2020-07-10T05:53:48-05:00 2019-08-31 GRANT THORNTON LLP 757 THIRD AVENUE NEW YORK NY 10017 990 2018-09-01 111630741 ADELPHI UNIVERSITY % ROBERT DECARLO ADEL 5168773184 1 SOUTH AVENUE LEVERMORE HALL 201 GARDEN CITY NY 115300701 JAMES J PERRINO EXEC VP-FINANCE/ADMN 5168773184 2020-06-29 DANIEL ROMANO P00504182 2125429609 2020-06-15 68.198.150.32 11824220201925000000 2020-07-10 P F16C51560A19D0269B1080B0945E33C2BDCD2BE6 A36E2C249D1C1F70EF35406B57F4D818023A297A 2018 2021-01-29 14:40:06Z CHRISTINE M RIORDAN SOUTH AVENUE GARDEN CITY NY 11530 371418908 false X WWW.ADELPHI.EDU X 1896 NY ADELPHI UNIVERSITY IS DEDICATED TO TRANSFORMING STUDENTS' LIVES THROUGH SMALL CLASSES, HANDS-ON LEARNING AND INNOVATIVE PROGRAMS SUPPORTING ACADEMIC AND CAREER SUCCESS. 22 21 5023 100 -146523 8678640 11899513 275937704 295560572 12656736 12238817 920359 389427 298193439 320088329 69286715 78868132 0 0 153328503 159499187 280808 315226 3028936 63398452 65782565 286294478 304465110 11898961 15623219 503943909 525520690 185448257 198252023 318495652 327268667 ADELPHI UNIVERSITY, NEW YORK IS A HIGHLY AWARDED, NATIONALLY RANKED, POWERFULLY CONNECTED DOCTORAL RESEARCH UNIVERSITY DEDICATED TO TRANSFORMING STUDENTS' LIVES THROUGH SMALL CLASSES WITH WORLD-CLASS FACULTY, HANDS-ON LEARNING AND INNOVATIVE WAYS TO SUPPORT ACADEMIC AND CAREER SUCCESS. ADELPHI OFFERS EXCEPTIONAL LIBERAL ARTS AND SCIENCES PROGRAMS AND PROFESSIONAL TRAINING WITH PARTICULAR STRENGTH IN OUR CORE FOUR - ARTS AND HUMANITIES, STEM AND SOCIAL SCIENCES, THE BUSINESS AND EDUCATION PROFESSIONS, AND HEALTH AND WELLNESS. RECOGNIZED AS A BEST COLLEGE BY U.S. NEWS & WORLD REPORT, ADELPHI IS LONG ISLAND'S OLDEST PRIVATE COEDUCATIONAL UNIVERSITY. IT SERVES MORE THAN 8,100 STUDENTS AT ITS BEAUTIFUL MAIN CAMPUS IN GARDEN CITY, NEW YORK - JUST 23 MILES FROM NEW YORK CITY'S CULTURAL AND INTERNSHIP OPPORTUNITIES - AND AT DYNAMIC LEARNING HUBS IN MANHATTAN, THE HUDSON VALLEY AND SUFFOLK COUNTY, AS WELL AS ONLINE. MORE THAN 116,000 ADELPHI GRADUATES HAVE GAINED THE SKILLS TO THRIVE PROFESSION false false 252338914 78868132 279936557 INSTRUCTION AND RELATED ACADEMIC SUPPORT, STUDENT SERVICES AND PUBLIC SUPPORT BENEFITING THE COMMUNITY - THE UNIVERSITY PROVIDES A PERSONALIZED EDUCATION FOR ALL ITS UNDERGRADUATE AND GRADUATE STUDENTS. THE AVERAGE ANNUALIZED ENROLLMENTS FOR FISCAL 2018-19 WAS 7,002 FULL-TIME STUDENTS, COMPRISED OF 5,004 UNDERGRADUATE AND 1,998 GRADUATE/ POSTBACCALAUREATE FULL-TIME EQUIVALENT STUDENTS. STUDENTS COME FROM DIVERSE BACKGROUNDS AND ARE NOT ONLY FROM THE NEW YORK AREA, BUT FROM ACROSS THE COUNTRY AND AROUND THE WORLD. ADELPHI'S COLLEGES AND SCHOOLS INCLUDE THE COLLEGE OF ARTS AND SCIENCES, THE GORDON F DERNER SCHOOL OF PSYCHOLOGY, THE HONORS COLLEGE, THE COLLEGE OF EDUCATION AND HEALTH SCIENCES, THE ROBERT B WILLUMSTAD SCHOOL OF BUSINESS, THE COLLEGE OF NURSING AND PUBLIC HEALTH, THE SCHOOL OF SOCIAL WORK, AND THE COLLEGE OF PROFESSIONAL AND CONTINUING STUDIES. STUDENTS HAVE ACCESSIBILITY TO STUDENT COUNSELING, CAREER COUNSELING, FINANCIAL AID, MENTORING AND OTHER SERVICES AND PROGRAMS OFFERED BY THE UNIVERSITY. ADELPHI HAS EXTENSIVE COMMUNITY HEALTH AND HUMAN SERVICES OUTREACH PROGRAMS, INCLUDING THE HY WEINBERG CENTER FOR COMMUNICATION DISORDERS, THE CENTER FOR PSYCHOLOGICAL SERVICES, AND THE ADELPHI NEW YORK STATEWIDE BREAST CANCER HOTLINE AND SUPPORT PROGRAM, AMONG OTHER COMMUNITY SERVICE PROGRAMS. THESE PROGRAMS ARE OFFERED TO STUDENTS, FACULTY AND STAFF AS WELL AS TO MEMBERS OF THE SURROUNDING COMMUNITY. 15267516 15624015 RESIDENTIAL HOUSING AND AUXILIARY ENTERPRISES THE UNIVERSITY OFFERS STUDENT HOUSING IN SEVEN RESIDENCE HALLS ON ITS MAIN CAMPUS IN GARDEN CITY, NEW YORK. THERE ARE NUMEROUS SPECIAL LIVING OPTIONS WITHIN THESE HALLS, INCLUDING THOSE FOR STUDENTS WHO IDENTIFY AS TRANSGENDER OR WHO DON'T WISH TO BE IDENTIFIED BY GENDER; FIRST-YEAR STUDENTS SELECTED FOR LIVING-LEARNING COMMUNITIES; AND STUDENTS IN THE HONORS COLLEGE. ACCESSIBLE HOUSING IS AVAILABLE FOR STUDENTS WITH DISABILITIES. IN FALL 2019 APPROXIMATELY 1,200 STUDENTS LIVED IN UNIVERSITY RESIDENCE HALLS. 267606430 true true false true false false false true false true true false false false false true false true true false true false true true true false false false true true true false false false false false false false false false false true true false false true false false false false true 510 0 true 5023 true true true false false false false true true false false false false false false X 22 21 false false false false false false false true true false false true true true true true true true true false X ROBERT DECARLO 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 LEONARD ACHAN Trustee 3.0 0.0 X 0 0 0 ARUN AGRAWAL Trustee 3.0 0.0 X 0 0 0 FRANK ANGELLO Trustee 3.0 0.0 X 0 0 0 MICHAEL BALBONI TRUSTEE 3.0 0.0 X 0 0 0 LORETTA CANGIALOSI Trustee 3.0 0.0 X 0 0 0 WILLIAM FUESSLER TRUSTEE 3.0 0.0 X 0 0 0 ANGELA JAGGAR Trustee 3.0 0.0 X 0 0 0 KANISHKA KELSHIKAR Trustee (THROUGH 6-2019) 3.0 0.0 X 0 0 0 LAURENCE KESSLER Trustee 3.0 0.0 X 0 0 0 RONALD LEE Trustee, CHAIRMAN 6.0 0.0 X 0 0 0 LINDSEY LEVINE Trustee 3.0 0.0 X 0 0 0 KATHERINE MALONE Trustee (THROUGH 6-2019) 3.0 0.0 X 0 0 0 DENNIS MCDONAGH Trustee 3.0 0.0 X 0 0 0 SUSAN MURPHY TRUSTEE 3.0 0.0 X 0 0 0 CARMEN ORTIZ TRUSTEE 3.0 0.0 X 0 0 0 HUMERA QAZI TRUSTEE 3.0 0.0 X 0 0 0 PAUL SALERNO TRUSTEE 3.0 0.0 X 0 0 0 LOIS SCHLISSEL TRUSTEE 3.0 0.0 X 0 0 0 MARC STRACHAN TRUSTEE 3.0 0.0 X 0 0 0 HELENE SULLIVAN TRUSTEE 3.0 0.0 X 0 0 0 WILLIAM TENET TRUSTEE 3.0 0.0 X 0 0 0 MICHAEL TIEDEMANN TRUSTEE 3.0 0.0 X 0 0 0 CHARLES TOLBERT TRUSTEE 3.0 0.0 X 0 0 0 DR CHRISTINE RIORDAN PRESIDENT 65.0 0.0 X X 822333 0 150868 JAMES PERRINO -EXEC VP FINANCE & ADMINISTRATION 50.0 0.0 X 405147 0 33569 STEVEN EVERETT PROVOST & EXECUTIVE VP 50.0 0.0 X 203836 0 28441 BRADY CROOK-VP FOR ADVANCEMENT-THROUGH 10-1-2019 50.0 0.0 X 333233 0 83210 PERRY GREENE VP FOR DIVERSITY & INCLUSION 50.0 0.0 X 211415 0 54036 KRISTEN CAPEZZA VP FOR ENROLLMENT MANAGEMENT 50.0 0.0 X 225569 0 22936 ROBERT DECARLO CONTROLLER & AVP FOR FINANCE 50.0 0.0 X 270485 0 48307 ANDREW SAFYER DEAN SOCIAL WORK(THROUGH 6-25-2019) 50.0 0.0 X 253257 0 59264 ELAINE SMITH DEAN,NURSING & PUBLIC HEALTH 50.0 0.0 X 239775 0 36745 AUDREY BLUMBERG DEPUTY PROVOST 50.0 0.0 X 190797 0 57819 SUSAN BRIZIARELLIDEAN ARTS& SCI(THRU 6-2019) 50.0 0.0 X 187573 0 21597 JOANNA TEMPLETON- AVP BRAND STRATEGY &COMMUNICATIONS 50.0 0.0 X 187488 0 32102 ANNE M MUNGAI DEAN, SCHOOL OF EDUCATION 50.0 0.0 X 177502 0 16999 HYUNAH GRAFER ASSOC VP EXTERNAL RELATIONS 50.0 0.0 X 171836 0 16423 RAJIB SANYAL DEAN, SCHOOL OF BUSINESS 50.0 0.0 X 324734 0 58686 SAM GROGG ASSISTANT TO PROVOST 50.0 0.0 X 293920 0 65910 RICHARD GARNER DEAN, HONORS COLLEGE 50.0 0.0 X 231977 0 40652 JACQUES BARBER DEAN, SCHOOL OF PSYCHOLOGY 50.0 0.0 X 222925 0 62023 GAYLE INSLER PROFESSOR 40.0 0.0 X 218147 0 27993 ANTHONY LIBERTELLA FORMER DEAN 40.0 0.0 X 185395 0 55893 JANE ASHDOWN FORMER DEAN 40.0 0.0 X 145402 0 36141 5502746 0 1009614 301 true true false COMPASS GROUP USA INC 2400 YORKMONT ROAD CHARLOTTE NC 28217 FOOD SERVICE 6488681 EAB GLOBAL INC 2445 M STREET NW WASHINGTON DC 20037 CONSULTING 1826555 NCS PEARSON INC 5601 GREEN VALLEY DRIVE BLOOMINGTON MN 55347 ONLINE COURSE MGMT 1254650 ENVIRONETICS GROUP ARCHITECTS PC 180 SYLVAN AVENUE ENGLEWOOD CLIFF NJ 07632 ARCHITECTURAL SVCS 589393 CUTLASS INDUSTRIAL INC 193 HORTON AVENUE LYNBROOK NY 11563 CONTRACTOR 538236 40 108450 5845293 5945770 621618 11899513 TUITION AND FEES 611600 274855577 274855577 SALES&SERVICES-EDUCATIONAL DEPTS 611710 5080980 5080980 STUDENT SUPPORT 721000 15624015 15624015 295560572 5913124 -181521 6094645 16587 16587 42234 42234 236069 33994 202075 0 202075 202075 57208910 160308 51060112 6148798 160308 6309106 6309106 330843 108450 236473 94370 94370 0 0 0 0 0 0 FACILITY FEES 713940 22498 22498 SPONSORSHIP FEE 541800 28250 12500 15750 50748 320088329 295560572 -146523 12774767 0 78646903 78646903 221229 221229 0 4897537 1234786 3236230 426521 0 0 0 0 118025925 104310537 12359971 1355417 7701555 6759847 854936 86772 20133042 16217200 3704962 210880 8741128 7536179 1083587 121362 0 0 0 0 827923 49498 778425 0 429159 0 429159 0 100073 0 100073 0 315226 315226 858593 0 858593 0 5529995 4419096 1074529 36370 2843053 369590 2473463 0 9720688 8340099 1132766 247823 2338227 1641473 613117 83637 0 0 0 0 11911776 11031458 859786 20532 1887800 1736706 122070 29024 0 0 0 0 2500231 1959998 505379 34854 5512765 5095660 417105 0 0 0 0 0 7693492 7067390 594797 31305 1415470 1338924 72719 3827 ASSISTANTSHIPS/REMISSIONS 7214238 7174100 40138 PROVISION-DOUBTFUL ACCOUNTS 1695750 1695750 CREDIT CARD FEES 488460 28298 438352 21810 COLLECTION COSTS 188660 188660 2626212 2427459 195177 3576 304465110 267606430 33829744 3028936 1750 1750 43485900 46536426 4963819 4993635 2305377 2316880 0 0 0 0 0 0 0 0 6050021 6568040 405654039 158003168 247713577 247650871 168676951 175966533 18547489 23572226 7119971 6594071 0 0 5079054 11320258 503943909 525520690 21816671 21007981 6192712 6468475 38754235 48554507 118684639 122221060 0 0 0 0 0 0 0 0 0 0 185448257 198252023 X 258318170 263207349 23569571 25219817 36607911 38841501 318495652 327268667 503943909 525520690 15623219 -6850204 X false true X true true true X 9456823 8095461 10466714 8678640 11899513 48597151 0 0 9456823 8095461 10466714 8678640 11899513 48597151 1498130 47099021 4736734 4196535 4300065 5727567 6355541 25316442 42182 50803 41777 28253 -146523 16492 655415 378515 303178 192635 110120 1639863 75569948 1295058403 0.62325 0.64231 X SCHEDULE A, PART II, LINE 10 OTHER INCOME INCLUDES NET INCOME FROM FUNDRAISING ACTIVITIES AND OTHER REVENUE AS REPORTED ON FORM 990, PART VIII, STATEMENT OF REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 100073 false false 100073 false SCHEDULE C, PART II-B, LINE 1G DURING FISCAL YEAR 2018-19, ADELPHI UNIVERSITY ENGAGED THE FIRM SHENKER RUSSO AND CLARK, LLP. THE FIRM PROVIDES COUNSELING TO THE UNIVERSITY AND SERVES AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS, BUDGET, REGULATORY AND LEGISLATIVE ISSUES RELEVANT TO THE UNIVERSITY. DURING FISCAL YEAR 2018-19, THE UNIVERSITY PAID $97,092 TO THE FIRM, SHENKER, RUSSO AND CLARK, LLP. IN ADDITION, THE UNIVERSITY PAID $46,218 TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES OF WHICH $2,981 IS ATTRIBUTABLE TO LOBBYING. X false 188578577 2336119 2983863 1306571 6555403 186036585 179762036 1994280 15762138 1195006 7744871 188578577 166191992 2918311 21275110 1211937 9411440 179762036 165664071 516853 9231068 1188266 8031734 166191992 174477346 3912809 -8398719 1002817 3324548 165664071 0.71160 0.20820 0.08020 false false 2158865 2158865 356094638 118506083 237588555 2516729 2221391 295338 39198752 37275694 1923058 5685055 5685055 247650871 0 0 233606424 -6850204 33994 -6816210 240422634 762116 78903579 79665695 320088329 224833409 33994 33994 224799415 762116 78903579 79665695 304465110 Schedule D, Part III, Line 1a and 4 The University maintains an inventory of works of art. The works of art are primarily comprised of paintings and sculptures and are displayed throughout the campus. Under the provisions of SFAS 116, the University is not required to and does not report these items in its financial statements. Schedule D, Part X, Line 2 "The University follows ASC 740-10 which clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statement only if the position is "more likely than not" to be sustained if the position were challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The University is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, the University may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. Management has determined that there are no material uncertain tax positions within its consolidated financial statements." Schedule D, Part XI & Part XII, Lines 2d RENT EXPENSE TOTALING $33,994 IS INCLUDED ON THE 990, PART VIII, LINE 6B. RENT EXPENSE IS INCLUDED WITH EXPENDITURES IN THE FINANCIAL STATEMENTS AND IS SHOWN NET WITH REVENUE ON THE 990. SCHEDULE D, PARTS XI AND XII, LINES 4B LINES 4B IN PARTS XI AND XII ON SCHEDULE D SHOW $78,903,579 AS "OTHER". THIS AMOUNT REPRESENTS PROFESSIONAL FUNDRAISING FEES (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $35,447 AND SCHOLARSHIPS (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $78,868,132. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. SCHEDULE D, PART V, LINE 1D THE UNIVERSITY HAS ADOPTED A SPENDING POLICY FOR DONOR-RESTRICTED ENDOWMENT FUNDS. GRANTS AND SCHOLARSHIPS REPORTED ON SCHEDULE D, PART V, LINE 1D IN THE AMOUNT OF $1,306,571 REPRESENT AMOUNTS AWARDED TO STUDENTS IN ACCORDANCE WITH DONOR STIPULATIONS AND THE UNIVERSITY'S ENDOWMENT SPENDING POLICY. IN FISCAL YEAR 2018-19, THE UNIVERSITY AWARDED STUDENTS INSTITUTIONAL FINANCIAL AID TOTALING $78,868,132. INSTITUTIONAL AID OF APPROXIMATELY $76.4 MILLION WAS FUNDED BY THE UNIVERSITY'S ANNUAL OPERATING BUDGET. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. East Asia and the Pacific Investments 18911000 Europe (Including Iceland and Greenland) Investments 14451000 Middle East and North Africa Investments 495000 North America Investments 2760000 Russia and the Newly Independent States Investments 1057000 South America Investments 2330000 South Asia Investments 2105000 Sub-Saharan Africa Investments 999000 East Asia and the Pacific Program Services TRAVEL/STUDIES ABROAD 22122 Europe (Including Iceland and Greenland) Program Services TRAVEL/STUDIES ABROAD 350126 South America Program Services TRAVEL/STUDIES ABROAD 3521 North America Program Services TRAVEL/STUDIES ABROAD 33817 Central America and the Caribbean Program Services TRAVEL/STUDIES ABROAD 96544 South Asia Program Services TRAVEL/STUDIES ABROAD 7416 Middle East and North Africa Program Services TRAVEL/STUDIES ABROAD 11220 Russia and the Newly Independent States Program Services TRAVEL/STUDIES ABROAD 1000 Sub-Saharan Africa Program Services TRAVEL/STUDIES ABROAD 9754 Europe (Including Iceland and Greenland) Program Services STUDENT STUDIES ABROAD 191182 43643520 191182 43834702 SCHOLARSHIPS - STUDY ABROAD Europe (Including Iceland and Greenland) 20 193354 CREDIT ACCT SCHOLARSHIPS - STUDY ABROAD East Asia and the Pacific 3 27875 CREDIT ACCT true false false false false false SCHEDULE F, PART I, LINE 3 INVESTMENTS OUTSIDE THE UNITED STATES, LISTED ON SCHEDULE F, PART I, LINE 3 RELATE TO THE UNIVERSITY'S INVESTMENTS IN FOREIGN AND GLOBAL EQUITIES FUNDS. SCHEDULE F, PART 1, LINE 3 EXPENDITURES LISTED ON SCHEDULE F, PART I, LINE 3 FOR EMPLOYEE TRAVEL RELATE TO FOREIGN TRAVEL OF THE UNIVERSITY'S PROFESSORS AND ADMINISTRATORS FOR THE PURPOSE OF STUDENT RECRUITMENT, FACULTY TRAVEL AND STUDENT STUDY ABROAD. EXPENDITURES LISTED ON SCHEDULE F, PART I LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. SCHEDULE F, PART 1, LINE 2 AND PART III SCHOLARSHIPS LISTED ON SCHEDULE F, PART III WERE AWARDED TO STUDENTS, ENROLLED AT ADELPHI UNIVERSITY, WHO ARE PARTICIPATING IN A STUDY ABROAD PROGRAM. SCHOLARSHIPS ARE AWARDED BASED UPON A REVIEW AND DETERMINATION BY THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AND ARE GRANTED BASED UPON THE STUDENT'S ELIGIBILITY FOR THE AWARDS. SCHOLARSHIPS ARE CREDITED AGAINST TUITION CHARGES ON EACH STUDENT'S ACCOUNT. X X X X X X X true RUFFALO NOEL LEVITZ PHONATHON false 35447 35447 RUFFALO NOEL LEVITZ CONSULTING false 96300 EAB GLOBAL INC CONSULTING false 174579 EBH CONSULTINGLLC CONSULTING false 8900 35447 315226 AR CA CT DC ME MD MN MS NV NH NJ NY SC VA GALA 233371 64308 169063 76142 6800 50784 GOLF CLASSIC 101996 22572 79424 32936 11461 2 103926 21570 82356 1500 2800 42760 11290 439293 108450 330843 1500 35736 118902 6800 73535 236473 94370 SCHEDULE G, PART I, LINE 2B FUNDRAISING CONSULTANT RUFFALO NOEL LEVITZ IS A PROFESSIONAL FUNDRAISING FIRM THAT ESTABLISHES CONTACT WITH THE UNIVERSITY'S ALUMNI AND POTENTIAL DONORS FOR THE PHONATHON WHICH MAY PROVIDE FUTURE FUNDRAISING OPPORTUNITIES AS WELL. true SCHOLARSHIPS TO STUDENTS 4898 78646903 Schedule I, Part I, Line 2 THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS, AS REQUIRED BY TITLE 2 U.S. CODE OF FEDERAL REGULATIONS PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS AND GOVERNMENT AUDITING STANDARDS AND RELATED INFORMATION. X X X X X X true true X X X X X false true false false false false false false true true DR CHRISTINE RIORDAN PRESIDENT 638533 0 150000 0 33800 0 86875 0 63993 0 973201 0 0 0 JAMES PERRINO -EXEC VP FINANCE & ADMINISTRATION 397647 0 5000 0 2500 0 0 0 33569 0 438716 0 0 0 STEVEN EVERETT PROVOST & EXECUTIVE VP 190391 0 0 0 13445 0 16346 0 12095 0 232277 0 0 0 BRADY CROOK-VP FOR ADVANCEMENT-THROUGH 10-1-2019 313518 0 5000 0 14715 0 23375 0 59835 0 416443 0 0 0 PERRY GREENE VP FOR DIVERSITY & INCLUSION 201415 0 10000 0 0 0 20177 0 33859 0 265451 0 0 0 KRISTEN CAPEZZA VP FOR ENROLLMENT MANAGEMENT 211223 0 5000 0 9346 0 21046 0 1890 0 248505 0 0 0 ROBERT DECARLO CONTROLLER & AVP FOR FINANCE 270485 0 0 0 0 0 31635 0 16672 0 318792 0 0 0 ANDREW SAFYER DEAN SOCIAL WORK(THROUGH 6-25-2019) 227642 0 0 0 25615 0 24312 0 34952 0 312521 0 0 0 ELAINE SMITH DEAN,NURSING & PUBLIC HEALTH 239009 0 0 0 766 0 23070 0 13675 0 276520 0 0 0 AUDREY BLUMBERG DEPUTY PROVOST 188797 0 0 0 2000 0 23117 0 34702 0 248616 0 0 0 SUSAN BRIZIARELLIDEAN ARTS& SCI(THRU 6-2019) 187573 0 0 0 0 0 21571 0 26 0 209170 0 0 0 JOANNA TEMPLETON- AVP BRAND STRATEGY &COMMUNICATIONS 182488 0 5000 0 0 0 0 0 32102 0 219590 0 0 0 ANNE M MUNGAI DEAN, SCHOOL OF EDUCATION 174752 0 0 0 2750 0 16601 0 398 0 194501 0 0 0 HYUNAH GRAFER ASSOC VP EXTERNAL RELATIONS 166836 0 5000 0 0 0 15897 0 526 0 188259 0 0 0 RAJIB SANYAL DEAN, SCHOOL OF BUSINESS 324734 0 0 0 0 0 26125 0 32561 0 383420 0 0 0 SAM GROGG ASSISTANT TO PROVOST 283920 0 5000 0 5000 0 26125 0 39785 0 359830 0 0 0 RICHARD GARNER DEAN, HONORS COLLEGE 224834 0 0 0 7143 0 26504 0 14148 0 272629 0 0 0 JACQUES BARBER DEAN, SCHOOL OF PSYCHOLOGY 222925 0 0 0 0 0 27071 0 34952 0 284948 0 0 0 GAYLE INSLER PROFESSOR 217497 0 650 0 0 0 25317 0 2676 0 246140 0 0 0 ANTHONY LIBERTELLA FORMER DEAN 185145 0 250 0 0 0 23398 0 32495 0 241288 0 0 0 JANE ASHDOWN FORMER DEAN 145402 0 0 0 0 0 14423 0 21718 0 181543 0 0 0 Schedule J, Part I, Line 1A AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. THE PRESIDENT IS REQUIRED TO TRAVEL TO ATTEND MEETINGS AND EVENTS RELEVANT TO THE UNIVERSITY'S MISSION. THE UNIVERSITY PAYS RELATED EXPENSES FOR THE TRAVEL AND ATTENDANCE OF THE PRESIDENT'S SPOUSE FOR THOSE EVENTS REQUIRING THE SPOUSE'S PRESENCE AS A BUSINESS PURPOSE. AS THE PRESIDENT'S CONTRACT PROVIDES, FIRST CLASS AIR TRAVEL MAY BE PROVIDED BY THE UNIVERSITY FOR ONLY THOSE FLIGHTS IN EXCESS OF THREE HOURS. DURING 2018-19, THE UNIVERSITY PAID $1,206 FOR AN ANNUAL MEMBERSHIP FOR THE USE OF A SOCIAL CLUB. THE CLUB IS USED AS A MEETING PLACE FOR ALUMNI GATHERINGS AND FOR OTHER UNIVERSITY-RELATED BUSINESS. SCHEDULE J, PART II, LINE 8 THE DEAN OF SOCIAL WORK RESIDES IN A HOME OWNED BY THE UNIVERSITY AND PAYS RENT FOR THE USE OF THE HOME. RENT PAID TO THE UNIVERSITY WHICH IS BELOW THE MARKET VALUE FOR RENTING THE UNIVERSITY HOME IS REPORTED AS TAXABLE INCOME ON THE DEAN'S IRS FORM W-2; FOR THE CALENDAR YEAR 2018, THIS AMOUNT WAS $22,247. DURING CALENDAR 2018, THE UNIVERSITY GROSSED UP THE DEAN'S WAGES FOR THE TAXES RELATED TO THE DIFFERENCE IN RENT PAID AND THE MARKET VALUE OF THE RENT IN THE AMOUNT OF $3,368 AND THIS AMOUNT WAS ALSO REPORTED ON THE DEAN'S 2018 IRS FORM W-2. SCHEDULE J, PART II, COLUMN B (III) OTHER REPORTABLE COMPENSATION LISTED IN COLUMN B(III) INCLUDES TAXABLE TUITION REMISSION, MOVING EXPENSES, HOUSING, DISABILITY PAYMENTS AND OTHER TAXABLE COMPENSATION. IN ADDITION, COMPENSATION TO CERTAIN DEANS AND UNIVERSITY PROFESSORS FOR ADDITIONAL RESPONSIBILITIES AND FOR COURSES TAUGHT BEYOND THE REQUIRED FULL-TIME FACULTY COURSE LOAD ARE INCLUDED IN COLUMN B(III). SCHEDULE J, PART II - FORMER DEANS FORMER DEANS WERE LISTED ON PREVIOUS FORMS 990 WITH COMPENSATION REPORTABLE FOR THEIR ROLES AS SUCH AND ARE NOT CURRENTLY EITHER OFFICERS OR KEY EMPLOYEES. THEY ARE LISTED ON THE 2018-19 990, PART VII AND SCHEDULE J, PART II DUE TO THEIR FORMER POSITIONS AND BECAUSE EACH WERE PAID DURING CALENDAR 2018 FOR THEIR EMPLOYMENT IN OTHER ADMINISTRATIVE AND TEACHING POSITIONS AT THE UNIVERSITY. A TOWN OF HEMPSTEAD INDUSTRIAL DEVELOPMENT AGENCY 112798949 424682CF7 2011-06-15 25318662 CONSTRUCT DORMITORY/ADV REFUNDING false false false B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682EY4 2013-11-14 46003624 CONSTRUCT NEXUS & WELCOME CTR false false false C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 434682FT4 2014-09-30 36419001 ADV.REFUNDING - 2005 SERIES BONDS false false false D TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682KL5 2019-05-09 28288702 REFUND 2009 SERIES/RENOVATION false false false A 0 0 25318662 0 0 0 406940 0 0 10182015 14729707 0 2011 false true true true B 0 0 46093784 0 0 0 545152 0 0 45548632 0 0 2016 false false true true C 0 0 36419001 0 0 0 635842 0 0 0 35783159 0 2014 false true true true D 0 0 28303702 0 0 0 462597 0 0 962395 20826104 6052606 2020 true false false true A false false false false 0.00090 0.00000 0.00090 false false false true B false false false false 0.00000 0.00000 0.00000 false false false true C false false false false 0.00010 0.00000 0.00010 false false false true D false false false false false 0.00039 0.00000 0.00039 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true D false false false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMNS A, B AND D TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMNS B AND D DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES B AND D, COLUMN E AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, AN OUTSIDE CONSULTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE. THE UNIVERSITY'S OUTSIDE CONSULTING FIRM HAS DETERMINED THAT THERE WERE NO ARBITRAGE REBATE LIABLITIES FOR EACH OUTSTANDING BOND ISSUE. THE DATES THAT THE REBATE COMPUTATIONS WERE PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012; TOWN OF HEMPSTEAD LDC, SERIES 2013 - FEBRUARY 6, 2018; TOWN OF HEMPSTEAD LDC, SERIES 2014 - OCTOBER 28, 2015; AND TOWN OF HEMPSTEAD LDC, SERIES 2019 - MARCH 6, 2020. X 2 0 X 11 46098 MARKET QUOTATION X PLEDGES AND BEQUESTS 8 575520 DISCOUNTED VALUE false true false 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING POTENTIAL CONFLICTS OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. 990, PART VI, SECTION B, LINE 15B AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICERS OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR REPORT IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES. IN ADDITION, THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES ACTS AS THE COMPENSATION COMMITTEE. RECOMMENDATIONS ON COMPENSATION ARE APPROVED BY THE FULL BOARD AND ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. 990, PART VI, SECTION B, LINE 11B FORM 990 AND ALL SCHEDULES AND FORM 990T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. 990, PART V, LINE 2A THE UNIVERSITY REPORTED 5,023 EMPLOYEES ON FORM W-3, TRANSMITTAL OF WAGE AND TAX STATEMENT FOR 2018. THIS INCLUDES APPROXIMATELY 2,400 STUDENT EMPLOYEES AND GRADUATE ASSISTANTS WHO WORKED AT THE UNIVERSITY DURING 2018. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH AVENU GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 ADELPHI