2020-08-14T17:59:37-05:00 2019-09-30 450250958 EIDE BAILLY LLP 10681 FOOTHILL BLVD STE 300 RANCHO CUCAMONGA CA 917303831 990 2018-10-01 953512045 CDC SMALL BUSINESS FINANCE CORP CDCS 6192438600 2448 HISTORIC DECATUR NO 200 SAN DIEGO CA 92106 KURT CHILCOTT PRESIDENT 6192438600 2020-08-06 1 CATHERINE L GRAY P01294460 9094664410 2020-08-06 64.60.36.163 2020-08-06 08:55:01 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AFB01DE0CC74786AF10CDFE220491FAFB6575FF0 2018 2020-09-23 17:36:50Z KURT CHILCOTT 2448 HISTORIC DECATUR NO 200 SAN DIEGO CA 92106 23052658 0 X WWW.CDCLOANS.COM X 1978 CA TO CHAMPION THE GROWTH OF DIVERSE SMALL COMPANIES IN OUR COMMUNITIES BY DRAWING ON OUR UNPARRELLELED EXPERTISE IN DELIVERING UNIQUE CAPITAL SOLUTIONS. 17 16 139 0 -52014 -36910 30250 0 20782652 22503672 0 0 -39927 -52014 20772975 22451658 0 0 0 0 11804199 12475133 0 0 0 4836030 6410807 16640229 18885940 4132746 3565718 76713993 86407439 32151435 38279163 44562558 48128276 X TO CHAMPION THE GROWTH OF DIVERSE SMALL COMPANIES IN OUR COMMUNITIES BY DRAWING ON OUR UNPARRELLELED EXPERTISE IN DELIVERING UNIQUE CAPITAL SOLUTIONS. WE EXCEED THE EXPECTATIONS OF OUR PARTNERS THROUGH TEAMWORK, INTEGRITY AND CREATIVITY. WE MAKE A DIFFERENCE IN THE COMMUNITIES WE SERVE THROUGH UNWAVERING ADVOCACY AND REINVESTMENT. 0 0 16122048 22503672 TO PROMOTE ECONOMIC DEVELOPMENT IN THE STATES OF CALIFORNIA, NEVADA AND ARIZONA, PROVIDE ASSISTANCE AND SERVICES FOR THE IMPROVEMENT OF LOCAL ECONOMY IN ALL COUNTIES AND REGIONS WHICH THE SMALL BUSINESS ADMINISTRATION GRANTS AUTHORITY TO OPERATE. 16122048 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 57 0 1 139 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 17 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X CATHERINE RIDDLE 6192438600 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 TYLER ORION DIRECTOR 1.00 X 0 0 0 JOAN EARHART DIRECTOR 1.00 X 0 0 0 KEVIN PALMER TREASURER 1.00 X X 0 0 0 THOMAS TOPUZES CHAIR 1.00 X X 0 0 0 RICK BENITO ASSISTANT SECRETARY 1.00 X X 0 0 0 SHERYL CAMERON VICE CHAIR 1.00 X X 0 0 0 KRISTINE CHUNG DIRECTOR 1.00 X 0 0 0 STEVE DOSS DIRECTOR 1.00 X 0 0 0 GEORGIA DUTRO DIRECTOR 1.00 X 0 0 0 ERIK CALDWELL SECRETARY 1.00 X X 0 0 0 OMAR PASSONS DIRECTOR 1.00 X 0 0 0 FRANK ROBINSON DIRECTOR 1.00 X 0 0 0 WAYNE SCHELL DIRECTOR 1.00 X 0 0 0 JERRY A SCHNEIDER DIRECTOR 1.00 X 0 0 0 BILL SOMMER DIRECTOR 1.00 X 0 0 0 MIKE STULL DIRECTOR 1.00 X 0 0 0 STEVE STULTZ DIRECTOR 1.00 X 0 0 0 KURT CHILCOTT PRESIDENT AND CEO 40.00 X 880379 0 43537 MICHAEL OWEN CCO 40.00 X 497521 0 40523 KIM BUTTEMER COO 40.00 X 414173 0 41721 CATHERINE RIDDLE CFO & CTO 40.00 X 331022 0 30658 ROBERT VILLARREAL EVP 40.00 X 200616 0 15750 PENINA GOODMAN SVP BRAND MARKETING 40.00 X 206848 0 21933 DEAN ALOE LOAN OFFICER 40.00 X 409502 0 28463 ARMEN MADATYAN LOAN OFFICER 40.00 X 384736 0 17750 TOM BRUNE PROGRAMMER ANALYST 40.00 X 226032 0 22558 CHRIS BANE LOAN OFFICER 40.00 X 261151 0 35851 KENNETH ROSENTHAL LOAN OFFICER 40.00 X 228225 0 20402 4040205 0 319146 11 0 1 0 TODD E KOBERNICK 2448 HISTORIC DECATUR RD SUITE 220 SAN DIEGO CA 92106 LEGAL SERVICES 475744 NEXTSTREET FINANCIAL LLC 75 BROAD STREET SUITE 702 NEW YORK NY 10004 CONSULTING 307573 CAMELBACK LAW OFFICES 5045 N 12TH ST SUITE 110 PHOENIX AZ 85014 LEGAL SERVICES 230753 3 LOAN INCOME 522100 19573120 19573120 LOAN ESCROW INTEREST 525990 2930552 2930552 22503672 548986 601000 -52014 -52014 -52014 22451658 22503672 -52014 0 1984008 1248024 735984 7325718 7325718 1119661 1119661 1172787 1172787 872959 872959 653436 653436 358712 358712 27380 27380 576562 492783 83779 544918 544918 277942 277942 237717 237717 44249 44249 905134 905134 255746 255746 152598 152598 PROVISION FOR LOAN LOSS 1056061 1056061 LENDING COSTS 682753 682753 CONTRIBUTIONS 263123 263123 DUES & MEMBERSHIPS 177009 177009 197467 163696 33771 18885940 16122048 2763892 0 11701193 17633229 7533365 8682622 5925942 5270975 31408541 34640008 340361 382874 13310995 6557001 6766203 6753994 13038388 13043737 76713993 86407439 4056745 4397968 168095 71680 25545121 31650902 2381474 2158613 32151435 38279163 X 44532308 48128276 30250 0 44562558 48128276 76713993 86407439 3565718 0 X 0 1 X 1 0 2300000 2300000 6793230 2446712 4346518 4217765 4110289 107476 6753994 INVESTMENTS 13043737 F 13043737 LOAN LOSS PROVISIONS 1156740 DEFERRED DEPOSITS 63011 PARTICIPATION FEE COLLECTION 752846 TENANTS RESERVE 48183 CAPITAL LEASE 9510 DUE TO SMALL BUSINESS ADMINISTRATION 128323 2158613 X PART X, LINE 2: THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED ACCOUNTING STANDARDS CODIFICATION NO 740-10, ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX, WHICH SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGINTION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. CDC HAS REVIEWED ITS POSITIONS FOR ALL OPEN TAX YEARS AND HAS DETERMINED THAT NO PROVISION FOR INCOME TAX POSITIONS IS REQUIRED. X X X X X X 0 0 0 0 0 0 0 0 0 KURT CHILCOTT PRESIDENT AND CEO 880379 0 0 0 0 0 25000 0 18537 0 923916 0 0 0 MICHAEL OWEN CCO 497521 0 0 0 0 0 25000 0 15523 0 538044 0 0 0 KIM BUTTEMER COO 414173 0 0 0 0 0 14586 0 27135 0 455894 0 0 0 CATHERINE RIDDLE CFO & CTO 331022 0 0 0 0 0 14900 0 15758 0 361680 0 0 0 ROBERT VILLARREAL EVP 200616 0 0 0 0 0 7560 0 8190 0 216366 0 0 0 PENINA GOODMAN SVP BRAND MARKETING 206848 0 0 0 0 0 12500 0 9433 0 228781 0 0 0 DEAN ALOE LOAN OFFICER 409502 0 0 0 0 0 19000 0 9463 0 437965 0 0 0 ARMEN MADATYAN LOAN OFFICER 384736 0 0 0 0 0 15008 0 2742 0 402486 0 0 0 TOM BRUNE PROGRAMMER ANALYST 226032 0 0 0 0 0 9500 0 13058 0 248590 0 0 0 CHRIS BANE LOAN OFFICER 261151 0 0 0 0 0 9500 0 26351 0 297002 0 0 0 KENNETH ROSENTHAL LOAN OFFICER 228225 0 0 0 0 0 12500 0 7902 0 248627 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS THE RETURN PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE HUMAN RESOURCES MANAGER ANNUALLY REGULATES AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ANNUALLY, EACH MEMBER OF THE BOARD OF DIRECTORS SIGNS A FORM DISCLOSING AND CONFLICTS OF INTEREST OR INDICATING THAT NO CONFLICT OF INTEREST EXISTS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD APPROVES THE COMPENSATION FOR THE CEO AND TOP MANAGEMENT EVERY YEAR. THE BOARD ALSO APPROVES THE COMPENSATION OF KEY EMPLOYEES EVERY YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AT THE CORPORATE OFFICE. SAN DIEGO REGION SMALL BUSINESS DEVELOPMENT 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 330845173 PROVIDE ECONOMIC DEVELOPMENT TO SMALL BUSINESSES IN SAN DIEGO CA 501(C)(3) LINE 7 CDC SMALL BUSINESS FINANCE CORP 1 CDC VENTURES 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 330918531 SOFTWARE CA CDC SMALL BUSINESS FINANCE C 1305454 1153024 1.00000 1 CDC DIRECT CAPITAL 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 201904046 COMMERCIAL FINANCE CA CDC SMALL BUSINESS FINANCE C 1099075 2664206 1.00000 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SAN DIEGO REGION SMALL BUSINESS DEV D 307995 ACTUAL AMOUNT CDC VENTURES INC D 4208221 ACTUAL AMOUNT CDC DIRECT CAPITAL D 2044423 ACTUAL AMOUNT