS ST STE 102 MATTHEWS NC 28105 990PF 2019-01-01 046977585 KERMIT G PHILLIPS II CHARITABLE TRUST AKA PHILLIPS FOUNDATION KERM 3364580806 PO BOX 4034 GREENSBORO NC 27404 ELIZABETH PHILLIPS PRESIDENT 3364580806 2020-11-13 1 DAVID D FRASER P00283556 7048411120 2020-11-13 208.87.234.180 2020-11-13 13:38:29 ES P 469872BED709E916EA2F376FC4208F0CC1C15BBD 8FEBF6136871D7BAB0B6062DB9A0988FB08D0915 2019 2021-04-22 16:20:28Z X 68023952 X X 1110356 1110356 643620 4975140 643620 990746 2150 2744722 1756126 107395 0 107395 119949 0 0 23495 0 7448 21485 0 0 23105 0 0 210533 207271 0 321039 0 8382 5479 0 47890 0 0 598437 2142 515053 1478807 209413 638278 1295367 1295367 2774174 209413 1933645 -29452 1546713 830255 349093 349093 365654 726418 726418 150000 0 150000 150000 150000 1801397 1528272 1577939 41330594 41261388 47492561 1181197 1184719 1231545 8964720 17235115 15400623 527795 32022 501253 495773 495773 100000 600000 600000 55225070 63530778 68023952 12309 18118 12309 18118 X 0 0 0 0 55212761 63512660 55212761 63512660 55225070 63530778 55212761 -29452 8329351 63512660 0 63512660 LONG TERM CAPITAL GAIN DISTRIBUTIONS 2018-01-01 2019-12-31 100244 100244 100244 CRA QUALIFIED INVESTMENT 2016-06-09 2019-06-24 125000 128302 -3302 -3302 ISHARES MSCI KLD 400 SCL ETF 2016-11-02 2019-11-21 958934 668220 290714 290714 MS 072735 SHORT TERM 2019-01-01 2019-12-31 72005 70651 1354 1354 MS 072735 LONG TERM 2014-01-01 2019-12-31 201652 189930 11722 11722 MS 072743 SHORT TERM 2019-01-01 2019-12-31 110921 109578 1343 1343 MS 072743 LONG TERM 2016-01-01 2019-12-31 691028 680167 10861 10861 MS 072750 SHORT TERM 2016-11-02 2019-12-31 20797 66865 -46068 -46068 MS 083370 SHORT TERM 2019-01-01 2019-12-31 590525 544666 45859 45859 MS 083370 LONG TERM 2018-04-26 2019-12-31 547238 506677 40561 40561 MS 091204 SHORT TERM 2019-01-01 2019-12-31 448189 446515 1674 1674 MS 091204 LONG TERM 2016-01-01 2019-12-31 1108607 919949 188658 188658 643620 0 2159529 58477153 0.036929 1934723 56742424 0.034097 5053822 51985623 0.097216 3114099 58199075 0.053508 2727587 57230106 0.047660 0.269410 0.053882 59891542 3227076 15467 3242543 1933645 30934 0 30934 0 30934 75771 0 0 75771 0 44837 44837 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NC 1 0 0 1 0 1 WWW.PHILLIPSFOUNDATIONNC.ORG APRIO LLP 7048411120 212 W MATTHEWS ST STE 102 MATTHEWS NC 28105 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHERINE PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 KEITH PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 KERT PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 KEVIN PHILLIPS PO BOX 4034 GREENSBORO NC 27404 TRUSTEE 1.00 0 0 0 PETER GILCHRIST PO BOX 4034 GREENSBORO NC 27404 PROTECTOR 1.00 0 0 0 CATHERINE BURNETT PO BOX 4034 GREENSBORO NC 27404 CHIEF OPERATING OFFI 40.00 107395 7447 0 LORI UNDERHILL PO BOX 4034 GREENSBORO NC 27404 ADMINISTRATIVE 40.00 61221 3917 0 0 MORGAN STANLEY 333 W SAN CARLOS ST STE 1100 SAN JOSE CA 95110 INVESTMENT MANAGEMENT 182271 CICERO RESEARCH 35 N RIO GRANDE SALT LAKE CITY UT 84101 WEBSITE DEVELOPMENT 60205 NEXUS IMPACT ADVISORS 4413 18TH STREET N ARLINGTON VA 22207 WEBSITE CONTENT CURATION 52864 0 FAMILY WELLNESS: THE PHILLIPS FOUNDATION SEEKS TO LEVERAGE THE FOUNDATION'S EXISTING GRANT PARTNERSHIPS TO EVOLVE TOWARD UPSTREAM PREVENTION OF SOCIAL ISSUES BY ADDRESSING ROOT PROBLEMS OF FAMILY BREAKDOWN AND DYSFUNCTION THROUGH RESEARCH-BASED TOOLS FOR HEALTHY RELATIONSHIPS AND FAMILY WELLNESS. THIS DIRECT CHARITABLE ACTIVITY CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 0 HOMELESSNESS: THE PHILLIPS FOUNDATION SEEKS TO: IMPROVE ITS APPROACH TO PREVENTING AND ENDING HOMELESSNESS THROUGH LEVERAGING SUCCESSFUL GRANTEE MODELS (SUCH AS HOUSING FIRST AND YV LIFESET); CONVENE WITH PARTNERS TO DEVELOP LARGE SCALE SOLUTIONS; AND FOSTER COLLABORATION AMONG PARTNERS AND PHILLIPS FOUNDATION TO SCALE OUT INITIATIVES MORE BROADLY. THE PHILLIPS FOUNDATION ALSO AIMS TO LEARN FROM ITS GRANTEES HOW THE FOUNDATION'S INVESTMENTS IN THEM CAN BE LEVERAGED MORE FULLY. THIS DIRECT CHARITABLE ACTIVITY CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 0 IMPACT INVESTING: THE PHILLIPS FOUNDATION SEEKS TO CREATE A PLATFORM TO AMPLIFY SOCIAL AND ENVIRONMENTAL VALUE THROUGH FINANCIAL INVESTMENTS, A PRACTICE KNOW AS IMPACT INVESTING. THROUGH A SERIES OF EVENTS, GATHERINGS, AND COLLABORATIONS THAT BRING TOGETHER A VARIETY OF STAKEHOLDERS, THE FOUNDATION WILL MEET THIS MISSION-RELATED GOAL THROUGH ACTIVITIES INCLUDING BUT NOT LIMITED TO: PROVIDING EDUCATIONAL PROGRAMS, CONVENING PARTNERS, FOSTERING COLLABORATION, CREATING DEAL-FLOW, AND EXPLORING OPPORTUNITIES. THIS DIRECT CHARITABLE ACTIVITY CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 300146 EDUCATION DCA: THE PHILLIPS FOUNDATION SEEKS TO ENHANCE THE RESULTS OF ITS GRANTMAKING IN EDUCATION, TO GROW EDUCATION-RELATED INITIATIVES. LEVERAGING ITS BODY OF WORK, THE FOUNDATION WILL DEVELOP PROGRAMS, COLLABORATIONS, AND TECHNOLOGY DESIGNED TO INSPIRE LEARNING AND ADDRESS IMPEDIMENTS TO CHILDREN AND YOUTH REACHING THEIR FULL POTENTIAL AS GENEROUS AND IMPACT-DRIVEN ADULTS. THROUGH EXPLORATION OF PARTNERSHIPS WITH OTHERS IN THE FIELD, COUPLED WITH ORIGINAL PROGRAMS DESIGNED TO EDUCATE CHILDREN AND YOUTH ABOUT GENEROSITY, STEWARDSHIP, AND SOCIAL RESPONSIBILITY, THE FOUNDATION WILL INNOVATE, CONVENE, AND COLLABORATE TO EFFECT POSITIVE CHANGE. THIS DCA CARRIES OUT THE EDUCATIONAL AND CHARITABLE PURPOSES OF THE FOUNDATION. 161489 0 59898305 905291 0 60803596 0 0 60803596 912054 59891542 2994577 2994577 30934 97815 128749 2865828 0 2865828 0 2865828 1933645 0 1933645 0 1933645 2865828 0 0 418431 418431 1933645 0 0 0 1933645 0 418431 418431 0 0 0 0 0 513752 0 0 0 KEITH PHILLIPS X ACTION GREENSBORO 203 S CHURCH ST GREENSBORO NC 27401 PC DOWNTOWN GREENWAY; OPERATIONS AND PROGRAMS SUPPORT 300000 GREENSBORO CHILDREN'S MUSEUM INC 220 NORTH CHURCH STREET GREENSBORO NC 27401 PC ESTABLISH ENDOWMENT TO SUPPORT MAINTENANCE AND ENHANCED PROGRAMMING 100000 DRK FOUNDATION 1600 EL CAMINO REAL SUITE 155 MENLO PARK CA 94025 PC OPERATIONS AND PROGRAM SUPPORT 50000 THE COMMUNITY FOUNDATION OF GREATER GREENSBORO INC 330 SOUTH GREENE STREET SUITE 100 GREENSBORO NC 27401 PC TANGER PERFORMING ARTS CENTER 500000 SESAME WORKSHOP BENEFIT 162 WEST 56TH STREET STE 405 NEW YORK NY 10019 PC 50TH ANNIV BENEFIT DINNER 5000 UNC-G EXCELLENCE FOUNDATION OFFICE OF THE CHANCELLOR UNCG 303 MOSSMAN BLDG GREENSBORO NC 27402 PC HEALTHY RELATIONSHIPS INITIATIVE 140367 UNION SQUARE CAMPUS INC 2901 E LEE ST STE 2500 GREENSBORO NC 27401 PC UNION SQUARE CAMPUS 200000 1295367 0 14 1110356 525990 988596 14 2150 18 643620 988596 1756126 0 2744722 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 23105 0 0 2014 EQUIPMENT 2014-12-31 11707 10533 SL 5.000000000000 1174 0 2014 FURN & FIXT 2014-12-31 22330 14348 SL 7.000000000000 3190 0 2014 IMPROVE 2014-12-31 2200 990 SL 10.000000000000 220 0 COMPUTERS 2018-04-11 4475 671 SL 5.000000000000 895 0 CORPORATE BONDS - SEE STMT 1184719 1231545 CORPORATE STOCK AND MUTUAL FUNDS - SEE STMT 41261388 47492561 960128 987759 568144 590180 OTHER INVESTMENTS - SEE STMT AT COST 17235115 15400623 2014 EQUIPMENT 11707 11707 0 2014 FURN & FIXT 22330 17538 4792 2014 IMPROVE 2200 1210 990 COMPUTERS 4475 1566 2909 LEGAL 21485 0 0 NYC INCLUSIVE CREATIVE ECONOMY FUND PRI 100000 100000 100000 JAIL EDUCATION MRI 0 500000 500000 BANK CHARGES 2142 2142 0 DUES SUBSCRIPTIONS & MEMBERSHIPS 1995 0 0 INSURANCE 750 0 0 OFFICE EXPENSES 14186 0 0 TEMPORARY SERVICES 117730 0 53419 DCA - EDUCATION FIELD BUILDING 2815 0 2815 DCA - EDUCATION GAWG 158674 0 158674 DCA - IMPACT INV FIELD BLDG 44984 0 44984 DCA - IMPACT INV ACTION GREENSBORO 50000 0 50000 DCA - IMPACT INV IITT 205161 0 205161 CREDIT CARD REWARDS 2150 2150 2150 SCHEDULE K-1 ACTIVITY 988596 0 988596 UNREALIZED APPRECIATION 8329351 MCE SOCIAL CAPITAL UNRELATED 100000 100000 2017-07 2020-06 ANNUAL INTEREST ONLY WITH BALLOON PAYMENT 2.500000000000 NONE INVESTMENT 0 RSF SOCIAL FINANCE NONE 50000 50000 2018-06 2020-12 0.750000000000 NONE SOCIAL IMPACT INVESTMENT 0 CONSULTING & OUTSIDE SERVICES 1463 0 0 INVESTMENT ADVISORY FEES 207271 207271 0 PAYROLL SERVICE FEES 855 0 0 IT SUPPORT 944 0 0 PAYROLL TAXES 17512 0 8382 STATE TAXES 11467 0 0 FEDERAL TAXES 292060 0 0 GENERAL GREENE INVESTMENT CO INC 1400 BATTLEGROUND AVE STE 201 GREENSBORO NC 27408 566029430 OWNER DISTRIBUTION 0 885000