2020-11-16T08:58:48-06:00 2019-12-31 364268995 ROBBINS & ASSOCIATES LLC 323 E WACKER DR 350 CHICAGO IL 60601 990PF 2019-01-01 942988627 BOBOLINK FOUNDATION BOBO 3126091100 180 N STETSON AVE STE 2550 CHICAGO IL 60601 WENDY J PAULSON CHAIRMAN 3126091100 2020-11-14 1 LINDA M STAWICKI P00749617 3126091100 2020-11-12 172.87.50.90 2020-11-14 07:38:41 CS P 5FE8C8138073B3329E5FE5D840E7E1FF69BFF024 2E6C49A9D57A51B39CF550167779301887E387AB 2019 2021-04-22 16:20:28Z X 257280294 X X 204490 204490 2078083 2077471 2773310 37161096 2773310 1069683 1083939 6125566 6139210 175000 0 175000 19697 0 19697 160557 0 160557 75449 45270 30180 2197548 2151188 46360 206826 12901 0 24369 0 24369 3604 0 3604 2863050 2209359 459767 14469500 14469500 17332550 2209359 14929267 -11206984 3929851 76971 76472 76472 9416494 4496962 4496962 296500 0 296500 296500 296500 8277189 5395784 5482502 19788584 26406045 32219754 58785674 56559366 57383376 150279905 140522550 155352886 0 1971842 1971842 246921317 235725521 257280294 545 11733 545 11733 X 246920772 235713788 0 0 0 0 246920772 235713788 246921317 235725521 246920772 -11206984 0 235713788 0 235713788 PUBLIC SECURITIES P 34539351 34387786 151565 151565 HEDGE FUNDS P 1809693 1809693 1809693 PASSTHROUGH INVESTMENTS P 807906 807906 807906 CAPITAL GAINS DIVIDENDS P 4146 4146 4146 2773310 0 14406441 255704746 0.056340 12599971 262210706 0.048053 13745395 279292629 0.049215 10300121 228266031 0.045123 29445496 229203107 0.128469 0.327200 0.065440 255789242 16738848 39299 16778147 16901921 X 39299 0 39299 0 39299 118434 75000 0 193434 X 0 154135 154135 0 0 0 0 0 0 0 1 1 1 1 0 1 1 IL 1 0 0 1 0 1 N/A ROBBINS ASSOCIATES LLC 3126091100 180 N STETSON AVE STE 2550 CHICAGO IL 60601 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 HENRY M PAULSON JR C/O RALLC 180 N STETSON STE 2550 CHICAGO IL 60601 TRUSTEE/PART TIME 0.00 0 0 0 WENDY J PAULSON C/O RALLC 180 N STETSON STE 2550 CHICAGO IL 60601 TRUSTEE/PART TIME 0.00 0 0 0 HENRY MERRITT PAULSON III C/O RALLC 180 N STETSON STE 2550 CHICAGO IL 60601 TRUSTEE/PART TIME 0.00 0 0 0 AMANDA CLARK PAULSON C/O RALLC 180 N STETSON STE 2550 CHICAGO IL 60601 TRUSTEE/PART TIME 0.00 0 0 0 JUSTIN PEPPER C/O RALLC 180 N STETSON STE 2550 CHICAGO IL 60601 EXECUTIVE DIRECTOR 40.00 175000 19697 0 NONE 0 BRIDGEWATER ASSOCIATES LP ONE GLENDINNING PLACE WESTPORT CT 06880 INVESTMENT MANAGEMENT 1629045 GOLDMAN SACHS & CO 71 S WACKER DRIVE STE 500 CHICAGO IL 60606 INVESTMENT MANAGEMENT 522143 SULLIVAN & CROMWELL LLC 125 BROAD STREET NEW YORK NY 10004 LEGAL SERVICES 113000 ROBBINS & ASSOCIATES LLC 180 N STETSON AVE STE 2550 CHICAGO IL 60601 ACCOUNTING AND FINANCIAL SERVICES 75449 0 THE FOUNDATION EXPENDED $1,971,842 TO PURCHASE AND MAINTAIN, THROUGH A KANSAS PUBLIC BENEFIT CORPORATION FORMED BY THE FOUNDATION KNOWN AS 3CP, PBC, PARCELS OF PRAIRIELAND IN CHASE COUNTY, KANSAS IN ORDER TO PRESERVE SUCH LAND ANDPROMOTE THE ECOLOGICAL AND SUSTAINABLE MANAGEMENT OF SUCH LAND. SUCH ACTIVITY PROMOTES THE CHARITABLE AND ENVIRONMENTAL PURPOSES OF THE FOUNDATION. OF THE TOTAL AMOUNT EXPENDED IN CONNECTION WITH THIS ACTIVITY, $1,912,259 WAS ALLOCATED TO THE PURCHASE PRICE OF THE LAND AND $59,583 WAS ALLOCATED TO EXPENSES RELATED TOTHE MAINTENANCE AND MANAGEMENT THEREOF. 1971842 0 107557328 10999259 141127923 259684510 0 0 259684510 3895268 255789242 12789462 12789462 39299 39299 12750163 0 12750163 0 12750163 14929267 0 1972654 16901921 39299 16862622 12750163 0 0 20055519 1795030 1912483 23763032 16901921 0 0 0 12750163 4151758 0 0 27914790 0 0 0 0 0 0 20055519 7859271 1795030 1912483 4151758 HENRY M PAULSON JR WENDY J PAULSON X AMAZON BIODIVERSITY CENTER PO BOX 96503 42410 WASHINGTON DC 200906503 PC FOREST FRAGMENTS PROJECT / CAMP 41 10000 AMERICAN BIRD CONSERVANCY P O BOX 249 THE PLAINS VA 201980249 PC UNRESTRICTED CHARITABLE GRANT 150000 AMERICAN FRIENDS OF BIRDLIFE INTL 155 E 44TH STREET NEW YORK NY 10017 PC UNRESTRICTED CHARITABLE GRANT 370000 ASPEN GLOBAL CHANGE INSTITUTE 104 MIDLAND AVE SUITE 205 BASALT CO 81621 PC THE ENERGY PROJECT 25000 AUDUBON GREAT LAKES 125 S WACKER DR SUITE 2125 CHICAGO IL 60606 PC UNRESTRICTED CHARITABLE GRANT 50000 BIODIVERSITY FUNDERS GROUP PO BOX 29361 SAN FRANCISCO CA 94129 PC FUNDERS OF THE AMAZON BASIN 5000 BIRD CONSERVANCY OF THE ROCKIES 230 CHERRY ST SUITE 150 FORT COLLINS CO 80521 PC UNRESTRICTED CHARITABLE GRANT 125000 BIRDNOTE PO BOX 99456 SEATTLE WA 98139 PC UNRESTRICTED CHARITABLE GRANT 50000 CAL-WOOD EDUCATION CENTER 2282 COUNTY ROAD 87 JAMESTOWN CO 80455 PC UNRESTRICTED CHARITABLE GRANT 15000 CHEETAH CONSERVATION FUND PO BOX 2496 ALEXANDRIA VA 223010496 PC UNRESTRICTED CHARITABLE GRANT 5000 CHICAGO WILDERNESS ALLIANCE 411 S WELLS ST SUITE 300 CHICAGO IL 60607 PC CONGRESS 2020 PROGRAM 2500 CITIZENS FOR CONSERVATION 459 WEST HIGHWAY 22 BARRINGTON IL 60010 PC UNRESTRICTED CHARITABLE GRANT 50000 COASTAL GEORGIA HISTORICAL SOCIETY PO BOX 21136 ST SIMONS ISLAND GA 31522 PC UNRESTRICTED CHARITABLE GRANT 5000 CORNELL LAB OF ORNITHOLOGY 159 SAPSUCKER WOODS ROAD ITHACA NY 14850 PC UNRESTRICTED CHARITABLE GRANT 1050000 CUENCA LOS OJOS PO BOX 1014 PATAGONIA AZ 85634 PC UNRESTRICTED CHARITABLE GRANT 500000 EARTHJUSTICE 50 CALIFORNIA STREET SUITE 500 SAN FRANCISCO CA 94111 PC UNRESTRICTED CHARITABLE GRANT 30000 ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE SOUTH NEW YORK NY 10010 PC UNRESTRICTED CHARITABLE GRANT 30000 ENVIRONMENTAL LAW AND POLICY CENTER 35 EAST WACKER DRIVE SUITE 1600 CHICAGO IL 606012110 PC NETWORK FOR GOOD / PATAGONIA 10000 FRIENDS OF NACHUSA GRASSLANDS 8772 S LOWDEN ROAD FRANKLIN GROVE IL 61031 PC UNRESTRICTED CHARITABLE GRANT 5000 FRIENDS OF THE FOREST PRESERVES 411 S WELLS ST SUITE 300 CHICAGO IL 60607 PC UNRESTRICTED CHARITABLE GRANT 450000 FRIENDS OF TRYON CREEK 11321 SW TERWILLIGER BLVD PORTLAND OR 97219 PC UNRESTRICTED CHARITABLE GRANT 5000 HIGH DESERT MUSEUM 59800 SOUTH HIGHWAY 97 BEND OR 97702 PC UNRESTRICTED CHARITABLE GRANT 10000 INTERNATIONAL CRANE FOUNDATION E-11376 SHADY LANE ROAD BARABOO WI 53913 PC UNRESTRICTED CHARITABLE GRANT 175000 ISLAND CONSERVATION 2100 DELAWARE AVE SUITE 1 SANTA CRUZ CA 95060 PC UNRESTRICTED CHARITABLE GRANT 100000 ISLAND PRESS 2000 M STREET NW 650 WASHINGTON DC 20036 PC UNRESTRICTED CHARITABLE GRANT 30000 KEYSTONE SCIENCE SCHOOL 1053 SODA RIDGE RD KEYSTONE CO 80435 PC UNRESTRICTED CHARITABLE GRANT 50000 KEYSTONE SCIENCE SCHOOL 1053 SODA RIDGE RD KEYSTONE CO 80435 PC UNRESTRICTED CHARITABLE GRANT 15000 LAND TRUST ALLIANCE 1250 H STREET NW SUITE 600 WASHINGTON DC 20005 PC UNRESTRICTED CHARITABLE GRANT 100000 MANOMET PO BOX 1770 MANOMET MA 02345 PC SHOREBIRD RECOVERY 200000 MASS AUDUBON FUND FOR NATURE LINCOLN MA 01773 PC MUSEUM OF AMERICAN BIRD ART 10000 NATIONAL AUDUBON SOCIETY PO BOX 265 ETNA NY 130629901 PC PROJECT PUFFIN 5000 NATIONAL PARKS CONSERVATION ASSOCIATION 777 6TH STREET NW SUITE 700 WASHINGTON DC 20001 PC UNRESTRICTED CHARITABLE GRANT 30000 NETHERLANDS AMERICA FOUNDATION 505 8TH AVENUE SUITE 12A-05 NEW YORK NY 10018 PC GLOBAL FLYWAY NETWORK/THEUNIS PIERSMA 10000 ONE HUNDRED MILES PO BOX 2056 BRUNSWICK GA 31521 PC UNRESTRICTED CHARITABLE GRANT 100000 OPENLANDS 25 E WASHINGTON STREET CHICAGO IL 60602 PC UNRESTRICTED CHARITABLE GRANT 125000 OSA CONSERVATION 1012 14TH ST NW 625 WASHINGTON DC 20005 PC UNRESTRICTED CHARITABLE GRANT 165000 OWL RESEARCH INSTITUTE 35490 NINEPIPE LANE CHARLO MT 59824 PC UNRESTRICTED CHARITABLE GRANT 15000 PANTHERA 8 WEST 40TH STREET 18TH FLOOR NEW YORK NY 10018 PC UNRESTRICTED CHARITABLE GRANT 50000 RAILS TO TRAILS CONSERVANCY THE DUKE ELLINGTON BUILDING WASHINGTON DC 20037 PC UNRESTRICTED CHARITABLE GRANT 15000 RARE 1310 N COURTHOUSE ROAD ARLINGTON VA 22201 PC FY2019 1100000 SOUTHERN ENVIRONMENTAL LAW CENTER 201 WEST MAIN STREET SUITE 14 CHARLOTTESVILLE VA 22902 PC UNRESTRICTED CHARITABLE GRANT 10000 ST SIMON'S LAND TRUST PO BOX 24615 ST SIMONS ISLAND GA 315229981 PC UNRESTRICTED CHARITABLE GRANT 10000 THE FIELD MUSEUM 75 REMITTANCE DRIVE SUITE 1093 CHICAGO IL 606751093 PC MOSKOVITS FULLER CONSERVATION ENDOWMENT 100000 THE FIELD MUSEUM 75 REMITTANCE DRIVE SUITE 1093 CHICAGO IL 606751093 PC UNRESTRICTED CHARITABLE GRANT 400000 THE FILM COLLABORATIVE ATTN FISCAL SPONSORSHIP PROGRAM LOS ANGELES CA 90065 PC PRAIRIE SMOKE PROGRAM 10000 THE FRESHWATER TRUST 700 SW TAYLOR STREET PORTLAND OR 97205 PC UNRESTRICTED CHARITABLE GRANT 10000 THE GEORGIA NATURAL RESOURCES FOUNDATION 2 MARTIN LUTHER KING JR DR SE ATLANTA GA 30334 PC WEEKEND FOR WILDLIFE - NONGAME WILDLIFE 10000 THE NATURE CONSERVANCY - ILLINOIS 8 S MICHIGAN AVE SUITE 900 CHICAGO IL 60603 PC UNRESTRICTED CHARITABLE GRANT 100000 THE NATURE CONSERVANCY - CO 4245 N FAIRFAX DRIVE ARLINGTON VA 22203 PC FISHER'S PEAK CO 1000000 THE NATURE CONSERVANCY - CO 4245 N FAIRFAX DRIVE ARLINGTON VA 22203 PC UNRESTRICTED CHARITABLE GRANT 50000 THE NATURE CONSERVANCY - GEORGIA 100 PEACHTREE ST NW ATLANTA GA 30303 PC CANOOCHEE SANDHILLS 500000 THE NATURE CONSERVANCY - GEORGIA 100 PEACHTREE ST NW ATLANTA GA 30303 PC CABIN BLUFF PRESERVATION 5000000 THE NATURE CONSERVANCY - GEORGIA 100 PEACHTREE ST NW ATLANTA GA 30303 PC COASTAL CONSERVATION PROGRAM 100000 THE NATURE CONSERVANCY 4245 N FAIRFAX DRIVE ARLINGTON VA 22203 PC LACC 500000 THE NATURE CONSERVANCY-OREGON 821 SE 14TH AVENUE PORTLAND OR 97214 PC UNRESTRICTED CHARITABLE GRANT 50000 THE ORIANNE SOCIETY 11 OLD FRUITSTAND LANE TIGER GA 30576 PC UNRESTRICTED CHARITABLE GRANT 75000 THE WILDERNESS SOCIETY 1615 M STREET NW WASHINGTON DC 20036 PC UNRESTRICTED CHARITABLE GRANT 50000 THORNE NATURE EXPERIENCE 1466 63RD ST BOULDER CO 80303 PC UNRESTRICTED CHARITABLE GRANT 40000 VERMONT CENTER FOR ECOSTUDIES PO BOX 420 NORWICH VT 05055 PC UNRESTRICTED CHARITABLE GRANT 10000 WELLESLEY COLLEGE 106 CENTRAL STREET WELLESLEY MA 02481 PC ECOLOGY OF PLACE INITIATIVE 1000000 WILD SALMON CENTER 721 NW NINTH AVE SUITE 300 PORTLAND OR 97209 PC UNRESTRICTED CHARITABLE GRANT 7000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 PC UNRESTRICTED CHARITABLE GRANT 140000 WORLD WILDLIFE FUND 1250 24TH ST NW WASHINGTON DC 20037 PC UNRESTRICTED CHARITABLE GRANT 50000 14469500 0 14 204490 14 2078083 01 1069683 18 2773310 0 6125566 0 6125566 0 0 0 0 0 0 0 0 0 0 FINANCIAL MGMT, PLANNING AND ACCOUNTING 75449 45270 30180 PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2) , THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED:______________________________ DATE: _______________ HENRY M. PAULSON, JR., TRUSTEE 1325000 3M COMPANY MTN 3.25% 02/14/2024 USD SR LIEN 1321767 1386811 500000 ABBVIE INC 2.3% 05/14/2021 USD SR LIEN 497265 501840 250000 ABBVIE INC 2.3% 05/14/2021 USD SR LIEN 249565 250920 750000 AERCAP IRELAND CAP/GLOBA 2.875% 08/14/2024 USD SR LIEN 747405 756750 200000 APPLE INC. 1.8% 09/11/2024 USD SR LIEN 199544 198760 500000 AT&T INC 2.8% 02/17/2021 SR LIEN 503406 504505 1525000 BANK OF AMERICA CORPORATION HYBRID MTN 07/23/2024 USD SR LIEN CPN 07 1605047 1604880 600000 BANK OF MONTREAL MTN 3.3% 02/05/2024 USD SER E SR LIEN 598764 625440 900000 BAT CAPITAL CORP 2.789% 09/06/2024 USD SR LIEN 900000 904401 1500000 BB&T CORPORATION MTN 2.5% 08/01/2024 USD SR LIEN 1498740 1519755 1000000 BURLINGTON NORTHERN SANTA FE 3.05% 03/15/2022 USD SR LIEN 1017947 1022200 1350000 CITIBANK NA 2.85% 02/12/2021 SER BKNT SR LIEN 1349919 1363190 1000000 DIAGEO CAPITAL PLC 3.5% 09/18/2023 USD SR LIEN 997770 1053510 500000 DISCOVER BANK 2.45% 09/12/2024 USD SR LIEN 499790 499105 1525000 DOWDUPONT INC. 4.205% 11/15/2023 USD SR LIEN 1627228 1631674 1725000 DUKE ENERGY PROGRESS LLC 3.375% 09/01/2023 USD SER 5YR SR LIEN 1724879 1802539 2500000 FEDERAL HOME LOAN BANK SYSTEM 1.75% 06/12/2020 SER 5I-2020 SR LIEN 2500433 2500700 2000000 FHLB 1.125% 07/14/2021 1990140 1985060 1800000 FHLB 1.375% 02/18/2021 1791072 1795572 1000000 FISERV, INC. 2.7% 06/01/2020 SR LIEN 1002310 1002480 750000 FORD MOTOR CREDIT COMPANY LLC 3.157% 08/04/2020 SR LIEN 750430 752978 1100000 HSBC BANK USA, N.A. 4.875% 08/24/2020 SER BKNT SRSUB LIEN 1113421 1118964 1450000 IFC MTN 1.625% 07/16/2020 SR LIEN 1444461 1448797 2000000 INTERNATIONAL BUSINESS MACHINE 3.0% 05/15/2024 USD SR LIEN 1992360 2075440 1950000 JPMORGAN CHASE & CO. HYBRID 04/23/2024 USD SR LIEN CPN 04/23/18 3.55 1950000 2032076 750000 LOCKHEED MARTIN CORPORATION 2.5% 11/23/2020 SR LIEN 753991 753953 500000 MEAD JOHNSON NUTRITION COMPANY 3.0% 11/15/2020 SR LIEN 499510 504445 1500000 MICROSOFT CORPORATION 2.0% 11/03/2020 SR LIEN 1498800 1503180 1225000 MONDELEZ INTERNATIONAL HOLDING 2.0% 10/28/2021 USD PVT REGS SR LIEN 1207811 1225147 2100000 MORGAN STANLEY HYBRID 04/24/2024 USD SR LIEN CPN 04/24/18 3.737% 2195025 2194290 675000 NORTHROP GRUMMAN CORPORATION 2.55% 10/15/2022 USD SR LIEN 674906 685233 750000 NOVARTIS CAPITAL CORP 2.4% 05/17/2022 USD SR LIEN 755028 760718 900000 ORACLE CORPORATION 1.9% 09/15/2021 USD SR LIEN 898434 901890 1500000 PFIZER INC. 1.95% 06/03/2021 USD SR LIEN 1497795 1506975 1400000 RAYTHEON COMPANY 2.5% 12/15/2022 USD SR LIEN 1395352 1428476 1000000 ROCKWELL COLLINS INC 2.8% 03/15/2022 USD SR LIEN 997570 1017610 1000000 SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN 999400 1040230 2000000 SIMON PROPERTY GROUP, L.P. 3.375% 10/01/2024 USD SR LIEN 2114907 2106480 1000000 STARBUCKS CORPORATION 2.1% 02/04/2021 SR LIEN 1005711 1002490 775000 SUMITOMO MITSUI BANKING CORP 2.45% 01/16/2020 SR LIEN 775039 775163 1700000 SYNCHRONY BANK 3.0% 06/15/2022 USD SER BKNT SR LIEN 1687012 1733354 600000 THE CHARLES SCHWAB CORPORATION 4.45% 07/22/2020 SR LIEN 607086 609312 1000000 THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN 1014695 1012310 700000 UBS GROUP FUNDING SWITZE 3.491% 05/23/2023 USD PVT REGS SR LIEN 719414 720398 1250000 US BANK NA CINCINNATI 3.45% 11/16/2021 USD SER BKNT SR LIEN 1248275 1287263 1675000 VODAFONE GROUP PUBLIC LIMITED 3.75% 01/16/2024 USD SR LIEN 1665168 1771832 1500000 WAL-MART STORES INC 2.35% 12/15/2022 USD SR LIEN 1499880 1526250 925000 WELLS FARGO & COMPANY MTN 3.75% 01/24/2024 USD SR LIEN 974894 978030 13949 AIRBUS S.E. ADR CMN 386001 510757 372 ALPHABET INC. CMN CLASS C 372789 497371 245 AMAZON.COM INC CMN 405184 452721 3219 AMERISOURCEBERGEN CORPORATION CMN 244572 273679 1707 ANTHEM, INC. CMN 461624 515565 145 BOOKING HOLDINGS INC. CMN 272935 297791 3801 BROOKFIELD ASSET MANAGEMENT IN CMN 188909 219698 297 CREDIT ACCEPTANCE CORPORATION CMN 130770 131372 5956 CVS HEALTH CORP CMN 359064 442471 996 EVEREST RE GROUP LTD CMN 180377 275733 2262 FACEBOOK, INC. CMN CLASS A 385094 464276 3986 HILTON WORLDWIDE HOLDINGS INC. CMN 257672 442087 18893 KKR & CO. INC. CMN 499797 551109 3124 MARRIOTT INTERNATIONAL, INC CMN CLASS A 397614 473067 1520 MASTERCARD INCORPORATED CMN CLASS A 177387 453857 2202 MCKESSON CORPORATION CMN 279429 305575 2439 MICROSOFT CORPORATION CMN 264904 384630 27054 NATIONAL OILWELL VARCO INC COMMON STOCK CMN 799213 677703 2052 NVIDIA CORPORATION CMN 340238 482836 6395 ORACLE CORPORATION CMN 300078 338807 5502 QORVO, INC. CMN 339766 639497 844 S&P GLOBAL INC. CMN 121664 230454 5401 SKYWORKS SOLUTIONS, INC. CMN 400331 652873 16361 SWISS RE LTD SPONSORED ADR CMN 383905 459139 2493 UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK 248485 291831 2126 VISA INC. CMN CLASS A 162285 399475 2281 ABM INDUSTRIES INC CMN 72753 86439 3833 ACCO BRANDS CORPORATION CMN 45230 35877 2519 AEGION CORPORATION CMN 49841 56350 2527 AIR LEASE CORPORATION CMN 77953 120462 929 AMC NETWORKS INC. CMN 51385 36696 211 ANIXTER INTERNATIONAL INC CMN 15213 19433 1064 ARES COMMERCIAL REAL ESTATE CO CMN 13790 17205 831 ASGN INCORPORATED CMN 44730 58976 2294 ASSURED GUARANTY LTD. CMN 63339 112452 451 AXIS CAPITAL HOLDINGS LIMITED CMN 22476 26992 2168 BANKUNITED INC CMN 76327 79262 1398 BELDEN INC CMN 93466 76950 2059 BLACKSTONE MORTGAGE TRUST INC CMN 63351 77913 1414 BMC STOCK HOLDINGS INC CMN 25336 40568 2074 BOSTON PRIVATE FINANCIAL HOLDINGS INC CMN 26865 24950 1068 CACTUS, INC. CMN CLASS A 35002 36654 1080 CADENCE BANCORPORATION CMN 17440 19580 806 CENTERSTATE BANK CORPORATION CMN 23256 20134 792 APERGY CORP CMN 23311 26754 5184 CHANGE HEALTHCARE INC. CMN 72078 84966 125 CHEMED CORP CMN 9430 54908 1925 CIENA CORPORATION CMN 40945 82178 5000 COLONY CAPITAL INC CMN 25120 24300 1086 COLUMBIA BANKING SYSTEM, INC. CMN 31323 44184 444 COUSINS PROPERTIES INCORPORATE CMN 14609 18293 194 CURTISS-WRIGHT CORP CMN 20236 27333 2114 ENERGIZER HOLDINGS, INC. CMN 100579 106165 5129 ENERPLUS CORPORATION CMN 52410 36599 1419 ENERSYS CMN 98872 106184 5039 ENTERCOM COMMS. CORP CLASS A COMMON STOCK 36965 23381 1353 ENVISTA HOLDINGS CORPORATION CMN 38902 40103 1764 ESSENT GROUP LTD. CMN 34105 91710 478 EVERCORE INC CMN CLASS A 37714 35735 686 EVERTEC INC CMN 18775 23351 2749 EXTENDED STAY AMERICA INC CMN 40160 40850 1433 FERRO CORPORATION CMN 22378 21251 61 FIRST CITIZENS BANKSHARES CL A CMN CLASS A 13461 32489 2858 FIRST HAWAIIAN, INC. CMN 73306 82453 965 FIRST MERCHANTS CORPORATION CMN 38592 40134 1261 FIRST MIDWEST BANCORP INC DEL CMN 29669 29255 400 FIRSTCASH INC CMN 18857 32252 474 FOOT LOCKER, INC. CMN 18587 18481 975 FRESH DEL MONTE PRODUCE INC. ORDINARY SHARES 43804 34106 780 FRONTDOOR, INC. CMN 28301 36988 1024 FTI CONSULTING, INC. CMN 45756 113316 1022 GLOBAL INDEMNITY PUBLIC LIMITE CMN 28710 30282 10196 GRAPHIC PACKAGING HLDGCO CMN 108762 170528 294 GROUP 1 AUTOMOTIVE, INC. CMN 20975 29400 1454 HANMI FINANCIAL CORPORATION CMN 37930 29073 408 HANOVER INSURANCE GROUP INC CMN 42794 55761 352 HURON CONSULTING GROUP INC. CMN 12867 24189 730 IAA, INC. CMN 26740 34354 219 ICON PUBLIC LIMITED COMPANY CMN 14825 37718 1423 INSIGHT ENTERPRISES, INC. CMN 40170 100023 2793 JAGGED PEAK ENERGY INC. CMN 30295 23713 2780 KAR AUCTION SERVICES, INC. CMN 65595 61104 8583 KOSMOS ENERGY LTD. CMN 50351 48923 476 LA Z BOY CHAIR CO CMN 11860 14984 162 LANDSTAR SYSTEM INC CMN 18112 18447 557 LCI INDUSTRIES INC. CMN 27745 59671 958 LITHIA MOTORS INC CL-A CMN CLASS A 85300 140826 629 MAXIMUS INC CMN 29922 46791 10857 MFA FINANCIAL INC CMN 78829 85227 867 MINERALS TECHNOLOGIES INC. CMN 47917 49965 3181 NATIONAL GENERAL HOLDINGS CORP CMN 74369 70459 4210 NAVIENT CORPORATION CMN 42080 57593 1555 NCR CORPORATION CMN 47034 54674 846 NELNET, INC. CMN CLASS A 27592 49271 2230 NMI HOLDINGS INC CMN CLASS A 38293 73991 1416 NOMAD FOODS LTD CMN 29729 31676 2303 O-I GLASS, INC. CMN 52438 27475 1030 OLIN CORPORATION CMN 17878 17768 766 PATTERSON COMPANIES INC CMN 17540 15688 656 PEAPACK GLADSTONE FINANCIAL CO CMN 22675 20270 2709 PQ GROUP HOLDINGS INC. CMN 45483 46541 953 PRA GROUP, INC. CMN 28051 34594 396 PREFERRED BANK CMN 24150 23796 989 PROASSURANCE CORPORATION CMN 41228 36049 1596 RADIAN GROUP INC. CMN 26180 40155 1937 REDWOOD TRUST INC CMN 30698 32038 1487 SCHWEITZER-MAUDUIT INTERNATION CMN 57438 62439 704 SCIENCE APPLICATIONS INTL CORP CMN 52739 61262 1671 SKECHERS USA INC CL-A CMN CLASS A 35469 72170 17452 SLM CORPORATION CMN 128678 155497 343 SPECTRUM BRANDS HOLDINGS INC CMN 17188 22051 551 SPIRIT AIRLINES, INC. CMN 28427 22211 399 SPIRIT REALTY CAPITAL, INC. CMN 16403 19872 1425 STEVEN MADDEN LTD CMN 29939 61289 475 STND MOTOR PROD INC CL-A CMN 21349 25280 6004 SUNCOKE ENERGY INC CMN 56742 37405 2013 SYKES ENTERPRISES, INCORPORATE CMN 45303 74461 1159 SYNEOS HEALTH INC CMN 48643 68932 822 SYNNEX CORPORATION CMN 69964 105874 1459 SYNOVUS FINANCIAL CORP CMN 54422 57631 755 TETRA TECH INC (NEW) CMN 19151 65051 863 TIMKEN CO CMN 40590 48596 694 TRINSEO S.A. CMN 44874 25824 1566 TTEC HOLDINGS, INC. CMN 41430 62045 1499 TUTOR PERINI CORPORATION CMN 38842 19277 9373 TWO HARBORS INVESTMENT CORP. CMN 140560 140782 1341 UMPQUA HOLDINGS CORPORATION CMN 25819 24017 683 UNIVERSAL CORPORATION CMN 37436 38972 4326 VALVOLINE INC. CMN 94369 92620 1686 WALKER & DUNLOP, INC. CMN 41518 109050 2062 WASHINGTON FEDERAL INC CMN 50308 75572 1827 WESCO INTERNATIONAL INC. CMN 87537 108506 68 WHITE MTNS INS GROUP LTD CMN 60950 75855 3125 WORLD FUEL SERVICES CORP CMN 122334 136000 1204 YELP INC. CMN 39623 41935 38894 SPDR S&P 500 ETF TRUST 10499420 12579486 116945.463 OAKMARK INTERNATIONAL FUND INVESTOR CLASS MUTUAL FUND 2807378 2917789 5395784 5482502 0 0 ARTISAN: ALPHA PLUS ADV 2 FMV 4293827 5492691 BDT CAPITAL ANNEX FUND I (TE) FMV 9257511 11987847 BDT CAPITAL FUND II (TE) LP FMV 4939469 6192943 BRIDGEWATER OPTIMAL PORTFOLIO FMV 34440055 38306046 BRIDGEWATER PURE ALPHA FMV 34500000 38473180 BRIDGEWATER ALL WEATHER FMV 34500000 38526947 BROAD STREET RE CREDIT PTRS III FMV 1061866 848742 CORPORATE CREDIT INVESTMENT STRAT FMV 4761919 5014110 DISTRESSED MANAGERS III OFFSHORE HOLDINGS AT COST 512491 512491 DISTRESSED OPPORTUNITIES II EMPL FUND LP FMV 73664 34990 ENERGY PRIVATE EQUITY MANAGERS (CONC) OFFSHORE LP AT COST 734372 734372 GLOBAL ATLANTIC FMV 2331449 1599019 GLOBAL LONG SHORT PARTNERS SPV II LTD FMV 0 178379 GLOBAL LONG SHORT PARTNERS SPV II LTD FMV 36305 46627 GS CAP PARTNERS VI, LP FMV 325345 482921 GS MEZZANINE PARTNERS V OFFSHORE AT COST 18115 18115 GS RENEWABLE POWER AT COST 1660492 1820000 LIBERTY HARBOR SPV FMV 0 5288 LSV: NON-US EQUITY LLC FMV 2901476 2608367 SILVER POINT DISTRESSED OPPORTUNITIES ACCESS OS FMV 574395 574395 VINTAGE FUND V OFFSHORE HOLDINGS, LP AT COST 248627 248627 VINTAGE VII LP AT COST 1413584 1413584 VINTAGE VII AIV OFFSHORE SCSP AT COST 118931 116762 WHITEALL PARALLEL GLOBAL REAL ESTATE LP 2007 FMV 364519 18927 MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP FMV 1454138 97516 LEGAL FEES 160557 0 160557 3CP, PBC 0 1971842 1971842 FILING FEES 615 0 615 OFFICE EXPENSES 2989 0 2989 PASSTHROUGH INVESTMENTS (K-1) 1115082 1115082 1115082 PASSTHROUGH INVESTMENTS (OTHER) -243778 -243778 -243778 NDE FROM PASSTHROUGHS -14256 0 -14256 OTHER INVESTMENT INCOME 212635 212635 212635 INVESTMENT MANAGEMENT FEES 2151188 2151188 0 CONSULTING FEES 46360 0 46360 FOREIGN TAX PAID 12901 12901 0 EXCISE TAX PAID 193925 0 0 3CP PBC 722 COYNE CREEK ROAD CEDAR POINT KS 66843 833692161 PURCHASE OF PARCELS OF LAND IN CHASE COUNTY, KANSAS; EXPENSES OF MAINTAINING SUCH PROPERTY 1971841 1971841