2020-11-16T12:39:30-06:00 2019-12-31 420714325 RSM US LLP 2021 L STREET NW 400 WASHINGTON DC 20036 990 2019-01-01 237256856 ASSOCIATION FOR PROFESSIONALS IN INFECTION CONTROL & EPIDEMIOLOGY INC ASSO 2027891890 1400 CRYSTAL DRIVE NO 900 ARLINGTON VA 222024153 ALLEN LASSINGER SENIOR DIRECTOR OF FINANCE 2027891890 2020-11-16 1 MIKE SORRELLS P00001737 2022932200 2020-11-16 66.98.98.8 2020-11-16 12:35:35 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 1FE53BDFCB5A9E7ADF2C1FAEFD07FCB2349EA307 2019 2021-01-29 14:40:06Z ALLEN LASSINGER 1400 CRYSTAL DRIVE NO 900 ARLINGTON VA 222024153 14509750 0 X WWW.APIC.ORG X 1972 MA APIC'S MISSION IS TO CREATE A SAFER WORLD THROUGH PREVENTION OF INFECTION. 17 17 59 450 428045 65667 1405618 933304 10860779 10396760 313033 349241 1385182 1501059 13964612 13180364 0 0 0 0 5032877 4793889 0 0 0 8190218 7432944 13223095 12226833 741517 953531 16228751 17955121 6876714 6662438 9352037 11292683 X APIC'S PURPOSE IS TO INFLUENCE, SUPPORT AND IMPROVE THE QUALITY OF HEALTH CARE THROUGH THE PRACTICE AND MANAGEMENT OF INFECTION CONTROL AND EPIDEMIOLOGY. 0 0 4053293 6870379 EDUCATIONAL CONFERENCES AND COURSES INCLUDE THE ANNUAL SCIENTIFIC & EDUCATIONAL CONFERENCE HELD IN MINNEAPOLIS, MN. BASIC EDUCATIONAL COURSES FOR PROFESSIONALS ENTERING THE FIELD OF INFECTION PREVENTION, AND TOPICAL CONFERENCES WHERE INFORMATION ON THE MOST RELEVANT INFECTION PREVENTION TOPICS ARE PRESENTED AND DISCUSSED. THE CONFERENCES PROVIDE A BROAD SPECTRUM OF EDUCATIONAL OPPORTUNITIES AND INFORMATION TO HEALTH PROFESSIONALS, ADMINISTRATORS, AND GOVERNMENT OFFICIALS. 2456568 834140 APIC JOURNAL, APIC TEXT ONLINE AND OTHER EDUCATIONAL BOOKS AND PUBLICATIONS ARE DISTRIBUTED TO APIC MEMBERS, SUBSCRIBERS AND CUSTOMERS. THE PUBLICATIONS PROVIDE EDUCATION AND INFORMATION ON SPECIFIC TOPICS WITHIN THE FIELD OF INFECTION PREVENTION AND DEVELOPMENT. 2174366 2692241 PROFESSIONAL PRACTICE AND PROGRAMS ARE ACTIVITIES THAT ADVANCE THE FIELD OF INFECTION PREVENTION HEALTH CARE FACILITIES AND OTHER ORGANIZATIONS THAT HAVE AN INTEREST IN INFECTION PREVENTION. THESE ACTIVITIES ARE FUNDED THROUGH APIC MEMBERSHIP DUES AND SERVE ALL APIC MEMBERS. 715544 391097 OTHER PROGRAM SERVICES 715544 391097 9399771 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 113 0 1 59 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MA X ALLEN LASSINGER 2027891890 1400 CRYSTAL DRIVE NO 900 ARLINGTON VA 222024153 KAREN K HOFFMAN PRESIDENT 5.00 0.00 X X 15000 0 0 CONNIE STEED PRESIDENT-ELECT 5.00 0.00 X X 0 0 0 ANN MARIE PETTIS SECRETARY 5.00 0.00 X X 0 0 0 PAT METCALF JACKSON TREASURER 5.00 0.00 X X 0 0 0 JANET HAAS IMMEDIATE PAST PRESIDENT 5.00 0.00 X X 5000 0 0 DORINE BERRIEL-CASS DIRECTOR 2.00 0.00 X 0 0 0 KATHLEEN GASE DIRECTOR 2.00 0.00 X 0 0 0 TANIA N BUBB DIRECTOR 2.00 0.00 X 0 0 0 BETH DUFFY DIRECTOR 2.00 0.00 X 0 0 0 THOMAS C BUTTON DIRECTOR 2.00 0.00 X 0 0 0 IRENA L KENNELEY DIRECTOR 2.00 0.00 X 0 0 0 LELA LUPER DIRECTOR 2.00 0.00 X 0 0 0 LINDA DICKEY DIRECTOR 2.00 0.00 X 0 0 0 CAROL VANCE DIRECTOR 2.00 0.00 X 0 0 0 BARBARA SMITH DIRECTOR 2.00 0.00 X 0 0 0 CAROL MCLAY DIRECTOR 2.00 0.00 X 0 0 0 JODI VANDERPOOL DIRECTOR 2.00 0.00 X 0 0 0 KATRINA CRIST CHIEF EXECUTIVE OFFICER 50.00 0.00 X 543061 0 35391 CARLOS FULCHER EXECUTIVE VICE PRESIDENT 50.00 0.00 X 273280 0 24492 LESLIE KRETZU EXECUTIVE DIRECTOR 50.00 0.00 X 178429 0 24938 LISA LYNN TOMLINSON VP, GOVERNMENT AFFAIRS & PRACTICE GUIDANCE 50.00 0.00 X 168475 0 41375 LIZ GARMAN VP, COMMUNICATIONS & PRACITCE RESOURCES 50.00 0.00 X 166628 0 37662 ALEXANDR GUMBAR SR. DIRECTOR, TECHNOLOGY 50.00 0.00 X 144366 0 11324 BARBARA LONG SR. DIRECTOR, GOVERNANCE AND EXECUTIVE AFFAIRS 50.00 0.00 X 141788 0 17999 1636027 0 193181 17 0 1 0 MARCUM LLP 1899 L STREET NW WASHINGTON DC 20036 ACCOUNTING AND HR SERVICES 460052 DATA IMPACT SOLUTIONS 12020 SUNRISE VALLEY DRIVE RESTON VA 20191 IT SERVICES 160594 2 100000 506199 327105 933304 CONFERENCE AND EDUCATION 900099 3453569 3453569 REGISTRATION FEES 900099 3416810 3416810 MEMBERSHIP DUES 900099 2692241 2692241 PUBLICATION 511190 653890 635890 18000 EDITORIAL STIPEND 900099 180250 180250 10396760 336919 42429 294490 914791 356117 558674 1280793 1268471 12322 12322 12322 452012 60915 391097 379598 11499 MISCELLANEOUS 900099 195171 195171 195171 13180364 10758358 428045 1060657 902977 694193 208784 3108282 2389592 718690 187573 144203 43370 263291 202414 60877 331766 255056 76710 40183 30892 9291 520062 399814 120248 35367 27190 8177 1168680 898460 270220 355579 273363 82216 714470 549272 165198 489111 376020 113091 525416 403930 121486 318721 245027 73694 2625268 2018259 607009 216993 166820 50173 61901 47588 14313 SUBSCRIPTIONS 209743 161247 48496 TEMPORARY HELP 182058 139963 42095 TAXES 54039 41544 12495 MISCELLANEOUS 16543 12717 3826 -101190 -77793 -23397 12226833 9399771 2827062 0 219 219 4310827 4519522 1219355 1111005 64976 88330 270116 330283 2611111 1561636 1199481 1049475 8203749 9459602 960028 1396685 16228751 17955121 1767613 1357584 3161240 3488487 1947861 1816367 6876714 6662438 X 9222037 11172683 130000 120000 9352037 11292683 16228751 17955121 953531 987115 0 X X 0 1 X 1 1 1 X 668411 373435 745170 1405618 933304 4125938 11019922 11181419 11154086 11384566 10830772 55570765 11688333 11554854 11899256 12790184 11764076 59696703 3175 2535 3857 4106 3146 16819 0 3175 2535 3857 4106 3146 16819 59679884 267477 139064 724603 681297 853164 2665605 267477 139064 724603 681297 853164 2665605 42192 71106 51877 165175 28906 264145 169494 195171 657716 11955810 11722824 12930196 13712081 12864288 63185199 0.94450 0.95630 0.04220 0.03400 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2016 AMOUNT: $ 28,906. 2017 AMOUNT: $ 264,145. 2018 AMOUNT: $ 169,494. 2019 AMOUNT: $ 195,171. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 4459 0 1 38054 42513 0 PART II-B, LINE 1: LOBBYING EXPENSES WERE FOR PAID STAFF, OVERHEAD EXPENSES AND TRAVEL REIMBURSEMENTS TO PROMOTE FUNDING AND LEGISLATION AFFECTING INFECTION PREVENTION AND PATIENT SAFETY. PAYMENTS TO A THIRD PARTY LOBBYIST OF $38,054 WERE REPORTED AS OTHER ACTIVITIES. 37896 114 38010 37670 226 37896 37670 37670 37558 112 37670 37445 113 37558 0.80000 0.20000 0 0 1031321 278337 752984 714444 459764 254680 865346 823535 41811 1049475 DUE FROM AFFILIATE 1001968 DEPOSITS 71807 INVESTMENT IN APIC CONSULTING 5000 457(B) INVESTMENTS 311966 DUE FROM I22/GC 5944 1396685 DEFERRED RENT 1816367 1816367 14145677 987115 60915 1048030 13097647 35367 47350 82717 13180364 12205031 60915 60915 12144116 35367 47350 82717 12226833 PART XI, LINE 2D - OTHER ADJUSTMENTS: COGS INCLUDED IN PART VIII 60,915. PART XI, LINE 4B - OTHER ADJUSTMENTS: PRODUCTION ADJUSTMENT REVENUE INCLUDED AS EXPENSE ON AFS 47,350. PART XII, LINE 2D - OTHER ADJUSTMENTS: COGS INCLUDED IN PART VIII 60,915. PART XII, LINE 4B - OTHER ADJUSTMENTS: PRODUCTION ADJUSTMENT REVENUE INCLUDED AS EXPENSE ON AFS 47,350. X X X X X 0 0 0 0 0 0 0 0 0 KATRINA CRIST CHIEF EXECUTIVE OFFICER 428882 0 100047 0 14132 0 25000 0 14682 0 582743 0 0 0 CARLOS FULCHER EXECUTIVE VICE PRESIDENT 231382 0 34228 0 7670 0 24000 0 2954 0 300234 0 0 0 LESLIE KRETZU EXECUTIVE DIRECTOR 175128 0 2744 0 557 0 19000 0 13480 0 210909 0 0 0 LISA LYNN TOMLINSON VP, GOVERNMENT AFFAIRS & PRACTICE GU 164909 0 2724 0 842 0 9038 0 35060 0 212573 0 0 0 LIZ GARMAN VP, COMMUNICATIONS & PRACITCE RESOUR 162586 0 2600 0 1442 0 25000 0 15244 0 206872 0 0 0 ALEXANDR GUMBAR SR. DIRECTOR, TECHNOLOGY 144096 0 0 0 270 0 0 0 17962 0 162328 0 0 0 BARBARA LONG SR. DIRECTOR, GOVERNANCE AND EXECUTI 138272 0 2339 0 1177 0 7096 0 13346 0 162230 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE CONSISTS OF THE PRESIDENT, THE PRESIDENT-ELECT, THE IMMEDIATE PAST PRESIDENT, THE TREASURER, THE SECRETARY, AND ONE ADDITIONAL MEMBER OF THE BOARD OF DIRECTORS. THE CHIEF STAFF EXECUTIVE IS AN EX-OFFICIO NON-VOTING MEMBER OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL MAKE ALL NECESSARY DECISIONS, BETWEEN BOARD OF DIRECTORS MEETINGS, TO ENSURE THE CONTINUOUS FUNCTIONING OF THE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IS A PRIVILEGE AND IS ACHIEVED BY COMPLIANCE WITH THE BYLAWS. CATEGORIES: 1) ACTIVE MEMBERSHIP ACTIVE MEMBERS SHALL BE INDIVIDUALS OCCUPATIONALLY OR PROFESSIONALLY INVOLVED IN THE PRACTICE AND MANAGEMENT OF INFECTION CONTROL AND/OR THE APPLICATION OF EPIDEMIOLOGY. SUCH MEMBERS MAY VOTE IN ELECTIONS, SERVE ON COMMITTEES, AND HOLD ELECTED OFFICE. 2) ASSOCIATE MEMBERSHIP ASSOCIATE MEMBERS SHALL BE INDIVIDUALS NOT ACTIVELY INVOLVED IN THE PRACTICE AND MANAGEMENT OF INFECTION CONTROL AND/OR THE APPLICATION OF EPIDEMIOLOGY. SUCH MEMBERS MAY NOT VOTE OR HOLD ELECTED OFFICE. 3) RETIRED MEMBERSHIP RETIRED MEMBERS SHALL BE INDIVIDUALS WHO ARE NO LONGER EMPLOYED IN ANY CAPACITY AND WHO HAVE HAD FIVE CONSECUTIVE YEARS OF ACTIVE OR ASSOCIATE APIC MEMBERSHIP PRIOR TO RETIREMENT. RETIRED MEMBERS MAY NOT VOTE OR HOLD ELECTED OFFICE, HOWEVER, THEY MAY SERVE IN APPOINTED CAPACITIES. 4) HONORARY MEMBERSHIP HONORARY MEMBERS SHALL BE INDIVIDUALS ELECTED TO THIS CATEGORY BY THE BOARD OF DIRECTORS IN RECOGNITION OF THEIR CONTRIBUTION TO THE ASSOCIATION. HONORARY MEMBERS SHALL NOT BE OCCUPATIONALLY OR PROFESSIONALLY INVOLVED IN THE PRACTICE OR MANAGEMENT OF INFECTION CONTROL OR THE APPLICATION OF EPIDEMIOLOGY. SUCH MEMBERS MAY SERVE THE ASSOCIATION IN ANY MANNER MUTUALLY AGREEABLE TO THEMSELVES AND TO THE BOARD OF DIRECTORS, BUT MAY NOT VOTE OR HOLD ELECTED OFFICE. 5) LIFETIME MEMBERSHIP LIFETIME MEMBERS SHALL BE INDIVIDUALS ELECTED TO THIS CATEGORY BY THE BOARD OF DIRECTORS IN RECOGNITION OF THEIR CONTRIBUTION TO THE FIELD OF INFECTION CONTROL AND/OR THE ASSOCIATION. LIFETIME MEMBERS ARE THOSE INDIVIDUALS WHO ARE CURRENTLY OR HAVE BEEN OCCUPATIONALLY OR PROFESSIONALLY INVOLVED IN THE PRACTICE AND MANAGEMENT OF INFECTION CONTROL AND/OR THE APPLICATION OF EPIDEMIOLOGY. SUCH MEMBERS MAY VOTE IN ELECTIONS, SERVE ON COMMITTEES, AND HOLD ELECTED OFFICE. 6) PATRON MEMBERSHIP PATRON MEMBERS SHALL BE ORGANIZATIONS OR GROUPS INTERESTED IN SUPPORTING THE ASSOCIATION. SUCH MEMBERS MAY NOT VOTE OR HOLD ELECTED OFFICE. 7) STUDENT MEMBERSHIP INDIVIDUALS ENROLLED FULL-TIME IN AN ACCREDITED INSTITUTION, PRIOR TO THE AWARD OF AN ASSOCIATES OR BACHELOR'S DEGREE. SUCH MEMBERS MAY NOT VOTE OR HOLD OFFICE; HOWEVER, MAY SERVE ON COMMITTEES. FORM 990, PART VI, SECTION A, LINE 7A ACTIVE AND LIFETIME MEMBERS HAVE VOTING POWER FOR ELECTIONS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO THE GOVERNING DOCUMENTS ARE APPROVED BY A VOTE OF THE MEMBERSHIP VOTING. FORM 990, PART VI, SECTION B, LINE 11B ALL SUPPORTING SCHEDULES AND INFORMATION IS PROVIDED AND COMPILED DURING THE ANNUAL AUDIT. THE 990 IS COMPLETED BY APIC'S TAX FIRM AND IS REVIEWED IN DETAIL BY THE ORGANIZATION'S MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL BOARD MEMBERS, THE CEO, CFO AND EVP ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DECLARATION. THEY MUST ACKNOWLEDGE THAT THEY HAVE READ AND UNDERSTAND THE CONFLICT OF INTEREST POLICY AT EACH BOARD CALL OR MEETING. ALL BOARD MEMBERS ARE REQUIRED TO DECLARE ANY NEW CONFLICTS OF INTEREST. THE CEO REVIEWS DECLARATIONS AND THEY ARE POSTED ON THE BOARD OF DIRECTOR PORTAL FOR ACCESS BY ALL BOARD MEMBERS. THE CONFLICTS ARE MANAGED BY THE BOARD OF DIRECTORS AND RESTRICTIONS ARE IMPOSED CONTINGENT ON THE EXTENT OF THE CONFLICT. THE PERSON WITH A CONFLICT, IF EGREGIOUS, WILL RECUSE THEMSELVES FROM THE DISCUSSION AND THE VOTE, IF APPLICABLE. OTHER ACTIONS AS DETERMINED BY THE BOARD OF DIRECTORS COULD BE NON-PARTICIPATION IN THE DISCUSSION AND/OR ABSTAINING THE PERSON FROM VOTING. FORM 990, PART VI, SECTION B, LINE 15A SALARY SURVEYS ARE USED TO COMPARE COMPENSATION AND BENEFITS OF THE CHIEF EXECUTIVE OFFICER AND TOP MANAGEMENT OFFICIALS. THE COMPENSATION COMMITTEE APPROVES THE CHIEF EXECUTIVE OFFICER'S SALARY AND THEN DOCUMENTS ITS DECISION IN CONTEMPORANEOUS MINUTES. FORM 990, PART VI, SECTION C, LINE 19 APIC MAKES ITS GOVERNING DOCUMENTS AVAILABLE ON ITS WEBSITE. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. CERTIFICATION BOARD OF INFECTION 555 WELLS STREET SUITE 110 MILWAUKEE WI 53202 042760899 CREDENTIALING MA 501(C)(6) N/A APIC 1 INFECTION PREVENTION CERTIFICATION BOARD 1400 CRYSTAL DRIVE SUITE 900 ARLINGTON VA 22202 PROFESSIONAL DEVELOPMENT DC 501(C)(6) APIC 1 APIC CONSULTING SERVICES INC 1400 CRYSTAL DRIVE NO 900 ARLINGTON VA 22202 262299922 CONSULTING DE APIC C 1100415 330645 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 APIC CONSULTING SERVICES INC A 42429 FMV APIC CONSULTING SERVICES INC D 1001968 FMV APIC CONSULTING SERVICES INC O 219468 FMV