2020-11-09T17:40:28-06:00 2019-12-31 ERNST & YOUNG US LLP 101 E WASHINGTON ST STE 910 PHOENIX AZ 85004 990 2019-01-01 942545356 Banner Health Foundation % PAUL NOLDE-MORRISSEY BANN 6027474483 2901 N CENTRAL AVE Suite 160 PHOENIX AZ 85012 ANDREA J PETERSEN PRESIDENT & CEO 6027474483 2020-11-09 true PATRICK SHIELDS P01508556 6023223000 2020-11-09 98.179.115.73 86597020203145000004 2020-11-09 P 8C048948B7A490D07CE5A3F0FC0D62282FFB2377 633BB90C359D3D53F44171DFAE40B49638D488C5 2019 2021-01-29 14:40:06Z ANDREA J PETERSEN 2901 N CENTRAL AVE SUITE 160 PHOENIX AZ 85012 19502241 false X www.bannerhealthfoundation.org X 1978 AZ BANNER HEALTH FOUNDATION SECURES AND STEWARDS CHARITABLE CONTRIBUTIONS TO ADVANCE BANNER HEALTH'S MISSION TO MAKE HEALTH CARE EASIER, SO LIFE CAN BE BETTER. 28 27 31 100 0 0 11379525 16111169 0 0 4878378 3081550 -630873 -315267 15627030 18877452 9312400 21512877 0 0 3442819 3677375 56904 62284 187414 974384 1049294 13786507 26301830 1840523 -7424378 116684389 120225636 4811099 2283309 111873290 117942327 BANNER HEALTH FOUNDATION SECURES AND STEWARDS CHARITABLE CONTRIBUTIONS TO ADVANCE BANNER HEALTH'S MISSION TO MAKE HEALTH CARE EASIER, SO LIFE CAN BE BETTER. false false 24590596 21512877 0 THE BANNER HEALTH FOUNDATION FOSTERS A SPIRIT OF GIVING BY MAKING HEALTHCARE SOLUTIONS A REALITY FOR OUR COMMUNITY. CONTRIBUTIONS MADE TO THE FOUNDATION ARE INVESTED LOCALLY IN BANNER HEALTH'S NOT-FOR-PROFIT FACILITIES AND PROGRAMS TO ADVANCE HEALTH AND WELLNESS. CARING FOR THE FUTURE OF ARIZONA SINCE 1978, BANNER HEALTH FOUNDATION IS SUPPORTED BY THE GENEROSITY OF INDIVIDUAL DONORS, THE PUBLIC AND PRIVATE SECTORS, AND HUNDREDS OF ACTIVE VOLUNTEERS. 24590596 true true false false false true false false false true true false false false true false false true false false false false false true true false false true true true false false false false false false false false true false false false false true true true false false true 30 0 true 31 true false false false false false true true false false false false false false false false false X 28 27 true false false false true true true true true false false false true true true true true false false false X PAUL NOLDE-MORRISSEY 6027474000 2901 N CENTRAL AVE SUITE 160 PHOENIX AZ 85012 Andrea Petersen DIRECTOR/PRESIDENT/CEO 36.0 5.0 X X 626787 0 54374 Megan Brownell VP Comm/External Relations 40.0 0.0 X 243911 0 33605 Christy Alter VP Development 40.0 0.0 X 234923 0 21471 Hazel Richards Chief Development Officer 36.0 4.0 X 191700 0 22804 Linda Lotz Chief Development Officer 40.0 0.0 X 199937 0 13839 Christopher Kiser Chief Development Officer 40.0 0.0 X 168601 0 13577 Patricia Elder Chief Development Officer 40.0 0.0 X 150418 0 22214 Mi-Ai Parrish DIRECTOR/VICE CHAIRMAN 6.0 0.0 X X 0 0 0 Tony Astorga Director 4.0 0.0 X 0 0 0 David BeRry Director 4.0 0.0 X 0 0 0 Shiva Birdi Director 4.0 0.0 X 0 0 0 Connor Tyrus Director 4.0 0.0 X 0 0 0 Nancy Davis Director 4.0 0.0 X 0 0 0 Scott Douglas Director 4.0 0.0 X 0 0 0 Garret McKnight Director 4.0 0.0 X 0 0 0 Susan Anable Director 4.0 0.0 X 0 0 0 Ken Van Winkle Director 4.0 0.0 X 0 0 0 Adam Goodman Director 4.0 0.0 X 0 0 0 David Van Denburgh Director 4.0 0.0 X 0 0 0 Morris Stein Director 4.0 0.0 X 0 0 0 John Strittmatter Director 4.0 0.0 X 0 0 0 Kimberly J McWaters Director 4.0 0.0 X 0 0 0 Keith Galbut Director 4.0 0.0 X 0 0 0 Kathleen Desmond Director 4.0 0.0 X 0 0 0 Larry Lytle Director 4.0 0.0 X 0 0 0 Steven Ortega Director 4.0 0.0 X 0 0 0 Sharon Harper Director 4.0 0.0 X 0 0 0 Steve Hilton Director 4.0 0.0 X 0 0 0 Todd Hurst Director 4.0 0.0 X 0 0 0 Gretchen Kinsella Director 4.0 0.0 X 0 0 0 John Graham Director 4.0 0.0 X 0 0 0 David Rousseau Director 4.0 0.0 X 0 0 0 Bruce Ward Director 4.0 0.0 X 0 0 0 Steven Moak DIRECTOR/CHAIRMAN 6.0 0.0 X X 0 0 0 1816277 0 181884 10 false true false JW MARRIOTT DESERT RIDGE 5350 E MARRIOTT DRIVE PHOENIX AZ 85054 BANQUET SERVICES 151228 BLACKBAUD PO BOX 930256 ATLANTA GA 31193 COMPUTER SOFTWARE 143867 2 1492093 550598 14068478 178257 16111169 0 1166852 1166852 0 0 0 0 0 1914698 1914698 1914698 1914698 309522 1492093 624789 -315267 -315267 0 0 0 0 0 0 0 18877452 2766283 21003374 21003374 509503 509503 0 0 0 0 895665 0 895665 0 0 0 0 0 2260316 1921269 339047 0 159344 127476 31868 0 175729 140585 35144 0 186321 149057 37264 0 0 0 0 0 46140 36912 9228 0 0 0 0 0 0 0 0 0 62284 62284 0 0 0 0 41606 33285 8321 0 11327 9061 2266 0 146544 117235 29309 0 0 0 0 0 0 0 0 0 0 0 0 0 17342 13874 3468 0 0 0 0 0 7621 6097 1524 0 72363 57891 14472 0 0 0 0 0 173 138 35 0 0 0 0 0 REPAIRS AND MAINTENANCE 152787 122230 30557 0 SPECIAL EVENTS 41678 0 0 41678 LICENSCES AND TAXES 14644 11716 2928 0 RECRUITMENT 9167 7334 1833 0 487902 323559 80891 83452 26301830 24590596 1523820 187414 0 1324669 536367 443430 501039 16361079 21686497 0 0 0 0 0 0 0 0 0 0 0 0 8711 8639 245 72 98453146 97404131 0 0 0 0 0 0 101820 97530 116684389 120225636 261131 256196 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4549968 2027113 4811099 2283309 X 26463994 30625646 85409296 87316681 111873290 117942327 116684389 120225636 X -7424378 8882984 0 0 0 4610431 X false true X true false X 10019835 10678459 8568487 11379525 16111169 56757475 0 0 10019835 10678459 8568487 11379525 16111169 56757475 3977150 52780325 1140356 1184103 1011285 1572787 1166852 6075383 0 0 0 0 0 1079 0 0 2261 0 3340 62836198 0 0.83997 0.84879 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2 5380 92186 true true 12351300 864341 2271595 344660 15142576 11219870 887000 588885 344455 12351300 10951448 36676 1638144 1406398 11219870 9630530 13810 1448568 141460 10951448 8418587 1084546 263679 136282 9630530 0.12100 0.44780 0.43120 false false 0 8711 8639 72 72 0 DUE TO BANNER HEALTH 1578039 ANNUITIES PAYABLE 400119 OTHER LIABILITIES 46237 DONOR ADVISED FUNDS 2718 2027113 SCHEDULE D, PART V BANNER HEALTH FOUNDATION'S ENDOWMENT FUND CONSISTS OF 21 SEPARATE FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING EDUCATION, BEHAVIORAL HEALTH, NURSING SCHOLARSHIPS, SCHOOL-BASED CLINIC OPERATIONS, AND OTHER HEALTHCARE-RELATED ACTIVITIES TO BENEFIT THE COMMUNITY. ONE OF THESE IS UNRESTRICTED, ONE IS BOARD-RESTRICTED AND 19 ARE TEMPORARILY RESTRICTED. IN 2015, 11 OF THESE 21 FUNDS WERE ACQUIRED IN THE MERGER WITH THE UNIVERSITY MEDICAL CENTER FOUNDATION. THESE ENDOWMENT FUNDS ARE USED FOR PROGRAM SUPPORT OF VARIOUS DEPARTMENTS AT THE BANNER-UNIVERSITY MEDICAL CENTER-SOUTH CAMPUS AND THE BANNER-UNIVERSITY MEDICAL CENTER-TUCSON CAMPUS. IN ADDITION TO THESE 21 FUNDS, ONE ADDITIONAL ENDOWMENT FUND IS HELD BY BANNER ALZHEIMER'S FOUNDATION (BAF), A RELATED ENTITY, AND IS USED FOR THE FAMILY AND COMMUNITY SERVICES PROGRAM AT BANNER ALZHEIMER'S INSTITUTE. ACCORDINGLY, BAF'S PORTION OF THE TOTAL ENDOWMENT FUNDS ARE SHOWN ON BAF'S FORM 990, SCHEDULE D. X X X X X X X true GOBEL GROUP 16 WEST MARKET ST WEST CHESTER PA 19381 ONSITE CLINIC false 0 48869 -47869 GOOD WORKS GRANT WRITING 328 E BRAEBURN DR PHOENIX AZ 85022 WRITING SERVICES false 0 10650 -10650 0 59519 -58519 AZ Pulse of Soiree 1172022 961572 210450 0 96998 41151 131045 25700 90524 Golf Tourn. 629593 530521 99072 0 55392 103000 43927 0 37052 0 1801615 1492093 309522 0 152390 144151 174972 25700 127576 624789 -315267 FORM 990, SCHEDULE G, PART I, LINE 2B BANNER HEALTH FOUNDATION RETAINED THE PROFESSIONAL SERVICES OF THE GOBEL GROUP TO PROVIDE CONSULTING SERVICES IN REGARD TO ITS GRATEFUL PATIENT FUNDRAISING PROGRAM AND ITS ENGAGING PHYSICIANS IN PHILANTHROPY PROGRAMS. $47,869 OF CONSULTING FEES EXPENSE WAS ACCRUED IN 2019 AND $38,877 WAS PAID IN 2019 (INCLUDING $1,008 OF 2018 PREPAID EXPENSES) AND $10,000 WAS PAID IN 2020. BANNER HEALTH FOUNDATION RETAINED THE PROFESSIONAL SERVICES OF GOOD WORKS GRANT WRITING TO PROVIDE GRANT WRITING SERVICES IN REGARD TO ITS ONLINE FUNDRAISING PLATFORM. $10,650 OF SERVICE FEES EXPENSE WAS ACCRUED IN 2019 AND $11,250 WAS PAID IN 2019 (INCLUDING $600 OF 2018 PREPAID EXPENSES). true BANNER HEALTH 2901 N CENTRAL AVE SUITE 160 PHOENIX AZ 85012 450233470 501(c)(3) 16182817 GENERAL SUPPORT BANNER MEDICAL GROUP 2901 N CENTRAL AVE SUITE 160 PHOENIX AZ 85012 900532830 501(c)(3) 3249199 GENERAL SUPPORT BANNER-UNIVERSITY MEDICAL GROUP 2901 N CENTRAL AVE SUITE 160 PHOENIX AZ 85012 942958258 501(c)(3) 1419438 GENERAL SUPPORT SUN HEALTH FOUNDATION 13203 N 103RD AVE SUN CITY AZ 85351 860483792 501(c)(3) 39919 GENERAL SUPPORT ARIZONA ASTHMA COALITION 7949 E ACOMA DR SUITE 206 SCOTTSDALE AZ 85260 262710405 501(c)(3) 95000 GENERAL SUPPORT 5 SCHOLARSHIPS 107 387519 BH EMPLOYEE ASSISTANCE PROGRAM 255 121984 FORM 990, SCHEDULE I, PART I, LINE 2 GRANTS ARE AWARDED BY A COMMITTEE WHICH REVIEWS APPLICATIONS AND MAKES AWARDS BASED ON MERIT AND AVAILABILITY OF FUNDS. FUNDS WHICH ARE RESTRICTED ARE AWARDED TO PROJECTS MEETING THE REQUIREMENTS OF THE SPECIFIC REQUEST. ALL FUNDS ARE UTILIZED FOR PROJECTS WHICH ARE MEDICAL IN NATURE. USE OF FUNDS IS MONITORED VIA THE GOVERNANCE PRACTICES OF THE RECIPIENT ORGANIZATIONS. false true false false false false false true false Andrea Petersen DIRECTOR/PRESIDENT/CEO 372418 0 190920 0 63449 0 27066 0 27308 0 681161 0 22650 0 Hazel Richards Chief Development Officer 139805 0 40348 0 11547 0 5766 0 17038 0 214504 0 0 0 Megan Brownell VP Comm/External Relations 175412 0 54804 0 13695 0 7325 0 26280 0 277516 0 0 0 Christy Alter VP Development 179339 0 43858 0 11726 0 6208 0 15263 0 256394 0 0 0 Linda Lotz Chief Development Officer 160488 0 27520 0 11929 0 4279 0 9560 0 213776 0 0 0 Christopher Kiser Chief Development Officer 34805 0 22575 0 111221 0 1535 0 12042 0 182178 0 0 0 Patricia Elder Chief Development Officer 118658 0 23183 0 8577 0 5047 0 17167 0 172632 0 0 0 FORM 990, SCHEDULE J, PART I, LINE 3 THE COMPENSATION OF THE ORGANIZATION'S CEO IS DETERMINED BY A RELATED TAX-EXEMPT ORGANIZATION. SEE SCHEDULE O FOR FORM 990, PART VI, LINES 15A AND 15B FOR THE PROCESS USED BY THE RELATED ORGANIZATION TO DETERMINE COMPENSATION. FORM 990, SCHEDULE J, PART I, LINE 4B EXEC 457(F) - COVERED SOME OF THE OFFICERS AND DIRECTORS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A. THIS NONQUALIFIED PLAN IS HELD AT FIDELITY INVESTMENTS. VESTING OCCURS UPON MEETING VESTING REQUIREMENTS (SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE) - EARLIER OF AGE 62, 5 YEARS FROM DATE OF DEPOSIT, OR RULE OF 80. TAXATION OCCURS UPON DISTRIBUTION (IF VESTED). THE ONLY CONTRIBUTIONS ALLOWED ARE EMPLOYER CONTRIBUTIONS. PAYOUT AMOUNTS ARE TAXABLE AND INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). DEPOSIT AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (C). NAME 457(F) PAYOUT EMPLOYER 457(F) DEPOSIT ANDREA J. PETERSEN $42,738 $20,120 FORM 990, SCHEDULE J, PART I, LINE 7 BANNER HEALTH FOUNDATION'S INCENTIVE PLAN IS BASED ON TWO THINGS. FIRST, BANNER HEALTH (A RELATED TAX-EXEMPT ORGANIZATION) AS A WHOLE MUST ACHIEVE ITS NET OPERATING INCOME THRESHOLD. SECOND, THE FOUNDATION MUST ACHIEVE ITS PRODUCTION REVENUE GOAL AND MUST ACHIEVE A TARGETED OPERATION NET GOAL. AWARDS ARE GRANTED AS A PERCENTAGE OF THE PARTICIPANT'S BASE SALARY AND VARY WITH THE POSITION LEVEL OF THE PARTICIPATING EMPLOYEE, RANGING FROM 24% TO 80% OF BASE SALARY. INCENTIVE PLAN PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). SCHEDULE J, PART II BONUS LIFE INSURANCE AS PART OF BANNER HEALTH'S EXECUTIVE SELECT BENEFIT PROGRAM (ESB) CERTAIN INDIVIDUALS PARTICIPATED IN THE BONUS LIFE INSURANCE PROGRAM (BLIP). ELIGIBLE EMPLOYEES COULD ELECT TO USE PART OF THEIR ESB ALLOWANCE TO PURCHASE BLIP THROUGH NORTHWESTERN MUTUAL. THE PARTICIPATING EMPLOYEE OWNS THE POLICY AND CAN ACCESS ITS CASH VALUE. THE ENTIRE AMOUNT PURCHASED IS REPORTED AS TAXABLE COMPENSATION IN SCHEDULE J, PART II, COLUMN (B)(III). X 1 5000 FMV X 1 16447 FMV X ELECTRONICS/K-9 VEST 3 21600 FMV X TOYS 8 62110 FMV X GROCERY GIFT CARDS 2 14100 FMV X TRAVEL/ENTERTAINMENT 2 59000 FMV false true false SCHEDULE M, PART I, COLUMN (B) COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 6 APPROXIMATELY 100 DEDICATED VOLUNTEERS HELP ADVANCE THE WORK OF BANNER HEALTH FOUNDATION EACH YEAR. THESE INDIVIDUALS EMBODY OUR BELIEF THAT THE HEALTH AND WELL-BEING OF OUR COMMUNITY IS A SHARED RESPONSIBILITY. BANNER HEALTH FOUNDATION VOLUNTEERS INCLUDE PEOPLE OF ALL AGES, BACKGROUNDS AND SKILL SETS, WHICH TRULY REPRESENT THE DIVERSITY OF THE COMMUNITY WE SERVE. WHETHER WORKING BEHIND THE SCENES OR FRONT AND CENTER, BANNER HEALTH FOUNDATION VOLUNTEERS ARE COMMITTED TO HELPING OTHERS. INDIVIDUALS DONATE THEIR TIME AND TALENTS TO MAKE A DIFFERENCE BY SERVING AS MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF VARIOUS OTHER BOARDS, CAMPAIGN CABINETS, ADVISORY COUNCILS, EVENT PLANNING COMMITTEES AND MORE. RESPONSIBILITIES INCLUDE, BUT ARE NOT LIMITED TO, OPERATIONAL OVERSIGHT, DONOR CULTIVATION, RELATIONSHIP BUILDING, EVENT PLANNING, AND PUBLIC SPEAKING. BANNER HEALTH FOUNDATION VOLUNTEERS ASSIST IN A VARIETY OF CAPACITIES AND ARE CRITICAL TO OUR SUCCESS. FORM 990, PART VI, LINE 1A THE BANNER HEALTH FOUNDATION (BHF) BOARD OF DIRECTORS IS PRIMARILY A FUNDRAISING BOARD WITHOUT FISCAL OVERSIGHT. THE BANNER HEALTH BOARD OF DIRECTORS HAS THE BROADER AUTHORITY OVER BHF AS DESCRIBED IN THE NARRATIVE FOR PART VI, LINES 7A/B. IN MANY, IF NOT ALL, SITUATIONS, THE BHF BOARD DELEGATES AUTHORITY DIRECTLY TO THE BANNER HEALTH CEO. FORM 990, PART VI, LINE 2 JOHN STRITTMATTER AND JOHN GRAHAM HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, LINE 6 THE SOLE VOTING MEMBER OF BANNER HEALTH FOUNDATION IS BANNER HEALTH, AN ARIZONA NONPROFIT CORPORATION EXEMPT FROM TAX AS AN ENTITY DESCRIBED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. Process used to review the Form 990 THE MEMBER'S VOTE SHALL BE REQUIRED ON: (A) ELECTION AND REMOVAL OF DIRECTORS AS SET FORTH IN THE ORGANIZATION'S BYLAWS; (B) ELECTION AND REMOVAL OF CERTAIN OFFICERS AS SET FORTH IN THE ORGANIZATION'S BYLAWS; (C) THE ADOPTION OF ANY PLAN OF MERGER OR CONSOLIDATION; (D) THE ADOPTION OF ANY PLAN OF DISSOLUTION; (E) THE SALE OR ENCUMBRANCE OF ANY ASSET AS SET FORTH IN THE ORGANIZATION'S BYLAWS; (F) AMENDMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION; AND (G) THOSE ISSUES OR MATTERS UPON WHICH THE MEMBER IS GRANTED VOTING RIGHTS AS SET FORTH IN THE ARTICLES OF INCORPORATION, THE BYLAWS, OR THE ARIZONA NONPROFIT CORPORATION ACT. THE CORPORATION MAY HAVE SUCH NONVOTING MEMBERS AS THE MEMBER SHALL CREATE AND AUTHORIZE. AT SUCH TIME AS THE MEMBER CREATES A CLASS OR CLASSES OF NONVOTING MEMBERSHIP FOR THE CORPORATION, IT SHALL AMEND THE BYLAWS ACCORDINGLY. CREATION OF ANY CLASS OF NONVOTING MEMBER SHALL BE EFFECTIVE ONLY UPON AMENDMENT OF THE BYLAWS. POWERS OF THE VOTING MEMBER - THE VOTING MEMBER SHALL HAVE AND EXERCISE THOSE POWERS HEREAFTER DESCRIBED AS WELL AS THOSE SPECIFIC POWERS SET FORTH IN OTHER SECTIONS OF THE BYLAWS. THE VOTING MEMBER SHALL: (A) APPOINT OR REMOVE THE PRESIDENT AND EVALUATE THE PERFORMANCE OF THE PRESIDENT; (B) APPOINT ALL MEMBERS OF THE BOARD OF DIRECTORS OF THE CORPORATION FOLLOWING NOMINATION BY THE BOARD OF DIRECTORS OF THE CORPORATION; (C) REVIEW AND APPROVE MISSION STATEMENTS AND STRATEGIC PLANS; (D) APPROVE THE ESTABLISHMENT OF ALL NEW CORPORATE OR PARTNERSHIP ENTITIES CREATED OR JOINED BY THE CORPORATION; (E) REVIEW AND APPROVE OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; (F) APPROVE ALL UNBUDGETED EXPENDITURES OVER THRESHOLDS AND SIGNATURE AUTHORITY AS ESTABLISHED BY POLICY OF THE VOTING MEMBER; (G) APPROVE THE SALE OF ANY ASSET OVER THRESHOLDS AND SIGNATURE AUTHORITY AS ESTABLISHED BY POLICY OF THE VOTING MEMBER; (H) APPROVE MAJOR CONTRACTS OF A NATURE AND SIZE AS DETERMINED BY POLICY AND SIGNATURE AUTHORITY OF THE VOTING MEMBER; AND (I) APPROVE ALL DEBT OF THE CORPORATION OF TYPES AND LIMITS OVER THRESHOLDS AND SIGNATURE AUTHORITY AS ESTABLISHED BY POLICY OF THE VOTING MEMBER. FORM 990, PART VI, LINE 11B THE 990 IS REVIEWED BY BANNER HEALTH'S LEGAL DEPARTMENT, TAX DEPARTMENT, INTERNAL AUDIT DEPARTMENT AND CERTAIN BANNER HEALTH FOUNDATION OFFICERS. A MEETING IS HELD WITH THE TAX PREPARER AND A LINE-BY-LINE REVIEW IS DONE PRIOR TO THE FILING OF THE RETURN. THE FORM 990 WILL BE MADE AVAILABLE TO THE GOVERNING BODY AT THE NEXT REGULARLY SCHEDULED BOARD MEETING AFTER FILING. FORM 990, PART VI, LINE 12C THE ORGANIZATION'S GOVERNING DOCUMENTS, AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND TAX RETURNS ARE AVAILABLE UPON REQUEST. COPIES ARE MAINTAINED AT EACH ADMINISTRATIVE OFFICE AND IN THE LEGAL AND TAX DEPARTMENTS. PURSUANT TO BANNER'S CONFLICT OF INTEREST POLICY, ALL BOARD MEMBERS, OFFICERS AND THE DIRECTOR OF AUDIT SERVICES MUST DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST THAT MAY GIVE RISE TO A CONFLICT OF INTEREST. FORM 990, PART VI, LINES 15A & 15B THE COMPENSATION OF THE BANNER HEALTH FOUNDATION PRESIDENT AND CEO IS DETERMINED BY THE BANNER HEALTH PRESIDENT AND CEO AND IS SUBJECT TO OVERSIGHT BY THE BANNER HEALTH BOARD OF DIRECTORS COMPENSATION COMMITTEE IN THE SAME MANNER AS SUCH OVERSIGHT IS EXERCISED OVER OTHER VICE PRESIDENTS AND HIGHER EXECUTIVES OF BANNER HEALTH. THE COMPENSATION OF OTHER OFFICERS OF THE BANNER HEALTH FOUNDATION IS ESTABLISHED BY THE BANNER HEALTH FOUNDATION PRESIDENT AND CEO, IF THEY ARE EMPLOYEES OF THE BANNER HEALTH FOUNDATION, OR BY BANNER HEALTH, IF THEY ARE EMPLOYEES OF BANNER HEALTH, IN EACH CASE WITHIN COMPENSATION RANGES SET BY THE BANNER HEALTH COMPENSATION AND BENEFITS DEPARTMENT BASED ON MARKET DATA. BANNER HEALTH'S PROCESS TO DETERMINE THE COMPENSATION OF THE BANNER HEALTH FOUNDATION IS AS FOLLOWS: BANNER HEALTH UTILIZES A COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT DIRECTORS THAT EXERCISES OVERSIGHT OVER ALL ASPECTS OF THE COMPENSATION PAID TO OR FOR THE BENEFIT OF THE PRESIDENT AND CEO AND ALL OTHER SENIOR EXECUTIVES OF BANNER HEALTH AND ANY OF ITS AFFILIATES, INCLUDING THE BANNER HEALTH FOUNDATION OFFICERS, AND ALL OTHER PERSONS WHO CONSTITUTE "DISQUALIFIED PERSONS" WITH RESPECT TO BANNER HEALTH UNDER CODE SECTION 4958. THE COMMITTEE: - ASSESSES ANNUALLY THE PERFORMANCE OF THE PRESIDENT AND CEO - EXERCISES OVERSIGHT OVER ALL ASPECTS OF COMPENSATION FOR THE PRESIDENT AND CEO - REVIEWS AND DETERMINES THE EXECUTIVE TOTAL COMPENSATION PHILOSOPHY OF BANNER HEALTH - ESTABLISHES THE PERMISSIBLE RANGES OF COMPENSATION FOR SENIOR EXECUTIVES AND DISQUALIFIED PERSONS, INCLUDING THE BANNER HEALTH FOUNDATION PRESIDENT AND CEO - REVIEWS AND APPROVES THE DESIGN OF THE COMPONENTS OF COMPENSATION FOR SENIOR EXECUTIVES AND ANY OTHER DISQUALIFIED PERSONS AND MONITORS COMPLIANCE OF BANNER HEALTH WITH THE PHILOSOPHY AND DESIGN COMPONENTS OF EXECUTIVE COMPENSATION - RECEIVES THE PRESIDENT AND CEO'S REPORT CONCERNING THE OVERALL PERFORMANCE AND DEVELOPMENT ASSESSMENT OF THE SENIOR EXECUTIVES, INCLUDING BANNER HEALTH FOUNDATION PRESIDENT AND CEO - ACTS FOR THE BOARD IN THE ENGAGEMENT AND DIRECT OVERSIGHT OF EXTERNAL INDEPENDENT COMPENSATION CONSULTANTS ENGAGED TO PROVIDE ADVICE AND INFORMATION WITH RESPECT TO THE REASONABLENESS AND COMPETITIVENESS OF THE COMPENSATION PAID TO THE PRESIDENT AND CEO, SENIOR EXECUTIVES AND ANY OTHER DISQUALIFIED PERSONS, INCLUDING BANNER HEALTH FOUNDATION PRESIDENT AND CEO, WHICH CONSULTANT REPORTS DIRECTLY TO THE COMMITTEE AND PERFORMS SUCH OTHER DUTIES AND DELEGATED RESPONSIBILITIES AS THE BOARD MAY ASSIGN TO THE COMMITTEE FROM TIME TO TIME. IN ADDITION, THE COMMITTEE HAS ADOPTED THE FOLLOWING BEST PRACTICES WITH RESPECT TO ITS EXECUTIVE COMPENSATION OVERSIGHT FUNCTION: REVIEWS THE REPORT OF THE VICE PRESIDENT, TOTAL COMPENSATION, REGARDING ALL MATERIAL INCENTIVE PLANS, BENEFIT PLANS, AND PROGRAMS THAT APPLY TO EMPLOYEES AND PHYSICIANS GENERALLY; APPROVES THE BANNER HEALTH PRESIDENT AND CEO'S RECOMMENDATIONS AS TO THE COMPENSATION OF SENIOR EXECUTIVES. THE COMPENSATION COMMITTEE MAY RETAIN EXTERNAL INDEPENDENT COMPENSATION CONSULTANTS TO THE EXTENT THE COMMITTEE DEEMS NECESSARY OR APPROPRIATE TO CARRY OUT ITS RESPONSIBILITIES. IF SO ENGAGED, THE COMMITTEE HAS RESPONSIBILITY FOR APPROVING THE FEES AND THE TERMS OF ENGAGEMENT FOR THE CONSULTANTS, AS WELL AS TERMINATION OF SUCH ENGAGEMENT. TYPICALLY, THE COMMITTEE HAS ENGAGED A CONSULTANT ANNUALLY TO REVIEW AND OPINE AS TO THE REASONABLENESS OF THE PRESIDENT AND CEO'S COMPENSATION PACKAGE AND HAS ENGAGED A CONSULTANT APPROXIMATELY ONCE EVERY THREE YEARS TO REVIEW AND OPINE AS TO THE REASONABLENESS OF Senior Executive and Other Management Compensation, Including that of the Banner Health FOUNDATION President and CEO. THE COMMITTEE PERIODICALLY REVIEWS THE RELATIONSHIP BETWEEN BANNER HEALTH AND EACH CONSULTANT TO ENSURE THE CONSULTANT'S INDEPENDENCE. IN CONNECTION WITH EACH SUCH EVALUATION, THE COMMITTEE REQUESTS A WRITTEN CERTIFICATION FROM EACH CONSULTANT THAT: - INCLUDES AN INDEPENDENCE ATTESTATION AFFIRMING THAT THE CONSULTANT HAS CONDUCTED ITS OWN INTERNAL ASSESSMENT AND, BASED ON SUCH ASSESSMENT AND ITS INTERNAL CONTROLS, CONCLUDED THAT IT HAS PERFORMED ITS SERVICES FOR THE COMMITTEE IN AN INDEPENDENT MANNER AND IS INDEPENDENT AS DEFINED IN THE INTERMEDIATE SANCTION REGULATIONS UNDER CODE SECTION 4958 - CONFIRMS THAT THE CONSULTANT REPORTS TO THE COMMITTEE THROUGH THE CHAIR OF THE COMMITTEE AND THAT ALL CONSULTING ACTIVITY FOR BANNER HEALTH CONDUCTED BY SUCH CONSULTANT DURING THE PRECEDING YEAR WAS CONDUCTED WITH THE KNOWLEDGE AND CONSENT OF THE CHAIR OF THE COMMITTEE - DETAILS THE AMOUNTS PAID BY BANNER HEALTH TO THE CONSULTANT IN ITS CAPACITY AS AN EXTERNAL COMPENSATION CONSULTANT TO THE COMMITTEE, AND THE AMOUNTS PAID BY BANNER HEALTH, IF ANY, TO THE CONSULTANT AND ITS AFFILIATES FOR ANY OTHER ENGAGEMENTS. THE COMMITTEE MAY ALSO REQUIRE THE CONSULTANT TO VERIFY THAT IT MEETS THE DEFINITION OF 'INDEPENDENCE' DESCRIBED IN THE FORM 990 INSTRUCTIONS. COMPENSATION SURVEYS AND STUDIES ARE UTILIZED BY INDEPENDENT CONSULTANTS THAT THE COMMITTEE MAY ENGAGE FROM TIME TO TIME. The Compensation Review Process was last completed in 2019. FORM 990, PART VI, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND TAX RETURNS ARE AVAILABLE UPON REQUEST. COPIES ARE MAINTAINED AT EACH ADMINISTRATIVE OFFICE AND IN THE LEGAL AND TAX DEPARTMENTS. FORM 990, PART XI, LINE 9 INTERCOMPANY TRANSFERS $4,610,431 Banner Health 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 450233470 Hospital AZ 501(C)(3) 3 NA false Banner Alzheimer's Foundation 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 204862361 Support AZ 501(C)(3) 7 Banner HLTH true Banner Medical Group 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 900532830 Medical SVCS AZ 501(C)(3) 3 Banner HLTH true Banner Medical Group Colorado 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 900532831 Medical SVCS CO 501(C)(3) 3 Banner HLTH true Casa Grande Community Hospital FDN 1800 E Florence Blvd Casa Grande AZ 85122 311726569 Support AZ 501(C)(3) 7 Banner HLTH true Banner-University Medical Group 2901 N Central Ave Suite 160 PHOENIX AZ 85012 942958258 Medical SVCS AZ 501(C)(3) 3 Banner HLTH true Banner-University Family Care 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 463766901 Health INS. AZ 501(C)(3) 10 Banner HLTH true Banner-University Care Advantage 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 463757358 Health INS. AZ 501(C)(3) 10 Banner HLTH true Banner Health Plan Inc 2901 N CENTRAL AVE SUITE 160 Phoenix AZ 85012 843237280 Health INS. AZ 501(C)(4) N/A Banner HLTH true Partners in Integrated Health LLC SEE PART VII Phoenix AZ 85012 611700965 Management SVCS AZ NA N/A Banner Union Hills Surgery Center LLC SEE PART VII Phoenix AZ 85012 901164193 Medical services AZ NA N/A BHSM Rehabilitation LLC SEE PART VII Phoenix AZ 85012 823481322 Medical Services DE NA N/A Banner Atlas JV LLC SEE PART VII Scottsdale AZ 85255 831276122 OP SURGERY CTR AZ NA N/A Banner Plan Administration Inc 445 W 5th Place Suite 101 Mesa AZ 85201 860800246 THIRD PARTY ADMIN AZ NA C Corp true Banner Indemnity Ltd PO Box 1051 Grand Cayman BWI CJ 450233470 Investments CJ NA Foreign Corp true Banner Health Network 2901 N Central Ave Suite 160 Phoenix AZ 85012 900750689 Accountable Care AZ NA C Corp true THE UNIV OF AZ HEALTH PLANS-U HEALTHCARE 2901 N Central Ave Suite 160 Phoenix AZ 85012 454370907 Health Insurance AZ NA C Corp true Banner Health Insurance Group Inc 2901 N Central Ave Suite 160 Phoenix AZ 85012 843248878 Health Insurance AZ NA C Corp true NMSI Inc 2901 N Central Ave Suite 160 Phoenix AZ 85012 742354291 PPO INS. PROVIDER CO NA C Corp true false true true false true false false false false false false false false true true false false false false BANNER MEDICAL GROUP b 3249199 FMV BANNER-UNIVERSITY MEDICAL GROUP b 1419438 FMV SCHEDULE R, PART III PARTNERS IN INTEGRATED HEALTH, LLC EIN: 61-1700965 ADDRESS: 2901 N. CENTRAL AVENUE, SUITE 160, PHOENIX, AZ 85012 BANNER UNION HILLS SURGERY CENTER, LLC EIN: 90-1164193 ADDRESS: 2901 N. CENTRAL AVENUE, SUITE 160, PHOENIX, AZ 85012 BHSM REHABILITATION, LLC EIN: 82-3481322 ADDRESS: 2901 N. CENTRAL AVENUE, SUITE 160, PHOENIX, AZ 85012 BANNER ATLAS JV, LLC EIN: 83-1276122 ADDRESS: 10554 EAST MORNING STAR DRIVE, SCOTTSDALE, AZ 85255