2020-07-14T13:48:43-05:00 2019-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BLVD SUITE 500 BOSTON MA 02210 990 2018-07-01 041679980 NORTHEASTERN UNIVERSITY % THOMAS NEDELL NORT 6173735947 360 HUNTINGTON AVENUE BOSTON MA 02115 THOMAS NEDELL SVP FINANCE & TREAS 2020-07-02 true GWEN SPENCER P00641463 6175305000 2020-06-16 40.122.78.56 04363820201965000105 2020-07-14 P 5A95944E62899E3A12D56A73575418A0C743858E 641AEC8928697EDC4B6DBD4A22123808DB30EB6A 2018 2021-01-29 14:40:06Z Joseph E Aoun 360 Huntington Ave Boston MA 02115 2316560669 false X www.neu.edu X 1898 MA SEE SCHEDULE O. 38 37 18100 1000 1157456 180241000 245788000 1428871663 1525796002 72716698 47452113 9609546 9556247 1691438907 1828592362 361098144 384389456 0 0 656340821 698200632 0 0 26356806 519494751 541286011 1536933716 1623876099 154505191 204716263 2991273000 3421451000 1197284000 1397494000 1793989000 2023957000 X SEE SCHEDULE O. false false 472495000 0 1374128002 Instruction NORTHEASTERN ENABLES 39,176 STUDENTS TO FULFILL THEIR EDUCATIONAL GOALS BY PROVIDING TEACHING AND ADVISING THAT RESULT IN THE GRANTING OF ASSOCIATE, BACHELOR, MASTER AND DOCTORAL DEGREES IN A VARIETY OF ACADEMIC DISCIPLINES. THE UNIVERSITY'S ACADEMIC AREA CONSISTS OF THE BOUVE COLLEGE OF HEALTH SCIENCE, COLLEGE OF ARTS, MEDIA AND DESIGN, D'AMORE-MCKIM SCHOOL OF BUSINESS, COLLEGE OF COMPUTER AND INFORMATION SCIENCE, COLLEGE OF ENGINEERING, COLLEGE OF PROFESSIONAL STUDIES, COLLEGE OF SCIENCE, COLLEGE OF SOCIAL SCIENCES AND HUMANITIES, AND SCHOOL OF LAW. 352627801 352627801 0 Student financial aid Northeastern awards grants and scholarships to students from several sources: federal and state governments, institutionally-funded and endowment/donor funded. The Office of Student Financial Services administers financial aid and is committed to working with students to identify financial aid options that can help make a Northeastern education affordable. 132639000 0 151668000 Auxiliary enterprises Northeastern provides student housing in 33 residential buildings and operates conference centers mainly used for University events. 515297030 31761655 0 1473058831 true true false true false false false false false true true true false false true true false true true true true true true false true false false true true true true false false false false false false false false true false true true false false true true true false false false true 30981 0 true 18100 true true true true CA UK false false false true true false false false false false false X 38 37 true false true false false false false true true false false true true true true true true true true true true CO MD MA MI NH NY OH OR SC WI X THOMAS NEDELL 6173735374 360 HUNTINGTON AVE BOSTON MA 02115 X Joseph E Aoun President/Trustee 40.0 0.0 X X 1264732 0 370112 Barbara Alleyne Trustee 1.0 0.0 X 0 0 0 Jeffrey S Bornstein Trustee 1.0 0.0 X 0 0 0 Jeffrey J Clarke Trustee 1.0 0.0 X 0 0 0 William J Conley Trustee 2.0 0.0 X 0 0 0 William J Cotter Trustee 1.0 0.0 X 0 0 0 Richard A D'Amore Trustee 5.0 0.0 X 0 0 0 Susan Deitch Trustee 1.0 0.0 X 0 0 0 Deborah Dunsire Trustee 1.0 0.0 X 0 0 0 Edmond J English Trustee 1.0 0.0 X 0 0 0 Spencer T Fung Trustee 1.0 0.0 X 0 0 0 Edward Galante Trustee 2.0 0.0 X 0 0 0 Sir Lucian Grainge CBE Trustee 1.0 0.0 X 0 0 0 David House Trustee 1.0 0.0 X 0 0 0 William S Howard Trustee 1.0 0.0 X 0 0 0 Frances N Janis Trustee 1.0 0.0 X 0 0 0 Chaitanya Kanojia Trustee 1.0 0.0 X 0 0 0 Amin Khoury Trustee 1.0 0.0 X 0 0 0 Venetia Kontogouris Trustee 1.0 0.0 X 0 0 0 William A Lowell Trustee 2.0 0.0 X 0 0 0 Katherine S McHugh Trustee 2.0 0.0 X 0 0 0 Alan S McKim Trustee 2.0 0.0 X 0 0 0 Todd M Manganaro Trustee 1.0 0.0 X 0 0 0 Henry J Nasella Trustee 1.0 0.0 X 0 0 0 Anita Nassar Trustee 1.0 0.0 X 0 0 0 James Pallotta Trustee 1.0 0.0 X 0 0 0 John V Pulichino Trustee 1.0 0.0 X 0 0 0 Marcy L Reed Trustee 2.0 0.0 X 0 0 0 Winslow L Sargeant Trustee 1.0 0.0 X 0 0 0 Jeannine P Sargent Trustee 1.0 0.0 X 0 0 0 Ronald Sargent Trustee 1.0 0.0 X 0 0 0 Seymour Sternberg Trustee 1.0 0.0 X 0 0 0 Melpomeni Travlos Trustee 1.0 0.0 X 0 0 0 Joseph M Tucci Trustee 1.0 0.0 X 0 0 0 Christopher A Viehbacher Trustee 1.0 0.0 X 0 0 0 Christophe P Weber Trustee 1.0 0.0 X 0 0 0 Arthur Zafiropoulo Trustee 1.0 0.0 X 0 0 0 Michael J Zamkow Trustee 2.0 0.0 X 0 0 0 Philomena V Mantella SVP&CEO LIFELONG LEARN.NETWORK 40.0 0.0 X 730624 0 107478 Diane N MacGillivray SVP of University Advancement 40.0 0.0 X 767082 0 157185 Michael A Armini SVP - External Affairs 40.0 0.0 X 481745 0 95553 Ralph C Martin II SVP and General Counsel 40.0 0.0 X 751028 0 89225 Thomas Nedell SVP Finance and Treasurer 40.0 0.0 X 631016 0 134069 Jim Bean Provost & SVP Academic Affairs 40.0 0.0 X 786138 0 44209 Kenneth W Henderson SVP Learning and Chancellor 40.0 0.0 X 431175 0 58836 Nadine Aubry Dean - College of Engineering 40.0 0.0 X 526221 0 60214 Sundar Kumarasamy VP - Enrollment Management 40.0 0.0 X 330541 0 58678 Mary Loeffelholz DEANCPS&LIFELONG LEARN.NETWORK 40.0 0.0 X 389428 0 40338 Raj Echambadi DUNTON FAMILY DEANSHIP 40.0 0.0 X 592483 0 58338 Susan L Parish DEAN - BOUV HEALTH SCIENCES 40.0 0.0 X 404329 0 58005 Alexandros Makriyannis George D. Behrakis Chair 40.0 0.0 X 594073 0 32150 William Coen Head Coach Men's Basketball 40.0 0.0 X 568814 0 55505 Albert-Laszlo Barabasi Univ. Distinguished Professor 40.0 0.0 X 560114 0 58764 Marc H Meyer ROBERT SHILLMAN PROFESSOR 40.0 0.0 X 578878 0 64615 Arthur Kramer PROFESSOR & DIRECTOR 40.0 0.0 X 539950 0 39142 Hugh Courtney Professor 40.0 0.0 X 232598 0 54888 Jack Reynolds ASSC.DEAN BOUV,DEAN&PROF PHA 40.0 0.0 X 268776 0 54669 John LaBrie PROFESSOR OF THE PRACTICE 40.0 0.0 X 243537 0 42317 11673282 0 1734290 1369 true true false COMPASS GROUP PO BOX 91337 CHICAGO IL 606931337 FOOD SERVICES 23404756 Bond Brothers Inc 145 Spring Street EVERETT MA 02149 CONSTRUCTION 17555712 Gilbane Building Company 7 Jackson Walkway PROVIDENCE RI 029033623 CONSTRUCTION 16121204 ABM Industry Groups LLC PO Box 1534 NEW YORK NY 10008 FACILITY SVCS 14115661 NCS PEARSON INC 5601 GREEN VALLEY DR BLOOMINGTON MN 55437 EDUCATIONAL SERVICES 10783208 337 196592 132762884 112828524 7115727 245788000 TUITION,RM BD,FEES 900099 1520154989 1520154989 PARKING 812930 2675879 2335650 340229 FOOD SERVICE 900099 2965134 2965134 1525796002 27890260 -1494285 29384545 17740 17740 906285 906285 11056190 2649733 8406457 0 8406458 8406458 504712135 485168022 19544113 19544113 19544113 77965 196592 150552 -72587 -72587 0 0 0 0 0 0 CONFERENCE CENTERS/ARENA 532000 45817 45817 ADVERTISING/SPORTS INCOME 900099 32930 32930 FEE FOR SERVICE INCOME 900099 237344 237344 316091 1828592362 1520154989 1157456 61491917 30497193 30497193 352627801 352627801 1264462 1264462 0 11733440 3129408 7283584 1320448 1008867 1008867 554822202 503361268 38587803 12873131 33656412 30094577 2819541 742294 63730458 56985907 5338972 1405579 33249253 29730508 2785431 733314 633787 633787 4421459 2283 4419176 427030 427030 206810 196640 10170 0 2010910 2010910 17987134 17952843 33931 360 12170662 6289557 5852178 28927 42288740 36025281 4641292 1622167 48634529 33267827 15366702 168446 168446 79806554 75859954 3452161 494439 28455149 26633110 1084668 737371 0 4181423 3782584 367811 31028 38574954 36695139 1327842 551973 0 70171812 57049380 9269274 3853158 3130156 1197474 1932682 CONSULTANTS 40105549 33252306 6410064 443179 EQUIPMENT 21480436 21141611 249101 89724 MEAL PLAN AND FOOD COST 27105395 26405030 475498 224867 PUB, BOOKS, & SUBSCRIPTIONS 15275756 11952345 3009327 314084 84049320 75853243 7305314 890763 1623876099 1473058831 124460462 26356806 71550000 18970000 167839000 319233000 88264000 103653000 56489000 87927000 0 0 0 0 30023000 25520000 0 0 11621000 15662000 2372890000 829224000 1431637000 1543666000 628106545 701025000 485063455 572043000 0 0 0 0 20680000 33752000 2991273000 3421451000 184384000 194523000 5949000 9204000 63630000 193038000 705304000 688839000 0 0 0 0 146740000 209065000 319000 125000 90958000 102700000 1197284000 1397494000 X 1279216000 1427755000 270095000 292981000 244678000 303221000 1793989000 2023957000 2991273000 3421451000 X 204716263 33187737 -7936000 X false true X true true true X 154284000 132188000 148799000 180241000 245788000 861300000 0 0 154284000 132188000 148799000 180241000 245788000 861300000 27464683 833835317 26780733 25132837 27460914 32575360 41364760 153314604 0 106254 124169 94986 132569 457978 1015072582 6639575003 0.82145 0.84967 X SCHEDULE A, PART II, LINE 10 OTHER INCOME REPRESENTS GROSS INCOME FROM FUNDRAISING EVENTS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 246640 false true 10170 256810 false Schedule C, Part II-B, Line 1 The University retains legal counsel and other firms and employs staff who perform occasional lobbying activities. The University also pays membership dues to membership organizations which may engage in lobbying activities. Lobbying activities are focused on the interests of Northeastern University (including scientific research & student aid), its students and the higher education industry. During Fiscal Year 2019, payments for these services totaled $256,810. 881994000 218161000 64539000 28306000 4178000 1953000 1130257000 833321000 8187000 69901000 25401000 2090000 1924000 881994000 748849000 11149000 103885000 24297000 4155000 2110000 833321000 792626000 8951000 -22075000 23370000 5677000 1606000 748849000 779720000 22807000 21491000 22126000 7529000 1737000 792626000 0.59370 0.38850 0.01780 false false 28498000 28498000 1982547000 590770000 1391777000 361845000 238454000 123391000 1543666000 PRIVATE EQUITY 179404000 F HEDGE FUNDS 375639000 F OTHER INVESTMENTS 17000000 F 572043000 0 CAPITAL LEASE 22857000 INTEREST RATE SWAP AGREEMENTS 49219000 FEDERALLY FUNDED LOANS 30624000 102700000 X SCHEDULE D, PART V, LINE 4 SPENDING POLICY INCOME FROM QUASI ENDOWMENT FUNDS ARE TO BE USED AS DESIGNATED BY THE BOARD OF TRUSTEES FOR OPERATIONS. TERM ENDOWMENTS ARE TO BE USED AS PER THE DONOR WISHES UPON TERMINATION OF THE CONTRACT. SPENDING POLICY INCOME FROM TRUE ENDOWMENT FUNDS ARE TO BE USED AS SET FORTH BY THE DONOR. CURRENTLY THESE FUNDS PRIMARILY SUPPORT SCHOLARSHIPS AND PROFESSORSHIPS. SCHEDULE D, PART X, LINE 2 GAAP requires that Northeastern evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service ("IRS"). The University has analyzed the tax positions taken and has concluded that as of June 30, 2019, there are no significant uncertain tax positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, LINE 3 THE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE LEGAL NOTICE SECTION OF LOCAL NEWSPAPERS, IN UNIVERSITY PUBLICATIONS AND ADVERTISEMENTS, ONLINE, AND VIA EMAIL. GOVERNMENTAL AID OR ASSISTANCE SCHEDULE E, LINE 6A THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR ITS FINANCIAL AID PROGRAMS FROM VARIOUS PROGRAMS OF THE DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. true Central America and the Caribbean Program Services Conference/Workshops 9954 Central America and the Caribbean Program Services Program Development 8492 Central America and the Caribbean Program Services Recruiting 14122 Central America and the Caribbean Program Services Research 18081 Central America and the Caribbean Program Services Study Abroad 162695 East Asia and the Pacific Program Services Conference/Workshops 366085 East Asia and the Pacific Program Services Co-op Job Development 11557 East Asia and the Pacific Program Services Program Development 275688 East Asia and the Pacific Program Services Recruiting 3680543 East Asia and the Pacific Program Services Research 78010 East Asia and the Pacific Program Services Study Abroad 3393583 Europe (Including Iceland and Greenland) Program Services Conference/Workshops 391679 Europe (Including Iceland and Greenland) Program Services Co-op Job Development 20268 Europe (Including Iceland and Greenland) Program Services Program Development 847165 Europe (Including Iceland and Greenland) Program Services Recruiting 123574 Europe (Including Iceland and Greenland) Program Services Research 149884 Europe (Including Iceland and Greenland) Program Services Study Abroad 22840383 Middle East and North Africa Program Services Conference/Workshops 21686 Middle East and North Africa Program Services Co-op Job Development 3036 Middle East and North Africa Program Services Program Development 50975 Middle East and North Africa Program Services Recruiting 27946 Middle East and North Africa Program Services Research 6577 Middle East and North Africa Program Services Study Abroad 319729 North America Program Services Conference/Workshops 69758 North America Program Services Co-op Job Development 1629 North America 1 18 Program Services Program Development 388972 North America Program Services Recruiting 38283 North America Program Services Research 12830 North America Program Services Study Abroad 3052146 Russia and the Newly Independent States Program Services Program Development 4942 Russia and the Newly Independent States Program Services Study Abroad 140489 South America Program Services Conference/Workshops 6280 South America Program Services Program Development 22712 South America Program Services Recruiting 21258 South America Program Services Research 6200 South America Program Services Study Abroad 361907 South Asia Program Services Conference/Workshops 8408 South Asia Program Services Program Development 24819 South Asia Program Services Recruiting 169409 South Asia Program Services Research 12999 South Asia Program Services Study Abroad 306344 Sub-Saharan Africa Program Services Conference/Workshops 3748 Sub-Saharan Africa Program Services Program Development 5143 Sub-Saharan Africa Program Services Recruiting 1913 Sub-Saharan Africa Program Services Research 5152 Sub-Saharan Africa Program Services Study Abroad 321297 Central America and the Caribbean Investments 60809485 East Asia and the Pacific Investments 256331 Europe (Including Iceland and Greenland) Investments 67542787 1 18 1 18 32391763 134025190 166416953 Europe (Including Iceland and Greenland) SUB-AWARD 80123 CHECK North America SUB-AWARD 47491 CHECK North America SUB-AWARD 45000 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 36700 CHECK Middle East and North Africa SUB-AWARD 28018 CHECK Middle East and North Africa SUB-AWARD 25873 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 110955 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 140200 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 200032 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 206876 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 307995 CHECK 11 0 Student Financial Aid North America 3 13900 Tuition Off. Cost Student Financial Aid East Asia and the Pacific 2 7999 Tuition Off. Cost Student Financial Aid Central America and the Caribbean 1 7500 Tuition Off. Cost Student Financial Aid South Asia 2 5800 Tuition Off. Cost true true true true true false SCHEDULE F, PART I, LINE 2 NORTHEASTERN UNIVERSITY ("NU") HAS A FULL TIME EMPLOYEE TO MONITOR ALL NU-ISSUED SUBAWARDS AND NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER Uniform Guidance 2 CFR 200; THE PRINCIPAL INVESTIGATOR FOR EACH AWARD MONITORS THEM AS WELL. NU reviews the institutions single audit under Uniform Guidance through the Federal Audit Clearinghouse website. Suspension and debarment statuses are reviewed in Sam.gov prior to each issuance. DESK REVIEWS ARE PERFORMED IF NEEDED AND PRINCIPAL INVESTIGATORS REVIEW AND APPROVE/DISAPPROVE ALL INVOICES. Athletics Golf 113510 93225 20285 35736 15815 2100 9502 Ice Hockey Golf 58472 37927 20545 12225 11491 7552 4 102575 65440 37135 25257 25208 5666 274557 196592 77965 73218 52514 2100 22720 150552 -72587 true Suffolk University 8 Ashburton Pl Boston MA 02108 042133255 501(c)(3) 40836 SUB-AWARD Rensselaer Polytechnic Institute 110 8th St Troy NY 12180 141340095 501(c)(3) 211255 SUB-AWARD Research Foundation for The State University of Ne 402 Crofts Hall Buffalo NY 14260 141368361 115 158379 SUB-AWARD Univeristy of Texas Medical Branch at Galveston 301 University Blvd Galveston TX 77555 174600094 115 63263 SUB-AWARD New Jersey Institute of Technology University Heights Newark NJ 071021982 221714037 501(c)(3) 41193 SUB-AWARD Rowan University 201 Mullica Hill Rd Glassboro NJ 08028 222764819 115 144490 SUB-AWARD University Of Rhode Island 70 Lower College Rd Kingston RI 02881 223011455 115 209030 SUB-AWARD Rutgers University 110 Frelinghuysen Rd Piscataway NJ 08854 226001086 501(c)(3) 110656 SUB-AWARD University of Pennsylvania 3451 Walnut St Philadelphia PA 191046205 231352685 115 110216 SUB-AWARD Temple Univ 1801 N Broad St Philadelphia PA 19122 231365971 501(c)(3) 38556 SUB-AWARD Lafayette College 219 Markle Hall Easton PA 18042 240795686 501(c)(3) 10850 SUB-AWARD Rutgers University - Hoover Donald 150 Brittany Way Blue Bell PA 19422 270406642 501(c)(3) 15875 SUB-AWARD Ohio State University 1960 Kenny Rd Columbus OH 432101016 316025986 115 100771 SUB-AWARD Scripps Research Institute 10550 N Torrey Pines Rd La Jolla CA 92037 330435954 501(c)(3) 249061 SUB-AWARD Case Western Reserve University 10900 Euclid Ave Cleveland OH 44106 341018992 501(c)(3) 73564 SUB-AWARD University Of Notre Dame 415 Main bldg Notre Dame IN 46556 350868188 501(c)(3) 344078 SUB-AWARD Indiana University 509 E 3rd St Bloomington IN 47401 356001673 115 212874 SUB-AWARD Purdue University 1065 Freehafer Hall W Lafayette IN 47907 356002041 501(c)(3) 261510 SUB-AWARD Northwestern University 2233 Tech Dr Evanston IL 60208 362167817 501(c)(3) 80290 SUB-AWARD University of Illinois 506 S Wright St Urbana IL 61801 376000511 115 24670 SUB-AWARD Michigan State Univ 301 Admin Bldg East Lansing MI 48824 386005984 115 45282 SUB-AWARD University of Michigan 3089 Wolverine Tower Ann Arbor MI 48109 386006309 115 647308 SUB-AWARD Marquette University 1324 West Wisconsin Ave- Suite 341 Milwaukee WI 53233 390806251 501(c)(3) 81417 SUB-AWARD Rupcich Franco 8727 Glencoe Circle Wauwatosa WI 53226 395948991 N/A 25000 SUB-AWARD Saint Louis University 1 N Grand Blvd St Louis MO 63103 430654872 115 38092 SUB-AWARD General Dynamics Mission Systems Inc 12450 Fair Lakes Circle Fairfax VA 22033 450484950 N/A 313159 SUB-AWARD US Ignite Inc 1150 18th Street NW Washington DC 20036 453943413 501(c)(3) 4641954 SUB-AWARD MassRobotics Inc 12 Channel St Boston MA 02210 471919754 501(c)(3) 11890 SUB-AWARD Boston Medical Center Corporation 1 Boston Med Ctr Pl Boston MA 02118 473314093 501(c)(3) 29688 SUB-AWARD University Of Delaware 621 S College Ave Newark DE 19716 516000297 115 70043 SUB-AWARD University of Connecticut Health Center 263 Farmington Ave Farmington CT 06032 521725543 115 199610 SUB-AWARD J Craig Venter Institute 4120 Capricorn Ln La Jolla CA 92037 521842938 501(c)(3) 410613 SUB-AWARD DB Consulting 8401 Colesville Rd Silver Spring MD 20910 522274227 N/A 112213 SUB-AWARD University of Maryland 3112 Lee Building College Park MD 20742 526002033 115 57091 SUB-AWARD The Catholic University of America 620 Michigan Ave Washington DC 20064 530196583 501(c)(3) 41605 SUB-AWARD International Assoc of Chiefs of Police Inc 515 N Washington St Alexandria VA 22314 530227813 501(c)(3) 8952 SUB-AWARD Virginia Commonwealth Univ Dept Of Chemistry Richmond VA 23284 546001758 115 74172 SUB-AWARD Virginia Polytechnic Institute & State University 300 Turner Street NW Blacksburg VA 24061 546001805 115 63157 SUB-AWARD West Virginia University Research Corporation One Waterfront Pl Morgantown WV 26506 550665758 115 51142 SUB-AWARD Duke University 2200 West Main St Durham NC 27705 560532129 501(c)(3) 314375 SUB-AWARD The University of North Carolina at Pembroke Lumbee Hall 411 Pembroke NC 28372 566000805 115 31986 SUB-AWARD North Carolina State University 104 Airport Drive Chapel Hill NC 27599 566001393 115 61181 SUB-AWARD University of South Carolina 1600 Hampton St Columbia SC 29208 576001153 115 117805 SUB-AWARD Georgia Tech Research Corp 505 10th Street NW Atlanta GA 303320420 580603146 501(c)(3) 25988 SUB-AWARD University of Georgia Research Foundation Inc 310 E Campus Rd Athens GA 306021589 581353149 501(c)(3) 717205 SUB-AWARD University Of Georgia 424 East Broad St Athens GA 30602 586001998 501(c)(3) 162969 SUB-AWARD Nova Southeastern University Inc 3301 College Ave Fort Lauderdale FL 33314 591083502 501(c)(3) 23519 SUB-AWARD Florida International University 600 W College Ave Tallahassee FL 32306 591961248 115 114188 SUB-AWARD The University of Central Florida Board of Trustee 12716 Pegasus Dr Orlando FL 32816 592924021 115 12791 SUB-AWARD University of Tennessee 1534 White Ave Knoxville TN 37996 626001636 115 77098 SUB-AWARD University Of Alabama Box 870104 Tuscaloosa AL 35487 636001138 115 15089 SUB-AWARD University of Southern Mississippi 118 College Dr Hattiesburg MS 39406 646000818 115 3465909 SUB-AWARD University of Puerto Rico - Mayaguez Campus 259 Blvd Alfonso Valdez Mayaguez PR 00680 660433761 115 575722 SUB-AWARD Baylor College of Medicine One Baylor plaza Waco TX 77030 741613878 501(c)(3) 22591 SUB-AWARD University of Texas Austin 111 East 17th St Austin TX 78774 746000089 115 244707 SUB-AWARD University of Houston 4800 Calhoun Rd Houston TX 77004 746001399 115 872975 SUB-AWARD University of Texas at Arlington 701 S Nedderman Dr Arlington TX 76019 756000121 115 186825 SUB-AWARD University of North Texas 1155 Union Circle Denton TX 762035017 756002149 115 1544044 SUB-AWARD Faraday Technology Inc 315 Huls Dr Englewood OH 45315 793274747 N/A 143715 SUB-AWARD New Mexico State University 2850 Weddell Las Cruces NM 88003 856000401 115 18185 SUB-AWARD Board of Trustees of Whitman College 345 Boyer Ave Walla Walla WA 993622067 910567740 501(c)(3) 13055 SUB-AWARD University of Washington PO Box 43113 Olympia WA 98504 916001089 115 115482 SUB-AWARD Washington State University PO Box 64133 Pullman WA 99164 916033434 115 6163 SUB-AWARD San Fransisco State University 1600 Holloway Ave San Francisco CA 94132 931137247 115 181167 SUB-AWARD Oregon State University 3181 Sam Jackson Park Rd Portland OR 97239 931176109 115 48934 SUB-AWARD University of the Pacific 3601 Pacific Ave Stockton CA 95211 941156266 501(c)(3) 15610 SUB-AWARD Sri International 333 Ravenwood Ave Menlo Park CA 94025 941160950 501(c)(3) 15431 SUB-AWARD University of California 3227 Cheadle Hall Los Angeles CA 93106 946002123 115 467149 SUB-AWARD Regents of the Univ of California 1 Shields Ave Davis CA 95617 946036494 115 52924 SUB-AWARD Northrop Grumman Corporation 600 S Hicks Road Rolling Meadows IL 60008 951055798 N/A 175812 SUB-AWARD Regents University of California Los Angeles 10889 Wilshire Blvd Los Angeles CA 90095 956006143 115 24552 SUB-AWARD University Of Ca At San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 115 85366 SUB-AWARD University Of Hawaii 2440 Campus Rd Honolulu HI 968222234 996000354 115 23269 SUB-AWARD University Of New Hampshire 51 College Rd Durham NH 03824 026000937 115 25079 SUB-AWARD Beth Israel Deaconess Medical Center Inc 330 Brookline Avenue Boston MA 02115 041203881 501(c)(3) 345873 SUB-AWARD Trustees of Boston College 140 Comm Ave Chestnut Hill MA 02467 042103545 501(c)(3) 19619 SUB-AWARD Boston University 25 Buick Street Boston MA 02215 042103547 501(c)(3) 952589 SUB-AWARD President & Fellows of Harvard College 1350 Massachusetts Ave Cambridge MA 02138 042103580 501(c)(3) 447111 SUB-AWARD Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge MA 02139 042103594 501(c)(3) 1378401 SUB-AWARD Tufts University 169 Holland Street Somerville MA 02144 042103634 501(c)(3) 405170 SUB-AWARD Wellesley College 106 Central St Wellesley MA 02481 042103637 501(c)(3) 10197 SUB-AWARD Worcester Polytechnic Inst 100 Institute Road Worcester MA 01609 042121659 501(c)(3) 46045 SUB-AWARD Health Resources in Action 95 Berkeley St Boston MA 02116 042229839 501(c)(3) 19250 SUB-AWARD Dana-Farber Cancer Institute Inc 44 Binney Street Boston MA 02115 042263040 501(c)(3) 126563 SUB-AWARD Brigham and Women's Hospital 75 Francis Street Boston MA 02115 042312909 501(c)(3) 62533 SUB-AWARD Northern Essex Community College 100 Elliot St Haverhill MA 01830 042498732 115 8511 SUB-AWARD Charles Stark Draper Laboratory Inc 555 Technology Square Cambridge MA 02139 042505372 501(c)(3) 6426 SUB-AWARD Public Health Advocacy Institute 360 Huntington Ave Boston MA 02115 042668916 501(c)(3) 42599 SUB-AWARD The McLean Hospital Corporation 115 Mill Street Belmont MA 02478 042697981 115 245589 SUB-AWARD General Hospital Corporation Rich Simches Research Ctr Boston MA 02114 042697983 501(c)(3) 767429 SUB-AWARD Middlesex Community College 33 Kearney Square Lowell MA 01852 042720058 115 10435 SUB-AWARD Boston Childrens Hospital 300 Longwood Avenue Boston MA 02115 042774441 501(c)(3) 197824 SUB-AWARD Novobiotic Pharmaceuticals LLC 767C Concord Avenue Cambridge MA 02138 042887211 N/A 412596 SUB-AWARD University of Massachusetts 70 Butterfield Terr Amherst MA 01003 043167352 115 1159258 SUB-AWARD Silent Spring Institute 29 Crafts St Newton MA 02458 043237106 501(c)(3) 57314 SUB-AWARD Boston Public Health Commission 1010 Massachusetts Ave 2 Boston MA 02118 043316655 115 48246 SUB-AWARD Bedford VA Research Corporation Inc 200 Springs Rd Bedford MA 01730 043512440 501(c)(3) 15036 SUB-AWARD MassBay Community College 50 Oakland Street Wellesley Hills MA 02481 046002284 115 16529 SUB-AWARD Technical Education Research Centers 2067 Massachusetts Ave Cambridge MA 02140 046134355 501(c)(3) 17040 SUB-AWARD Emma Pendelton Bradley Hospital 110 Vet Mem Pkwy Providence RI 02915 050258806 501(c)(3) 27520 SUB-AWARD Brown University 164 Angell Street Providence RI 02912 050258809 501(c)(3) 307172 SUB-AWARD Butler Hospital 345 Blackstone Blvd Providence RI 02906 050258812 501(c)(3) 38841 SUB-AWARD Rhode Island Hospital 593 Eddy Street Providence RI 029034923 050258954 501(c)(3) 215500 SUB-AWARD Yale University 165 Prospect St New Haven CT 06511 060646973 501(c)(3) 56560 SUB-AWARD University of Connecticut 438 Whitney St Storrs CT 06269 060772160 115 248760 SUB-AWARD Cornell University 136 Hoy Road Ithaca NY 14853 150532082 501(c)(3) 137013 SUB-AWARD Concurrent Technologies Corporation ATTN Accounts Rec Johnstown PA 15904 251556708 501(c)(3) 1274283 SUB-AWARD University of Wisconsin-Madison Drawer 538 Milwaukee WI 53278 396006492 115 124609 SUB-AWARD Massachusetts Materials Technologies LLC 167 Prospect Street Waltham MA 02453 465654253 N/A 48714 SUB-AWARD University of Nebraska 312 N 14th Street Lincoln NE 68588 470049123 115 9574 SUB-AWARD UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 Univ City Blvd Charlotte NC 28223 560791228 115 85370 SUB-AWARD Clark Atlanta University Inc 223 James P Brawley Dr Atlanta GA 30314 581825259 501(c)(3) 183961 SUB-AWARD Extra Ludic Inc 6 Maple Avenue Salem MA 01970 811482252 N/A 30750 SUB-AWARD KnoNap - Danya Sherman 68 Wendall Street Cambridge MA 02138 813899804 N/A 6000 SUB-AWARD University Of Colorado 633 17th Street Denver CO 80202 840644739 115 458922 SUB-AWARD University of Southern California 3500 S Figueroa St Los Angeles CA 90089 951642394 115 320142 SUB-AWARD California Institute of Technology 1200 E California Blvd Pasadena CA 91125 951643307 115 106942 SUB-AWARD Recinto De Ciencias Medicas Office of Sponsored Programs PO Box Ramat Gan PR 00936 660433762 115 173820 SUB-AWARD Intellisense Systems Inc 20600 Gramercy Place San Juan CA 90501 823054429 N/A 171787 SUB-AWARD Survice Engineering CompanyLLC 4695 Millennium Drive Torrance MD 21017 208268821 N/A 139220 SUB-AWARD Command Strategies LLC 1655 North Ft Meyer Drive Belcamp VA 22209 264064164 N/A 30000 SUB-AWARD City of Boston 26 Court Street Arlington MA 02108 046001380 115 10250 SUB-AWARD 110 12 STUDENT FINANCIAL AID 15328 352627801 COST TUITION OFFSET SCHEDULE I, PART I, LINE 2 GRANT FUNDING IS AWARDED TO STUDENTS BY STUDENT FINANCIAL SERVICES WITHIN ESTABLISHED BUDGET LEVELS BASED ON UNIVERSITY POLICIES. GRANT FUNDS ARE CREDITED TO INDIVIDUAL STUDENT ACCOUNTS ELECTRONICALLY. STUDENT FINANCIAL SERVICES WORKS WITH ADVANCEMENT STAFF TO ENSURE THAT RESTRICTED FUNDS ARE AWARDED WITHIN ESTABLISHED CRITERIA, AND WITH FINANCE STAFF TO DETERMINE AVAILABILITY OF FUNDS. STUDENT FINANCIAL SERVICES MAINTAINS INTERNAL POLICIES AND PROCEDURES FOR THE CORRECT AWARDING AND ADJUSTING OF INSTITUTIONAL FUNDS. ANNUAL AUDITS ARE CONDUCTED TO ASSURE COMPLIANCE WITH ALL POLICIES AND PROCEDURES. NORTHEASTERN UNIVERSITY (NU) HAS A FULL TIME EMPLOYEE TO MONITOR ALL SUBAWARDS. - NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER UNIFORM GUIDANCE 2 CFR 200. - NU reviews the institutions single audit under Uniform Guidance through the Federal Audit Clearinghouse website. - Suspension and debarment statuses are reviewed in Sam.gov prior to each issuance. - DESK REVIEWS ARE PERFORMED, AND PRINCIPAL INVESTIGATORS APPROVE ALL INVOICES. X X X X true true X X X X X false true false false false false false true false Joseph E Aoun President/Trustee 955807 0 210000 0 98925 0 220920 0 149192 0 1634844 0 0 0 Philomena V Mantella SVP&CEO LIFELONG LEARN.NETWORK 599999 0 85000 0 45625 0 77500 0 29978 0 838102 0 0 0 Diane N MacGillivray SVP of University Advancement 630416 0 90000 0 46666 0 127500 0 29685 0 924267 0 0 0 Michael A Armini SVP - External Affairs 410873 0 50000 0 20872 0 67500 0 28053 0 577298 0 0 0 Ralph C Martin II SVP and General Counsel 628631 0 75000 0 47397 0 77500 0 11725 0 840253 0 0 0 Thomas Nedell SVP Finance and Treasurer 543011 0 53394 0 34611 0 77500 0 56569 0 765085 0 0 0 Jim Bean Provost & SVP Academic Affairs 624523 0 75000 0 86615 0 27500 0 16709 0 830347 0 0 0 Kenneth W Henderson SVP Learning and Chancellor 339869 0 34120 0 57186 0 27500 0 31336 0 490011 0 0 0 Nadine Aubry Dean - College of Engineering 500149 0 0 26072 0 27500 0 32714 0 586435 0 0 0 Hugh Courtney Professor 230276 0 0 2322 0 24238 0 30650 0 287486 0 0 0 Sundar Kumarasamy VP - Enrollment Management 308706 0 15836 0 5999 0 27500 0 31178 0 389219 0 0 0 Jack Reynolds ASSC.DEAN BOUV,DEAN&PROF PHA 201282 0 0 67494 0 27500 0 27169 0 323445 0 0 0 Mary Loeffelholz DEANCPS&LIFELONG LEARN.NETWORK 295193 0 34000 0 60235 0 27500 0 12838 0 429766 0 0 0 Raj Echambadi DUNTON FAMILY DEANSHIP 510391 0 51000 0 31092 0 27500 0 30838 0 650821 0 0 0 Susan L Parish DEAN - BOUV HEALTH SCIENCES 352894 0 36000 0 15435 0 27500 0 30505 0 462334 0 0 0 John LaBrie PROFESSOR OF THE PRACTICE 188933 0 0 54604 0 21533 0 20784 0 285854 0 0 0 Alexandros Makriyannis George D. Behrakis Chair 381924 0 0 212149 0 27500 0 4650 0 626223 0 0 0 William Coen Head Coach Men's Basketball 527681 0 12500 0 28633 0 27500 0 28005 0 624319 0 0 0 Albert-Laszlo Barabasi Univ. Distinguished Professor 352689 0 0 207425 0 27500 0 31264 0 618878 0 0 0 Marc H Meyer ROBERT SHILLMAN PROFESSOR 295530 0 0 283348 0 27500 0 37115 0 643493 0 0 0 Arthur Kramer PROFESSOR & DIRECTOR 398685 0 21844 0 119421 0 27500 0 11642 0 579092 0 0 0 SCHEDULE J, PART I, LINE 1 THE UNIVERSITY WILL APPROVE FIRST CLASS AIR TRAVEL, IF BUSINESS CLASS IS NOT AVAILABLE, FOR THE PRESIDENT AS APPROPRIATE. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT HAS AUTHORITY TO APPROVE FIRST CLASS TRAVEL IF NECESSARY IN CERTAIN CIRCUMSTANCES FOR INDIVIDUALS LISTED IN SCHEDULE J, PART II. THREE OFFICERS AND ONE HIGHEST COMPENSATED EMPLOYEE USED SUCH ACCOMMODATIONS FOR BUSINESS PURPOSES DURING THE YEAR ENDED DECEMBER 31, 2018. THE PRESIDENT'S SPOUSE TRAVELS ON OCCASION WITH THE PRESIDENT WHEN NECESSARY FOR BUSINESS PURPOSES AND UPON APPROVAL OF THE CHAIRMAN OF THE BOARD. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. HOUSING IS PROVIDED FOR THE PRESIDENT AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER AND IS NOT INCLUDED IN TAXABLE WAGES. SOCIAL CLUB DUES ARE PROVIDED FOR THE PRESIDENT. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY AND DUES ARE NOT INCLUDED IN TAXABLE WAGES. SCHEDULE J, PART I, LINE 4B CERTAIN INDIVIDUALS PARTICIPATED IN LONG TERM INCENTIVE PLANS UNDER WHICH A DEFERRED PAYMENT IS AWARDED CONTINGENT ON CONTINUED EMPLOYMENT WITH THE UNIVERSITY UNTIL THE DATE THE PLAN BECOMES PAYABLE AND THE ACHIEVEMENT OF CERTAIN CRITICAL UNIVERSITY GOALS. AMOUNTS ACCRUED BUT NOT PAID IN THE YEAR ARE REPORTED ON FORM 990, SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. THERE WERE NO INDIVIDUALS WHO RECEIVED PAYMENTS UNDER LONG TERM INCENTIVE PLANS IN 2018. Schedule J, Part I, Line 7 Payments which are part of a Variable pay plan are included in SCHEDULE J, PART II, COLUMN B, THE SECTION FOR REPORTING BONUS AND INCENTIVE COMPENSATION. THIS PLAN IS BASED ON ACHIEVEMENT OF PRE-ESTABLISHED GOALS. IT IS APPROVED BY THE BOARD OF TRUSTEES FOR THE PRESIDENT AND OTHER OFFICERS. OTHER EMPLOYEES HAVE RECEIVED BONUSES WHICH ARE AWARDED TO A LIMITED NUMBER OF EMPLOYEES FOR EXCEPTIONAL CONTRIBUTIONS. A MHEFA 042456011 57586C2Z7 2008-05-22 448215138 SEE PART VI false false false B MDFA 043431814 57586EF71 2014-02-20 69700000 Reissuance of Series T-3 (2008) false false false C MHEFA 042456011 57586EFE6 2009-02-05 64431595 New Projects/Refund Series F,H,& K false false false D MHEFA 042456011 57586ETL5 2010-03-25 266921019 SEE PART VI false false false A 319565000 0 448360796 0 0 0 879021 0 0 0 447481775 0 true false true true B 1850000 0 69700000 0 0 0 0 0 0 0 69700000 0 true false true true C 29845000 0 64576504 0 0 0 536291 0 0 38144812 25895401 0 2010 true false true true D 72320000 0 266921019 0 0 0 1281074 0 0 0 265639945 0 true false true true A false true true true false false 0.04000 0.00000 0.04000 false false false true B false true true true false false 0.04100 0.00000 0.04100 false false false true C false true true true false false 0.02600 0.00000 0.02600 false false false true D false false true true false false 0.00000 0.00000 0.00000 false false false false A false false true true false false 0 false 0 false true B false true true false true false 0 false 0 false true C false false true true false false 0 false 0 false true D false false true true false false 0 false 0 false true A true B true C true D true SET 1 BONDS - COLUMN A Part I (f): the bonds current refund the Series L, issued January 16, 2001, the Series N, issued January 15, 2003,the Series O, issued February 10, 2005, and the Series P, issued July 10, 2007. Part II, Line 1: Consisted of the current refunding of Series Q by the Series 2010, the current refunding of Series S by the Series 2012, and the Series T-3 Libor reissuance. Part II, Line 3: Amount listed differs from the issue price listed in Part I (e) due to interest earnings on invested proceeds. Part II, Line 13: Proceeds of the bonds were issued for the purpose of current refunding; therefore, the project period is not applicable for this bond issue. Part III, line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private security test with respect to the bonds, as the business use and/or unrelated trade or business reported in Part III, line 6, is not in excess of amounts permitted under Section 145 of the Code. Part IV, Line 2b: The current refunding portion of the bonds has qualified for the 6-months exception to rebate. Part IV, Line 2c: Arbitrage Rebate report was completed on June 30, 2018. Column B: Part I (f): Reissuance of Series T-3 (2008) Part II, Line 13: Proceeds of the bonds were issued for the purpose of current refunding; therefore, the project period is not applicable for this bond issue. Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. Part IV, Line 2(b): The refunding portion of Bonds has met the 6-month expenditure exception to rebate. Part IV, Line 2(c): The tenth year Rebate Report, dated July 16, 2018, was prepared by AMTEC Column C: Part II, Line 3: Total proceeds of issue the difference between part I, colum E and Issue price Part II line 3, total proceeds of issue is due to investment earnings. Part IV, Line 2c - Date rebate calculation was perfomred July 11, 2017 Column D: Part I (f): The bonds currently refunded Series 1999I, issued on May 26, 1999, Series 2008Q, issued on May 28, 2008, Series 2008U Bonds, issued on July 31, 2008, and Series 2008W, issued on December 17, 2008. Part II, Line 13: Proceeds of the bonds were issued for the purpose of current refunding; therefore, the project period is not allocable for this bond issue. Part III: The Bonds were used to refund bonds issued before January 1, 2003, and bonds issued after January 1, 2003 with the purpose of refunding bonds that were issued before January 1, 2003. As such, the Issuer has not completed Part III. Part IV, Line 2(b): All Bond proceeds have met the 6-month expenditure exception. Part IV, Line 2(c): The Rebate Report, dated July 16, 2018, was prepared by AMTEC. SET 2 BONDS - COLUMN A Part I (f): The Bonds currently refunded Series S Bonds (issued on May 22, 2008). Difference between Part I(e) and Part II, Line 3 is due to interest earnings on bond proceeds. Part II, Line 13: Proceeds of the Bonds were issued for the purpose of current refunding; therefore, the project period is not applicable for this bond issue. Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. Part IV, Line 2(b): The refunding portion of Bonds has met the 6-month expenditure exception to rebate. Part IV, Line 2(c): The fifth year Rebate Report, dated July 11, 2017, was prepared by AMTEC. Column B: Part I (f): To finance capital projects. Difference between Part I(e) and Part II, Line 3 is due to interest earnings on bond proceeds. Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. Column C: Part I (f): the bonds current refund the Series R, issued May 22, 2008. Part II, Line 13: Proceeds of the bonds were issued for the purpose of current refunding; therefore, the project period is not applicable for this bond issue. Part III, line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private security test with respect to the bonds, as the business use and/or unrelated trade or business reported in Part III, line 6, is not in excess of amounts permitted under Section 145 of the Code. Part IV, Line 2b: The Bonds have met the requirements of the 6-months exception to rebate. A MDFA 043431814 57583USR0 2012-09-13 58405024 SEE PART VI false false false B MDFA 043431814 57583UA81 2014-01-23 152658416 SEE PART VI false false false C MDFA 043431814 57584YKM0 2018-07-25 70266217 SEE PART VI false false false A 0 0 58405026 0 0 0 430026 0 0 0 57975000 0 true false true true B 0 0 153563071 0 0 0 1060902 0 0 152502169 0 0 2017 false false false true C 0 0 70266217 0 0 0 491516 0 0 0 69774702 0 true false true true A false true true true false false 0.01300 0.00000 0.01300 false false false true B false true true true true true 0.00000 0.00000 0.00000 false false false true C false true true true false false 0.02000 0.00000 0.02000 false false false true A false false true true false false 0 false 0 false true B false true false true false false 0 false 0 false true C false true true false false false 0 false 0 false true A true B true C true NICKOLAS AVERY Family Member of Officer 92372 NU EMPLOYEE false X 4 0 APPRAISAL X 58 6632794 MARKET VALUE X EQUIPMENT 5 482933 MARKET VALUE 4 false true false SCHEDULE M, PART I, COLUMN (B) NORTHEASTERN UNIVERSITY REPORTED THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 33 NORTHEASTERN UNIVERSITY'S ACCOUNTING POLICY STATES THAT NO REVENUE IS TO BE RECOGNIZED FOR GIFTS IN KIND UNLESS THERE IS AN IDENTIFIABLE USEFUL LIFE OR DETERMINABLE MARKET VALUE. ALL GIFTS IN KIND ARE REVIEWED TO DETERMINE IF THEY MEET EITHER CRITERIA. Mission Statement Form 990, Parts I and III, line 1 To educate students for a life of fulfillment and accomplishment. To create and translate knowledge to meet global and societal needs. This mission inspires members of the University community in whatever they do - as students and scholars, as teachers and researchers, as mentors, as administrators, and as leaders. Northeastern's commitment to this mission is focused in three areas of distinction where the university can have the greatest effect on the lives of students and the wider world: experiential learning, use-inspired research, and global connection and engagement. By concentrating its energy in these areas, Northeastern is best positioned to set priorities, make decisions, and focus resources that allow the institution to achieve its goals as a leader in higher education. Form 990, Part III, Line 4d Other program services consist of: Research, academic support, student services, and other student aid. Form 990, Part VI, Line 1a PURSUANT TO THE BYLAWS, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS AUTHORIZED TO ACT WITH THE FULL AUTHORITY OF THE BOARD OF TRUSTEES IN THE MONTHS IN WHICH THE FULL BOARD DOES NOT MEET. All members of the Board of Trustees who are not appointed to serve on the Executive Committee are authorized to serve as alternates to the Executive Committee with full voting authority. The Secretary is authorized to select an alternate whenever a member notifies the Secretary of his or her inability to attend any regular or special meeting of the Executive Committee. A majority of the members of the Executive Committee, including any alternate(s), shall constitute a quorum for any meeting of the Executive Committee. Form 990, Part VI, Line 2 Edward G. Galante Alan S. McKim Business Relationship Richard A. D'Amore James Pallotta Business Relationship Form 990, Part VI, Line 4 The Bylaws were amended such that the chair of the Trustees Emeriti is no longer a voting member of the Board of Trustees. THE ARTICLES OF ORGANIZATION WERE AMENDED TO CONVERT THE UNIVERSITY FROM A NONPROFIT MEMBERSHIP CORPORATION TO A NONPROFIT CORPORATION WITHOUT MEMBERS AND TO CLARIFY THAT GOVERNANCE AUTHORITY, INCLUDING THE AUTHORITY TO AMEND THE BYLAWS AND ARTICLES OF ORGANIZATION, AND TO DISSOLVE THE CORPORATION, VEST WITH THE BOARD OF TRUSTEES. Form 990, Part VI, Line 11B The University's Form 990 review process is a collaborative effort. The core Form 990 and related schedules were reviewed by four committees, including the Audit Committee, of the Board of Trustees, senior management, an independent compensation consultant and a paid tax preparer. All feedback from the above parties was incorporated in the form. The Form 990 as filed is provided to the full board prior to filing with the IRS. Form 990, Part VI, Line 12c ANNUALLY, THE UNIVERSITY'S COMPLIANCE DEPARTMENT, REPORTING TO SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ELECTRONICALLY DISTRIBUTES THE NORTHEASTERN UNIVERSITY CONFLICT OF INTEREST AND COMMITMENT DISCLOSURE FORM TO FACULTY AND STAFF. THE COMPLETED FORMS ARE REVIEWED BY THE COMPLIANCE DEPARTMENT AND RELEVANT COLLEGE AND ADMINISTRATIVE MANAGEMENT. FOLLOW UP FOR CLARIFICATION IS CARRIED OUT WHERE NECESSARY AND THE APPROPRIATE UNIT DEAN, VICE-PRESIDENT OR DIRECTOR IS RESPONSIBLE FOR REVIEWING THE IDENTIFIED CONFLICTS AND RESOLVING THOSE CONFLICTS APPROPRIATELY. BOTH THE FACULTY AND STAFF CONFLICT OF INTEREST AND COMMITMENT POLICIES ARE ON THE UNIVERSITY'S WEBSITE. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE BOARD OF TRUSTEES, REPORTING TO THE SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, FOR THE UNIVERSITY'S SENIOR LEADERSHIP AND BOARD OF TRUSTEES. THE POLICY REQUIRES THAT ALL TRUSTEES, OFFICERS AND OTHER MEMBERS OF STANDING COMMITTEES OF THE BOARD ARE REQUIRED TO ADHERE TO A POLICY WHICH REQUIRES DISCLOSURE IN ADVANCE OF ANY CONFLICT; NON-PARTICIPATION IN DECISIONS REGARDING THE POTENTIAL CONFLICT; AND AN ANNUAL REPORTING OF ANY CONFLICTS FOR PERSONAL OR THIRD PARTY INVOLVEMENT. THE FINAL DISCLOSURE FORMS ARE REVIEWED BY A SUBCOMMITTEE OF THE BOARD'S TRUSTEESHIP COMMITTEE AND ANY CONFLICTS THAT REQUIRE RESOLUTION ARE BROUGHT TO THE ATTENTION OF THE CHAIR OF THE BOARD AND UNIVERSITY MANAGEMENT FOR RESOLUTION. Form 990, Part VI, Lines 15a & 15b NORTHEASTERN UNIVERSITY FOLLOWS A CAREFULLY DEFINED PROCESS FOR REVIEWING SENIOR EXECUTIVE COMPENSATION LEVELS. THE POSITIONS INCLUDED IN THIS PROCESS DURING 2018 ARE THE PRESIDENT, PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS, SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, SENIOR VICE PRESIDENT AND CEO FOR LIFELONG LEARNING NETWORK, SENIOR VICE PRESIDENT FOR FINANCE AND TREASURER, SENIOR VICE PRESIDENT FOR EXTERNAL AFFAIRS, SENIOR VICE PRESIDENT & GENERAL COUNSEL, AND SENIOR VICE PRESIDENT LEARNING & CHANCELLOR. OTHER POSITIONS INCLUDING, BUT NOT LIMITED TO, DEANS MAY BE INCLUDED EACH YEAR. THIS PROCESS EMBRACES THE BEST PRACTICES UTILIZED IN THE HIGHER EDUCATION INDUSTRY. IN 2018, A COMPETITIVE PAY ASSESSMENT WAS CONDUCTED BY A THIRD PARTY INDEPENDENT COMPENSATION CONSULTING FIRM, USING MULTIPLE MARKET REFERENCES, INCLUDING SURVEYS REPRESENTING SIMILAR UNIVERSITIES AND OTHER RELEVANT LABOR MARKETS (AS APPLICABLE FOR CERTAIN POSITIONS). THE ASSESSMENT IS BASED ON PEER REFERENCES THAT REFLECT OTHER UNIVERSITIES OF SIMILAR SIZE AND PROMINENCE WITH WHICH NORTHEASTERN COMPETES FOR EXECUTIVE TALENT. THE INDEPENDENT CONSULTANT ALSO PROVIDED ADDITIONAL PROPRIETARY COMPENSATION MARKET DATA AND AN ASSESSMENT OF THE REASONABLENESS OF THE DATA. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD OF TRUSTEES, ALSO SERVING AS THE CHAIR of this committee, ALONG WITH FIVE OTHER INDEPENDENT TRUSTEES. THIS COMMITTEE HAS CONTINUED TO ENGAGE WILLIS TOWERS WATSON AS ITS INDEPENDENT COMPENSATION CONSULTANT, WITH THE EXPECTATION THAT ITS PROCESSES AND PROCEDURES WOULD CONTINUE TO EVOLVE TO REFLECT EMERGING BEST PRACTICES. THE COMPETITIVE PAY ASSESSMENT AND INDEPENDENT CONSULTANT REVIEW WERE PROVIDED TO THE PRESIDENT FOR HIS USE IN MAKING SALARY AND BONUS RECOMMENDATIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES FOR THE POSITIONS INCLUDED IN THE PROCESS, EXCLUDING HIS OWN. THE PRESIDENT'S RECOMMENDATIONS TO THE COMPENSATION COMMITTEE TAKE INTO CONSIDERATION THE MARKET INFORMATION, AS WELL AS THE RESULTS OF A FORMAL ANNUAL PERFORMANCE ASSESSMENT PROCESS BASED ON PRE-DETERMINED GOALS AND OBJECTIVES. THE COMPENSATION COMMITTEE REVIEWED THE COMPETITIVE INFORMATION AND THE RESULTS OF THE PERFORMANCE ASSESSMENT PROCESS PRESENTED BY THE PRESIDENT, DISCUSSED POTENTIAL CHANGES, AND VOTED TO APPROVE THE FINAL RECOMMENDATIONS, WHICH WERE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES. THE BOARD ALSO VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. IN DETERMINING THE PRESIDENT'S COMPENSATION, THE INDEPENDENT CONSULTANT PROVIDED THE RESULTS OF THE MARKET PAY ASSESSMENT FOR THE PRESIDENT DIRECTLY TO THE COMMITTEE. THE COMMITTEE ALSO CONDUCTED A FORMAL PERFORMANCE ASSESSMENT OF THE PRESIDENT, UTILIZING PRE-DETERMINED GOALS AND OBJECTIVES. THE COMMITTEE THEN DISCUSSED POTENTIAL CHANGES TO THE PRESIDENT'S COMPENSATION BASED ON THE MARKET DATA AND THE RESULTS OF THE PERFORMANCE ASSESSMENT, AND PRESENTED ITS RECOMMENDATIONS TO THE FULL BOARD OF TRUSTEES FOR THEIR APPROVAL. THE BOARD VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. Form 990, Part VI, Line 19 Original hard copy Financial Statements and Governing documents are available upon request. The Conflict of interest policy and the annual financial statements are available via the internet at www.NEU.EDU. FORM 990, PART VII, COLUMN (A) JOHN LABRIE, PROFESSOR OF THE PRACTICE, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - CPS. HUGH COURTNEY, PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - DMSB. JACK REYNOLDS, ASSOCIATE DEAN & PROFESSOR OF PHARMACY, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - BOUVE. Form 990, Part VII, Column (B) 40 hours constitutes a full-time equivalent employee at Northeastern University. FORM 990, PART XI, LINE 9 SWAP ADJ & OTHER NON-OPERATING CHANGES ($7,936,000) Renaissance Park Garage LLC 1209 Orange St Wilmington DE 19801 043480384 Parking svcs DE 3255847 15298830 NORTHEASTERN NU Research LLC 360 Huntington Ave Boston MA 02115 170388661 Research Ctr MA 0 NORTHEASTERN NU Innovation LLC 360 Huntington Ave Boston MA 02115 270388561 Research Ctr MA 0 NORTHEASTERN KRI at Northeastern University LLC Suite 250 CP 360 Huntington Avenue Boston MA 02115 465228806 Research Ctr MA 0 NORTHEASTERN N-POWERED LLC 360 HUNTINGTON AVE BOSTON MA 02115 824581008 EDU. 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