2020-11-13T13:55:25-06:00 2019-12-31 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2019-01-01 060646523 THE AMERICAN BOARD OF ANESTHESIOLOGY INC AMER 9197452237 4200 SIX FORKS ROAD NO 1100 RALEIGH NC 27609 KATE OWENBY CFBO 9197452237 2020-11-13 1 YONG ZHANG CPA P01249785 7033366400 2020-11-13 96.241.128.75 2020-11-13 13:01:43 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5BB3B986E96693C9FA12ABDB8E5DE88F5CFF60A5 2019 2021-01-29 14:40:06Z X MICHELE PORE 4200 SIX FORKS ROAD NO 1100 RALEIGH NC 27609 24162722 0 X WWW.THEABA.ORG X 1938 CT THE ABA IS A CERTIFYING BODY FOR PHYSICIAN ANESTHESIOLOGISTS IN THE UNITED STATES. 13 13 117 643 4783 0 0 0 15913286 16522913 2276655 1371396 0 0 18189941 17894309 0 25000 0 0 5254350 3040156 0 0 0 10284682 13184248 15539032 16249404 2650909 1644905 38401796 44915375 7080809 7891841 31320987 37023534 X TO ADVANCE THE HIGHEST STANDARDS OF THE PRACTICE OF ANESTHESIOLOGY. 0 0 6780599 8143900 CREDENTIALED EXAMINED AND CERTIFIED CANDIDATES IN THE SPECIALTY OF ANESTHESIOLOGY 1404155 6374060 MAINTENANCE OF CERTIFICATION PROGRAM FOR PHYSICIANS CERTIFIED IN THE SPECIALTY OF ANESTHESIOLOGY 979232 1474700 CREDENTIALED, EXAMINED, CERTIFIED, AND RE-CERTIFIED CANDIDATES IN ANESTHESIOLOGY SUBSPECIALTY 5370509 25000 530253 OTHER PROGRAMS INCLUDING IN-TRAINING EXAMINATIONS AND INTERNATIONAL EXAMINATION AND ASSESSMENT SERVICES. 5370509 25000 530253 14534495 1 0 0 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 492 0 1 117 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NC X KATE OWENBY 9197452200 4200 SIX FORKS ROAD SUITE 1100 RALEIGH NC 27609 BRENDA G FAHY MD PRESIDENT, DIRECTOR 8.00 X X 34583 0 0 DAVID O WARNER MD VICE PRESIDENT, DIRECTOR 8.00 X X 9169 0 0 DEBORAH J CULLEY MD SECRETARY, DIRECTOR 8.00 X X 30065 0 0 SANTHANAM SURESH MD TREASURER, DIRECTOR 8.00 X X 29440 0 0 RUPA J DAINER MD DIRECTOR 8.00 X 34577 0 0 ROBERT R GAISER MD DIRECTOR 8.00 X 8893 0 0 MARK T KEEGAN MD DIRECTOR 8.00 X 31660 0 0 ALEX MACARIO MD MBA DIRECTOR 8.00 X 32994 0 0 THOMAS M MCLOUGHLIN JR MD DIRECTOR 8.00 X 10214 0 0 ANDREW J PATTERSON MD PHD DIRECTOR 8.00 X 32275 0 0 MARGARET PISACANO BSN JD DIRECTOR 8.00 X 30443 0 0 JAMES P RATHMELL MD DIRECTOR 8.00 X 32747 0 0 DANIEL J COLE MD DIRECTOR, EXECUTIVE DIRECTOR, PROFESSIONAL AFFAIRS 16.00 X 93838 0 0 MARY E POST MBA CAE EXECUTIVE DIRECTOR, ADMIN. AFFAIRS 60.00 X 391986 0 70374 KATE OWENBY CPA CHIEF FINANCE & BUSINESS OFFICER 30.00 X 195000 0 0 ANN E HARMAN PHD CHIEF ASSESSMENT OFFICER 60.00 X 205590 0 45554 DAVID L PINAULA MA CHIEF INFORMATION SERVICES OFFICER 60.00 X 159146 0 41114 MICHELE S PORE MBA CHIEF MARKETING & COMMUNICATIONS OFFICER 60.00 X 150171 0 47664 MARK GLASS DATABASE ANALYST 45.00 X 117257 0 43270 MARJIE DANCKERT SENIOR QUALITY ASSURANCE ANALYST 45.00 X 100311 0 24586 HUAPING SUN MANAGER, PSYCHOMETRICS & RESEARCH 45.00 X 114258 0 49036 ANDY GULYA SENIOR SOFTWARE ENGINEER 45.00 X 114841 0 32652 ELGIN PERRY MANAGER, SOFTWARE DEVELOPMENT 45.00 X 119989 0 28017 2079447 0 382267 16 0 1 0 FOX ROTHSCHILD LLP 2 W WASHINGTON ST STE 1100 GREENVILLE SC 29601 LEGAL 435348 NCS PEARSON 13036 COLLECTION CENTER DRIVE CHICAGO IL 60693 EXAM ADMINISTRATION 422021 PROMETRIC BOX 223608 PITTSBURGH PA 15215 EXAM ADMINISTRATION 218506 MAUPIN TRAVEL PO BOX 98659 RALEIGH NC 27624 TRAVEL 209179 RANKIN MCKENZIE PO BOX 90113 RALEIGH NC 27675 STAFFING SERVIC 195000 7 EXAMINATION & ASSESSMENT FEES 611710 9952083 9952083 MAINTENANCE FEES 611710 6374060 6374060 OTHER FEES 561000 114070 114070 LICENSE FEES 611710 82700 82700 16522913 988443 4783 983660 6651366 6268413 382953 382953 382953 17894309 16522913 4783 1366613 25000 25000 1260188 945140 315048 526705 395029 131676 311374 233531 77843 712010 534008 178002 229879 172409 57470 423871 317903 105968 85856 21464 64392 76838 76838 343420 257565 85855 145431 97439 47992 386466 289850 96616 526832 395124 131708 144436 129992 14444 814173 610630 203543 301041 225781 75260 209015 156761 52254 PRIMARY CERTIFICATION E 6780599 6780599 MAINTENANCE OF CERTIFIC 1404155 1404155 SUBSPECIALTY EXAMS 979232 979232 RESEARCH AND DEVELOPMEN 562883 562883 16249404 14534495 1714909 0 3005585 3486945 523857 461479 14179 17736 258208 413953 7762118 4915716 2325685 2846402 24755644 26016270 7484030 11643984 34608 28606 38401796 44915375 2035989 1932767 5044820 5959074 7080809 7891841 X 31320987 37023534 31320987 37023534 38401796 44915375 1644905 4057642 0 X 0 1 X 1 0 X 12931690 15005215 15603398 15913286 16522913 75976502 12931690 15005215 15603398 15913286 16522913 75976502 0 0 0 75976502 568879 675598 674358 869639 988443 3776917 568879 675598 674358 869639 988443 3776917 13500569 15680813 16277756 16782925 17511356 79753419 0.95260 0.95060 0.04740 0.04940 X 1 1 0 1 0 0 1 0 1 0 0 PART II-B, LINE 1: CIRCULATED FINISHED TOOLKIT TO SUBSET OF VOLUNTEERS THAT INCLUDED LETTER TEMPLATES AND TALKING POINTS. 1631258 812364 818894 2238626 1893228 345398 3892234 2210124 1682110 2846402 ALTERNATIVE INVESTMENT FUNDS 11643984 F 11643984 X 21875113 4057642 4057642 17817471 76838 76838 17894309 16172566 0 16172566 76838 76838 16249404 PART X, LINE 2: MANAGEMENT EVALUATED THE BOARD'S TAX POSITIONS AND CONCLUDED THAT THE BOARD HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE INCOME TAXES TOPIC OF THE FASB ASC. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 2976571 EAST ASIA AND THE PACIFIC 0 0 PROGRAM IN TRAINING EXAMINATION SERVICE 33782 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM EXAMINATION AND CERTIFICATION SERVICES IN-TRAINING EXAMINATION SERVICES 33782 0 0 0 0 0 0 3044135 0 3044135 0 0 1 0 0 1 PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART III ACCOUNTING METHOD: 1 FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH 1061 AMERICAN LANE SCHAUMBURG IL 60173 521494164 501C3 25000 0 THE CO-SPONSORED GRANT BY THE ABA AND FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH (FAER) IS DESIGNED TO ADVANCE THE CAREERS AND KNOWLEDGE OF ANESTHESIOLOGISTS INTERESTED IN THE KEY ELEMENTS OF EDUCATION IN ANESTHESIOLOGYCURRICULUM, INSTRUCTION AND ASSESSMENT. 1 0 PART I, LINE 2: FUNDS WERE MONOTORED ON A ONE-TIME BASIS: THIS GRANT PROGRAM WAS COSPONSORED BY THE ABA AND FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH (FAER) TO PROVIDE GRANTS TO INDIVIDUALS. THE ABA GIFTED FUNDS TO FAER AND FAER CONDUCTED ALL ASSOCIATED ADMINISTRATIVE DUTIES. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MARY E POST MBA CAE EXECUTIVE DIRECTOR, ADMIN. AFFAIRS 371792 0 18723 0 1471 0 37446 0 32928 0 462360 0 0 0 KATE OWENBY CPA CHIEF FINANCE & BUSINESS OFFICER 195000 0 0 0 0 0 0 0 0 0 195000 0 0 0 ANN E HARMAN PHD CHIEF ASSESSMENT OFFICER 203784 0 0 0 1806 0 20780 0 24774 0 251144 0 0 0 DAVID L PINAULA MA CHIEF INFORMATION SERVICES OFFICER 152882 0 4914 0 1350 0 16380 0 24734 0 200260 0 0 0 MICHELE S PORE MBA CHIEF MARKETING & COMMUNICATIONS OFF 149721 0 0 0 450 0 15560 0 32104 0 197835 0 0 0 MARK GLASS DATABASE ANALYST 116735 0 0 0 522 0 11950 0 31320 0 160527 0 0 0 HUAPING SUN MANAGER, PSYCHOMETRICS & RESEARCH 110389 0 3733 0 136 0 12442 0 36594 0 163294 0 0 0 PART I, LINE 1B THE ABA REIMBURSES AIR FARE FOR : 1) DIRECTORS WHO TRAVEL ON ABA BUSINESS, 2) THE SPOUSE OR GUEST OF A DIRECTOR FOR UP TO TWO BOARD MEETINGS PER YEAR AND 3) THE SPOUSE OR GUEST OF THE EXECUTIVE DIRECTOR, ADMINISTRATIVE AFFAIRS FOR UP TO TWO BOARD MEETINGS PER YEAR. AS PART OF ITS WELLNESS PROGRAM, ABA REIMBURSES A PERCENTAGE OF EMPLOYEES' HEALTH-CLUB FEES BASED ON A SELF-REPORTED NUMBER OF DAYS PER MONTH THE EMPLOYEE HAS ENGAGED IN AT LEAST 30 MINUTES OF PHYSICAL ACTIVITY. THE ABOVE ARE CONSIDERED DE MINIMUS AND ARE NOT INCLUDED IN EMPLOYEES' TAXABLE COMPENSATION. FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION'S MISSION: FOUNDED IN 1938, THE AMERICAN BOARD OF ANESTHESIOLOGY (ABA) SETS STANDARDS FOR CERTIFICATION, DEVELOPS EXAMINATIONS AND ASSESSMENTS, AND ISSUES CERTIFICATES TO PHYSICIAN ANESTHESIOLOGISTS WHO DEMONSTRATE THE ATTRIBUTES OF AN ABA DIPLOMATE - THOSE ATTRIBUTES DEFINED TOWARD ADVANCING THE HIGHEST STANDARDS OF THE PRACTICE OF ANESTHESIOLOGY. THE ABA ALSO MAINTAINS A REGISTRY OF CERTIFIED PHYSICIAN ANESTHESIOLOGISTS FOR USE BY THE PUBLIC, HEALTH CARE INSTITUTIONS, CREDENTIALING ORGANIZATIONS, AND PHYSICIAN PRACTICE GROUPS. MORE THAN 50,000 ANESTHESIOLOGISTS HAVE BEEN CERTIFIED BY THE ABA. IN ADDITION TO PRIMARY CERTIFICATION IN ANESTHESIOLOGY, THE ABA DEVELOPS AND ADMINISTERS SUBSPECIALTY CERTIFICATION EXAMINATIONS IN CRITICAL CARE MEDICINE, PAIN MEDICINE AND PEDIATRIC ANESTHESIOLOGY; SUBSPECIALTY RECERTIFICATION EXAMINATIONS IN CRITICAL CARE MEDICINE AND PAIN MEDICINE; AND IN-TRAINING (GROWTH-IN-KNOWLEDGE) EXAMINATIONS FOR ANESTHESIOLOGY RESIDENCY AND FELLOWSHIP PROGRAMS. THROUGH ARRANGEMENTS WITH OTHER MEDICAL SPECIALTY CERTIFICATION BOARDS, ABA DIPLOMATES MAY SEEK SUBSPECIALTY CERTIFICATION IN HOSPICE AND PALLIATIVE MEDICINE AND SLEEP MEDICINE, AS WELL AS SUBSPECIALTY RECERTIFICATION IN HOSPICE AND PALLIATIVE MEDICINE. DIPLOMATES CERTIFIED ON OR AFTER JANUARY 1, 2000 RECEIVE TIME-LIMITED CERTIFICATES AND ARE ALSO STRONGLY ENCOURAGED TO PARTICIPATE IN THE ABA'S MAINTENANCE OF CERTIFICATION IN ANESTHESIOLOGY PROGRAM (ALSO KNOWN AS MOCA) TO MAINTAIN THEIR CERTIFICATION STATUS. DIPLOMATES WITH NON-TIME-LIMITED CERTIFICATES ARE STRONGLY ENCOURAGED TO PARTICIPATE IN MOCA. THE MOCA PROGRAM IS DESIGNED TO PROMOTE LIFELONG LEARNING AND TO HELP DIPLOMATES DEMONSTRATE THEIR COMMITMENT TO QUALITY CLINICAL OUTCOMES AND PATIENT SAFETY. THE ABA WORKS WITH PHYSICIAN ANESTHESIOLOGISTS AND OTHERS IN THE BROADER MEDICAL COMMUNITY TO DEVELOP MAINTENANCE OF CERTIFICATION PROGRAMS THAT ARE RELEVANT AND THAT REFLECT CURRENT ANESTHESIA PRACTICE. THE ABA INVESTS ITS RESERVES IN THE ADVANCEMENT OF LIFELONG LEARNING. THIS INCLUDES 1) CONDUCTING RESEARCH TO ENHANCE AND VALIDATE TOOLS DESIGNED TO MEASURE CLINICAL KNOWLEDGE AND SKILLS OF PHYSICIAN ANESTHESIOLOGISTS THROUGHOUT THEIR CAREERS, 2) EVALUATING ABA EXAMINATION SYSTEMS TO FOSTER CONTINUOUS IMPROVEMENTS THAT ALIGN WITH BEST PRACTICES IN ASSESSMENT, ADULT LEARNING AND CLINICAL PRACTICE, 3) WORKING ALONGSIDE OTHER MEDICAL SPECIALTY CERTIFICATION BOARDS AND STAKEHOLDER ORGANIZATIONS ACROSS THE SPECTRUM OF MEDICAL TRAINING AND PRACTICE TO ADVANCE HIGH-QUALITY PATIENT CARE AND CLINICAL OUTCOMES, 4) UPGRADING AND MAINTAINING OUR TECHNOLOGY FOR ALL EXAMS AND ASSESSMENTS. FUNDS FOR THESE TYPES OF INITIATIVES COME FROM THE ABA'S STRATEGIC RESERVES AND THUS NOT BUILT INTO CANDIDATE FEES. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS IS COMPOSED OF 12 DIPLOMATE DIRECTORS AND 1 PUBLIC MEMBER DIRECTOR. THE 13 DIRECTORS ELECT NEW DIPLOMATE DIRECTORS AND PUBLIC MEMBER DIRECTORS. DIPLOMATE DIRECTOR NOMINEES ARE SELECTED BY THE NINE-MEMBER TRIPLE COMMITTEE, WHICH IS COMPOSED OF THREE MEMBERS FROM THE ABA, THREE MEMBERS FROM THE AMERICAN SOCIETY OF ANESTHESIOLOGISTS AND THREE MEMBERS FROM THE AMERICAN MEDICAL ASSOCIATION. PUBLIC MEMBER NOMINEES ARE SELECTED BY THE 13 DIRECTORS. DIPLOMATE DIRECTORS CAN SERVE THREE FOUR-YEAR TERMS. PUBLIC MEMBER DIRECTORS CAN SERVE TWO THREE-YEAR TERMS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS DISTRIBUTED TO ALL DIRECTORS ON THE BOARD OF DIRECTORS FOR REVIEW AND COMMENT PRIOR TO FILING. EACH DIRECTOR AFFIRMATIVELY INDICATES BY EMAIL THAT S/HE HAS REVIEWED THE DOCUMENT. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS AND OTHER APPOINTEES ATTEST TO THEIR ADHERENCE TO THE CONFLICT OF INTEREST POLICY UPON APPOINTMENT AND RE-APPOINTMENT AS WELL AS ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE ABA HAS A FORMAL SALARY ADMINISTRATION SYSTEM. ALL POSITIONS ARE ASSIGNED TO A GRADE, WITH MINIMUM, MEDIAN AND MAXIMUM SALARY LEVELS CALIBRATED TO MARKET LEVELS. THE EXECUTIVE AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS APPRAISES THE EXECUTIVE DIRECTOR'S PERFORMANCE AND ADJUSTS THE SALARY ANNUALLY USING A STANDARD SALARY MODEL THAT TAKES INTO ACCOUNT THE PERFORMANCE RATING AND THE CURRENT SALARY AS A PERCENTAGE OF MEDIAN. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS THAT ARE OPEN FOR PUBLIC INSPECTION ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME AS SET FORTH IN SECTION 6104(D). ABA INTERNATIONAL LLC 4200 SIX FORKS ROAD SUITE 1100 RALEIGH NC 27609 461346525 INTERNATIONAL EXAMINATION AND ASSESSMENT SERVICES DE 137602 303060 THE AMERICAN BOARD OF ANESTHESIOLOGY INC