2020-11-13T09:44:02-06:00 2019-12-31 680000424 BFBA LLP 83 SCRIPPS DRIVE STE 210 SACRAMENTO CA 95825 990 2019-01-01 951461050 CALIFORNIA MANUFACTURERS AND TECHNOLOGY ASSOCIATION CALI 9164983310 1121 L STREET SUITE 700 SACRAMENTO CA 95814 LANCE HASTINGS PRESIDENT & CEO 9164983310 2020-11-12 1 PATRICIA A FAITH P00294123 9169240800 66.60.157.181 2020-11-12 06:55:34 PS P B3BD1FC25D8633E35E1A6A7F15A821AB8A81A4B3 CF78D9B911FFC74EE19F6491C155210C4C7CFE9E 2019 2021-04-22 16:20:28Z LANCE HASTINGS 1121 L STREET SUITE 700 SACRAMENTO CA 95814 3282888 0 X WWW.CMTA.NET X 1918 CA SEE SCHEDULE O 36 36 13 0 78000 0 261360 294225 2181504 2324883 33985 3685 597159 580095 3074008 3202888 87741 78333 0 0 1138814 1039162 0 0 0 2367617 1977237 3594172 3094732 -520164 108156 1722400 1912082 1057486 1306094 664914 605988 X TO MAKE IT POSSIBLE FOR MANUFACTURERS AND TECHNOLOGY-BASED INDUSTRIES IN CALIFORNIA, WITHIN THE FRAMEWORK OF THE REASONABLE AND EQUITABLE LAWS, REGULATIONS, AND ENVIRONMENTAL RESTRAINTS, TO PROSPER AND EXPAND BY PROMOTING AND MAINTAINING A FAVORABLE, COMPETITIVE BUSINESS CLIMATE. 0 0 GOVERNMENT RELATIONS: THE ORGANIZATION UTILIZES EXPERTS TO REVIEW, ANALYZE, COMMENT AND INTERPRET REASONABLE AND EQUITABLE LAWS, REGULATIONS, AND ENVIRONMENTAL RESTRAINTS TO PROMOTE AND MAINTAIN A FAVORABLE, COMPETITIVE BUSINESS CLIMATE FOR THEIR MEMBERS IN THE STATE OF CALIFORNIA. RESTRICTED FUNDS: THE ORGANIZATION MAINTAINS A NUMBER OF RESTRICTED FUNDS INCLUDING:1.) ENERGY FUND: FOR PROFESSIONAL SERVICES RENDERED IN CONNECTION WITH UTILITY RATE NEGOTIATIONS.2.) AB32 IMPLEMENTATION GROUP: OVERSEE IMPLEMENTATION OF THE REGULATIONS REQUIRED UNDER ASSEMBLY BILL 32 TO CONTROL GREENHOUSE EMISSIONS.3.) RELEVANCE IN EDUCATION AND LEARNING FUND: PROVIDE A MORE WELL-ROUNDED EDUCATION FOR STUDENTS THROUGH RIGOROUS ACADEMIC AND VOCATIONAL AND TECHNICAL COURSES.4.) HEXAVALENT CHROMIUM (CHROME VI) FUND: TO LOBBY AND PRESENT EXPERT TESTIMONY AGAINST ONEROUS AND UNATTAINABLE DRINKING WATER STANDARDS.5.) WORKER'S COMPENSATION (WC) AND HUMAN RESOURCES (HR) LEGAL FUNDS: FOR LEGAL ANALYSIS, AMICUS CURIAE BRIEFS, AND OTHER LEGAL SERVICES DEEMED APPROPRIATE BY THE FUNDS STEERING COMMITTEES.7.) SOUTH COAST COALITION (SCE) GRANT: FOR CONSULTING SERVICES RELATED TO THE COLLECTION AND DISSEMINATION OF SUCCESSFUL EMISSION CONTROL PROJECTS RESEARCHED BY THE AEROSPACE INDUSTRY.8.) LEGAL ACTION FUND: TO INVESTIGATE JUDICIAL DECISIONS OF CONCERN TO MANUFACTURERS. MEETINGS: THE ORGANIZATION SPONSORS AND CONDUCTS NUMEROUS MEETINGS, CONFERENCES, AND SEMINARS WHICH COVERED ISSUES OF INTEREST TO MEMBERS. APPROXIMATELY 800 MEMBERS SERVED. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 20 0 13 1 1 1 0 0 0 1 1 0 0 0 X 36 36 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X LANCE HASTINGS 9164983310 1121 L STREET SUITE 700 SACRAMENTO CA 95814 CORY ANDERSON BOARD MEMBER 1.00 X 0 0 0 CYNTHIA LEON BOARD MEMBER 1.00 X 0 0 0 ROMINA KHANANISHO BOARD MEMBER 1.00 X 0 0 0 FRANK DE LIMA BOARD MEMBER 1.00 X 0 0 0 ERMELINDA MORETTI BOARD MEMBER 1.00 X 0 0 0 CLINT SCHELBITZKI BOARD MEMBER 1.00 X 0 0 0 CAROLINE SILVEIRA BOARD MEMBER 1.00 X 0 0 0 MELISSA AMELUXEN BOARD MEMBER 1.00 X 0 0 0 JAMES HALLORAN BOARD MEMBER 1.00 X 0 0 0 CALLI DALY BOARD MEMBER 1.00 X 0 0 0 ALLISON BARNETT BOARD MEMBER 1.00 X 0 0 0 CRAIG BROWN BOARD MEMBER 1.00 X 0 0 0 DENNIS DUBARD BOARD MEMBER 1.00 X 0 0 0 SCOTT FOLWARKOW BOARD MEMBER 1.00 X 0 0 0 ROSS GOOD BOARD MEMBER 1.00 X 0 0 0 BRETT GUGE BOARD MEMBER 1.00 X 0 0 0 MICHAEL JACKSON BOARD MEMBER 1.00 X 0 0 0 PAMELA KAN BOARD MEMBER 1.00 X 0 0 0 DONNA KAYLOR BOARD MEMBER 1.00 X 0 0 0 STEPHEN KONIG BOARD MEMBER 1.00 X 0 0 0 DAVID LIGH BOARD MEMBER 1.00 X 0 0 0 ERIC MCAFEE BOARD MEMBER 1.00 X 0 0 0 SARA O'NEIL-BOUTON BOARD MEMBER 1.00 X 0 0 0 STEVEN REGIS BOARD MEMBER 1.00 X 0 0 0 DAVID SPROSS BOARD MEMBER 1.00 X 0 0 0 NEIL BEUP BOARD MEMBER 1.00 X 0 0 0 RICK VAN NIEUWBURG BOARD MEMBER 1.00 X 0 0 0 JOE AHN BOARD MEMBER 1.00 X 0 0 0 KELLIE DUHR BOARD MEMBER 1.00 X 0 0 0 PATRICK HAYES BOARD MEMBER 1.00 X 0 0 0 MARK LEONARD BOARD MEMBER 1.00 X 0 0 0 STEVE LESHER BOARD MEMBER 1.00 X 0 0 0 JUANITA MARTINEZ BOARD MEMBER 1.00 X 0 0 0 MICHELLE ORROCK BOARD MEMBER 1.00 X 0 0 0 CURTIS RAULINAITIS BOARD MEMBER 1.00 X 0 0 0 AMY ZAJAC BOARD MEMBER 1.00 X 0 0 0 JOHN DICARO VICE PRESIDENT 20.00 20.00 X 0 102807 28345 LANCE HASTINGS PRESIDENT 30.00 10.00 X 356366 0 64013 NICOLE RICE SENIOR POLICY DIRECTOR 40.00 X 106182 0 12076 ROBERT SANGER MANAGER OF TRAINING SERVICES 40.00 X 0 111325 11505 462548 214132 115939 2 0 1 0 MITCHELL & CHADWICK LLP 3001 LAVA RIDGE COURT SUITE 120 ROSEVILLE CA 95661 LEGAL 247452 DOWNEY BRAND ATTORNEYS 621 CAPITOL MALL 18TH FLOOR SACRAMENTO CA 95814 LEGAL 159830 KP PUBLIC AFFAIRS 621 CAPITOL MALL SUITE 1900 SACRAMENTO CA 95814 AD/MARKETING 142500 REED SMITH LLP 101 2ND ST 1800 SAN FRANCISCO CA 94105 LEGAL 122439 MCHUGH KEOPKE & ASSOCIATES 1121 L ST 103 SACRAMENTO CA 95814 GOVERNMENT RELATIONS 114357 5 294225 294225 MEMBERSHIP SUPPORT 561000 1415922 1415922 RESTRICTED FUNDS SUPPO 561000 899867 899867 QUALIFIED SPONSORSHIPS 561000 8297 8297 MEETINGS & EVENTS 561000 797 797 2324883 3685 3685 549198 0 549198 549198 78000 471198 80000 80000 0 0 TENANT REIMBURSEMENTS 900099 23410 23410 INSURANCE REIMBURSEMEN 900099 7487 7487 30897 3202888 2359465 78000 471198 X 78333 420379 448048 15882 102291 52562 530191 58821 512070 30467 79034 3094 610351 16988 56320 45738 8235 DUES & SUBSCRIPTIONS 23777 TAXES/FILING FEES 2151 3094732 209101 405121 11773 4579 116451 87789 62080 8115 476688 110209 412459 366479 116111 127509 -32041 -199811 826466 1112301 1722400 1912082 157569 128625 852590 449413 47327 728056 1057486 1306094 X 545340 405293 119574 200695 664914 605988 1722400 1912082 X 108156 688 -251782 84012 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62333 62333 0 RE-ELECT SENATOR ATKINS 2020 374 N COAST HIGHWAY 101 SUITE 2 ENCINITAS CA 92024 4568 RENDON FOR ASSEMBLY 2020 555 E OCEAN BLVD SUITE 420 LONG BEACH CA 90802 4568 JIM FRAZIER FOR ASSEMBLY 2020 2401 WATERMAN BLVD PMB 104 FAIRFIELD CA 94533 2000 NEWSON FOR CALIFORNIA GOVERNOR 2022 1303 10TH STREET SUITE 1173 SACRAMENTO CA 95814 15000 SHANNON GROVE FOR SANATE 2022 PO BOX 10330 BAKERSFIELD CA 93389 1000 AUTUMN BURKE FOR ASSEMBLY 2020 921 11TH STREET SUITE 904 SACRAMENTO CA 95814 832730758 3000 CALIFORNIANS FOR JOBS 1215 K ST 1400 SACRAMENTO CA 95814 7500 GRAYSON FOR ASSEMBLY 2020 1017 L STREET 112 SACRAMENTO CA 95814 814542426 4147 JIM COOPER FOR ASSEMBLY 2020 4801 LAGUNA BLVD SUITE 105-232 ELK GROVE CA 95758 4150 GIPSON FOR ASSEMBLY 2020 921 11TH STREET SUITE 904 SACRAMENTO CA 95814 832506122 4700 ANTHONY PORTANTINO FOR SENATE 2020 1414 K STREET SUITE H SACRAMENTO CA 95814 1500 WALDRON FOR ASSEMBLY 2020 7185 NAVAJO RD SUITE P SAN DIEGO CA 92119 832774534 4700 CHRIS HOLDEN FOR ASSEMBLY 2020 777 S FIGUEROA STREET SUITE 4050 LOS ANGELES CA 90017 2500 CHAD MAYES FOR ASSEMBLY 2020 1355 HALYARD DR STE 120 WEST SACRAMENTO CA 95691 1500 BLANCA RUBIO FOR ASSEMBLY 2020 921 11TH STREET SUITE 904 SACRAMENTO CA 95814 832506122 1500 0 0 0 2610811 1207739 1207739 1697027 -489288 230354 34528 195826 225770 75681 150089 20564 20564 366479 DUE FROM AFFILIATES 1051808 DEPOSITS 60493 1112301 ACCRUED VACATION 107062 DEFERRED RENT 620994 728056 3280101 688 84012 84700 3195401 7487 7487 3202888 3087245 0 3087245 7487 7487 3094732 PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY INCOME OF SUBSIDIARY 84,012. PART XI, LINE 4B - OTHER ADJUSTMENTS: INSURANCE REIMBURSEMENT 7,487. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSURANCE REIMBURSEMENT 7,487. 0 CALIFORNIA ISSUES FORUM 1717 I STREET SACRAMENTO CA 95814 010595129 501(C)(4) 10000 SUPPORT & OPPOSE STATE & LOCAL CANDIDATES X X X 0 0 0 LANCE HASTINGS PRESIDENT 281366 0 75000 0 0 0 18125 0 45888 0 420379 0 0 0 FORM 990, PART I LINE 1 - ORGANIZATION MISSION TO MAKE IT POSSIBLE FOR MANUFACTURERS AND TECHNOLOGY-BASED INDUSTRIES IN CALIFORNIA, WITHIN THE FRAMEWORK OF THE REASONABLE AND EQUITABLE LAWS, REGULATIONS, AND ENVIRONMENTAL RESTRAINTS, TO PROSPER AND EXPAND, BY PROMOTING AND MAINTAINING A FAVORABLE, COMPETITIVE BUSINESS CLIMATE. FORM 990, PART VI, SECTION A, LINE 6 LINE 6 EXPLANATION - STATUTORY MEMBERSHIP WITH VOTING RIGHTS AVAILABLE TO MANUFACTURERS, PROCESSORS AND TECHNOLOGY BASED ON INDUSTRIES WHO SUBSCRIBE TO THE PRINCIPLES OF THE ASSOCIATION AND WHO CARRY ON OPERATIONS WITHIN THE STATE, AND RESEARCH AND DEVELOPMENT COMPANIES HAVING FACILITIES WITHIN THE STATE, WHO LIKEWISE SUBSCRIBE TO ALL PRINCIPLES OF THE ASSOCIATION AND WHOSE INTERESTS ARE COMPATIBLE WITH CALIFORNIA MANUFACTUERES. ANY ELIGIBLE PARTY SHALL BECOME A MEMBER ON APPROVAL OF THE MEMBERSHIP APPLICATION BY PRESIDENT OR THE EXECUTIVE COMMITTEE AND PAYMENT OF DUES UNDER SECTION 5 OF THIS ARTICLE. NON-VOTING HONORARY LIFE AND ASSOCIATE MEMBERSHIP IS AVAILABLE TO ORGANIZATIONS NOT QUALIFYING FOR STATUTORY MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A LINE 7A EXPLANATION - SUBJECT TO THE BYLAWS, THE MEMBERS SHALL HAVE THE RIGHT TO VOTE, AS SET FORTH IN THESE BYLAWS, ON THE ELECTION OF DIRECTORS. THE ANNUAL ELECTION OF DIRECTORS SHALL BE CONDUCTED BY WRITTEN BALLOT. FORM 990, PART VI, SECTION A, LINE 7B LINE 7B EXPLANATION - CHANGES TO ARTICLES OF INCORPORATION AND BYLAWS ARE SUBJECT TO APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B LINE 11B EXPLANATION - FORM 990 PROVIDED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS PRIOR TO FILING FOR REVIEW AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES MUST AVOID SITUATIONS INVOLVING ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. PERSONAL OR ROMANTIC INVOLVEMENT WITH A COMPETITOR, SUPPLIER, OR SUBORDINATE EMPLOYEE OF CMTA, CAN IMPAIR AN EMPLOYEE'S ABILITY TO EXERCISE GOOD JUDGMENT ON BEHALF OF THE COMPANY AND CAN CREATE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. SUPERVISOR-SUBORDINATE ROMANTIC OR PERSONAL RELATIONS CAN ALSO LEAD TO SUPERVISORY PROBLEMS, POSSIBLE CLAIMS OF SEXUAL HARASSMENT, AND MORALE PROBLEMS. AN EMPLOYEE INVOLVED IN ANY OF THE TYPES OF RELATIONSHIPS OR SITUATIONS DESCRIBED IN THIS POLICY SHOULD IMMEDIATELY AND FULLY DISCLOSE THE RELEVANT CIRCUMSTANCES TO HIS OR HER IMMEDIATE SUPERVISOR, OR ANY OTHER APPROPRIATE SUPERVISOR, FOR A DETERMINATION ABOUT WHETHER A POTENTIAL OR ACTUAL CONFLICT EXISTS. IF AN ACTUAL OR POTENTIAL CONFLICT IS DETERMINED, CMTA MAY TAKE WHATEVER CORRECTIVE ACTION APPEARS APPROPRIATE ACCORDING TO THE CIRCUMSTANCES. FAILURE TO DISCLOSE FACTS SHALL CONSTITUTE GROUNDS FOR DISCIPLINARY ACTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS INCLUDES THE USE OF COMPARABILITY DATA AND BOARD DELIBERATION AND APPROVAL (WITHOUT CONTEMPORANEOUS DOCUMENTATION - EXECUTIVE SESSION ONLY). SALARY SURVEY PERFORMED WITH INDEPENDENT INPUT; ANNUAL PARTICIPATION IN SURVEYS OF COUNCIL OF STATE MANUFACTURERS (COSMA). ANNUALLY, THE DIRECTOR AND THE PRESIDENT MAKE BONUS AND RAISE RECOMMENDATIONS TO THE BOARD, WHICH THEY DISCUSS. ANY INCREASES OR BONUS APPROVALS ARE IN WRITING AND DELIVERED BY THE CHAIRMAN OF THE BOARD. DECISIONS FOR THE TOP POSITIONS ARE DEALT WITH INDIVIDUALLY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THEY ARE ALSO AVAILABLE AT THE MAIN OFFICE LOCATION DURING NORMAL BUSINESS HOURS. FORM 990, PART IX, LINE 11G OUTSIDE CONTRACT SERVICES 163,308. PREFESSIONAL FEES - OTHER 348,762. FORM 990, PART XI, LINE 9: EQUITY INCOME OF SUBSIDARY 84,012. FORM 990, PART XI LINE 8 - PRIOR PERIOD ADJUSTMENTS THE AUDITED FINANCIAL STATEMENTS ADJUSTED THE INVESTMENT IN SUBSIDARY BEGINNING BALANCE BY A DECREASE OF $251,782 DUE TO REVENUE AND EXPENSES NOT PROPERLY RECOGNIZED IN THE PREVIOUS YEAR IN THE SUBSIDARY. SCH R, PART V,1K PERFORMANCE OF ADMINISTRATIVE DUTIES FOR CMTA SERVICE CORP: AS PART OF THE ADMINISTRATIVE FEE FUNCTION PROVIDED TO ITS SUBSIDIARY, CMTA ACCOUNTING STAFF PROCESSES ACCOUNTS PAYABLE FOR BOTH ENTITIES AND WHEN POSSIBLE CONSOLIDATES PAYMENTS TO VENDORS, CHARGING BACK THE SUBSIDIARY'S SHARE THROUGH AN INTER-FUND ACCOUNT. ALLOCATIONS OF EXPENSE TO THE SUBSIDIARY ARE VERIFIED PERIODICALLY BASED UPON ACTUAL EXPENSES (I.E. SQUARE FOOTAGE OCCUPIED, HOURS EXPENDED, ETC.) THE CHARGES/EXPENSES ARE ACTUAL COSTS; NO PROFIT FROM THESE TRANSACTIONS IS RECOGNIZED. CMTA SERVICE CORPORATION 1121 L STREET SUITE 700 SACRAMENTO CA 95814 680088749 ADMINISTRATIVE SERVICES CA CA MANUF & TECH C -186868 1364847 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CMTA SERVICE CORPORATION A 78000 ACTUAL AMOUNT CMTA SERVICE CORPORATION O ACTUAL AMOUNT