2020-06-11T08:36:22-05:00 2019-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2019-01-01 362007481 NATIONAL COOPERATIVE BUSINESS ASSOCIATION NATI 2026386222 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 VALERIA R ROACH CHIEF FINANCIAL OFFICER 2026386222 2020-06-10 1 FRANK H SMITH P00639053 2022274000 2020-06-10 144.121.95.190 2020-06-10 17:11:03 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2270870E5AC7EBBD0B361335193D8AAA5AB6242B 2019 2020-09-23 17:36:50Z DOUGLAS O'BRIEN 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 42142079 0 X WWW.NCBA.COOP X 1916 DC NCBA CLUSA IS A PROFESSIONAL TRADE ASSOCIATION SERVING THE NEEDS OF ITS MEMBERS FOR DOMESTIC AND INTERNATIONAL COOPERATIVE DEVELOPMENT, GOVERNMENTAL RELATIONS, COMMUNICATIONS, AND EDUCATION. 22 22 108 28 0 0 50704254 41089735 1059046 1004699 42671 41662 149 5983 51806120 42142079 3672537 2777621 0 0 16893666 15556691 0 0 0 30828907 23561624 51395110 41895936 411010 246143 30656960 29719499 12867340 11573998 17789620 18145501 X NCBA CLUSA IS THE PRIMARY AMERICAN VOICE FOR PEOPLE WHO USE COOPERATIVES TO BUILD A BETTER WORLD AND BUILD MORE INCLUSIVE ECONOMY. WE ARE THE APEX TRADE ASSOCIATION FOR COOPERATIVES IN THE US, WITH MORE THAN A CENTURY OF PROMOTING THE COOPERATIVE MODEL, AND A COOPERATIVE DEVELOPMENT ORGANIZATION OVERSEAS, BOASTING 65+ YEARS OF SUCCESSFUL INTERNATIONAL WORK. WE CURRENTLY MANAGE A PORTFOLIO OF PROGRAMS IN 20 COUNTRIES OUTSIDE THE US, AND HAVE WORKED IN MORE THAN 80 COUNTRIES.WE ACT AS A CATALYST TO BUILD AND SUSTAIN PARTNERSHIPS AMONG COOPERATIVES, ORGANIZATIONS AND INSTITUTIONS WHO ARE COOPERATIVE PRINCIPLES AND VALUES, AND WHO PROMOTE ECONOMIC AND HUMAN DEVELOPMENT IN THE UNITED STATES AND OVERSEAS. WE ORGANIZE, PRESENT, AND SPONSOR EDUCATION SEMINARS AND CONFERENCES FOR MEMBER ORGANIZATIONS TO IMPROVE THE MANAGEMENT AND LEADERSHIP CAPABILITIES WITHIN THE COOPERATIVE SECTOR. 0 0 SENEGAL - USAID FEED THE FUTURE KAWOLOR:THIS USAID PROJECT CONTRIBUTES TO THE SENEGALESE GOVERNMENT'S STRATEGY IN THE FIGHT AGAINST MALNUTRITION, FOOD INSECURITY AND POVERTY. KAWOLOR IS INSPIRED BY LESSONS LEARNED FROM USAID'S YAAJEENDE, IMPLEMENTED BY NCBA CLUSA FROM 2010-17. THE PROJECT AIMS TO CURB MALNUTRITION BY EMPOWERING ORGANIZATIONS AND REGIONAL RESOURCES PARTNERS TO SCALE UP NUTRITION LED AGRICULTURE AND USE MARKET OPPORTUNITIES FOR SUSTAINABILITY. THE OVERALL OBJECTIVE IS TO INCREASE THE PRODUCTION, CONSUMPTION AND MARKETING OF SAFE AND NUTRITIOUS FOODS WHILE ENCOURAGING HOUSEHOLD LEVEL CONSUMPTION OF DIVERSE DIETS, FOCUSED PRIMARILY ON WOMEN OF REPRODUCTIVE AGE AND CHILDREN UNDER TWO YEARS OF AGE. NCBA CLUSA TRAINS AND SUPPORTS LOCAL INSTITUTIONS, SUCH AS COMMUNITY-BASED ORGANIZATIONS, WOMEN'S GROUPS, CITIZEN WORKING GROUPS, COMMUNITY BASED SOLUTION PROVIDERS (CBSPS) AND PRIVATE FIRMS, TO LEAD THEIR OWN COMMUNITY DEVELOPMENT. A KEY PLATFORM IS DEBBO GALLE GROUPS (WOMEN'S GROUPS) THAT ARE TARGETED FOR INTERNAL SAVINGS AND LOANS, HORTICULTURE, SMALL ENTERPRISE DEVELOPMENT, AND NUTRITION EDUCATION. KAWOLOR IS LINKING ACTIVITIES TO MARKETS AND SUPPORTING PARTNERS TO DEVELOP MARKET RELATIONSHIPS. THIS FOCUS SUPPORTS BUILDING AND EXPANDING THE NETWORK OF CBSPS, ORGANIZED IN INDEPENDENT NETWORK CALLED CULTIVERT. KAWOLOR ALSO ENGAGES THE PRIVATE SECTOR, SUCH AS FIRMS OFFERING SOLUTIONS IN IMPROVED AGGREGATION, TRANSPORTATION AND STORAGE OF PERISHABLE FOOD. THIS PROGRAM ALLOWS COMMUNITIES TO SUSTAINABLY INCREASE CONSUMPTION OF NUTRITIOUS AND SAFE DIETS, INCREASE ON-FARM AVAILABILITY AND MARKET SUPPLY OF DIVERSE, MICRO-NUTRIENT RICH FOODS, INCREASE RESILIENCE AND INCOME, INCREASE ADOPTION OF NUTRITION AND CARE PRACTICES, AND IMPROVE THE GOVERNANCE OF FOOD SYSTEMS. THE PROJECT INTERVENES IN 3,500 VILLAGES ACROSS 129 COMMUNES IN 8 REGIONS REACHING 150,000 HOUSEHOLDS, 500,000 CHILDREN AND 1.5 MILLION PEOPLE OVER FIVE YEARS. DOMINICAN REPUBLIC - USDA SAFE AGRICULTURE FOOD EXPORT PROJECT (SAFE):THE USDA-FUNDED SAFE AGRICULTURE FOOD EXPORT PROJECT (SAFE), KNOWN LOCALLY AS THE PROGANA PROJECT, WILL, OVER THE COURSE OF FIVE YEARS, INCREASE THE VALUE CHAINS IN TWO SECTORS IN THE DOMINICAN REPUBLIC: BEEF AND DAIRY. THIS PROJECT IMPROVES AGRICULTURAL PRODUCTIVITY BY INCREASING THE USE OF IMPROVED TECHNIQUES AND TECHNOLOGIES; IMPROVING FARM MANAGEMENT; INCREASING THE AVAILABILITY OF INPUTS AND USE OF FINANCIAL SERVICES; STRENGTHENING THE CAPACITY OF GOVERNMENT INSTITUTIONS AND KEY GROUPS; INCREASING THE LEVERAGE OF PRIVATE SECTOR RESOURCES; AND ACCESSING NEW MARKETS FOR BEEF PRODUCTS BY SUPPORTING THE DOMINICAN'S BEEF INSPECTION SYSTEM TO ACHIEVE USDA-FSIS EQUIVALENCE. NIGER AND BURKINA FASO - REGIS-ER:THROUGH THE RESILIENCE AND ECONOMIC GROWTH IN SAHEL - ENHANCED RESILIENCE (REGIS-ER), NCBA CLUSA HAS SUCCESSFULLY DEMONSTRATED, SCALED-UP, AND PROMOTED RESILIENCE ACTIVITIES IN LIVELIHOODS (CENTERED ON NUTRITION-LED AGRICULTURE), HEALTH AND NUTRITION, WASH (WATER, SANITATION, AND HYGIENE), LOCAL GOVERNANCE (FOCUSING ON NATURAL RESOURCE MANAGEMENT), AND SHOCK RESPONSIVENESS FOR THE BENEFIT OF VULNERABLE COMMUNITIES IN 6 REGIONS IN NIGER AND BURKINA FASO. IN FY19, REGIS-ER WAS GRANTED A 1-YEAR COST EXTENSION BY USAID TO CONTINUE TO SUPPORT COMMUNES AND COMMUNITIES IN TAKING OWNERSHIP OF NINE RESILIENCE ACTIVITIES WITH A RENEWED FOCUS ON YOUTH ENGAGEMENT. THE PROJECT COMPLETED ITS TRANSITION FROM DIRECT TO INDIRECT IMPLEMENTATION, WITH ITS NEW IMPLEMENTING MODE BASED ON COACHING THREE LOCAL INSTITUTIONS (MUNICIPAL COUNCILS, CITIZEN WORKING GROUPS AND SERVICES PROVIDERS' PLATFORMS) ACROSS 13 COMMUNES. THE PROJECT SIGNED COACHING CONTRACTS WITH THE 3 LOCAL INSTITUTIONS IN EACH COMMUNE IN ORDER TO HELP THEM ACHIEVE THEIR OBJECTIVES, INCLUDING TAKING OWNERSHIP OF THE CONSOLIDATION AND SCALING-UP OF SUCCESSFUL RESILIENCE ACTIVITIES AND BEST PRACTICES, AND IMPROVING THEIR PERFORMANCE. IN JULY 2019, THE PROJECT ADOPTED USAID'S POSITIVE YOUTH DEVELOPMENT (PYD) FRAMEWORK AND CONDUCTED A TRAINING OF TRAINERS ON HOW TO APPLY THE PYD APPROACH IN THE FIELD FOR STAFF WHO WOULD LATER COACH LOCAL INSTITUTIONS ON THIS. IN FY20, THE PROJECT BEGAN BUILDING RELATIONSHIPS WITH AND TARGETING YOUTH AGED 15-25 IN TERMS OF THEIR INITIAL INVOLVEMENT AND PARTICIPATION FOR ADVANCING THEIR OWN PERSONAL DEVELOPMENT AND THAT OF THEIR COMMUNITIES. REGIS-ER SUPPORTS A WIDE RANGE OF YOUTH-ORIENTED ACTIVITIES THROUGH ITS SMALL GRANTS FUND. 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 44 0 1 108 1 0 1 TT ID UG KE NG MZ SG UV ES MA GT MI DR CG HA HO TZ 0 0 1 1 0 0 0 X 22 22 0 0 1 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X VALERIA R ROACH 2026386222 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 ANDREW JACOB CHAIR 2.00 X X 0 0 0 ERBIN CROWELL 1ST VICE CHAIR 2.00 X X 0 0 0 KAREN ZIMBELMAN 2ND VICE CHAIR 2.00 X X 0 0 0 DEBORAH TROCHA SECRETARY 2.00 X X 0 0 0 CARLA DECKER TREASURER 2.00 X X 0 0 0 JOSEPH BERGERON BOARD MEMBER 2.00 X 0 0 0 CORNELIUS BLANDING BOARD MEMBER 2.00 X 0 0 0 PAUL BRADLEY BOARD MEMBER - UNTIL 05/2019 2.00 X 0 0 0 HOWARD BRODSKY BOARD MEMBER 2.00 X 0 0 0 ELLIS CARR BOARD MEMBER 2.00 X 0 0 0 PATRICK CONNEALY BOARD MEMBER 2.00 X 0 0 0 JEFFERY CONNOR BOARD MEMBER 2.00 X 0 0 0 JOHN ENGELEN BOARD MEMBER 2.00 X 0 0 0 DEVIN FUHRMAN BOARD MEMBER 2.00 X 0 0 0 KIM GARMANY BOARD MEMBER 2.00 X 0 0 0 DIANE GASAWAY BOARD MEMBER - UNTIL 05/2019 2.00 X 0 0 0 ANN HOYT BOARD MEMBER - UNTIL 05/2019 2.00 X 0 0 0 ESTEBAN KELLY BOARD MEMBER 2.00 X 0 0 0 JEANNE MATSON BOARD MEMBER 2.00 X 0 0 0 JERRY MCGEORGE BOARD MEMBER - UNTIL 05/2019 2.00 X 0 0 0 LANCE RANTALA BOARD MEMBER 2.00 X 0 0 0 CHRISTOPHER ROE BOARD MEMBER 2.00 X 0 0 0 JASPER SCHNEIDER BOARD MEMBER - UNTIL 03/2019 2.00 X 0 0 0 MICHELLE SCHRY BOARD MEMBER 2.00 X 0 0 0 GREGORY STARHEIM BOARD MEMBER 2.00 X 0 0 0 DAVE SWANSON BOARD MEMBER 2.00 X 0 0 0 HANS THEYER BOARD MEMBER - UNTIL 10/2019 2.00 X 0 0 0 JILL TOMALIN BOARD MEMBER 2.00 X 0 0 0 DOUGLAS O'BRIEN PRESIDENT AND CEO 40.00 X 372111 0 38531 VALERIA R ROACH CHIEF FINANCIAL OFFICER 40.00 X 305222 0 29339 LARRY THOMAS CHIEF HR AND ADMIN. OFFICER 40.00 X 282476 0 23807 MANUEL SERRANO SR VICE PRESIDENT - INT'L PROGRAMS 40.00 X 251536 0 35310 SAMUEL FILIACI REGIONAL DIRECTOR OF SOUTH EAST ASIA 40.00 X 251182 0 31230 KARL ROSENBERG CHIEF OF PARTY - SENEGAL 40.00 X 232308 0 27696 WILLIAM STRINGFELLOW CHIEF OF PARTY - NIGER 40.00 X 199688 0 27732 MATTHEW BUZBY VICE PRESIDENT, INT'L OPERATIONS 40.00 X 176343 0 19082 AISSATA WANE DIRECTOR, FINANCE AND ADMINISTRATION 40.00 X 183545 0 7647 INA SCHONBERG TECHNICAL INTEGRATION LEAD 40.00 X 166841 0 31977 GLENNYS REYNOSO-PIETERS COUNTRY DIRECTOR - MOZAMBIQUE 40.00 X 162128 0 25887 EMILIA ISTRATE VICE PRESIDENT COOPER. RELATIONS - UNTIL 10/2019 40.00 X 159096 0 10931 DOUGLAS STEINBERG REGIONAL DIRECTOR OF WEST AFRICA 40.00 X 150059 0 23751 2892535 0 332920 13 0 1 0 AMERICAN TECHNOLOGY SERVICES 2751 PROSPERITY AVE 6TH FL FAIRFAX VA 22031 NETWORK SERVICES 284146 RISK AND STRATEGIC MANAGEMENT CORP 9401 CENTREVILLE RD 300 MANASSAS VA 20110 SECURITY MANAGEMENT 156173 JE AUSTIN ASSOCIATES INC 1621 N KENT STREET 601 ARLINGTON VA 22209 PROJECT CONSULTANT 153269 K & F CONSULTING LLC 336 HASKEW LANE CUMBERLAND GAP TN 37724 ADVISORY, RESEARCH, AND BUSINESS INCUB. 110737 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGOTN DC 20036 TAX, ASSURANCE, AND ADVISORY SERVICES 103869 5 32946548 8143187 41089735 MEMBERSHIP DUES 900099 725495 725495 REGISTRATIONS AND SPONSORSHIPS 900099 274404 274404 OTHER FEES FOR SERVICE 900099 4800 4800 1004699 41662 41662 REBATES 900099 5983 5983 5983 42142079 1004699 0 47645 2777621 2303593 9262082 421325 2978298 591393 138073 172571 20507 3242441 23733 1476107 8243 1583127 2264516 943924 27854 205715 263351 IN-COUNTRY TRAINING 7175649 LOAN FUNDS 2736109 SUBAWARDS 1973183 VEHICLES AND EQUIPMENT 530097 776424 41895936 691850 456618 12836619 13039661 2175263 1484001 947699 665763 889 0 9856235 10110143 91029 98416 2070124 1003424 1272415 1066700 178071 76225 2524865 2638102 82025 83870 30656960 29719499 3623366 2921849 6853107 6440896 2390867 2211253 12867340 11573998 X 4259653 4703843 13529967 13441658 17789620 18145501 30656960 29719499 246143 109738 0 X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 1572427 628519 943908 325469 257039 68430 172228 117866 54362 1066700 INVESTMENT IN CBI 2285322 C INVESTMENT IN DOTCOOPERATION, LLC 352780 C 2638102 DEFERRED RENT AND LEASE INCENTIVE 2211253 2211253 X 42251817 109738 109738 42142079 0 42142079 41895936 0 41895936 0 41895936 PART X, LINE 2: MANAGEMENT OF NCBA CLUSA EVALUATED ITS UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2019, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 SUB-SAHARAN AFRICA 7 298 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, ADULT LITERACY, COOPERATIVE MANAGEMENT. 27554602 CENTRAL AMERICA AND THE CARIBBEAN 3 34 PROGRAM SERVICES AGRICULTURAL LENDING, CROP EXPORTS, AND MARKETING AGRICULTURAL PRODUCTS. 6794590 EAST ASIA AND THE PACIFIC 2 255 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, ADULT LITERACY, COOPERATIVE MANAGEMENT. 3769228 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 567164 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 279536 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 1930921 12 587 0 0 12 587 40896041 0 40896041 SUB-SAHARAN AFRICA BOREHOLES REHABILITATION 25504 WIRE TRANSFER SUB-SAHARAN AFRICA WELLS REALISATION 8806 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 0 20919 SET OF VARIOUS VETENARY EQUIPMENTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF MEAT INSPECTION SPS TESTING STANDARDS AND ANALYTICS 6157 CHECK CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF MEAT INSPECTION SPS TESTING STANDARDS AND ANALYTICS 6157 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7174 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 8933 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 14947 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 13160 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7465 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 14293 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 12051 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 12129 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10342 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 8933 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 6135 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7147 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 27219 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10801 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7525 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10342 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7174 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7903 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7147 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 12424 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10342 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 9056 CHECK CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 14293 CHECK CENTRAL AMERICA AND THE CARIBBEAN INPUTS FOR MEAT PROCESSING FACILITIES TO COMPLY WITH SPS REGULATIONS 9524 CONSTRUCTION INPUTS TO COMPLY WITH FSIS FOOD SAFETY EQUIVALENCE STANDARDS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN INPUTS FOR MEAT PROCESSING FACILITIES TO COMPLY WITH SPS REGULATIONS 9641 CONSTRUCTION INPUTS TO COMPLY WITH FSIS FOOD SAFETY EQUIVALENCE STANDARDS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 6923 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS 5028 COMPUTER, PRINTER, PORTABLE MILK TESTING KIT, AND COLLECTION PUMP SYSTEM BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 7132 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 3213 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS 5096 RAW MILK COLLECTION PUMP SYSTEM BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 3696 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS 9314 2,500 LTS MILK REFRIGERATION TANK BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 2356 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 3861 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN IMPROVED FARM-LEVEL INFRASTRUCTURE TO COMPLY WITH FOOD SAFETY REGULATIONS 8193 FARM MILKING PARLORS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN IMPROVED FARM-LEVEL INFRASTRUCTURE TO COMPLY WITH FOOD SAFETY REGULATIONS 9558 FARM MILKING PARLORS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 2374 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 3364 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS 8519 AUTOMATIC MILKING SYSTEM BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS 13514 IMPROVED RAW MILK COLLECTION SYSTEMS BOOK VALUE SUB-SAHARAN AFRICA ADMINISTATIVE SUPPORT 19535 WIRE TRANSFER SUB-SAHARAN AFRICA RENOVATION YINGUELE STORE 8177 RENOVATION YINGUELE STORE BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF A 500M3 STORAGE STORE AND A PRETREATMENT UNIT BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF A 500M3 STORAGE STORE BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF A 500M3 STORAGE STORE BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF A 500M3 STORAGE STORE BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF PRETREATMENT UNIT BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF PRETREATMENT UNIT BOOK VALUE SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES 14912 CONSTRUCTION OF PRETREATMENT UNIT BOOK VALUE SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT 11001 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS AND DRYERS BOOK VALUE SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT 10171 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS AND DRYERS BOOK VALUE SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT 10213 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE--PALLETS-PALLET TRUCKS-TIS BAGS BOOK VALUE SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT 10526 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS BOOK VALUE SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT 7238 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS BOOK VALUE SUB-SAHARAN AFRICA NUTRITION 10905 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 18131 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 16894 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 17727 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 11513 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 19254 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 19636 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 23298 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 12117 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 21189 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 13467 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 26548 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 16772 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 68063 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 132800 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 10980 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 25752 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 34950 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 17145 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 10909 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 24097 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 31847 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 13147 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 14324 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 12476 SOLAR PUMP KIT SUPPORT BOOK VALUE SUB-SAHARAN AFRICA NUTRITION 13001 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 52273 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 17414 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 38368 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 11984 HYDRAULIC PUMP SUPPORT BOOK VALUE SUB-SAHARAN AFRICA NUTRITION 13713 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 10748 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 15119 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 30157 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 36582 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 16646 EQUIPMENT SUPPORT BOOK VALUE SUB-SAHARAN AFRICA NUTRITION 16979 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 13877 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 28456 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 10430 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 20057 WIRE TRANSFER SUB-SAHARAN AFRICA NUTRITION 31444 WIRE TRANSFER EAST ASIA AND THE PACIFIC FARMER PRODUCTION 93279 CHECK SUB-SAHARAN AFRICA BOREHOLE REALISATION 60701 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLE REALISATION 49767 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLE REALISATION 91725 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLE REALISATION 83438 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLE REALISATION 55188 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLE REALISATION 25410 WIRE TRANSFER SUB-SAHARAN AFRICA BOREHOLE REALISATION 4334 WIRE TRANSFER SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 58742 WIRE TRANSFER SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 2056 WIRE TRANSFER SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 78851 WIRE TRANSFER SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 152967 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 6258 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 3129 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 2816 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 5006 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 3129 WIRE TRANSFER SUB-SAHARAN AFRICA LIVELIHOOD 4438 WIRE TRANSFER CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES 7466 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE 120 0 FARMER ASSISTANCE (CERTIFIED SEEDS) SUB SAHARAN AFRICA 252 5303 PURCHASE OF CERTIFIED CEEDS BOOK VALUE FARMER ASSISTANCE (POULTRY PRODUCTION) CENTRAL AMERICA AND THE CARIBBEAN 923 189143 PURCHASE OF LIVESTOCK BOOK VALUE FARMER ASSISTANCE (COFFEE & COCOA) EAST ASIA AND THE PACIFIC 27888 186257 TRAINING AND BASIC AGRICULTURAL INPUTS (SEEDLINGS AND TOOLS) BOOK VALUE 0 0 0 0 0 0 PART I, LINE 2: NCBA CLUSA HAS FIELD OFFICES IN EACH COUNTRY WHICH CONDUCT SITE VISITS TO GRANT RECIPIENTS: MEASUREMENT OF PROGRESS IN ACHIEVING GRANT OBJECTIVES THROUGH MILESTONES; REIMBURSEMENT OF COSTS BASED ON SUBMISSION OF FISCAL REPORTS WITH SUPPORTING DOCUMENTATION (RECEIPTS, TIMESHEETS, ETC.). PART I, LINE 3: EXPENDITURES WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING. PART III, COL (C): THE NUMBER OF RECIPIENTS IS AN ACTUAL TOTAL, NOT AN ESTIMATED TOTAL. PART III ACCOUNTING METHOD: PART III GRANTS TO INDIVIDUALS WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING. X 1 1 X X X X X 0 0 0 DOUGLAS O'BRIEN PRESIDENT AND CEO 324111 0 48000 0 0 0 16800 0 21731 0 410642 0 0 0 VALERIA R ROACH CHIEF FINANCIAL OFFICER 265775 0 39447 0 0 0 16277 0 13062 0 334561 0 0 0 LARRY THOMAS CHIEF HR AND ADMIN. OFFICER 245910 0 36566 0 0 0 15046 0 8761 0 306283 0 0 0 MANUEL SERRANO SR VICE PRESIDENT - INT'L PROGRAMS 218536 0 33000 0 0 0 13579 0 21731 0 286846 0 0 0 SAMUEL FILIACI REGIONAL DIRECTOR OF SOUTH EAST ASIA 187516 0 6480 0 57186 0 11481 0 19749 0 282412 0 0 0 KARL ROSENBERG CHIEF OF PARTY - SENEGAL 133027 0 4123 0 95158 0 8217 0 19479 0 260004 0 0 0 WILLIAM STRINGFELLOW CHIEF OF PARTY - NIGER 143319 0 4016 0 52353 0 8262 0 19470 0 227420 0 0 0 MATTHEW BUZBY VICE PRESIDENT, INT'L OPERATIONS 170563 0 5780 0 0 0 10532 0 8550 0 195425 0 0 0 AISSATA WANE DIRECTOR, FINANCE AND ADMINISTRATION 179981 0 3564 0 0 0 6685 0 962 0 191192 0 0 0 INA SCHONBERG TECHNICAL INTEGRATION LEAD 166841 0 0 0 0 0 10470 0 21507 0 198818 0 0 0 GLENNYS REYNOSO-PIETERS COUNTRY DIRECTOR - MOZAMBIQUE 109157 0 3530 0 49441 0 6821 0 19066 0 188015 0 0 0 EMILIA ISTRATE VICE PRESIDENT COOPER. RELATIONS - UNTIL 10/2019 153272 0 5824 0 0 0 9131 0 1800 0 170027 0 0 0 DOUGLAS STEINBERG REGIONAL DIRECTOR OF WEST AFRICA 144984 0 5075 0 0 0 8992 0 14759 0 173810 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE IS INCLUDED IN TAXABLE WAGES FOR THE FOLLOWING OFFICER, KEY EMPLOYEE, OR HIGHEST COMPENSATED EMPLOYEE: KARL ROSENBERG - $18,441 WILLIAM STRINGFELLOW - $14,834 GLENNYS REYNOSO-PIETERS - $17,500 AISSATA WANE - $15,394 FORM 990, PART VI, SECTION A, LINE 4 THE ARTICLES OF INCORPORATION WAS RESTATED ON 6/3/2019. THE RESTATEMENT OF ARTICLES REFLECTS THESE CHANGES, AS WELL AS CHANGES IN CURRENT ASSOCIATION PRACTICES. THE CHANGES INCLUDE: -CLARIFYING THAT THE CONDITIONS AND REGULATIONS OF MEMBERSHIP, AND THE RIGHTS AND OTHER PRIVILEGES OF THE CLASSES OF MEMBERSHIP, SHALL BE DETERMINED AND FIXED BY THE BYLAWS OF THE CORPORATION, AS AMENDED FROM TIME TO TIME. (THIS INCLUDES VOTING RIGHTS.) (ART. 3, SECTION 4); -EXPRESSING THAT NO PART OF THE NET EARNINGS OF THE CORPORATION SHALL INURE TO THE BENEFIT OF, OR BE DISTRIBUTABLE TO, ANY DIRECTOR, OFFICER, OR TRUSTEE OF THE CORPORATION, OR ANY OTHER PRIVATE PERSON. (ART. 3, SECTION 10); -CLARIFYING THAT THE DIRECTORS OR OFFICERS OF THE ORGANIZATION WHO ARE VOLUNTEERS SHALL BE EXEMPT FOR POTENTIAL LIABILITY ARISING FROM HIS OR HER SERVICE, UNLESS THE INJURY WAS THE RESULT OF WILLFUL MISCONDUCT OR AN ILLEGAL ACT. (ART. 3, SECTION 12). FORM 990, PART VI, SECTION A, LINE 6 NCBA CLUSA OFFERS THREE TYPES OF MEMBERSHIP: INDIVIDUAL, ORGANIZATIONAL, AND ASSOCIATE. MEMBERS HAVE THE RIGHT TO PROVIDE A REPRESENTATIVE TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THERE IS AN ANNUAL ELECTION BY THE MEMBERS FOR THE OFFICERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT AND CEO, CHIEF FINANCIAL OFFICER, AND FINANCE AND AUDIT COMMITTEE REVIEW THE FEDERAL FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C WHEN NEW MEMBERS ARE BROUGHT ON THE BOARD OF DIRECTORS, AND DURING THE ANNUAL MEETING, THE CONFLICT OF INTEREST POLICY AND STATEMENT IS EXPLAINED AND DISTRIBUTED TO THE BOARD OF DIRECTORS FOR THEIR SIGNATURE. THE BOARD MEMBERS ARE REQUIRED TO REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS THEY OCCUR. THE SENIOR MANAGEMENT TEAM IS REQUIRED TO SIGN THE CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS AND REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS IT OCCURS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO'S SALARY IS SET BY A BOARD OF DIRECTORS COMMITTEE, ON THE BASIS OF HIS/HER ANNUAL PERFORMANCE REVIEW, AND A COMPARISON OF CURRENT SALARIES FOR SIMILAR POSITIONS WITHIN THE WASHINGTON, DC METROPOLITAN AREA. FOR THE PRESIDENT AND CEO AS WELL AS ALL OTHER EMPLOYEES, THE SERVICES OF A CONSULTANT ARE RETAINED TO COMPARE OUR ORGANIZATION'S SALARY STRUCTURE TO THAT OF SIMILAR ORGANIZATIONS. THE CONSULTANT PROVIDES A SALARY RANGE FOR EACH POSITION ON THE BASIS OF CURRENT STATISTICAL DATA FROM SIMILAR ORGANIZATIONS. THE EMPLOYEE'S SALARY IS DETERMINED USING THIS INFORMATION. THE LAST COMPENSATION SURVEY WAS COMPLETED IN APRIL, 2019. FORM 990, PART VI, SECTION C, LINE 19 NCBA CLUSA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.