2020-11-16T13:10:13-06:00 2019-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2019-01-01 131740002 MENTAL HEALTH ASSOCIATION OF WESTCHESTER COUNTY INC MENT 9143455900 580 WHITE PLAINS ROAD NO 510 TARRYTOWN NY 105915198 CHARLOTTE OSTMAN CEO 9143455900 2020-11-13 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2020-11-13 98.109.110.37 2020-11-13 18:12:44 ES P 86324AA6648A884C06306129ED8808CB1BD1A3DC E99CEA45C307B5E011B655275064C3D25F8033D4 2019 2021-01-29 14:40:06Z CHARLOTTE OSTMAN 580 WHITE PLAINS ROAD NO 510 TARRYTOWN NY 105915198 23799906 0 X WWW.MHAWESTCHESTER.ORG X 1946 NY PROMOTE MENTAL HEALTH IN WESTCHESTER COUNTY THROUGH DIRECT SERVICES, CONSUMER ADVOCACY & COMMUNITY EDUCATION. 19 19 317 90 0 0 10041950 12519656 9808447 10394438 535910 479186 326102 41362 20712409 23434642 0 0 0 0 13865222 15703897 0 0 154344 6570091 7606263 20435313 23310160 277096 124482 20868489 21854172 6440771 6220381 14427718 15633791 X PROMOTE MENTAL HEALTH IN WESTCHESTER COUNTY THROUGH DIRECT SERVICES, CONSUMER ADVOCACY & COMMUNITY EDUCATION. 0 0 9507769 5161853 CLINICAL SERVICES: AS A CERTIFIED COMMUNITY BEHAVIORAL HEALTH CLINIC MHA'S CLINICAL SERVICES OFFER A WHOLE-PERSON APPROACH, INTEGRATING MENTAL HEALTH AND SUBSTANCE USE TREATMENT, ALONG WITH PRIMARY HEALTH SCREENING AND CONNECTION TO PHYSICAL HEALTH CARE, EMPLOYMENT, EDUCATION, PEER SUPPORT, FAMILY SUPPORT AND TARGETED CASE MANAGEMENT. SERVICES ARE DELIVERED ONSITE AT LICENSED CLINICS THROUGHOUT WESTCHESTER AND ROCKLAND COUNTIES, IN SCHOOLS AND COMMUNITY LOCATIONS, AND UTILIZING TELEHEALTH, TO BEST MEET INDIVIDUALS' NEEDS. WE OFFER SERVICES FOR INDIVIDUALS ACROSS THE AGE SPAN, BEGINNING WITH CHILDREN AS YOUNG AS 3 YEARS OF AGE. OUR PERSON-CENTERED, TRAUMA-INFORMED SERVICES ADDRESS A RANGE OF BEHAVIORAL HEALTH ISSUES UTILIZING A MULTITUDE OF EVIDENCE-BASED PRACTICES, AND ATTENTION IS PAID TO THE UNIQUE NEEDS OF VETERANS AND THEIR FAMILIES. PROFESSIONALLY TRAINED STAFF INCLUDE SOCIAL WORKERS, PSYCHOLOGISTS, PSYCHIATRISTS, MENTAL HEALTH COUNSELORS, NURSES, CASACS AND PEER SUPPORT SPECIALISTS. WE ACCEPT SELF-PAY, MEDICAID, MEDICARE AND OTHER INSURANCE. NO ONE IS DENIED CLINIC SERVICE DUE TO INABILITY TO PAY. MORE THAN 4,000 INDIVIDUALS WERE SERVED DURING 2019. 5547502 1402466 ADULT RECOVERY-ORIENTED SERVICES: MHA'S PEER, REHABILITATION, EMPLOYMENT, CARE MANAGEMENT AND CLINICAL STAFF PROVIDE AN ARRAY OF SERVICES FOR ADULTS WHO HAVE BEEN DIAGNOSED WITH A BEHAVIORAL HEALTH CONDITION AND MAY HAVE EXPERIENCED ONE OR MORE HOSPITALIZATIONS OR MAY HAVE A HISTORY OF INCARCERATION OR SUBSTANCE USE. OUR SERVICES ARE FLEXIBLE, TAILORED TO THE NEEDS OF THE INDIVIDUAL AND, AS APPROPRIATE, INCORPORATE SUPPORT OF FAMILY AND FRIENDS AND CONNECTION TO SOCIAL AND OTHER SUPPORTS. OUR SERVICES PROMOTE RECOVERY AND PATHWAYS TOWARD ECONOMIC SELF-SUFFICIENCY, HEALTH AND INDEPENDENT LIVING. OUR INTENSIVE AND SUSTAINED ENGAGEMENT AND TREATMENT (INSET), HOME AND COMMUNITY BASED SERVICES (HCBS), RECOVERY NETWORKS, STERLING COMMUNITY CENTER, ADULT HOME PEER SUPPORT AND PEER TRAINING PROGRAMS SERVED MORE THAN 840 INDIVIDUALS IN 2019. OUR CARE MANAGEMENT SERVICES, UNIQUELY TAILORED TO MEET THE COMPREHENSIVE NEEDS OF EACH INDIVIDUAL, HELP PEOPLE BECOME - AND REMAIN - HEALTHY WHILE AVOIDING HOSPITALIZATION. CARE MANAGERS HELP INDIVIDUALS OBTAIN THE SERVICES THEY NEED, WHICH MAY INCLUDE SEEING MEDICAL SPECIALISTS, SUCCESSFULLY TRANSITIONING FROM AN INPATIENT HOSPITAL ADMISSION TO ANOTHER SETTING, AND OBTAINING SOCIAL SUPPORTS SUCH AS HOUSING. ADDITIONAL SERVICES MAY INCLUDE FAMILY SUPPORT AND REFERRAL TO COMMUNITY AND SOCIAL SUPPORT SERVICES. IN 2019 WE SERVED OVER 1400 INDIVIDUALS.OUR EMPLOYMENT SERVICES ASSIST INDIVIDUALS WHO HAVE BEEN DIAGNOSED WITH A BEHAVIORAL HEALTH CONDITION PREPARE FOR, OBTAIN AND MAINTAIN EMPLOYMENT. IN 2019 MORE THAN 200 INDIVIDUALS PARTICIPATED IN OUR EMPLOYMENT SERVICES. 5151707 2544136 HOUSING: RECOGNIZED BY THE NEW YORK STATE OFFICE OF MENTAL HEALTH (OMH) AS AN INNOVATIVE LEADER IN RECOVERY-FOCUSED SERVICES, MHA'S RESIDENTIAL PROGRAMS PROVIDE RESIDENTIAL AND CASE MANAGEMENT SUPPORT TO ADULTS (AGE 18 AND OVER) WHO HAVE BEEN DIAGNOSED WITH A SERIOUS MENTAL HEALTH CONDITION. THROUGH COLLABORATIVE PERSON-CENTERED GOAL DEVELOPMENT, CONNECTION TO EMPLOYMENT AND OTHER SUPPORTS, OUR SERVICES PROMOTE RECOVERY AND INDEPENDENT LIVING. PROGRAM PARTICIPANTS RECEIVE ASSISTANCE WITH ENTITLEMENTS, MONEY MANAGEMENT, SERVICE COORDINATION AND THE DEVELOPMENT OF INDEPENDENT LIVING SKILLS. IN 2019, MHA PROVIDED SUPPORT AND HOUSING FOR 250 INDIVIDUALS. 207056 1353692 CHILDREN'S SERVICES: IN ADDITION TO CLINIC-BASED SERVICES MHA OFFERS AN ARRAY OF TREATMENT, SUPPORT, CARE MANAGEMENT AND CRISIS STABILIZATION SERVICES FOR CHILDREN AND THEIR FAMILIES TO PROMOTE RESILIENCE AND PREVENT EMERGENCY ROOM VISITS, HOSPITALIZATIONS AND OUT-OF-HOME PLACEMENTS. SERVICES ARE PROVIDED IN HOMES AND COMMUNITY SETTINGS. IN 2019, 266 CHILDREN RECEIVED SERVICES. CLIENT ADVOCACY: MHA ADVOCATES FOR WESTCHESTER'S MOST VULNERABLE POPULATIONS: CHILDREN WHO HAVE BEEN ABUSED OR NEGLECTED AND ARE IN, OR AT RISK FOR, PLACEMENT IN FOSTER CARE; FAMILIES WITH CHILDREN WHO HAVE RECEIVED A MENTAL HEALTH DIAGNOSIS AND CHILDREN WITH SPECIAL NEEDS. THERE WERE 162 CHILDREN AND ADOLESCENTS SERVED THROUGH THIS PROGRAM IN 2019. EXPENDITURES IN ADVOCACY TOTALED. 207056 1353692 20414034 1 1 0 1 0 0 0 0 1 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 46 0 1 317 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X ABBIE RELKIN - CFO 9143455900 580 WHITE PLAINS ROAD SUITE 510 TARRYTOWN NY 105915198 ANN LAITMAN SECRETARY 5.00 X X 0 0 0 BRENDAN ARNEIL DIRECTOR (OUTGOING) 5.00 X 0 0 0 DAVID FLEMISTER DIRECTOR 5.00 X 0 0 0 GERALD STERN VICE PRESIDENT 5.00 X X 0 0 0 GREG FRISOLI DIRECTOR 5.00 X 0 0 0 JASON RIMLAND DIRECTOR 5.00 X 0 0 0 JEANETTE FAIRHURST DIRECTOR 5.00 X 0 0 0 JENNIFER KASOFF VICE PRESIDENT 5.00 X X 0 0 0 MARY F FOSTER DIRECTOR 5.00 X 0 0 0 MARY JO BRAMSON DIRECTOR 5.00 X 0 0 0 MERYL ALLISON PRESIDENT 10.00 X 0 0 0 MICHAEL LOMBARDI DIRECTOR 5.00 X 0 0 0 NICHOLAS PIRROTTA VICE PRESIDENT 5.00 X X 0 0 0 NORA LISS CONTRACT DIRECTOR 5.00 X 0 0 0 ORLANDO BARREIRO DIRECTOR 5.00 X 0 0 0 PATRICE INGRASSIA DIRECTOR 5.00 X 0 0 0 PETER SLOANE DIRECTOR 5.00 X 0 0 0 SEAN MAYER TREASURER 5.00 X X 0 0 0 TRACEY WILMOT DIRECTOR 5.00 X 0 0 0 YVONNE D TROPP DIRECTOR 5.00 X 0 0 0 ABBIE RELKIN CFO 35.00 X 153281 0 58182 CHARLOTTE OSTMAN CEO 35.00 X 226077 0 87812 ADAM KAUFMAN MEDICAL DIRECTOR 35.00 X 244338 0 76499 BARBARA BERNSTEIN CHIEF PLANNING OFFICER 35.00 X 146568 0 16197 JAMES ADASEK VP INFORMATION TECHNOLOGY 35.00 X 124192 0 51562 STACEY ROBERTS COO 35.00 X 145694 0 61213 VICTORIA PENINO DEPUTY CFO 35.00 X 119730 0 9688 1159880 0 361153 7 0 1 0 PROSKAUER ROSE LLP 11 TIMES SQUARE NEW YORK NY 10036 BUSINESS EVALUATION SERVICES 233077 ADAM ELIAS 28 PARK AVE IRVINGTON NY 10533 CONSULTANT PSYCHIATRIST 196500 LOUISE MULLAN 2 ZINSSER WAY HASTINGS NY 10706 CONSULTANT PSYCHIATRIST 100012 3 159718 11718084 641854 12519656 MEDICARE/MEDICAID PAYMENTS 621400 8460750 8460750 MENTAL HEALTH PROGRAM 621400 1374629 1374629 RENTAL INCOME 532000 559059 559059 10394438 484816 484816 320087 11947 337664 0 -17577 11947 -5630 11947 -17577 13200 159718 27600 -14400 -14400 DISABILITY REIMBUSEMENT PAYMENT 900099 36320 36320 PENSION FORTEITURES 900099 16055 16055 GAS TAX REFUND 900099 2471 2471 916 916 55762 23434642 10462147 0 452839 525353 525353 12045102 10738956 1231599 74547 493789 487837 2435 3517 1547750 1474286 66180 7284 1091903 946100 139071 6732 59712 59712 48056 48056 922783 701453 221330 28139 13056 15083 223533 167264 45429 10840 623756 587879 34591 1286 1216478 1113017 96759 6702 197831 172657 24987 187 210653 153549 56988 116 30998 30998 197042 175707 20652 683 209423 175458 33895 70 PROGRAM EXPENSES 3343016 3326761 8322 7933 MISCELLANEOUS 128665 117853 10658 154 EXPENSES NETTED WITH RE 86208 86208 DUES 49868 31203 14474 4191 30102 30102 23310160 20414034 2741782 154344 21203 22003 3104984 1950602 105408 3700750 3513164 35927 39785 4070315 2348112 1796890 1722203 11613328 13460287 595407 1040720 20868489 21854172 1235946 1576813 75342 59200 145961 825895 216747 180352 4766775 3578121 6440771 6220381 X 13233360 14300062 1194358 1333729 14427718 15633791 20868489 21854172 X 124482 1513506 -431915 X X 0 1 X 1 1 1 X 8346390 8025136 9345211 10041950 12519656 48278343 8346390 8025136 9345211 10041950 12519656 48278343 48278343 343061 325486 435094 543712 484816 2132169 64884 97474 88623 382849 68962 702792 51113304 44833595 0.94450 0.95180 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2015 AMOUNT: $ 8,910. 2016 AMOUNT: $ 9,838. 2017 AMOUNT: $ 23,071. 2018 AMOUNT: $ 318,629. 2019 AMOUNT: $ 151. FUNDRAISING INCOME - 2015 AMOUNT: $ 19,800. 2016 AMOUNT: $ 15,630. 2017 AMOUNT: $ 39,076. 2018 AMOUNT: $ 31,915. 2019 AMOUNT: $ 13,200. REIMBURSEMENTS - 2015 AMOUNT: $ 10,997. 2016 AMOUNT: $ 64,494. 2017 AMOUNT: $ 23,071. 2018 AMOUNT: $ 32,077. 2019 AMOUNT: $ 36,320. CAFE RECEIPTS - 2015 AMOUNT: $ 25,177. 2016 AMOUNT: $ 7,512. 2017 AMOUNT: $ 3,405. 2018 AMOUNT: $ 228. 2019 AMOUNT: $ 0. COBRA ADMIN PAYMENT - 2019 AMOUNT: $ 765. PENSION FORTEITURES - 2019 AMOUNT: $ 16,055. GAS TAX REFUND - 2019 AMOUNT: $ 2,471. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23310160 23310160 1000000 250000 0 0 967965 1000000 1000000 1000000 3967965 5951948 241991 250000 250000 250000 991991 1487987 0 0 25000 25000 25000 25000 25000 25000 25000 25000 25000 25000 1.00000 0 0 261495 261495 2355127 1390927 964200 396793 123774 273019 437891 300616 137275 619009 532795 86214 1722203 RESERVE FOR DISALLOWANCES 841719 DUE TO THIRD-PARTY PAYORS 2535181 DEFERRED RENT 89011 REFUNDABLE ADVANCES 112210 3578121 X 24869990 1513506 1513506 23356484 48056 30102 78158 23434642 23242883 10881 10881 23232002 48056 30102 78158 23310160 PART X, LINE 2: THE ASSOCIATION BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019 AND 2018 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES 30,102. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ORGANIZATIONS EXPENSES 10,881. PART XII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES 30,102. GALA 172918 159718 13200 25000 2600 172918 159718 13200 25000 2600 27600 -14400 X X X X 0 0 0 0 0 0 0 0 0 ABBIE RELKIN CFO 153281 0 0 0 0 0 25093 0 33089 0 211463 0 0 0 CHARLOTTE OSTMAN CEO 222040 0 0 0 4037 0 47033 0 40779 0 313889 0 0 0 ADAM KAUFMAN MEDICAL DIRECTOR 244338 0 0 0 0 0 13410 0 63089 0 320837 0 0 0 BARBARA BERNSTEIN CHIEF PLANNING OFFICER 146568 0 0 0 0 0 14797 0 1400 0 162765 0 0 0 JAMES ADASEK VP INFORMATION TECHNOLOGY 124192 0 0 0 0 0 13464 0 38098 0 175754 0 0 0 STACEY ROBERTS COO 142919 0 0 0 2775 0 23019 0 38194 0 206907 0 0 0 SCHEDULE J, PART II, COLUMN (B)(III): THE AMOUNTS REPORTED IN COLUMN (B)(III) REPRESENT THE USE OF A VEHICLE OWNED BY MHAW THAT WAS ATTRIBUTABLE TO PERSONAL USE. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS ITS FORM 990 PREPARED BY AN INDEPENDENT ACCOUNTANT AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. AFTER THE FORM 990 IS PREPARED, IT IS REVIEWED BY THE AUDIT COMMITTEE, THE PRESIDENT, AND THE TREASURER OF THE BOARD. THE FINAL DRAFT OF THE FORM 990 IS ELECTRONICALLY SUBMITTED TO ALL BOARD MEMBERS WHO ARE GIVEN A WEEK TO REVIEW AND SUBMIT QUESTIONS TO THE GROUP. ONCE ALL QUESTIONS HAVE BEEN ADDRESSED, THE FORM 990 IS SUBMITTED TO THE IRS FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST STATEMENT IS COMPLETED ANNUALLY BY DIRECTORS AND OFFICERS AS WELL AS BY MANAGEMENT STAFF. AT ALL BOARD MEETINGS IT IS QUERIED WHETHER A CONFLICT OF INTEREST EXISTS. IF THERE IS A POTENTIAL CONFLICT AT THE BOARD LEVEL, THE MEMBER WILL RECUSE HIM/HERSELF FROM DELIBERATIONS AND VOTING ON THAT ISSUE. THE ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENTS WAS LAST COMPLETED IN JULY 2019. FORM 990, PART VI, SECTION B, LINE 15 PRIOR TO ANY CHANGES IN THE COMPENSATION OF THE CHIEF EXECUTIVE OFFICER (CEO), AN ANNUAL ANALYSIS WHICH INCLUDES DISCUSSING, PLANNING AND REVIEWING THE PERFORMANCE OF THE CEO IS DONE BY THE BOARD OF DIRECTORS HUMAN RESOURCES COMMITTEE. THIS ANALYSIS ENSURES THAT THE CEO'S SALARY REMAINS WITHIN THE TARGETED RANGE BY USING PUBLISHED STUDIES AND A REVIEW OF 990S OF SIMILAR AGENCIES BY SIZE TYPE AND GEOGRAPHY. IN ADDITION TO THIS ANALYSIS, SURVEYS WERE DONE BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD TO THE CEO'S DIRECT REPORTS. SALARIES FOR OTHER EXECUTIVE LEVEL STAFF ARE ALSO REVIEWED TO ENSURE THAT THEY ARE THE PROPER MARKET LEVEL. COMPENSATION OF THE CEO IS APPROVED BY THE BOARD OF DIRECTORS AND DOCUMENTED IN THE APRIL 2019 EXECUTIVE SESSION MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON THE NEW YORK STATE ATTORNEY GENERAL WEBSITE, GUIDESTAR.ORG, AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION, FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OF BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART XI, LINE 9: PRIOR PERIOD ADJUSTMENT -431,915. PART XII, LINE 2C: THE ORGANIZATION HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. RUTHERFORD PROPERTIES INC 580 WHITE PLAINS ROAD SUITE 510 TARRYTOWN NY 10591 132979968 REAL ESTATE HOLDING COMPANY NY MENTAL HEALTH ASSOCIATION OF WESTCHESTER COUNTY INC C 217267 1.00000 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0