2020-07-15T12:43:39-07:00 2019-06-30 990 2018-07-01 042104690 MARINE BIOLOGICAL LABORATORY MARI 5082897239 7 MBL Street Woods Hole MA 02543 Mary S Harrington Director of Finance 5082897423 2020-07-15 192.152.118.98 2018 2021-01-29 14:40:06Z Nipam Patel same as above same as above MA 02543 59298646 0 X www.mbl.edu X 1888 MA The Marine Biological Laboratory (MBL) is dedicated to scientific discovery and improving the human condition through research and education in biology, biomedicine, and environmental science. 20 14 419 0 0 0 31402988 39567143 7195202 7749618 5296177 4015671 156336 417387 44050703 51749819 3323873 3502126 0 0 22200888 24081661 0 0 1985502 19297066 20713039 44821827 48296826 -771124 3452993 211088835 215055299 38602997 38566665 172485838 176488634 The Marine Biological Laboratory (MBL) is dedicated to scientific discovery and improving the human condition through research and education in biology, biomedicine, and environmental science. Founded in Woods Hole, Massachusetts, in 1888, the MBL is a private, nonprofit institution and an affiliate of the University of Chicago. 0 0 27388140 1703221 18468412 The Marine Biological Laboratory maintains laboratories for the scientific study and investigation of a wide range of biological studies from biomedical to ecological research. MBL Resident Scientists are based full-time in Woods Hole and conduct funded research in areas of science that are relevant to the MBL's mission of fundamental biological discovery. Areas of focus include comparative evolution and genomics; the biology of marine organisms and microbiomes; neuroscience, regeneration, and development; ecology, ecosystems and global climate change; models of human disease; and cell biology, imaging, and computation. 11478381 2177930 10834984 The MBL offers a wide range of scientific courses, workshops, conferences, and internships throughout the year. Central to the MBL's identity are its advanced, discovery-based courses for graduate students, postdoctoral fellows, and faculty. In these courses students learn from internationally renowned scientists and are immersed in the laboratory, learning cutting-edge techniques while investigating contemporary research problems. Each year, MBL courses attract more than 500 of the best and brightest students in the world, from more than 300 institutions and over 30 countries. Course directors and faculty are leaders in their fields, drawn from leading universities and research institutions around the world. 2001991 0 1523488 Visiting (Whitman) Research: The Marine Biological Laboratory hosts hundreds of researchers, postdocs, and graduate students from around the world to participate in scientific discovery courses, research, lectures, and field studies. As a convener of biology, the Marine Biological Laboratory is well known for fostering a highly collaborative environment, with scientists and students engaged in intensive research in a collegial and informal atmosphere. Largely a summer program, Whitman Center Scientists are provided with infrastructure and an informal, interactive scientific community that allows them to launch into research almost immediately upon their arrival. Advice and equipment are available from other researchers or from colleagues in the education program. Free from academic duties at their home institutions, some veteran Whitman Center Scientists report they do more hands-on research in three months at the MBL than they do during the rest of the year at their home institutions. 0 0 0 40868512 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 1 0 0 1 1 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 306 0 1 419 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 14 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AR CA FL GA HI IL KS KY MA MI MN MS NC NH NJ NM NY OR PA RI SC TN UT VA WI WV X X Mary S Harrington 5082897239 7 MBL Street Woods Hole MA 02543 Avram Hershko Trustee 1 0 X 0 0 0 Christopher G Kennedy Trustee 1 0 X 0 0 0 Constance T Keller Trustee 1 0 X 0 0 0 Daniel Diermeier Trustee 1 43 X X 0 997412 119175 David A Greene Trustee 1 0 X 0 0 0 David B Fithian Trustee 1 46 X 0 767992 40418 Eric D Isaacs Trustee 1 40 X X 0 390624 64455 Ethan A Lerner Trustee 1 0 X 0 0 0 George Putnam Trustee 1 0 X 0 0 0 H David Hibbitt Trustee 1 0 X 0 0 0 James N Galloway Trustee 1 0 X 0 0 0 Jeffrey H Pierce Trustee 1 0 X 0 0 0 John W McCarter Trustee 1 0 X 0 0 0 L Patrick Gage Trustee 1 0 X 0 0 0 Meg Fofonoff Trustee 1 0 X 0 0 0 Robert H Ament Trustee 1 0 X 0 0 0 Robert J Zimmer Chair of the Board of Trustees 1 55 X X 0 5777302 1088533 Saul J Pannell Vice Chair of the Board of Trustees 1 0 X X 0 0 0 William I Huyett Trustee 1 0 X 0 0 0 William T Speck Trustee 1 0 X 0 0 0 Katie Callow-Wright Secretary of the MBL Corporation 1 45 X 0 394862 53562 Melina Hale Interim Co-Director of the MBL 10 40 X X 0 468299 21721 Neil Shubin Interim Co-Director of the MBL 10 40 X X 0 624271 66932 Nipam Patel Director of the MBL 40 0 X 155985 0 7347 Paul Speer Chief Operating Officer 40 0 X 275254 0 47417 Mary Harrington Treasurer & Director of Finance 40 0 X 200657 0 39379 David B Mark Welch Director, Division of Research 40 0 X 244511 0 46887 Rae Nishi Director of Education (through 8/31/18) 40 0 X X 243312 0 29389 Roger T Hanlon Director of the Marine Resource Center 40 0 X 227075 0 11992 Jennifer Morgan Director of the Eugene Bell Center 40 0 X 182243 0 21798 Joshua Rosenthal Senior Scientist 40 0 X 215134 0 53389 Marie Russell Director, Facilities and Services 40 0 X 180664 0 28889 Mitchell L Sogin Distinguished Scientist 40 0 X 237427 0 36492 2162262 9420762 1777775 34 1 1 0 Sodexo Inc PO Box 360170 Pittsburgh PA 15251 Food service 2380227 Shawmut Design and Construction 560 Harrison Ave Suite 2000 Boston MA 02118 Construction services & equipment repair 1326208 KPMG PO Box 120511 Dallas TX 75312 Accounting and auditing services 231553 The Regents of the University of Michigan PO Box 223131 Pittsburgh PA 15251 Research subaward 201212 University of Vermont PO Box 1389 Williston VT 05495 Research subaward 173709 11 0 3150 0 13804846 11942745 13816402 130019 39567143 Tuition 611600 2336127 2336127 0 0 Housing, dining, & conferences 721000 3429843 3429843 0 0 Specimens & research services 541700 628860 628860 0 0 Rental Income 532000 847521 0 0 847521 507267 507267 0 0 7749618 1065070 0 0 1065070 0 0 0 0 9708 0 0 9708 0 0 10499428 0 7548694 133 2950734 -133 2950601 0 0 2950601 0 407679 407679 0 0 407679 51749819 7309776 0 4872900 1649983 1649983 1258451 1258451 593692 593692 0 0 1119140 504904 614236 0 0 0 0 0 16437202 15143881 612392 680929 1545678 1352842 132634 60202 3659975 3203363 314060 142552 1319666 1155026 113240 51400 0 0 0 0 183563 0 183563 0 239028 0 239028 0 120000 0 0 120000 0 0 0 0 0 0 1787144 1451866 266827 68451 0 0 0 0 0 0 0 0 132671 84480 9973 38218 0 0 0 0 2158238 1719107 372394 66737 1284138 1214467 18852 50819 0 0 0 0 0 0 0 0 977299 564879 336191 76229 0 0 0 0 4644240 2665794 1657994 320452 1059849 843640 183354 32855 Subcontracts 2206648 2174989 11556 20103 Equipment and equipment maintenance 1190570 1044793 122190 23587 Serials 441823 351714 76243 13866 Supplies 2804206 2717342 47334 39530 1483622 1173299 130751 179572 48296826 40868512 5442812 1985502 571951 1525068 1103599 988926 5329031 9695307 1004284 898983 0 0 0 0 230250 230250 64604 94633 975684 749317 191354601 86106943 105566743 105247658 10145535 9202830 83102764 83193944 2994390 3228383 211088835 215055299 4166557 4392723 0 0 3444940 3081477 26408933 25577049 0 0 0 0 0 0 4582567 5515416 38602997 38566665 X 90151446 88776895 82334392 87711739 0 0 172485838 176488634 211088835 215055299 X 3452993 1407674 0 0 0 -857871 X 0 1 X 1 1 1 X 14408282 32072500 25667579 37315367 39567143 149030871 0 0 0 0 0 0 0 0 0 0 0 0 14408282 32072500 25667579 37315367 39567143 149030871 3206908 145823963 427606 772110 838586 811730 1074778 3924810 0 1746 0 0 0 1746 105219 119616 163239 167320 407546 962940 153920367 46939200 0.94740 0.84650 X Schedule A, Part II, Line 10 Other income shows miscellaneous activity. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 120000 120000 0 Schedule C, Part II-B, Line 1 The MBL hired a lobbyist to contact various people/agencies to advocate for funding beneficial to the MBL. 0 0 0 0 X X X 0 83102761 398596 5331976 4443586 1195805 0 83193942 80129471 1117418 6286898 4431023 0 0 83102764 76261128 209323 8061846 4402826 0 0 80129471 82011946 414836 -1910070 4255584 0 0 76261128 79889342 1308592 2859342 2045330 0 0 82011946 0.1045 0.6603 0.2352 0 1 1 0 52931085 52931085 0 107414155 61860987 45553168 0 0 0 0 0 30738921 24245956 6492965 0 270440 0 270440 105247658 University of Chicago Total Return Investment Pool 83193944 F 83193944 0 Swap Agreement Liability 4078407 Future Program Resources 988926 Annuities and Trusts Payable 448083 5515416 X 53157494 1407675 0 0 0 1407675 51749819 0 0 0 51749819 49154697 0 0 0 857871 857871 48296826 0 0 0 48296826 Schedule D, Part III, Line 4 Rare books, journals and prints are located and used in the MBL Library for research and preservation. Schedule D, Part V, Line 4 The endowment funds were established to support a variety of purposes, including research, scholarships, the MBL library, and plant. Schedule D, Part X, Line 2 The Laboratory is a tax exempt organization as described in Section 501(c)(3) of the Internal Revenue Code, as amended (the Code), and is generally exempt from income taxes pursuant to Section 501(a) of the Code. The Laboratory is required to assess uncertain tax positions and has determined that there were no such positions that are material to the financial statements. Management believes that the Laboratory's income tax returns for years ended prior to 2015 are no longer subject to examination by tax authorities in its major tax jurisdiction. On December 22, 2017, the President signed into law H.R. 1, originally known as the Tax Cuts and Jobs Act. The new law includes several provisions that result in substantial changes to the tax treatment of tax exempt organizations and their donors. The Laboratory has reviewed these provisions and the potential impact and concluded the enactment of H.R. 1 will not have a material effect on the operations of the organization. Schedule D, Part XII, Line 2d Decrease in value of interest rate swap agreement of $1,101,154. Decrease in value of annuities of $2210. Decrease in post-retirement health care liability of $245,493. 1 East Asia and the Pacific 0 0 Program Services Grants and scholarships 159884 Europe (including Iceland and Greenland) 0 0 Program Services Grants and scholarships 284208 Middle East and North Africa 0 0 Program Services Grants and scholarships 32288 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Grants and scholarships 47110 Russia and the newly independent States 0 0 Program Services Grants and scholarshipos 21310 South America 0 0 Program Services Grants and scholarships 151903 South Asia 0 0 Program Services Grants and scholarships 27910 Sub-Saharan Africa 0 0 Program Services Grants and scholarships 57566 0 0 782179 East Asia and the Pacific Research 39200 EFT 0 Europe (including Iceland and Greenland) Research 20160 EFT 0 3 0 Scholarships and research awards East Asia and the Pacific 42 120684 0 Scholarships and research awards Europe (including Iceland and Greenland) 67 264048 0 Scholarships and research awards Middle East and North Africa 8 32288 0 Scholarships and research awards North America (including Canada and Mexico, but not the United States) 11 47110 0 Scholarships and research awards Russia and the newly independent States 4 21310 0 Scholarships and research awards South America 35 151903 0 Scholarships and research awards South Asia 10 27910 0 Scholarships and research awards Sub-Saharan Africa 9 57566 0 0 0 0 0 0 0 Schedule F, Part I, Line 2 For subawards to institutions outside the United States, a budget, including the budget for the subaward, is prepared by the Office of Sponsored Programs (OSP) and forwarded to the prime funding agency for approval. When approval is received, an agreement between the MBL and the subawardee is prepared. The agreement is required to include a budget, justification and description of work to be completed. Additional information such as an annual audit report may be requested as applicable. This agreement must be approved and signed by a signatory official of the subawardee. Additional reporting is required of all foreign subawards including itemized invoices with detailed justification of charges to verify their appropriateness and reasonableness and prepared on a basis comparable to Generally Accepted Accounting Principles (GAAP) of the United States of America. Invoices are reviewed by OSP and then forwarded to the MBL Principle Investigator (PI) for review, approval, and certification that they have been monitoring the progress of the project each time an invoice is approved. Approved invoices are forwarded to MBL Financial Services for processing. MBL may also require progress reports the same as stipulated by the prime agreement and the MBL PI. 1 Board of Trustees of the University of Illinois 506 S Wright Street Urbana IL 61801 376000511 501(c)(3) 42326 Research CA Goudy and Associates 21 Marlboro St Newburyport MA 01950 007485171 87157 Research Clark University 950 Main St Worcester MA 01610 042111203 501(c)(3) 57672 Research Duke University 324 Blackwell St Durham NC 27701 560532129 501(c)(3) 31010 Research Massachusetts Audobon Society 208s Great Rd Lincoln MA 01773 042104702 501(c)(3) 22000 Research Michigan State University 426 Auditorium Rd Room 2 East Lansing MI 48824 386005984 501(c)(3) 33990 Research Oregon State University PO Box 1086 Corvallis OR 97339 611703890 501(c)(3) 96989 Research Rensselaer Polytechnic Institute 110 Eighth St West Hall 3rd Floor Troy NY 12180 141340095 501(c)(3) 66388 Research The Regents of the University of California 1608 Fourth Street Suite 220 Berkeley CA 94710 946002123 501(c)(3) 25799 Research Towson University 8000 York Rd Towson MD 21252 520939453 501(c)(3) 42120 Research Trustees of Boston University 884 Commonwealth Ave 4th Floor Boston MA 02215 042103547 501(c)(3) 19159 Research University of Chicago 6054 S Drexel Ave Suite 300 Chicago IL 60637 362177139 501(c)(3) 46997 Research University of Connecticut 438 Whitney Road Ext Unit 1133 Storrs CT 06269 060772160 Government 47982 Research University of Massachusetts Amherst 405 Goodell Blvd 140 Hicks Way Amherst MA 01003 043167352 Government 44374 Research University of Massachusetts Boston 100 Morrissey Blvd Boston MA 02125 043167352 Government 54778 Research University of Michigan 1015 LSA Ann Arbor MI 48109 386006309 501(c)(3) 201212 Research University of New Hampshire 51 College Rd Durham NH 03824 026000937 501(c)(3) 70020 Research University of South Carolina 901 Summer St Columbia SC 29208 570937350 501(c)(3) 117413 Research University of Vermont and State Agricultural College 85 S Prospect St Waterman 237 Burlington VT 05405 030179440 501(c)(3) 173709 Research Utah State University 400 Old Main Hill Logan UT 84322 876000052 501(c)(3) 32719 Research Villanova University 800 Lancaster Ave Villanova PA 19085 520939453 501(c)(3) 90481 Research Woods Hole Oceanographic Institute 221 Oyster Pond Rd Woods Hole MA 02543 042105850 501(c)(3) 105483 Research Woods Hole Research Center Inc 149 Woods Hole Rd Falmouth MA 02540 043005094 501(c)(3) 131044 Research 22 1 Scholarships 222 0 1000853 Awards values are the amount tuition and housing waived. Research awards 20 0 257598 Award values are the amount of lab space and housing waived. Schedule I, Part I, Line 2 The Staff Accountant (grants), Manager of Financial Reporting, and Director of Finance oversee all grant, contract or cooperative agreement awards compliance. This includes establishing a new job center for each award, reconciling allowable expenses to the sponsor's requirements, accounting of all costs on active awards, ensuring grant contract or cooperative agreement expenses do not exceed the award revenues, completing all billing to government and private agencies, and completing a financial close-out of all finished awards assuring proper reporting to federal and non-federal agencies. Schedule I, Part III Research award oversight is provided by the Division of Research staff. Research award applications are reviewed by a committee of internal and external scientists, who meet with the Director of the Division of Research to make their recommendations for the final determination of recipients and award amounts. The Senior Administrator in the Division of Research tracks the awardee's research progress and expenditures through their stay at the MBL, reviewing the required reports that are due one month after completion of the research award term, and ensuring awardees remain within budget. Scholarships are awarded by the Division of Research from grants and contributions received by the MBL, some of which are restricted for specific use. The Director of the Division of Education determines student eligibility and the amount of the scholarship. Awards are first applied to cover tuition costs, and then cover room, board, and travel if the amount awarded is sufficient. 1 0 0 0 0 0 0 0 0 Nipam Patel Director of the MBL 155985 0 0 0 0 0 0 0 7347 0 163332 0 0 0 Paul Speer Chief Operating Officer 275254 0 0 0 0 0 18028 0 29389 0 322671 0 0 0 Mary Harrington Treasurer & Director of Finance 200657 0 0 0 0 0 10490 0 28889 0 240036 0 0 0 David B Mark Welch Director, Division of Research 244511 0 0 0 0 0 17498 0 29389 0 291398 0 0 0 Rae Nishi Director of Education (through 8/31/18) 243312 0 0 0 0 0 0 0 29389 0 272701 0 0 0 Roger T Hanlon Director of the Marine Resource Center 227075 0 0 0 0 0 0 0 11992 0 239067 0 0 0 Jennifer Morgan Director of the Eugene Bell Center 182243 0 0 0 0 0 10300 0 11498 0 204041 0 0 0 Joshua Rosenthal Senior Scientist 215134 0 0 0 0 0 24500 0 28889 0 268523 0 0 0 Marie Russell Director, Facilities and Services 180664 0 0 0 0 0 0 0 28889 0 209553 0 0 0 Mitchell L Sogin Distinguished Scientist 237427 0 0 0 0 0 24500 0 11992 0 273919 0 0 0 Katie Callow-Wright Secretary of the MBL Corporation 0 357758 0 35000 0 2104 0 22000 0 31562 0 448424 0 0 David B Fithian Trustee 0 692925 0 67500 0 7567 0 22000 0 18418 0 808410 0 0 Eric D Isaacs Trustee 0 347945 0 35500 0 7179 0 22000 0 42455 0 455079 0 0 Daniel Diermeier Trustee 0 840836 0 91000 0 65576 0 72000 0 47175 0 1116587 0 0 Robert J Zimmer Chair of the Board of Trustees 0 1325536 0 4120316 0 331450 0 889200 0 199333 0 6865835 0 3036956 Melina Hale Interim Co-Director of the MBL 0 468299 0 0 0 0 0 22000 0 21721 0 512020 0 0 Neil Shubin Interim Co-Director of the MBL 0 624271 0 0 0 0 0 22000 0 66932 0 713203 0 0 Schedule J, Part I, Line 4 Former Director of Education Rae Nishi terminated employment with the MBL in August 2018. She received severance payment of $86,700 in calendar year 2018. A Massachusetts Development Finance Agency 043431814 57583RFL4 2006-04-26 34000000 Renovation of facilities and refinancing 0 0 0 A 8422951 0 34629135 0 134301 0 0 0 0 19644135 14985000 2008 0 1 1 1 A 0 1 1 0 0 0.0344 0.0014 0.0358 1 0 1 A 0 0 1 0 1 1 Morgan Stanley 30.3 1 0 1 Trans America 1.5 1 0 0 A 1 X 19 160262 Market Value X Equipment 3 58777 Market Value X Supplies 7 38600 Market Value 0 0 1 1 Schedule M, Part I, Line 32b Stock donations are typically received in the MBL's Morgan Stanley account and sold as soon as possible by Morgan Stanley. Form 990, Part VI, Section A, Line 4 In April 2019, the Board of Trustees of the Marine Biological Laboratory adopted new bylaws. Form 990, Part VI, Section A, Line 6 On July 1, 2013 the Laboratory entered into an affiliation agreement with the University of Chicago (the University) located in Chicago, Illinois. Under this affiliation the University became the sole member of the Laboratory. The University as sole member has the right to exercise all powers to approve or disapprove of certain fundamental decisions concerning the Corporation. Form 990, Part VI, Section A, Line 7a The University, as sole member, has the power to appoint and remove members of the Board of Trustees. Form 990, Part VI, Section A, Line 7b The University of Chicago, as sole member, has the power to take certain actions with respect to the MBL, after prior consultation with the MBL's Board of Trustees, and the power to approve or disapprove certain actions taken by the MBL. Form 990, Part VI, Section B, Line 11b Prior to filing the Form 990, members of the Executive Committee and Audit Committee of the Laboratory's Board of Trustees were given an opportunity to review portions of the Form 990 relevant to the areas of oversight of those Committees, allowing them to review the form, provide comments, and ask any questions. Subsequent to the Committees' review, the form is made available to the full Board of Trustees for review prior to filing. Form 990, Part VI, Section B, Line 12c All trustees, officers, senior faculty, senior administrators, and other employees of the Laboratory are subject to conflict of interest policies that among other things, define material financial disclosure of information and specify procedures to be followed in managing these conflicts. The Laboratory's conflict of interest (COI) policies for trustees and officers requires disclosure whenever a trustee or a related party engages in an activity that could be considered a conflict of interest. Trustees are reminded that questions regarding the COI policy may be raised informally and confidentially at any time with the Chair of the Board of Trustees, the Chair of the Nominating and Governance Committee, or the University of Chicago's General Counsel. All trustees must annually disclose actual and potential conflicts of interest by completing a confidential COI Disclosure Statement and Acknowledgement, and these disclosures must be updated as new information becomes available that could affect the trustee's stated interests. The MBL's Director of Finance, in consultation with the Nominating and Governance Committee and University of Chicago's General Counsel, will compile the disclosures into a confidential database and prepare for each trustee a written acknowledgement of the disclosure that identifies any pending Laboratory transactions that may be affected by the disclosure. The Chair of the Board of Trustees will also review all disclosed potential conflicts of interest before making Board committee assignments. Regardless of these efforts, Trustees must be alert to any and all potential conflicts. To the extent a potential conflict has not been addressed, it should be brought to the immediate attention of the Chair of the Board, the Chair of the Nominating and Governance Committee, or the University of Chicago's General Counsel. The Trustee should also abstain from participating in or voting on the matter. Actions in this regard will be reflected in any official meeting minutes. The Laboratory requires that employees (MBL staff members) complete a COI statement annually. The statement is reviewed by the Director of Human Resources and the Director of the Division of Research. If it is believed there may be a conflict of interest on any of the statements, it is brought to the attention of the MBL Compliance Committee for resolution. Any MBL staff member who is or will be involved in an MBL business transaction in which a potential for conflict of interest may exist is required to report such potential conflict to the Chief Operating Officer. The MBL shall take action to ensure that the transaction, if it is to proceed, is on fair and reasonable terms and in the best interest of the Laboratory. Someone other than the individual with the conflict must initiate the resolutions for action and make the necessary decisions and control the transaction(s). The individual with the conflict must recuse themselves from the decision-making process. Form 990, Part VI, Section C, Line 19 The Conflict of Interest policy is available on MBL's website. Audited financial statements and Form 990 are available upon request to organization. In addition, audited financial statements, Form 990, and governing documents are available on public websites and the Commonwealth of Massachusetts' website. Form 990, Part XI, Line 9 Adjustments for non-operating activities: deduct change in value of interest rate swap agreement of $1,101,154; deduct change in value of annuities of $2,210; and add change in post-retirement healthcare plan liability of $245,493. University of Chicago 5801 S Ellis Avenue Chicago IL 60637 362177139 Education IL 501(c)(3) 2 N/A 0 TR U A Marine Biological Laboratory 7 MBL Street Woods Hole MA 02543 136044672 General support of the MBL NY 4947(a)(1) NA Trustees 0 TR U A Marine Biological Lab Library 7 MBL Street Woods Hole MA 02543 136045011 Support for the MBL Library NY 4947(a)(1) NA Trustees 0 Arch Development Corporation 5555 S Woodlawn Chicago IL 60637 363485244 Tech Transfer IL 501(c)(3) 12 University of Chicago 0 Asian Health Coalition 180 W Washington Street Suite 1000 Chicago IL 60602 311607193 Healthcare accessibility IL 501(c)(3) 10 University of Chicago 0 Chapin Hall Center for Children 1313 E 60th Street Chicago IL 60637 362167012 Policy Research IL 501(c)(3) 7 N/A 0 Chicago Home for Incurables 5801 S Ellis Avenue Chicago IL 60637 362169138 Supp research IL 501(c)(3) 12 University of Chicago 0 Chicago Tumor Institute 5801 S Ellis Avenue Chicago IL 60637 237136019 Supp Research IL 501(c)(3) 12 University of Chicago 0 Court Theatre Fund 5535 S Ellis Avenue Chicago IL 60637 363203660 Arts Support IL 501(c)(3) 12 University of Chicago 0 Fermi Research Alliance LLC PO Box 500 Batavia IL 60510 571239010 Manage Lab IL 501(c)(3) 7 N/A 0 Hymen Milgrom Supporting Organization 33 N Lasalle Street STE 2131 Chicago IL 60602 466789522 Supp education research VA 15 N/A 0 Lake Park Associates 5801 Ellis Avenue Chicago IL 60637 366111317 Prop Holding IL 501(c)(2) University of Chicago 0 National Opinion Research Center 55 E Monroe Street 20th Floor Chicago IL 60603 362167808 Surveys IL 501(c)(3) 7 University of Chicago 0 The John Crerar Foundation 5730 S Ellis Avenue Chicao IL 60637 363155157 Library Support IL 501(c)(3) 15 N/A 0 The Quadrangle Club 5801 S Ellis Avenue Chicago IL 60637 361655190 Social Club IL 501(c)(7) University of Chicago 0 UChicago Research Bangladesh LTD House No 388 Road 24 1212 Mohakhali Dhaka BG Research BG NA UC Research International 0 UChicago Research International LTD 5801 S Ellis Avenue Chicago IL 60637 262741573 Research IL 501(c)(3) 12 University of Chicago 0 University of Chicago Booth School of Business LTD 25 Basinghall Street Woolgate Exchange London UK Education UK NA University of Chicago 0 University of Chicago Booth School of Business LTD 101 Penang Road Dhoby Ghaut SN Education SN NA University of Chicago 0 The University of Chicago FDN in Hong Kong LTD Far East Ctr c/o Wm Fan and Co Room 100 Hong Kong HK Fundraising HK NA University of Chicago 0 University of Chicago Charter School Corp 5801 S Ellis Avenue Chicago IL 60637 364225812 Education IL 501(c)(3) 2 University of Chicago 0 University of Chicago Cancer Research FDN 5801 S Ellis Avenue Chicago IL 60637 366056201 Supp Research IL 501(c)(3) 12 University of Chicago 0 University of Chicago Center in Paris 6 Rue Thomas Mann 75013 Paris FR Education FR NA University of Chicago 0 The University of Chicago Cloisters Club 1212 E 59th Street Chicago IL 60637 Social Club IL University of Chicago 0 University of Chicago Medical Center 5481 S Maryland Avenue Chicago IL 60637 363488183 Hospital IL 501(c)(3) 3 University of Chicago 0 University of Chicago Property Holding Corp 5801 S Ellis Avenue Chicago IL 60637 366108743 Property Holding IL 501(C)(2) University of Chicago 0 University of Chicago Retiree Medical Trust 5801 S Ellis Avenue Chicago IL 60637 363999692 Medical trust IL 501(c)(3) 12 University of Chicago 0 University of Chicago Self Insurance Trust 5801 S Ellis Avenue Chicago IL 60637 363020034 Malpractice trust IL 501(c)(3) 12 University of Chicago 0 University of Chicago Trust (India) L-9 East Wing Raheja Towers MG Road Bangalore Karnataka IN 560001 Fundraising IN NA University of Chicago 0 UCMC Community Health and Hospital Division Inc 208 South Lasalle Street Chicago IL 60604 363181170 Promote and support the health of the community IL 501(c)(3) 13 University of Chicago Medical Center 0 UChicago (Beijing) Consulting Co LTD Unit 1-10 Culture Place Remmin University Beijing CH Consulting CH University of Chicago C UChicago Center in India Private Limited 2/11 B Jangpura A New Delhi IN Consulting IN University of Chicago C SC Curriculum Inc 70 West Madison Street Chicago IL 60602 Science curriculum IL University of Chicago C Phoenix Overlay Fund Ltd 401 N Michigan Ave Chicago IL 60611 Investing CJ University of Chicago C 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 1 Schedule R, Part II The University of Chicago, a 501(c)(3) organization, is the direct controlling organization of the Marine Biological Laboratory. For purposes of completion, the following information is provided: The related organizations listed below are disregarded entities of the University of Chicago: UChicago Argonne LLC -68-0628477, 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Manage Lab, Legal Domicile: Illinois; University of Chicago Foundation Ltd - 98-0525557, 5th FL Alder Castle, 10 Noble, London, United Kingdom, Primary Activity: Fundraising, Legal Domicile: United Kingdom; Theory and Computing Sciences Building Trust - 51-6596577 - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Research Building, Legal Domicile: Illinois; UChicago Trading - 30-0517735, 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Investing, Legal Domicile: Illinois; Maroon Investments LLC - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Holding Company, Legal Domicile: Delaware; UChicago Impact LLC - 61-1682394, 1307 E. 60th Street, Chicago, IL 60637, Primary Activity: Education, Legal Domicile: Illinois; Harper Court LLC - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Holding Company, Legal Domicile: Illinois; LPA Management LLC - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Property Management, Legal Domicile: Illinois. For purposes of completeness, please note the following: The entities listed below are disregarded entities of The University of Chicago Medical Center: UCMC Community Physicians LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 38-3865637, Primary Activity: Physician Services, Legal Domicile: Illinois; University of Chicago Medicine Care Network LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 47-4222269, Primary Activity: Healthcare, Legal Domicile: Illinois; UCM Global LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 32-0579811, Primary Activity: International Medical Consulting, Legal Domicile: Illinois. Also note: The University of Chicago Medical Center is a less than 50% member in a joint venture with UCMC/SCH Oncology JV LLC, a tax exempt entity, 1850 Silver Cross Blvd, New Lenox, IL 60451, EIN: 32-2436795. The University of Chicago Medicine Care Network, LLC, a disregarded entity of the University of Chicago Medical Center, is the sole member of the following related entities: UCM Care Network Medical Group Inc. 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 47-4221241, Primary Activity: Healthcare, Legal Domicile: Illinois; University of Chicago Medicine Care Network Affiliated Physicians LLC, 5841 S. Maryland, Chicago, IL 60637, EIN: 47-4233918, Primary Activity: Healthcare, Legal Domicile: Illinois. The following entity is a disregarded entity of UChicago Research International, a related entity: UChicago Research Bangladesh LLC, 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Support Research, Legal Domicile: Illinois.