2020-04-10T11:48:53-05:00 2019-11-30 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990PF 2018-12-01 232686151 OBERKOTTER FOUNDATION % BRUCE A ROSENFIELD EXEC DI OBER 2157512601 1600 MARKET STREET Suite Ste 3600 PHILADELPHIA PA 191037286 BRUCE A ROSENFIELD EXECUTIVE DIRECTOR 2157512601 2020-04-08 true Russlee Armstrong P00288383 2155614200 73.233.84.6 23695320201015000014 2020-04-10 P 7436F4B0685F3F8E14F212202952A276B0B489BB 560A5221E85C69B18852755D46CE5F4776D286E5 2018 2020-11-06 18:47:13Z X 171194615 X 6390674 375022 375022 2496025 3075212 6941084 60586648 8866404 108802 -230872 16311607 12085766 981500 69150 912350 1201033 0 1201033 243269 4631 238638 29455 0 0 29455 159231 31569 0 127663 2641119 407268 2254284 300 28383 1357 0 89165 89165 253668 253668 525300 0 525300 6125397 541001 0 5631556 8314143 8314143 14439540 541001 0 13945699 1872067 11544765 772221 772221 27761931 21489462 21489462 78061086 83384694 148926930 7189 5615 2932 1574 1574 4428 4428 4428 105830377 105652379 171194615 0 5718 0 5718 X 105830377 105646661 105830377 105646661 105830377 105652379 105830377 1872067 107702444 2055783 105646661 L GS TACS ENHANCED DIV US LC 35027 1818 PARTNERS LP 1147274 SPRUCEGROVE NON US EQUITY -37797 DYNAMIC EQUITY MGRS PORTFOLIO 197382 CONTINUUM PARTNERS, L.P. 104599 BBH SELECT EQUITY 405461 BBH BURGUNDY -3187 WELLINGTON (FKA VONTOBEL) 34138 VINTAGE V OFFSHORE LP 42422 BROWN BROTHERS HARRIMAN & CO 15507579 11469184 4038395 4038395 GOLDMAN SACHS 9956339 7374866 2581473 2581473 HAVERFORD TRUST COMPANY 34882154 34801513 80641 80641 BBH CAPITAL GAIN DISTRIBUTIONS 193033 0 193033 193033 GS CAPITAL GAIN DISTRIBUTIONS 47543 0 47543 47543 8866404 false 15652483 164026528 0.095427 12280035 155643440 0.078899 12669504 147644122 0.085811 13268772 159319399 0.083284 12329070 162975508 0.07565 0.419071 0.083814 158628151 13295260 115448 13410708 13945699 X 115448 115448 115448 262884 262884 147436 147436 false false false 0 0 0 false false false false true true PA true false false false false true www.oberkotterfoundation.org BRUCE A ROSENFIELD EXEC DIR 2157512601 1600 MARKET ST STE 3600 PHILADELPHIA PA 191037286 false false false false true false false false false false false false false false false false false false false false false false Mildred L Oberkotter 1600 MARKET STREET PHILADELPHIA PA 191037286 TRUSTEE 10.0 0 0 0 Bruce Rosenfield 1600 MARKET STREET PHILADELPHIA PA 191037286 TRUSTEE & EXECUTIVE DIRECTOR 25.0 400000 0 0 David Pierson 1600 MARKET STREET PHILADELPHIA PA 191037286 TRUSTEE 10.0 50000 0 0 Amy Newnam 1600 MARKET STREET PHILADELPHIA PA 191037286 Assoc. Exec. Director 40.0 241500 27928 18383 Teresa Caraway 1600 MARKET STREET PHILADELPHIA PA 191037286 CEO, HEARING FIRST 40.0 290000 14506 0 LUKE DAVIDSON 1600 MARKET ST PHILADELPHIA PA 19103 WEB DVLMT DIR,HF 40.0 163752 11129 0 WENDELYN DEMOSS 1600 MARKET ST PHILADELPHIA PA 19103 PROGRAMS OFFICER HF 40.0 162754 0 0 LYNN WOOD 1600 MARKET ST PHILADELPHIA PA 19103 PROGRAMS LEADER, HF 40.0 127702 8916 0 JENNIFER RANSLEY 1600 MARKET ST PHILADELPHIA PA 19103 PLANNING LEADER, HF 40.0 100771 6595 0 MARJORIE EDWARDS 1600 MARKET ST PHILADELPHIA PA 19103 PROGRAM LEADER, HF 40.0 96771 0 0 6 Fivestone 390 Fifth ave ste 803 NEW YORK NY 10018 Marketing & Communic 1315231 Arabella Advisors LLC 1201 Connecticut Ave NW Suite 30 WASHINGTON DC 20036 PHILANTHROPY CONSULT 334000 Brown Brothers Harriman & Co One Logan Square 14th Floor PHILADELPHIA PA 19103 Investment Advisor 165980 Haverford Trust Company 3 Radnor Corporate Center Ste 450 RADNOR PA 19087 Investment Advisor 152852 Kaleidoscope Training and Consulting 2570 Harris Road PALMYRA NY 14522 e-Learning Consult. 144000 3 SUPPORT FOR LISTENING AND SPOKEN LANGUAGE SERVICES TO CHILDREN AND FAMILIES (SEE ATTACHMENT) 8727562 SUPPORTING FAMILIES TO IMPROVE OUTCOMES FOR CHILDREN WHO ARE DEAF OR HARD OF HEARING THROUGH LISTENING AND SPOKEN LANGUAGE THROUGH HEARING FIRST (SEE ATTACHMENT) 3941981 136092407 24951401 0 161043808 0 161043808 2415657 158628151 7931408 7931408 115448 115448 7815960 7815960 7815960 13945699 0 0 0 0 13945699 115448 13830251 7815960 0 2016 2015 2014 0 4449495 5490296 5498852 4819548 7798571 28056762 13945699 0 7815960 6129739 34186501 0 0 0 0 6390674 27795827 3549117 5498852 4819548 7798571 6129739 MILDRED L OBERKOTTER NONE X A G Bell Assco for the Deaf and Hard of Hearing 3417 Volta Place NW Washington DC 200072778 N/A PC LSL Support -- Children and Families 1450000 Atlanta Speech School 3160 Northside Parkway NW Atlanta GA 30327 N/A PC LSL Support -- Children and Families 175000 Auditory-Verbal Center Inc 1901 Century Blvd Suite 20 Atlanta GA 30345 N/A PC LSL Support -- Children and Families 50000 Callier Center for Communication Disorders 1966 Inwood ROAD Dallas TX 75235 N/A PC LSL Support -- Children and Families 200000 CCHAT Center - Sacramento 11100 Coloma Road Rancho Cordova CA 95670 N/A PC LSL Support -- Children and Families 337000 Center for Hearing and Communication 50 Broadway 6th Floor New York NY 10004 N/A PC LSL Support -- Children and Families 84571 Center for Hearing and Speech 3636 West Dallas Street Houston TX 77019 N/A PC LSL Support -- Children and Families 25000 Child's Voice 180 Hansen Court Wood Dale IL 60191 N/A PC LSL Support -- Children and Families 355000 Clarke Schools for Hearing and Speech 45 Round Hill Road Northampton MA 01060 N/A PC LSL Support -- Children and Families 376286 Columbia University Medical Center 180 Fort Washington Avenue HP7 New York NY 10032 N/A PC LSL Support -- Children and Families 92872 Cook Children's Health Foundation 801 7th Avenue Fort Worth TX 76104 N/A PC LSL Support -- Children and Families 299295 Foundation for Hearing Research Inc - Weingarten 3518 Jefferson Avenue Redwood City CA 94062 N/A PC LSL Support -- Children and Families 230350 Hands & Voices PO Box 3093 Boulder CO 80307 N/A PC LSL Support -- Children and Families 50000 Haskins Laboratories Inc 300 George Street Suite 900 New Haven CT 06511 N/A PC Research 318631 Hear ME Now PO Box 896 Portland ME 04104 N/A PC LSL Support -- Children and Families 237161 Hearts for Hearing 11500 N Portland Oklahoma City OK 73120 N/A PC LSL Support -- Children and Families 776169 Idaho State University 921 S 8th Ave STOP 8046 Pocatello ID 832098046 N/A PC LSL Support -- Children and Families 147387 ISDH Healthy Hoosiers Foundation (HHF) 2 North Meridian St Indianapolis IN 46204 N/A SO I LSL Support -- Children and Families 34250 Lexington Hearing & Speech Center 350 Henry Clay Blvd Lexington KY 40502 N/A PC LSL Support -- Children and Families 75000 Listen and Talk 8610 8th Avenue NE Seattle WA 98115 N/A PC LSL Support -- Children and Families 905000 Listen Foundation Inc 6950 E Belleview Ave Ste 203 Greenwood Village CO 80120 N/A PC LSL Support -- Children and Families 50000 Mayo Clinic RochesterDivision of Gastroenterology 200 First Street Southwest Rochester MN 55905 N/A PC Research 250000 Memphis Oral School for the Deaf 7901 Poplar Avenue Germantown TN 38138 N/A PC LSL Support -- Children and Families 75000 St Joseph Institute for the Deaf 9192 Waldemar Road Indianapolis IN 46268 N/A PC LSL Support -- Children and Families 67481 The CARE Project 716 Staley Court Raleigh NC 27609 N/A PC LSL Support -- Children and Families 100000 The Children's Cochlear Implant Center at UNC 5501 Fortunes Ridge Drive Suite A Durham NC 27713 N/A PC LSL Support -- Children and Families 98500 The Moog Center for Deaf Education 12300 South Forty Drive St Louis MO 63141 N/A PC LSL Support -- Children and Families 756380 The New York and Presbyterian Hospital 850 Third Avenue 12th Floor New York NY 10022 N/A PC LSL Support -- Children and Families 300000 Treehouse Project 1806B NW 32nd Avenue Portland OR 97210 N/A PC LSL Support -- Children and Families 220000 Tucker Maxon School 2860 SE Holgate Boulevard Portland OR 97202 N/A PC LSL Support -- Children and Families 36386 University of Vermont Medical Center Inc 128 Lakeside Ave Suite 106 Burlington VT 05401 N/A PC LSL Support -- Children and Families 45044 Utah State University 2615 Old Main Hill Logan UT 84322 N/A PC LSL Support -- Children and Families 96380 8314143 Auditory Oral School of New York 3321 Avenue M Brooklyn NY 11210 N/A PC LSL Support -- Children and Families 1500000 Center for Hearing and Speech 3636 West Dallas Street Houston TX 77019 N/A PC LSL Support -- Children and Families 50000 Child's Voice 180 Hansen Court Wood Dale IL 60191 N/A PC LSL Support -- Children and Families 310000 Clarke Schools for Hearing and Speech 45 Round Hill Road Northampton MA 01060 N/A PC LSL Support -- Children and Families 654042 Foundation for Hearing Research Inc - Weingarten 3518 Jefferson Avenue Redwood City CA 94062 N/A PC LSL Support -- Children and Families 119650 Hands & Voices PO Box 3093 Boulder CO 80307 N/A PC LSL Support -- Children and Families 50000 Hear ME Now PO Box 896 Portland ME 04104 N/A PC LSL Support -- Children and Families 144266 Listen and Talk 8610 8th Avenue NE Seattle WA 98115 N/A PC LSL Support -- Children and Families 225000 Listen Foundation Inc 6950 E Belleview Ave Ste 203 Greenwood Village CO 80120 N/A PC LSL Support -- Children and Families 90000 Mayo Clinic RochesterDivision of Gastroenterology 200 First Street Southwest Rochester MN 55905 N/A PC LSL Support -- Children and Families 750000 Northern Voices 1660 County B Rd W Roseville MN 55113 N/A PC LSL Support -- Children and Families 80000 Sunshine Cottage School for Deaf Children 603 E Hildebrand Ave San Antonio TX 78212 N/A PC LSL Support -- Children and Families 100000 University of Southern California 3551 Trousdale Pkwy Los Angeles CA 90089 N/A PC LSL Support -- Children and Families 81806 Utah State University 2615 Old Main Hill Logan UT 84322 N/A PC LSL Support -- Children and Families 300000 Hearts for Hearing 11500 Portland Ave Oklahoma City OK 73120 N/A PC LSL Support -- Children and Families 650000 5104764 14 375022 14 2496025 18 6941084 MISCELLANEOUS REVENUE 01 23824 PREVIOUS GRANTS RETURNED TO FOUNDATION 84978 9835955 84978 9920933 11B GRANTS PREVIOUSLY ISSUED, BUT RETURNED TO THE FOUNDATION false false false false false false false false false false X X 1 MILDRED L OBERKOTTER 1600 MARKET STREET STE 3600 PHILADELPHIA PA 19103 6390674 X X 1 SECURITIES 5390674 ACCOUNTING FEES 159231 31569 127663 Teresa Caraway *THE EXECUTIVE DIRECTOR (B ROSENFIELD) AND THE ASSOCIATE EXECUTIVE DIRECTOR (A NEWNAM), REFERRED TO IN PART I, LINE 13 AND PART VIII, LINE 1, AND THE ADMINISTRATIVE ASSISTANT, REFERRED TO IN PART I, LINE 16C AND PART VIII, LINE 2, ARE PARTNERS OR EMPLOYEES OF THE LAW FIRM SCHNADER HARRISON SEGAL & LEWIS, LLP ("SCHNADER"). THE OBERKOTTER FOUNDATION ("FOUNDATION") HAS CONTRACTED WITH SCHNADER TO LEASE A PERCENTAGE OF EACH INDIVIDUAL'S TIME FOR MATTERS RELATING TO THE ADMINISTRATION OF THE FOUNDATION. THE FOUNDATION PAYS ITS SHARE OF THE COMPENSATION AND RELATED EXPENSES, AS APPLICABLE, FOR EACH INDIVIDUAL AND SCHNADER ASSUMES THE APPROPRIATE PAYROLL RESPONSIBILITIES. THESE PAYMENTS TO SCHNADER ARE SEPARATE FROM THE PAYMENTS SHOWN AT PART I, LINE 16A FOR LEGAL AND OTHER ADMINISTRATIVE SUPPORT FEES. Part I, Line 19 Part I, Line 19 Depreciation Expense Per Books $1,357 Part II, Line 14 Furniture and Equipment $ 7,189 Accumulated Depreciation $(5,615) -------- Net Land, Buildings and Equipment $ 1,574 ======== Part XV, Line 2 Part XV, Line 2 THE OBERKOTTER FOUNDATION DOES NOT ACCEPT UNSOLICITED PROPOSALS. INTERESTED APPLICANTS SHOULD VISIT THE WEBSITE WWW.OBERKOTTERFOUNDATION.ORG FOR INFORMATION ON THE FOUNDATION'S MISSION AND APPLICABLE FUNDING CRITERIA AND GRANT REQUIREMENTS. Part XIII, Line 7 Part XIII, Line 7 DISTRIBUTIONS FROM CORPUS ELECTION: IN ORDER TO SATISFY THE DISTRIBUTION REQUIREMENTS UNDER INTERNAL REVENUE CODE SECTION 170(B)(1)(F), THE FOUNDATION ELECTS UNDER TREASURY REGULATION SECTION 53.4942(A)-3(C)(2)(IV) TO TREAT $4,449,495 FROM THE 2013 EXCESS DISTRIBUTIONS AND $1,941,179 FROM THE 2014 EXCESS DISTRIBUTIONS AS A CURRENT DISTRIBUTION OUT OF CORPUS. THE 2013 AND 2014 DISTRIBUTIONS WERE TREATED AS DISTRIBUTIONS OUT OF CORPUS IN THOSE FISCAL YEARS UNDER TREASURY REGULATION SECTION 53.4942(A)-3(D)(1)(III). _________________________________ _______________ BRUCE ROSENFIELD DATE CO-TRUSTEE & EXECUTIVE DIRECTOR ACCENTURE PLC ADR 316413 1673651 AIR PRODS & CHEMS INC COM 357995 634546 ALCON INC COM STK 533821 600726 ALLEGION PLC- COM STK 849615 1188297 ALPHABET INC CL C 739138 2368502 AO SMITH CORP COM STK 696889 745360 APPLE INC COM 767132 2725950 ARTHUR J GALLAGHER & CO 1008866 1035297 BAXTER INTL INC COM 445002 983640 BBH LIMITED DURATION FUND CL I 1485000 1485000 BBH PARTNER FUND - INTERNATION 1748181 2437909 BECTON DICKINSON & CO COM 154746 982300 BERKSHIRE HATHAWAY INC-CL B 760715 2885930 BLACKROCK INC 412514 1336257 BOOKING HOLDINGS INC COM STK 630021 651178 BRIGHT HORIZONS FAMILY SOLUT 409101 400985 BROWN-FORMAN CORP CLASS B 822752 1143377 BURGUNDY EMERGING MARKETS SERI 2750000 2707578 CEDAR ROCK PARTNERS SERIES BBH 3000000 3423905 CELANESE CORP COM STK 366457 1029674 COCA COLA CO COM 280351 742260 COLGATE PALMOLIVE CO 712765 755854 COMCAST CORP CL A 1063835 2226264 COMCAST CORP NEW - CL. A 945517 1523175 CONTINUUM PARTNERS 2000000 2676925 COPART INC COM STK 1002024 1708800 COSTCO WHOLESALE CORP 337697 465605 CVS HEALTH CORPORATION 1072906 1646908 DIAGEO PLC- SPONSORED ADR 424224 1209456 DISNEY WALT CO COM DISNEY 122811 957834 DOLLAR GENERAL CORP 573746 772638 DOLLAR GENERAL CORP COM STK 625957 946206 DOWDUPONT INC 184305 366112 DYNAMIC EQUITY MANAGERS: PORTF 435876 2013052 EMERSON ELEC CO COM 713465 720135 EXXON MOBIL CORP COM 225230 619983 FLEETCOR TECHNOLOGIES INC COM 660956 1514650 GS FINANCIAL SQUARE- SFT SHARE 25363 25363 GS TACTICAL TILT OVERLAY FUND 713611 719293 HENRY SCHEIN INC COM STK 622144 1009385 HONEYWELL INTL INC COM 486464 624925 INTL FLAVORS & FRAGRANCES 610176 700501 ISHARES CORE MSCI EAFE ETF 2316709 2552800 ISHARES CORE MSCI EMERGING 2707498 3587273 ISHARES CORE U.S. AGGREGATE BO 1409569 1490881 ISHARES MSCI ACWI 2435711 2651082 ISHARES RUSSELL 2000 ETF 458597 897824 ISHARES S&P 500 INDEX FUND 287284 300257 ISHARES S&P 500 FUND - CLASS G 3346744 3704000 ISHARES S&P MIDCAP 400 INDEX 540680 1588690 ISHARES S&P SMALLCAP 600 FND 963221 2749225 ISHARES U.S. REAL ESTATE ETF 235051 361150 JOHNSON & JOHNSON COM 24143 684425 JPMORGAN CHASE & CO COM 481683 1712880 KLA-TENCOR CORP 334429 556226 LINDE PLC COM STK 1160531 1464091 LONGLEAF PARTNERS SMALL CAP FD 2085000 1840330 LOWES COS INC COM 1159150 1478106 MASTERCARD INC CLASS A 452066 1883422 MASTERCARD INCORPORATED 710698 818244 MEDTRONIC PLC ADR 471495 743528 MICROSOFT CORP COM 74264 151380 NESTLE S A SPONS ADR 182710 784747 NOVARTIS AG - ADR 548126 1197593 ORACLE CORP 1736000 2501037 ORACLE CORP COM 559857 830872 PEPSICO INC COM 432334 1315514 PERRIGO CO PLC COM STK 275732 282920 S&P GLOBAL INC 598188 635160 SELECT EQUITY SERIES - BBH WEA 5250000 7188252 SPDR TR UNIT SER 1 2152805 2483049 SPRUCEGROVE: NON-US EQUITY OFF 838668 690794 STARBUCKS CORP 571619 854300 STATE STREET HEDGED INTERNATIO 910856 1161422 T. ROWE PRICE FUNDS T. ROWE PR 1302391 1356711 THE 1818 PARTNERS FUND 5000000 13805759 TJX COS INC NEW COM 595768 1491572 U S BANCORP 737006 1995998 UNILEVER N V-NY SHARES 718952 999575 UNITED PARCEL SERVICE INC CL B 78066 10729245 UNITED TECHNOLOGIES CORP 573397 1416647 UNITEDHEALTH GROUP INC COM 336415 1647035 US BANCORP DEL COM NEW 935735 990495 VANGUARD FTSE ALL WORLD EX-U S 749032 860320 VANGUARD FTSE PACIFIC ETF 569092 689500 VANGUARD GLOBAL EX-US REAL EST 288623 353631 VANGUARD MSCI EUROPE PACIFIC 1147469 1897211 VANGUARD SHORT TERM CMN SERIES 2023756 2070783 WASTE MANAGEMENT INC 148679 625521 VINTAGE V/WELLINGTON NON-US EQ 18856 1009315 ZOETIS INC COM STK 356258 1460752 LEGAL FEES OBERKOTTER 2429 2429 LEGAL FEES FOR HEARING FIRST 27026 27026 DEPOSIT-RENTAL SPACE (PROGRAM) 4428 4428 4428 CONTRIBUTED STOCK - DIFF. FMV AND COST 2055783 HEARING FIRST PLATFORM - SOFTW 235346 235346 PAID MEDIA 119363 119363 INSURANCE 49973 49973 STAFF COMPUTER & SOFTWARE EXP 25183 25183 OFFICE SUPPLIES 6153 6153 CONSULTANT MISC. EXP REIMBURSE 73734 73734 POSTAGE AND DELIVERY 3488 3488 PRINTING AND COPYING 3928 3928 EQUIPMENT RENTAL 1554 1554 BOOKS AND SUBSCRIPTIONS 5510 5510 BANK FEES 853 853 LICENSES AND FEES 215 215 Misc Investment Income 23824 23824 Other Income/(Expense) from partnerships -254696 Grant Refunds 84978 401K PLAN CONTRIBUTIONS 0 5718 HF DIGI ECOSYSTEM CONSULTING 1510818 1510818 AWARENESS INITIATVE CONSULTING 300000 300000 ORGANIZATIONAL CONSULTING 109466 109466 GRANTEE ENGAGEMENT CONSULTING 334000 334000 INVESTMENT MANAGEMENT FEES 386835 386835 ALT INVESTMENT MGMT FEES 20433 FOREIGN TAXES PAID 28383 DE FRANCHISE TAX 300