2020-10-23T15:28:26-05:00 2020-03-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2019-04-01 411336784 AMERICAN ACADEMY OF OPHTHALMOLOGY AMER 4155618500 655 BEACH STREET SAN FRANCISCO CA 94109 LAWRENCE MENDENHALL COO 4155618500 2020-10-02 1 TRACY S PAGLIA P00366884 4159561500 2020-10-02 76.14.38.113 2020-10-02 15:42:40 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 00C4359F54289D19625D58AABAD73364CEA05A5F 2019 2021-04-22 16:20:28Z DAVID W PARKE II MD 655 BEACH STREET SAN FRANCISCO CA 94109 81157214 0 X WWW.AAO.ORG X 1979 MN AAO IS THE LARGEST NATIONAL MEMBERSHIP ORGANIZATION FOR OPHTHALMOLOGISTS. 23 15 197 0 3477187 848281 6259811 7902184 41697517 41481157 1160044 484412 10940433 10583407 60057805 60451160 1439602 1233341 0 0 28318676 28434705 0 0 0 24332600 25355253 54090878 55023299 5966927 5427861 86858091 90177944 23111922 22896144 63746169 67281800 X THE MISSION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY IS TO PROTECT SIGHT AND EMPOWER LIVES BY SERVING AS AN ADVOCATE FOR PATIENTS AND THE PUBLIC, LEADING OPHTHALMIC EDUCATION, AND ADVANCING THE PROFESSION OF OPHTHALMOLOGY. 0 0 THE AMERICAN ACADEMY OF OPHTHALMOLOGY, WITH A GLOBAL COMMUNITY OF 32,000, IS THE LARGEST TRADE ORGANIZATION IN THE WORLD FOR OPHTHALMOLOGISTS. WE ARE EYE PHYSICIANS AND SURGEONS, DEDICATED TO PROTECTING SIGHT AND EMPOWERING LIVES. AS THE LEADER IN OPHTHALMIC EDUCATION, THE ACADEMY OFFERS A WEALTH OF MATERIALS TO SUPPORT OUR PHYSICIANS IN EVERY ASPECT OF PRACTICE - INCLUDING THE ONLINE OPHTHALMIC NEWS AND EDUCATION (ONE) NETWORK, PRACTICE MANAGEMENT TOOLS, THE INNOVATIVE IRIS REGISTRY (INTELLIGENT RESEARCH IN SIGHT), AND EYE HEALTH RESOURCES FOR PATIENTS AND THE PUBLIC. WE PRODUCE THE LARGEST ANNUAL OPHTHALMIC CONVENTION IN THE WORLD WHICH FOR THE 2019 ANNUAL MEETING (HELD OCTOBER 12-15, 2019 IN SAN FRANCISCO, CA) BROUGHT TOGETHER 22,658 DOMESTIC PHYSICIANS, INTERNATIONAL PHYSICIANS, OTHER HEALTH PROFESSIONALS, EXHIBITORS, AND GUESTS TO SHARE THE LATEST ADVANCES AND TECHNOLOGY IN OPHTHALMIC MEDICINE. WE RELENTLESSLY ADVOCATE FOR THE HIGHEST QUALITY EYE CARE, REPRESENTING OPHTHALMOLOGISTS AND THEIR PATIENTS BEFORE THE GOVERNMENT AND OTHER ORGANIZATIONS THAT INFLUENCE EYE CARE POLICY. 0 1 0 1 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 163 0 1 197 1 1 1 0 0 0 1 1 0 0 0 X 23 15 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA MN X MICHAEL ROLL 4154470255 655 BEACH STREET SAN FRANCISCO CA 94109 DAVID W PARKE II MD EXECUTIVE VP/CEO/TREASURER/SECRETARY 32.00 8.00 X X 1030663 0 73240 MARIA M AARON MD SECRETARY FOR ANNUAL MEETING 1.00 1.00 X 25000 0 0 DANIEL J BRICELAND MD SENIOR SECRETARY FOR ADVOCACY 1.00 1.00 X 25000 0 0 KEITH D CARTER MD FACS PAST PRESIDENT THROUGH 12/2019 1.00 1.00 X 0 0 0 MICHAEL F CHIANG MD TRUSTEE-AT-LARGE THROUGH 12/2019 1.00 1.00 X 0 0 0 WILLIAM S CLIFFORD MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 ANNE LOUISE COLEMAN MD PHD PRES.-ELECT (2019) / PRES. (2020) 1.00 1.00 X 30000 0 0 MARY LOUISE Z COLLINS MD TRUSTEE-AT-LARGE EFFECTIVE 1/2020 1.00 1.00 X 0 0 0 TAMARA R FOUNTAIN MD PRESIDENT-ELECT (2020) 1.00 1.00 X 0 0 0 PAUL B GINSBURG PHD PUBLIC TRUSTEE 1.00 1.00 X 17500 0 0 RAVI D GOEL MD SR SECR - OPHTHALMIC PRACTICE (2020) 1.00 1.00 X 0 0 0 SANJAY D GOEL MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 LYNN K GORDON MD PHD CHAIR, THE COUNCIL THROUGH 12/2019 1.00 1.00 X 15000 0 0 THOMAS A GRAUL MD VICE CHAIR, THE COUNCIL (2020) 1.00 1.00 X 0 0 0 DAVID C HERMAN MD PUBLIC TRUSTEE EFFECTIVE 1/2020 1.00 1.00 X 0 0 0 JUDY E KIM MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 JAMES A LAWRENCE PUBLIC TRUSTEE EFFECTIVE 1/2020 1.00 1.00 X 0 0 0 KGAOGELO EDWARD LEGODI MD INTERNATIONAL TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 CYNTHIA MATTOX MD TRUSTEE-AT-LARGE THROUGH 12/2019 1.00 1.00 X 0 0 0 STEPHEN D MCLEOD MD EDITOR, OPHTHALMOLOGY 1.00 1.00 X 150000 0 0 WILLIAM F MIELER MD TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 RON W PELTON MD PHD TRUSTEE-AT-LARGE EFFECTIVE 1/2020 1.00 1.00 X 0 0 0 CHRIS RAPUANO MD SR. SECRETARY FOR CLINICAL EDUCATION 1.00 1.00 X 25000 0 0 SARWAT SALIM MD FACS VICE CHAIR (2019)/CHAIR (2020), THE COUNCIL 1.00 1.00 X 10000 0 0 GREGORY L SKUTA MD FOUNDATION ADVISORY BOARD CHAIR 1.00 1.00 X 0 0 0 DONALD TAN MD FRCS FRCOPHTH INTERNATIONAL TRUSTEE-AT-LARGE 1.00 1.00 X 0 0 0 ROBERT E WIGGINS MD MHA SR SECR-OPHTHALMIC PRACTICE THRU 12/2019 1.00 1.00 X 25000 0 0 GEORGE A WILLIAMS MD PRES. (2019) / PAST PRES. (2020) 1.00 1.00 X 85000 0 0 LAWRENCE MENDENHALL CHIEF OPERATING OFFICER 34.00 6.00 X 455518 0 3992 JANE AGUIRRE VP, MEMBERSHIPS AND ALLIANCES 40.00 0.00 X 287136 0 42365 JOE CARR VP, INFORMATION TECHNOLOGY 40.00 0.00 X 290255 0 93473 CATHY COHEN MHSA CAE VP, GOVERNMENTAL AFFAIRS 40.00 0.00 X 336374 0 45503 DALE E FAJARDO EDD MBA VP, EDUCATION 40.00 0.00 X 339831 0 37191 FLORA LUM MD VP, QUALITY AND DATA SCIENCE 40.00 0.00 X 289016 0 47283 DEBRA ROSENCRANCE CMP CAE VP, MEETINGS AND EXHIBITS 40.00 0.00 X 283366 0 46258 ROBERT PALMER DIRECTOR OF STATE AFFAIRS 40.00 0.00 X 226453 0 23048 MICHAEL ROLL DIRECTOR OF FINANCE 34.00 6.00 X 184694 0 85041 CHERIE MCNETT DIRECTOR OF HEALTH POLICY 40.00 0.00 X 181408 0 17900 DANIEL MUMMERT DIRECTOR OF ONLINE EDUCATION 40.00 0.00 X 180801 0 36169 BRIAN WAECHTER DIRECTOR OF INFORMATION TECHNOLOGY 40.00 0.00 X 177543 0 50325 JILL A BOYETT FORMER VP, ORG SERVICES/CFO 0.00 0.00 X 153787 0 43306 4824345 0 645094 91 1 1 0 FREEMAN 350 RHODE ISLAND STREET 220N SAN FRANCISCO CA 94103 ANNUAL MEETING LOGISTICS SERVICES 2174823 MOSCONE CENTER 747 HOWARD STREET SAN FRANCISCO CA 94103 ANNUAL MEETING CATERING/VENUE SRVCS 1743092 TORA PRINT SERVICES INC 1500 N GREENVIEW AVENUE CHICAGO IL 60642 PRINTING SERVICES 767574 ELSEVIER INC 2100 MILVIA STREET SUITE 300 BERKELEY CA 94704 PRINTING AND DISTRIBUTINO SERVICES 729585 KUSHNER & ASSOCIATES 24003A VENTURA BLVD SUITE 100 CALABASAS CA 91302 MEETING & CONVENTION TRANSPORTATION SERV 646805 17 6100418 1801766 7902184 ANNUAL MEETING REVENUE 611430 19666246 19444946 221300 MEMBERSHIP DUES 900099 17579086 17579086 LICENSING FEES 900099 1071459 1071459 SUBSCRIPTION/JOURNAL REVENUE 611430 1010136 1010136 COURSE/SEMINAR FEES 611430 902825 902825 1251405 1251405 41481157 698711 698711 3653388 3653388 19695989 19910288 -214299 -214299 -214299 4280468 795766 3484702 3484702 ADVERTISING 541800 2263368 2263368 JOB POSTING REVENUE 900099 992519 992519 MAILING LIST REVENUE 900099 189430 189430 3445317 60451160 44744559 3477187 4327230 X 1233341 4083965 19912928 850866 1966271 1620675 337196 121110 83500 155531 6329541 1684830 546415 1946479 2125112 10378883 106505 741529 288038 PRINTING & PUBLICATIONS 1755464 UNRELATED BUS INC TAX 392730 DUES & SUBSCRIPTIONS 376609 EXPENSE ALLOCATION -2863110 848891 55023299 3202103 3150480 6493906 7067105 700000 600000 594209 668661 1670729 1592687 10274120 8568268 1846000 1705852 28906704 27464853 499986 537486 42944454 47390820 86858091 90177944 6470819 5498925 15837542 16614208 803561 783011 23111922 22896144 X 61587808 64944366 2158361 2337434 63746169 67281800 86858091 90177944 5427861 -1892230 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 15469476 4371578 2280855 6652433 3476833 3175600 PART III-B THE ACADEMY WORKS TO EDUCATE OTHER HEALTH CARE PROVIDERS AND THE PUBLIC ABOUT EYE CARE AND REPRESENTS OPHTHALMOLOGISTS AND THEIR PATIENTS BEFORE THE GOVERNMENT AND OTHER ORGANIZATIONS THAT INFLUENCE THE PROVISION OF EYE CARE. 125000 125000 125000 125000 125000 125000 125000 125000 125000 125000 0.00000 0.00000 1.00000 0 0 400621 221298 179323 5738267 5001520 736747 4135232 3345450 789782 1705852 DUE FROM RELATED ORGANIZATIONS 47369192 DEPOSITS 21628 47390820 RETIREE HEALTH INSURANCE BENEFITS OBLIGATIONS 519734 CAPITAL LEASE OBLIGATIONS 263277 783011 X PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUND IS UTILIZED AS A RESERVE FOR THE SURGICAL SCOPE FUND, SHOULD THAT FUND RUN DRY. THROUGH THE SURGICAL SCOPE FUND, AAO WORKS WITH OPHTHALMOLOGICAL AND MEDICAL SOCIETIES TO ENSURE PATIENT SAFETY STANDARDS. AAO UPHOLDS THIS COMMITMENT BY OPPOSING STATE-LEVEL EFFORTS TO GRANT MEDICAL AND SURGICAL PRIVILEGES, LEGISLATIVELY OR THROUGH REGULATIONS, TO NON-PHYSICIAN HEALTH CARE PRACTITIONERS. PART X, LINE 2: AAO FOLLOWS FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ASC TOPIC 740, INCOME TAXES, TO ACCOUNT FOR UNCERTAIN TAX POSITIONS. MANAGEMENT HAS CONCLUDED THAT AAO HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE ADJUSTMENT TO THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION TO COMPLY WITH PROVISIONS OF THIS GUIDANCE. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRADESHOWS 8220 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES TRADESHOWS 19858 NORTH AMERICA 0 0 PROGRAM SERVICES TRADESHOWS 21842 0 0 0 0 0 0 49920 0 49920 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL METHOD PART III ACCOUNTING METHOD: 1 ALLIANCE FOR EYE AND VISION RESEARCH 1801 ROCKVILLE PIKE SUITE 400 ROCKVILLE MD 20852 521846140 501(C)(3) 18740 GENERAL SUPPORT BLINDED VETERANS ASSOCIATION 125 N WEST STREET 3RD FLOOR ALEXANDRIA VA 22314 530214281 501(C)(3) 10000 GENERAL SUPPORT ONE CLICK POLITICAL 1 N WACKER DRIVE 3601 CHICAGO IL 60606 205560140 30000 SCOPE OF SURGERY CAMPAIGNS ALASKA SOCIETY OF EYE PHYSICIANS AND SURGEONS 308 G STREET ANCHORAGE AK 99501 453009013 501(C)(3) 40000 SCOPE OF SURGERY CAMPAIGNS CALIFORNIA ACADEMY OF EYE PHYSICIANS & SURGEONS 71 STEVENSON STREET SUITE 400 SAN FRANCISCO CA 94105 941479836 501(C)(6) 100500 SCOPE OF SURGERY CAMPAIGNS FLORIDA SOCIETY OF OPHTHALMOLOGY 6816 SOUTHPOINT PARKWAY 1000 JACKSONVILLE FL 32216 591980531 501(C)(6) 127500 SCOPE OF SURGERY CAMPAIGNS IDAHO SOCIETY OF OPHTHALMOLOGY PO BOX 2668 BOISE ID 83701 274161002 501(C)(6) 141132 SCOPE OF SURGERY CAMPAIGNS ILLINOIS SOCIETY OF EYE PHYSICIANS & SURGEONS 10 E PHILLIP RD 120 VERNON HILLS IL 60061 237123007 501(C)(6) 101500 SCOPE OF SURGERY CAMPAIGNS MASSACHUSETTS SOCIETY OF EYE PHYSICIANS 1 MAIN STREET CAMBRIDGE MA 02142 237208474 501(C)(6) 25000 SCOPE OF SURGERY CAMPAIGNS MISSISSIPPI ACADEMY OF EYE PHYSICIANS & SURGEONS PO BOX 217 JACKSON MS 39205 646023774 501(C)(6) 154344 SCOPE OF SURGERY CAMPAIGNS NEBRASKA ACADEMY OF EYE PHYSICIANS AND SURGEONS 1045 LINCOLN MALL SUITE 200 LINCOLN NE 68508 470630498 501(C)(3) 80000 SCOPE OF SURGERY CAMPAIGNS ALABAMA ACADEMY OF OPHTHALMOLOGY 2012 SEATON BLVD MONTGOMERY AL 36116 630809050 501(C)(6) 65000 SCOPE OF SURGERY CAMPAIGNS WYOMING OPHTHALMOLOGICAL SOCIETY 122 E 1TH STREET CHEYENNE WY 82001 742339259 501(C)(6) 293725 SCOPE OF SURGERY CAMPAIGNS TEXAS OPHTHALMOLOGICAL ASSOCIATIONS 401 W 15TH STREET 825 AUSTIN TX 78701 746062216 501(C)(6) 12500 SCOPE OF SURGERY CAMPAIGNS PENNSYLVANIA ACADEMY OF OPHTHALMOLOGY 777 EAST PARK DR HARRISBURG PA 17105 232611653 501(C)(6) 20000 SCOPE OF SURGERY CAMPAIGNS 4 11 PART I, LINE 2: GRANT RECIPIENTS ARE REQUIRED TO SUBMIT RESULT REPORTS ANNUALLY, WHICH INCLUDES A DESCRIPTION OF THE USE OF FUNDS GRANTED. X X X X 1 1 X X X X 0 0 0 DAVID W PARKE II MD EXECUTIVE VP/CEO/TREASURER/SECRETARY 834272 0 161800 0 34591 0 27500 0 45740 0 1103903 0 0 0 LAWRENCE MENDENHALL CHIEF OPERATING OFFICER 398159 0 56250 0 1109 0 0 0 3992 0 459510 0 0 0 JANE AGUIRRE VP, MEMBERSHIPS AND ALLIANCES 242449 0 44000 0 687 0 27500 0 14865 0 329501 0 0 0 JOE CARR VP, INFORMATION TECHNOLOGY 249616 0 40000 0 639 0 27500 0 65973 0 383728 0 0 0 CATHY COHEN MHSA CAE VP, GOVERNMENTAL AFFAIRS 295814 0 40000 0 560 0 27500 0 18003 0 381877 0 0 0 DALE E FAJARDO EDD MBA VP, EDUCATION 295733 0 43000 0 1098 0 27500 0 9691 0 377022 0 0 0 FLORA LUM MD VP, QUALITY AND DATA SCIENCE 243566 0 45000 0 450 0 27500 0 19783 0 336299 0 0 0 DEBRA ROSENCRANCE CMP CAE VP, MEETINGS AND EXHIBITS 238098 0 43000 0 2268 0 27500 0 18758 0 329624 0 0 0 ROBERT PALMER DIRECTOR OF STATE AFFAIRS 217673 0 8200 0 580 0 22447 0 601 0 249501 0 0 0 MICHAEL ROLL DIRECTOR OF FINANCE 177330 0 6500 0 864 0 19415 0 65626 0 269735 0 0 0 CHERIE MCNETT DIRECTOR OF HEALTH POLICY 172833 0 8000 0 575 0 17822 0 78 0 199308 0 0 0 DANIEL MUMMERT DIRECTOR OF ONLINE EDUCATION 171686 0 8575 0 540 0 18043 0 18126 0 216970 0 0 0 BRIAN WAECHTER DIRECTOR OF INFORMATION TECHNOLOGY 169579 0 7100 0 864 0 16901 0 33424 0 227868 0 0 0 JILL A BOYETT FORMER VP, ORG SERVICES/CFO 123139 0 30000 0 648 0 27500 0 15806 0 197093 0 0 0 PART I, LINE 1A THESE BENEFITS ARE PROVIDED TO THE CEO UNDER TERMS OF HIS CONTRACT AND ARE INCLUDED IN FORM W-2 AS TAXABLE COMPENSATION. DAVID W PARKE II MD OFFICER HOME LOAN X 1800000 600000 0 1 1 600000 FORM 990, PART VI, SECTION A, LINE 1 PUBLIC TRUSTEES AND INTERNATIONAL TRUSTEES-AT-LARGE ARE NOT ENTITLED TO VOTE ON MATTERS INVOLVING GOVERNANCE, RULES, OR PROCEDURES OF AAO; ADDITIONALLY, PUBLIC TRUSTEES AND INTERNATIONAL TRUSTEES-AT-LARGE CANNOT VOTE TO REMOVE ANY TRUSTEE, WHICH CAN OCCUR WITH AN AFFIRMATIVE WRITTEN BALLOT OF FOUR-FIFTHS (4/5THS) VOTE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 2 EACH OF THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS HAS A BUSINESS RELATIONSHIP WITH ONE ANOTHER: DAVID W. PARKE II, MD; DANIEL J. BRICELAND, MD; RON W. PELTON, MD, PHD; CHRISTOPHER J. RAPUANO, MD; GREGORY L. SKUTA, MD; ROBERT E. WIGGINS, MD, MHA; AND GEORGE A. WILLIAMS, MD. FORM 990, PART VI, SECTION A, LINE 6 AAO IS A MEMBERSHIP ORGANIZATION WITH THE FOLLOWING CLASSES OF MEMBERS ENTITLED TO VOTE ON ANY MATTER OR TO ATTEND ANY ANNUAL OR SPECIAL BUSINESS MEETING: ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, LIFE FELLOWS, LIFE OSTEOPATHIC FELLOWS, ACTIVE MEMBERS, AND LIFE MEMBERS. ONLY ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, AND LIFE FELLOWS SHALL BE ELIGIBLE FOR NOMINATION, ELECTION, OR APPOINTMENT TO A POSITION ON THE BOARD OF TRUSTEES; ONLY INTERNATIONAL MEMBERS, OR THOSE FELLOWS AND MEMBERS WHO PRACTICE EXCLUSIVELY OUTSIDE OF THE UNITED STATES, SHALL BE ELIGIBLE FOR APPOINTMENT AS AN INTERNATIONAL TRUSTEE. FORM 990, PART VI, SECTION A, LINE 7A THE VOTING FELLOWS AND MEMBERS (ACTIVE FELLOWS, ACTIVE OSTEOPATHIC FELLOWS, LIFE FELLOWS, LIFE OSTEOPATHIC FELLOWS, ACTIVE MEMBERS, AND LIFE MEMBERS) ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B ANY AMENDMENT OR REVISION TO THE ARTICLES OF INCORPORATION, THE BYLAWS, AND THE ACADEMY'S CODE OF ETHICS MUST BE RATIFIED BY THE VOTING FELLOWS OR MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT TAX PREPARER IN CONJUNCTION WITH THE ORGANIZATION'S INTERNAL FINANCE AND ACCOUNTING DEPARTMENT. THE CHIEF OPERATING OFFICER AND DIRECTOR OF FINANCE THEN COMPLETELY REVIEW THE FORM 990; ADJUSTMENTS ARE MADE AS NECESSARY. UPON APPROVAL WITH THE COO AND DIRECTOR OF FINANCE, THE FORM 990 IS THEN MAILED TO EACH MEMBER OF THE BOARD OF DIRECTORS AT LEAST ONE WEEK PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE, WHO WERE INVITED TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C AAO HAS A PROFOUND DUTY TO ITS MEMBERS, THE LARGER MEDICAL COMMUNITY, AND THE PUBLIC TO ENSURE THE INTEGRITY OF ALL OF ITS SCIENTIFIC, EDUCATIONAL, ADVOCACY, AND CONSUMER INFORMATION ACTIVITIES AND MATERIALS. THUS, EACH ACADEMY TRUSTEE AND AAO STAFF ARE RESPONSIBLE FOR DISCLOSING INTERACTIONS WITH COMPANIES AND MANAGE CONFLICTS OF INTEREST OR THE APPEARANCE OF CONFLICTS OF INTEREST THAT AFFECT THIS INTEGRITY. AAO LEADERS AND PERSONS IN A POSITION TO INFLUENCE (INCLUDING TRUSTEES, OFFICERS, AND KEY EMPLOYEES) MUST SUBMIT AN ANNUAL DISCLOSURE FORM OF ALL FINANCIAL RELATIONSHIPS IN ANY AMOUNT AND UNCOMPENSATED INTERACTIONS WITH COMPANIES WITHIN THE PREVIOUS 12 MONTHS PRIOR TO THEIR PARTICIPATION IN THE ACTIVITY. IN THE EVENT A CONFLICT OF INTEREST IS IDENTIFIED, THE ACADEMY LEADER WHO DISCLOSES A CONFLICT OR POTENTIAL CONFLICT, OR TO WHOM A FELLOW LEADER IDENTIFIES A PERCEIVED CONFLICT, PREPARES A STATEMENT DESCRIBING THE CONFLICT AND SUGGESTING WAYS OF RESOLVING OR MANAGING IT. THIS STATEMENT OF CONFLICT MANAGEMENT IS SUBMITTED TO THE EXECUTIVE COMMITTEE OF THE BOARD; IF A CHAIRPERSON OR EXECUTIVE COMMITTEE MEMBER IS SUBMITTING THE STATEMENT, TWO INDEPENDENT MEMBERS WILL BE APPOINTED TO REVIEW THE STATEMENT. IF THERE IS A CONSENSUS THAT A CONFLICT EXISTS, METHODS FOR RESOLUTION INCLUDE: HIGHLY SPECIFIC CONFIDENTIALITY AGREEMENTS; RECUSAL FROM SPECIFIC DISCUSSIONS, ACTIVITIES, OR VOTES; OR A REQUIREMENT THAT THE LEADER STEP-DOWN FROM A PARTICULAR POSITION OF LEADERSHIP. FORM 990, PART VI, SECTION B, LINE 15 THE AAO COMPENSATION COMMITTEE IS MADE UP OF THE PRESIDENT, PRESIDENT-ELECT, PAST PRESIDENT, AND THE MOST RECENT PAST PRESIDENT NO LONGER SERVING ON THE BOARD. THE COMMITTEE ANNUALLY REVIEWS THE STIPEND AND CONTRACT PAYMENTS FOR ALL PHYSICIAN POSITIONS AND USES COMPARATIVE DATA FROM OTHER MEDICAL SPECIALTY SOCIETIES IN THEIR ANALYSIS. THE COMMITTEE IS RESPONSIBLE FOR THE INITIAL CONTRACT NEGOTIATION WITH A NEW CEO/EVP WITH THE ADVICE AND ASSISTANCE OF A PROFESSIONAL COMPENSATION ANALYST WHO PROVIDES COMPARATIVE DATA AND CONSULTATION. FINALLY, THE COMPENSATION COMMITTEE ANNUALLY REVIEWS THE PERFORMANCE OF THE CEO/EVP IN JUNE OF EACH YEAR TO DETERMINE THE ANNUAL PERFORMANCE BONUS - WHICH IS LIMITED TO A MAXIMUM OF 15% OF HIS SALARY PER THE EMPLOYMENT CONTRACT. FOR OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION, THE ORGANIZATION CONTRACTS WITH AN OUTSIDE COMPENSATION CONSULTANT, WHO USES COMPARATIVE DATA FROM OTHER MEDICAL SPECIALTY SOCIETIES IN THEIR ANALYSIS, TO DETERMINE REASONABLE COMPENSATION FOR EACH JOB CLASSIFICATION; THESE SALARIES ARE THEN APPROVED BY THE CEO/EVP. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, BYLAWS, AS WELL AS OTHER POLICY STATEMENTS FOR ACADEMY LEADERS ARE AVAILABLE ON THE AAO WEBSITE. THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE PUBLISHED EVERY FALL IN THE JOURNAL OF OPHTHALMOLOGY AND ARE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACT SERVICES 5,778,217. CONSULTING SERVICES 551,324. THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY 655 BEACH STREET SAN FRANCISCO CA 94109 942682387 SUPPORT CHARITABLE MISSION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY CA 501(C)(3) LINE 12B, II AMERICAN ACADEMY OF OPHTHALMOLOGY 1 AMERICAN ACADEMY OF OPHTHALMOLOGY CES FUND 655 BEACH STREET SAN FRANCISCO CA 94109 411865087 SUPPORT CHARITABLE MISSION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY CA 501(C)(3) LINE 12B, II AMERICAN ACADEMY OF OPHTHALMOLOGY 1 ACADEMY SERVICES INC AND SUBSIDIARIES 655 BEACH STREET SAN FRANCISCO CA 94109 942960420 MANAGEMENT CA AMERICAN ACADEMY OF OPHTHALMOLOGY C 2620235 3328411 1.00000 1 AMERICAN ACADEMY OF OPHTHALMOLOGY INC PAC 655 BEACH STREET SAN FRANCISCO CA 94109 942971109 POLITICAL ACTION COMMITTEE CA AMERICAN ACADEMY OF OPHTHALMOLOGY C 498521 211494 1.00000 1 0 0 1 1 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY C 6100418 BOOK VALUE THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY D 30893678 BOOK VALUE THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY K 1567281 BOOK VALUE THE FOUNDATION OF THE AMERICAN ACADEMY OF OPHTHALMOLOGY O 92901 BOOK VALUE ACADEMY SERVICES INC AND SUBSIDIARIES D 16475514 BOOK VALUE