2020-11-13T10:38:15-06:00 2019-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2019-01-01 411920576 AMERICAN ACADEMY OF SLEEP MEDICINE FOUNDATION AMER 6307379700 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 6307379700 2020-11-13 1 J CALVIN MARKS P01226973 9197196400 34.206.232.202 2020-11-13 10:38:10 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 75F1779BA68A735F9CB0B3115F257B873EEC838E 2019 2021-01-29 14:40:06Z X STEVEN VAN HOUT 2510 N FRONTAGE RD DARIEN IL 60561 8519707 0 X FOUNDATION.AASM.ORG X 1998 MN TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVESBY OFFERING RESEARCH, COMMUNITY AND TRAINING AWARDS. 12 0 0 45 0 0 2049317 2164227 0 0 405502 1368208 0 0 2454819 3532435 2947312 1509628 0 0 0 0 0 0 0 116358 82257 3063670 1591885 -608851 1940550 10695232 12410221 2695756 2289849 7999476 10120372 X TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVESBY OFFERING RESEARCH, COMMUNITY AND TRAINING AWARDS. 0 0 1510565 1509628 THE AASM FOUNDATION STRIVES TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. IN 2019, THE AASM FOUNDATION APPROVED FUNDING A TOTAL OF 28 AWARDS. ELEVEN CAREER DEVELOPMENT AWARDS WERE APPROVED, INCLUDING 4 BRIDGE TO SUCCESS AWARD FOR EARLY CAREER INVESTIGATORS AWARDS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL CAREER DEVELOPMENT AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), 2 BRIDGE TO SUCCESS FOR MID-CAREER/SENIOR INVESTIGATORS AWARDS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL INDEPENDENT INVESTIGATOR AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), 3 FOCUSED PROJECTS AWARDS FOR JUNIOR INVESTIGATORS (SUPPORTS RESEARCH EFFORTS THAT IMPROVE SLEEP HEALTH AND ADVANCE THE CAREERS OF JUNIOR SLEEP SCIENTISTS), AND 2 ABSM JR FACULTY AWARDS (SUPPORTS THE GROWTH OF PHYSICIAN SCIENTISTS IN THE FIELD OF SLEEP AND CIRCADIAN RESEARCH). FOUR STRATEGIC RESEARCH AWARDS (SUPPORTS PROJECTS THAT FOSTER HEALTH SERVICES RESEARCH AND PATIENT-ORIENTED RESEARCH IN SLEEP MEDICINE, TO DEMONSTRATE IMPROVED PATIENTS' OUTCOMES AND DEMONSTRATE VALUE) WERE APPROVED, AS WELL AS NINE COVID-19 RELIEF FUNDING AWARDS (PROVIDES SUPPLEMENTAL SUPPORT TO CURRENT AWARD RECIPIENTS WHOSE PROJECTS WERE AFFECTED BY COVID-19). THE AASM FOUNDATION ALSO FUNDED THREE COMMUNITY SLEEP HEALTH AWARDS (SUPPORTS PROJECTS ADDRESSING SLEEP HEALTH IN THE COMMUNITY) AND 1 SLEEP CHAMPION AWARD (RECOGNIZES SUCCESSFUL COMMUNITY-BASED SLEEP HEALTH SERVICES AND EDUCATION PROVIDED BY NON-PROFIT ORGANIZATIONS). 1510565 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 42 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 IL MN X ANDREW SUMMERS 6307379700 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 2.00 42.00 X 0 371265 56419 ANDREW SUMMERS DIRECTOR OF FINANCE 2.00 42.00 X 0 130747 32741 KELLY CARDEN MD MBA DIRECTOR 1.00 6.00 X 0 59000 0 DOUGLAS KIRSCH MD DIRECTOR 1.00 11.00 X 0 45250 0 KANNAN RAMAR MD DIRECTOR 1.00 5.00 X 0 30750 0 RAMAN MALHOTRA MD SECRETARY-TREASURER 1.00 11.00 X X 0 18500 0 JAMES ROWLEY MD PRESIDENT 1.00 6.00 X X 0 17000 0 R NISHA AURORA MD DIRECTOR 1.00 5.00 X 0 17000 0 DAVID KRISTO MD DIRECTOR 1.00 6.00 X 0 17000 0 JENNIFER MARTIN PHD DIRECTOR 1.00 6.00 X 0 17000 0 ERIC OLSON MD DIRECTOR 1.00 6.00 X 0 17000 0 CAROL ROSEN MD DIRECTOR 1.00 6.00 X 0 17000 0 ANITA V SHELGIKAR MD MHPE DIRECTOR 1.00 6.00 X 0 17000 0 FARIA ABBASI-FEINBERG MD DIRECTOR (FROM 6/2019) 5.00 6.00 X 0 13750 0 ILENE ROSEN MD MS DIRECTOR (TO 6/2019) 1.00 6.00 X 0 8500 0 0 796762 89160 0 0 1 0 0 2081000 83227 2164227 283896 283896 6071584 4987272 1084312 1084312 1084312 3532435 0 0 1368208 1509628 1509628 26228 26228 25772 25772 618 618 7768 937 6831 8168 8168 5853 5853 6925 6925 DUES & SUBSCRIPTIONS 500 500 TRAINING 425 425 1591885 1510565 81320 0 1636952 2181414 64594 7017 500 9177 8715 8979569 10198360 4940 14215 10695232 12410221 20427 7890 2672643 2239031 2686 42928 2695756 2289849 X 340575 1357839 7658901 8762533 7999476 10120372 10695232 12410221 X 1940550 165809 14537 X 0 1 X 1 0 X X 1 AMERICAN ACADEMY OF SLEEP MEDICINE 411596569 10 1 0 1591885 1 0 1591885 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION A, LINE 1: THE FOUNDATION MAINTAINS A HISTORIC AND CONTINUING RELATIONSHIP WITH THE AMERICAN ACADEMY OF SLEEP MEDICINE. THE FOUNDATION WAS CREATED TO SUPPORT THE MISSION OF THE RELATED ACADEMY BY PROMOTING DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. SCHEDULE A, PART IV, SECTION A, LINE 3B: THE FOUNDATION REVIEWED THE IRS DETERMINATION LETTER AND THE MOST RECENTLY COMPLETED PRO FORMA SCHEDULE A, PART III OF THE SUPPORTED ORGANIZATION TO DETERMINE IT SATISFIED THE PUBLIC SUPPORT REQUIREMENTS UNDER SECTION 509(A)(2). SCHEDULE A, PART IV, SECTION A, LINE 3C: THE FOUNDATION ENSURES ANY SUPPORT PAYMENTS MADE TO THE SUPPORTED ACADEMY ARE USED EXCLUSIVELY FOR SECTION 107(C)(2)(B) PURPOSES BY SHARING A PLURALITY OF MANAGEMENT OFFICIALS THAT OVERSEE THE SUPPORT TRANSFERS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7658901 1433632 330000 8762533 8037086 -378185 7658901 7226308 810778 8037086 6812885 561200 147777 7226308 6900774 12111 100000 6812885 1.00000 0 0 0 DUE TO AFFILIATE 42928 42928 X 3961472 165809 289000 454809 3506663 25772 25772 3532435 1840576 289000 289000 1551576 25772 14537 40309 1591885 PART V, LINE 4: INVESTMENT INCOME FROM THE ABSM ENDOWMENT WILL BE AVAILABLE TO FUND UP TO TWO ANNUAL AWARDS FOR MENTORED SLEEP AND CIRCADIAN RESEARCH PROJECTS FOR QUALIFYING PHYSICIAN SCIENTISTS. INVESTMENT INCOME FROM THE AASM ENDOWMENT WILL BE AVAILABLE TO FUND RESEARCH PROJECTS OR OTHER AWARDS RELATED TO THE SLEEP MEDICINE PROFESSION. PART X, LINE 2: MANAGEMENT HAS CONCLUDED THAT THE AASM FOUNDATION HAS PROPERLY MAINTAINED ITS EXEMPT STATUS, AND THUS THERE ARE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019 OR 2018. PART XII, LINE 4B - OTHER ADJUSTMENTS: RETURNED GRANTS 14,537. 1 KAISER PERMANENTE 1 KAISER PLZ OAKLAND CA 94612 946365467 N/A 250000 STRATEGIC RESEARCH UNIVERSITY OF CALIFORNIA LOS ANGELES 10899 WILSHIRE BLVD SUITE 700 LOS ANGELES CA 90095 956006143 501(C)(3) 249934 STRATEGIC RESEARCH MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT ST BOSTON MA 02114 042697983 501(C)(3) 249726 STRATEGIC RESEARCH ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 1 GUSTAVE L LEVY PLACE NEW YORK NY 10029 136171197 501(C)(3) 120000 STRATEGIC RESEARCH BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS ST BOSTON MA 02115 042312909 501(C)(3) 100000 STRATEGIC RESEARCH BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVE BOSTON MA 02215 042103881 501(C)(3) 100000 STRATEGIC RESEARCH JOHNS HOPKINS UNIVERSITY 3910 KESWISK RD N4327-B BALTIMORE MD 21211 520595110 501(C)(3) 100000 STRATEGIC RESEARCH WASHINGTON UNIVERSITY - ST LOUIS 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501(C)(3) 100000 STRATEGIC RESEARCH YALE UNIVERSITY 25 SCIENCE PARK NEW HAVEN CT 06520 060646973 501(C)(3) 100000 STRATEGIC RESEARCH UNIVERSITY OF ARIZONA PO BOX 3520 TUCSON AZ 85722 742652689 115(A) 100000 STRATEGIC RESEARCH UNIVERSITY OF MISSOURI 118 UNIVERSITY HALL COLUMBIA MO 65211 436003859 115(A) 19985 STRATEGIC RESEARCH SEPULVEDA RESEARCH CORPORATION 16111 PLUMMER ST BLDG 200 NORTH HILLS CA 91343 954246275 501(C)(3) 19983 STRAGEGIC RESEARCH 11 1 PART I, LINE 2: PROGRESS REPORTS ARE FILED BY GRANT RECIPIENTS EVERY 6 MONTHS AND ARE REVIEWED. 0 0 0 0 0 0 0 0 0 STEVEN VAN HOUT EXECUTIVE DIRECTOR 0 342015 0 29250 0 0 0 28000 0 28419 0 427684 0 0 ANDREW SUMMERS DIRECTOR OF FINANCE 0 130747 0 0 0 0 0 13612 0 19129 0 163488 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE FOUNDATION'S FULL BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ON AN ANNUAL BASIS AT A BOARD OF DIRECTORS MEETING. BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST ANNUALLY. SPECIFIC QUERIES ARE POSED REGARDING RELATIONSHIPS TO GRANT RECIPIENTS BEFORE FUNDING DECISIONS ARE MADE. DEPENDING ON THE DEFINED SEVERITY OF THE CONFLICT, A BOARD MEMBER MAY BE RECUSED INTERNALLY OR POTENTIALLY REMOVED FROM THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: RETURNED GRANTS 14,537. FORM 990 AMENDED RETURN: THE 2019 FORM 990 WAS AMENDED TO UPDATE VARIOUS NARRATIVE DISCLOSURES TO BETTER REFLECT THE FOUNDATION'S ACTIVITIES RELATED SPECIFICALLY TO 2019. AMERICAN ACADEMY OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 414596569 TRADE ASSOCIATION MN 501(C)(6) AASM 0 AMERICAN BOARD OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 411687236 CERTIFICATION IL 501(C)(6) AASM 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 AMERICAN ACADEMY OF SLEEP MEDICINE B 2081000 FAIR MARKET VALUE AMERICAN ACADEMY OF SLEEP MEDICINE N 289000 FAIR MARKET VALUE