2020-10-22T13:11:08-05:00 2019-12-31 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE SUITE 200 JERICHO NY 11753 990 2019-01-01 133156507 IRON WORKERS LOCAL 40 & 361 TOPPING OUT OUT FUND IRON 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 BRIAN SABBAGH FUND MANAGER 2126841586 2020-10-22 1 ALAN SILVERSTEIN P00043838 5162563500 2020-10-22 24.38.5.5 2020-10-22 11:48:16 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 2019 2021-04-22 16:20:28Z BRIAN SABBAGH 451 PARK AVE SOUTH NEW YORK NY 10016 281979470 0 X WWW.IRONWORKERS.NET X 1985 NY PROVIDING SUPPLEMENTAL UNEMPLOYMENT, DEATH, DISABILITY AND UNREIMBURSED MEDICAL EXPENSE BENEFITS TO PARTICIPANTS 18 18 0 0 0 0 0 0 51392701 51998447 9743979 11536620 0 0 61136680 63535067 0 0 42188040 39521899 388989 397611 0 0 0 913056 754182 43490085 40673692 17646595 22861375 237136032 275938823 1266799 2654372 235869233 273284451 THE PLAN WAS ABLE TO PROVIDE DEATH, DISABILITY, UNEMPLOYMENT, AND UNREIMBURSED MEDICAL EXPENSE PAYMENTS TO MEMBERS 0 0 TO PROVIDE DISABILITY, DEATH, UNEMPLOYMENT BENEFITS, AND UNREIMBURSED MEDICAL EXPENSE PAYMENTS TO IT'S MEMBERS. 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1607 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 0 0 0 X BRIAN SABBAGH 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 DANIEL DOYLE UNION TRUSTEE 0.50 0.50 X 0 0 0 CHRISTOPHER WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 MICHAEL GAYDOS UNION TRUSTEE 0.50 0.50 X 0 0 0 JOHN CUSH UNION TRUSTEE 0.50 0.50 X 0 0 0 JAKE BIDOSKY EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 TERRY DALY EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 A ALAN SEIDMAN EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 RICHARD LUCAS EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ROBERT SAMELA EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WEISS EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 DANIEL TEUTUL EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0.50 20.00 X 0 103874 118640 STEVE ISAACSON EMPLOYER TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW CHARTRAND UNION TRUSTEE 0.50 0.50 X 0 0 0 KEITH EISGRUBER UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW P STODDARD UNION TRUSTEE 0.50 0.50 X 0 0 0 BRIAN SABBAGH FUND MANAGER 5.00 35.00 X 0 210891 118727 JOHN J DELANEY EMPLOYEE 5.00 35.00 X 0 173628 118727 ELSIE O'NEIL EMPLOYEE 5.00 35.00 X 0 169156 118727 JIM DUFFICY EMPLOYEE 5.00 35.00 X 0 161207 118727 HELENE SCHWARTZ EMPLOYEE 5.00 35.00 X 0 154996 118727 LUCIA D BAUKNIGHT EMPLOYEE 5.00 35.00 X 0 154996 118727 IAN CHAN EMPLOYEE 5.00 35.00 X 0 153250 118727 DOREEN STENNET EMPLOYEE 5.00 35.00 X 0 131511 118727 GARRENT LEUNG EMPLOYEE 5.00 35.00 X 0 111347 118727 0 1524856 1187183 0 0 1 0 MANNING & NAPIER 290 WOODCLIFF DRIVE FAIRPORT NY 14450 INVESTMENT MANAGEMENT 202706 LAZARD FRERES 30 ROCKEFELLER PLAZA NEW YORK NY 10112 INVESTMENT MANAGEMENT 118142 MELLON INVESTMENT CORP 500 GRANT STREET PITTSBURGH PA 15219 INVESTMENT MANAGEMENT 108965 3 EMPLOYERS CONTRIBUTIONS 230000 51998447 51998447 51998447 6811391 6811391 223169632 218444403 4725229 4725229 4725229 63535067 56723676 0 6811391 39521899 219412 163566 14633 29383 94094 12256 30337 59407 1599 6645 3218 36740 INVESTMENT EXPENSE 460587 POSTAGE & PRINTING 9883 MISCELLANEOUS EXPENSES 7204 EQUIPMENT RENTAL 2829 40673692 897199 2365618 8406836 13610224 3271737 3606599 223357499 254930337 1202761 1426045 237136032 275938823 602649 702698 664150 1951674 1266799 2654372 X 0 0 0 0 235869233 273284451 235869233 273284451 237136032 275938823 22861375 14553843 0 X 0 1 X 0 0 0 U.S. GOVERNMENT AND AGENCIES 109559407 F CORPORATE BONDS AND DEBENTURES 72664162 F COMMON STOCK 46979857 F EXCHANGE TRADED FUNDS 15589252 F MUTUAL FUNDS 10137659 F 254930337 DUE TO AFFILIATED FUND 795041 DUE TO BROKERS 1156633 1951674 X 77628323 14553843 14553843 63074480 460587 460587 63535067 40091259 0 40091259 460587 121846 582433 40673692 PART X, LINE 2: THE PLAN ADOPTED THE PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD("FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, AND HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY(OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER THERE ARE NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION FOR YEARS PRIOR TO 2016 PART XII, LINE 4B - OTHER ADJUSTMENTS: INCREASE IN BENEFITS PAYABLE 121,846. 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0 103874 0 0 0 0 0 58758 0 59882 0 222514 0 0 BRIAN SABBAGH FUND MANAGER 0 210891 0 0 0 0 0 58833 0 59894 0 329618 0 0 JOHN J DELANEY EMPLOYEE 0 173628 0 0 0 0 0 58833 0 59894 0 292355 0 0 ELSIE O'NEIL EMPLOYEE 0 169156 0 0 0 0 0 58833 0 59894 0 287883 0 0 JIM DUFFICY EMPLOYEE 0 161207 0 0 0 0 0 58833 0 59894 0 279934 0 0 HELENE SCHWARTZ EMPLOYEE 0 154996 0 0 0 0 0 58833 0 59894 0 273723 0 0 LUCIA D BAUKNIGHT EMPLOYEE 0 154996 0 0 0 0 0 58833 0 59894 0 273723 0 0 IAN CHAN EMPLOYEE 0 153250 0 0 0 0 0 58833 0 59894 0 271977 0 0 DOREEN STENNET EMPLOYEE 0 131511 0 0 0 0 0 58833 0 59894 0 250238 0 0 GARRENT LEUNG EMPLOYEE 0 111347 0 0 0 0 0 58833 0 59894 0 230074 0 0 FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO MEMBERS OR ORGANIZATION'S GOVERNING BODY BEFORE IT IS FILED FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY MONITORS THE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY.ENFORCEMENT AND COMPLIANCE WITH THE POLICY IS ADDRESSED AT QUARTERLY BOARD MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE UPON REQUEST IRON WORKERS LOCALS 40 361 & 417 HEALTH FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 135622663 PROVIDE HEALTH AND VACATION BENEFITS TO MEMBERS NY 501(C)(9) 0 IRON WORKERS LOCALS 40 361 & 417 PENSION FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 516102576 TO PROVIDE PENSION BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 ANNUITY FUND 451 PARK AVENUE SOUTH NEW YORK NY 10016 237299279 TO PROVIDE ANNUITY BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 APPRENTICESHIP & TRAINING FUND 35-23 36TH STREET ASTORIA NY 11106 132571023 TO PROVIDE TRAINING TO MEMBERS NY 501(C)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 IRON WORKERS LOCALS 40361 & 417 HEALTH FUND P 602307 TIME & MOTION STUDY