2020-11-02T16:01:27-06:00 2019-12-31 320043599 LEGACY PROFESSIONALS LLP 4 WESTBROOK CORPORATE CENTER STE 700 WESTCHESTER IL 60154 990 2019-01-01 366110305 PLUMBERS & PIPEFITTERS LOCAL 23 UA HEALTH & WELFARE FUND PLUM 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 TIMOTHY HUFF TRUSTEE 8153978350 2020-11-02 1 BRANDON WOLBER P01460460 3123680500 2020-08-13 12.235.239.120 2020-11-02 16:01:23 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 013BD4BEA457AB31DE8385915B9401809CC4B7ED 2019 2021-04-22 16:20:28Z TIMOTHY HUFF 4525 BOEING DRIVE ROCKFORD IL 611092934 49533731 0 X N/A X 1957 IL PROVIDE HEALTH BENEFITS 8 0 12 0 0 0 0 0 9084804 8869040 1169210 1999490 4520 896 10258534 10869426 0 0 11308379 10206702 94771 94453 0 0 0 716140 759448 12119290 11060603 -1860756 -191177 32189858 34237291 89149 74997 32100709 34162294 PROVIDE HEALTH BENEFITS 0 0 TO PROVIDE HEALTH CARE, LIFE, DENTAL, VISION, PRESCRIPTION DRUG AND DISABILITY BENEFITS FOR ELIGIBLE PARTICIPANTS AND/OR THEIR DEPENDENTS IN ACCORDANCE WITH THE PLAN DOCUMENT AND SCHEDULE OF BENEFITS. 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 144 0 1 12 1 0 0 0 0 0 0 0 0 0 0 0 0 X 8 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 X TIMOTHY HUFF 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 TIMOTHY HUFF CHAIRMAN - NEW / SECRETARY TREASURER - PAST 1.00 52.00 X 0 163579 103911 RYAN MARSHALL TRUSTEE 1.00 48.00 X 0 139170 92050 RYAN TRACEY TRUSTEE 1.00 48.00 X 0 141250 92050 DAVID NELSON TRUSTEE - PAST 1.00 X 0 0 0 EUGENE MEAD TRUSTEE 1.00 X 0 0 0 JAMES ZWEEP SECRETARY TREASURER - NEW / CHAIRMAN - PAST 1.00 X 0 0 0 BRIAN HELM TRUSTEE 1.00 X 0 0 0 ROBERT WOODEN TRUSTEE 1.00 X 0 0 0 GREGORY HILL TRUSTEE - NEW 1.00 X 0 0 0 RICK LUNDVALL ALTERNATE TRUSTEE - NEW 1.00 X 0 0 0 0 443999 288011 0 0 1 0 ACTIVATE HEALTHCARE LLC 2010 N DAMEN AVE CHICAGO IL 60647 CLINIC ADMINISTRATOR 603124 BENEFIT MANAGEMENT GROUP INC 903 COMMEERCE DRIVE SUITE 304 OAKBROOK IL 60523 ADMINISTRATIVE FEES 296724 2 EMPLOYER CONTRIBUTIONS 900099 7710998 7710998 PARTIC AND RETIREE CONTRIBUTIONS 900099 803915 803915 PRESCRIPTION DRUG REBATES 900099 279171 279171 SUBROGATION 900099 66520 66520 CLINIC ADMINISTRATION FEES 900099 8436 8436 8869040 885106 885106 39778689 38664305 1114384 1114384 1114384 MISCELLANEOUS 900099 896 896 896 10869426 8869040 0 2000386 10206702 48605 21706 16082 8060 296724 44857 35636 90970 53901 38056 1590 37117 7039 121558 12364 MISCELLANEOUS EXPENSE 11763 BANK FEES 4494 FEES MANDATED BY THE AC 3379 11060603 1079195 1268638 881427 1024730 1035141 993405 29888 23003 116649 106637 457172 338353 236110 118819 28807914 30702059 3534 0 32189858 34237291 89149 73995 0 1002 89149 74997 X 0 0 0 0 32100709 34162294 32100709 34162294 32189858 34237291 -191177 2252762 0 X 0 1 X 1 0 1 26726 15193450 15167460 52716 0 346133 289610 56523 111039 48743 62296 118819 DUE TO RELATED ORGANIZATIONS 1002 1002 X 13031218 2252762 2252762 10778456 90970 90970 10869426 10969633 0 10969633 90970 90970 11060603 PART IV, LINE 1B: THE PLAN SERVES AS A CONDUIT TO COLLECT REMITTANCES ON BEHALF OF AFFILIATED BENEFIT FUNDS AND ORGANIZATIONS. SUCH REMITTANCES ARE INTIALLY RECEIVED THROUGH A LOCKBOX HELD BY THE PLAN. AMOUNTS ARE HELD BY THE PLAN IN THE LOCKBOX UNTIL DISBURSEMENT TO THE AFFILIATED ENTITY IS MADE. PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE THE PLAN TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY TAX AUTHORITIES. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. 0 0 0 TIMOTHY HUFF CHAIRMAN - NEW / SECRETARY TREASURER 0 160641 0 0 0 2938 0 80197 0 23714 0 267490 0 0 RYAN MARSHALL TRUSTEE 0 135963 0 0 0 3207 0 70233 0 21817 0 231220 0 0 RYAN TRACEY TRUSTEE 0 137142 0 0 0 4108 0 70233 0 21817 0 233300 0 0 FORM 990, PART VI, SECTION A, LINE 3 ALTHOUGH THE TRUSTEES RETAIN THE ULTIMATE RESPONSIBILITY, THE FUND HAS AN AGREEMENT WITH BENEFITS MANAGEMENT GROUP, INC. TO PERFORM CERTAIN THIRD PARTY ADMINISTRATIVE DUTIES. THE TPA AGREES TO PROVIDE BENEFITS TO OR ON BEHALF OF PARTICIPANTS IN ADDITION TO ACCOUNTING AND RECORDKEEPING FUNCTIONS. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION HAS NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO THE SECRETARY TREASURER AND THIRD PARTY ADMINISTRATOR FOR THEIR REVIEW, APPROVAL AND SIGNATURE PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 THE HEALTH AND WELFARE FUND MAKES GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. ROCKFORD PIPE TRADES INDUSTRY PENSION FUND 4525 BOEING DRIVE ROCKFORD IL 61109 376123990 PROVIDE PENSION BENEFITS IL 401(A) N/A NOT APPLICABLE 0 PLUMBERS & PIPEFITTES LOCAL 23 UA TRAINING FUND 4525 BOEING DRIVE ROCKFORD IL 61109 366109329 APPRENTICE AND JOURNEYMEN TRAINING IL 501(C)5 N/A NOT APPLICABLE 0 ROCKFORD PIPE TRADES INDUSTRY 401(K) PLAN 4525 BOEING DRIVE ROCKFORD IL 61109 391951674 PROVIDE RETIREMENT BENEFITS IL 401(A) N/A NOT APPLICABLE 0 UNITED ASSOCIATION OF PLUMBERS & PIPEFITTERS LOCAL 23 4525 BOEING DRIVE ROCKFORD IL 61109 362118228 LABOR UNION IL 501(C)5 N/A NOT APPLICABLE 0 ALL-FIVE CONCRETE CUTTERS CONTRIBUTING EMPLOYER 0 ALLIED POWER LLC CONTRIBUTING EMPLOYER 0 ALPHA CONTROLS & SERVICES CONTRIBUTING EMPLOYER 0 ALTHOFF INDUSTRIES INC CONTRIBUTING EMPLOYER 0 AMS MECHANICAL SYSTEMS CONTRIBUTING EMPLOYER 0 APTIM SERVICES LLC CONTRIBUTING EMPLOYER 0 AREA MECHANICAL INC CONTRIBUTING EMPLOYER 0 AUTOMATIC ENVIRONMENTAL CONTRIBUTING EMPLOYER 0 AUTOMATIC FIRE SYSTEMS INC CONTRIBUTING EMPLOYER 0 AZCO INC CONTRIBUTING EMPLOYER 0 BIRK PLUMBING INC CONTRIBUTING EMPLOYER 0 BOLD MECHANICAL CONTRIBUTING EMPLOYER 0 CERONI PIPING CO CONTRIBUTING EMPLOYER 0 CFMVR TESCO CONTRIBUTING EMPLOYER 0 CFMVR TESCO HW HRA PENSION ONLY CONTRIBUTING EMPLOYER 0 CHICAGO CUT CONCRETE CUTTING CONTRIBUTING EMPLOYER 0 CJ ERICKSON PLUMBING CO CONTRIBUTING EMPLOYER 0 CLIMATE PROS INC CONTRIBUTING EMPLOYER 0 COMMERCIAL MECHANICAL INC CONTRIBUTING EMPLOYER 0 COMMERCIAL REFRIGERATION CONTRIBUTING EMPLOYER 0 CONSOLIDATED MECHANICAL CONTRIBUTING EMPLOYER 0 CONTI CORPORATION CONTRIBUTING EMPLOYER 0 CORE MECHANICAL INC CONTRIBUTING EMPLOYER 0 DAHME MECHANICAL INDUSTRIES INC CONTRIBUTING EMPLOYER 0 DAY & ZIMMERMANN NPS CONTRIBUTING EMPLOYER 0 DESIGN PLUMBING - RESIDENTIAL CONTRIBUTING EMPLOYER 0 DESIGN PLUMBING & PIPING CONTRIBUTING EMPLOYER 0 DUAL TEMP OF ILLINOIS CONTRIBUTING EMPLOYER 0 ENTEC SERVICES INC CONTRIBUTING EMPLOYER 0 EWING DOHERTY MECHANICAL CONTRIBUTING EMPLOYER 0 FIVE STAR PLUMBING CO CONTRIBUTING EMPLOYER 0 GEOSTAR MECHANICAL INC CONTRIBUTING EMPLOYER 0 HARTWIG PLUMBING & HEATING CONTRIBUTING EMPLOYER 0 HAYES INDUSTRIES INC CONTRIBUTING EMPLOYER 0 HONEYWELL INC CONTRIBUTING EMPLOYER 0 HUSSMANN CORPORATION CONTRIBUTING EMPLOYER 0 JB CONTRACTING CORP CONTRIBUTING EMPLOYER 0 JOHNSON CONTROLS INC CONTRIBUTING EMPLOYER 0 KELLENBERGER PLUMBING & UNDERGROUND CONSTRUCTION CONTRIBUTING EMPLOYER 0 KRK MECHANICAL INC CONTRIBUTING EMPLOYER 0 LEE N' SONS PLUMBING INC CONTRIBUTING EMPLOYER 0 LEE PLUMBING CONTRIBUTING EMPLOYER 0 LOESCHER HEATING & AC CONTRIBUTING EMPLOYER 0 MCCAULEY MECHANICAL CONSTRUCTION INC CONTRIBUTING EMPLOYER 0 MCT SERVICES LLC CONTRIBUTING EMPLOYER 0 MECHANICAL INC CONTRIBUTING EMPLOYER 0 MECHANICAL PLUMBING & HEATING INC CONTRIBUTING EMPLOYER 0 MENDEL PLUMBING & HEATING CONTRIBUTING EMPLOYER 0 MIDWEST MECHANICAL INDUST (BYRON) CONTRIBUTING EMPLOYER 0 MILLER ENGINEERING COMPANY CONTRIBUTING EMPLOYER 0 MO-ST PLUMBING & MECHANICAL CONTRIBUTING EMPLOYER 0 NELSON CARLSON MECH CONTR CONTRIBUTING EMPLOYER 0 PCI ENERGY SERVICES LLC CONTRIBUTING EMPLOYER 0 PEARSON PLUMBING & HTG - H&W HRA ONLY CONTRIBUTING EMPLOYER 0 ROCK VALLEY CONCRETE CUT CONTRIBUTING EMPLOYER 0 SERVICE CONCEPTS CONTRIBUTING EMPLOYER 0 SERVICE PLUMBING CONTRIBUTING EMPLOYER 0 SERVICE PLUMBING - RESIDENTIAL CONTRIBUTING EMPLOYER 0 SIEMENS WESTINGHOUSE GENE CONTRIBUTING EMPLOYER 0 SOUTHWEST MECHANICAL INC CONTRIBUTING EMPLOYER 0 SUMMIT REFRIGERATION GROUP CONTRIBUTING EMPLOYER 0 TCJ MECHANICAL INC CONTRIBUTING EMPLOYER 0 TOBIN BROTHERS INC CONTRIBUTING EMPLOYER 0 TOTAL PLUMBING & HEATING CONTRIBUTING EMPLOYER 0 TRANE COMPANY CONTRIBUTING EMPLOYER 0 TRANE US INC CONTRIBUTING EMPLOYER 0 TRITON TEST BALANCE DESIGN CONTRIBUTING EMPLOYER 0 VEHICLE LIFTS & MECHANICAL CONTRIBUTING EMPLOYER 0 WAGNER-MEINERT LLC CONTRIBUTING EMPLOYER 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 1 FORM 990, SCHEDULE R, PART IV THE SPONSORING ORGANIZATION OF THE FUND IS THE JOINT BOARD OF TRUSTEES.