2020-11-16T15:56:19-06:00 2019-12-31 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2019-01-01 941205908 CALIFORNIA ASSOCIATION OF HOSPITALS AND HEALTH SYSTEMS CALI 9165527629 1215 K STREET NO 800 SACRAMENTO CA 95814 JENNIFER NEWMAN CFO 9165527629 2020-11-09 1 TRACY S PAGLIA P00366884 2099556100 2020-11-09 172.9.161.112 2020-11-09 18:32:54 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2CA4604677747A1B8287DC7DD1B2F222DAF5CAE3 2019 2021-04-22 16:20:28Z CARMELA COYLE 1215 K STREET NO 800 SACRAMENTO CA 95814 43416247 0 X N/A X 1935 CA EDUCATION AND REPRESENTATION BEFORE LEGISLATIVE AND REGULATORY BODIES FOR MEMBER HOSPITALS. 11 10 244 0 0 0 0 0 36844746 33554357 595178 696821 1981300 1834619 39421224 36085797 1213675 1289500 0 0 18482417 18072141 0 0 0 15647674 14220471 35343766 33582112 4077458 2503685 66804190 68914924 11254430 10200958 55549760 58713966 MEMBERSHIP ORGANIZATION PROVIDING SERVICES TO MEMBER HOSPITALS INCLUDING EDUCATION AND REPRESENTATION BEFORE LEGISLATIVE AND REGULATORY BODIES. 0 0 DEVELOP AND IMPLEMENT PUBLIC POLICY IN THE LEGISLATIVE AND REGULATORY ARENA FOR HOSPITALS AND HEALTH SYSTEMS. EDUCATE HOSPITALS AND HEALTH SYSTEMS ON REGULATORY AND LEGISLATIVE ACTIONS THROUGH PUBLICATIONS, SEMINARS, VOLUNTEER PROGRAMS, AND OTHER CONTACTS. ACTING AS AN INTERMEDIARY BETWEEN HOSPITALS AND OTHER HEALTHCARE EMPLOYERS AND THE STATE OF CALIFORNIA, EMPLOYMENT DEVELOPMENT DEPARTMENT, WITH REGARD TO THE ADJUDICATION OF UI CLAIMS & APPEALS AND THE PAYMENT OF UI BENEFITS TO ELIGIBLE CLAIMANTS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 74 0 1 244 1 0 0 0 0 0 0 1 0 X 11 10 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X JENNIFER NEWMAN 9165527629 1215 K STREET SUITE 800 SACRAMENTO CA 95814 CARMELA COYLE PRESIDENT/CHIEF EXECUTIVE OFFICER 37.20 2.80 X X 1401053 0 21092 ANNE MCLEOD SVP/HEALTH POLICY (THRU 12/19) 37.20 2.80 X 684895 0 69021 ANNE N O'ROURKE SVP/FEDERAL RELATIONS 37.20 2.80 X 431774 0 63549 KATHRYN AUSTIN SCOTT SVP/STATE RELATIONS & ADVOCACY 37.20 2.80 X 421584 0 40092 DIETMAR GRELLMANN SVP/MANAGED CARE & PROFESSIONAL 37.20 2.80 X 392174 0 68366 JENNIFER M NEWMAN SVP/CHIEF FINANCIAL OFFICER 37.20 2.80 X 360016 0 77478 DAVE PERROTT MD DDS SVP/CMO (THRU 04/19) 37.20 2.80 X 375030 0 47660 JULIE A REPPAS SVP/OPERATIONS AND HR 37.20 2.80 X 359824 0 57725 DAVID SIMON GROUP VP 37.20 2.80 X 310588 0 49118 ALYSSA KEEFE VP/ FEDERAL REG AFFAIRS 37.20 2.80 X 301291 0 44406 JACQUELYN GARMAN VP/LEGAL COUNSEL 37.20 2.80 X 281149 0 47143 LOIS RICHARDSON VP/LEGAL COUNSEL 37.20 2.80 X 274307 0 31329 GAIL BLANCHARD-SAIGER VP/COUNSEL LABOR & EMPLOYMENT 37.20 2.80 X 270226 0 20055 TERRY SHERB CHIEF INFORMATION OFFICER 37.20 2.80 X 239539 0 38496 CALVIN CAL KNIGHT CHAIR 0.50 2.00 X X 0 0 0 GARY K WILDE CHAIR ELECT 0.50 2.00 X X 0 0 0 SCOTT REINER SECRETARY/TREASURER 1.00 1.00 X X 0 0 0 RICHARD AFABLE MD PAST CHAIR 0.50 2.00 X X 0 0 0 ELAINE BATCHLOR MD TRUSTEE 1.00 1.00 X 0 0 0 ADAM DARVISH TRUSTEE 1.00 1.00 X 0 0 0 PETE DELGADO TRUSTEE 1.00 1.00 X 0 0 0 ROSEANNA GALINDO TRUSTEE 1.00 1.00 X 0 0 0 KAY KOHEN TRUSTEE 1.00 1.00 X 0 0 0 LAWRENCE E LEWIS TRUSTEE 1.00 1.00 X 0 0 0 6103450 0 675530 44 0 1 0 BLUE STATE DIGITAL 62187 COLLECTIONS CENTER DRIVE CHICAGO IL 606930621 CONSULTING AND MARKETING/ADVERTISING 1204113 RANDLE COMMUNICATIONS 500 CAPITOL MALL SUITE 1950 SACRAMENTO CA 95814 CONSULTING 1080213 UNIVERSITY OF SOUTHERN CALIFORNIA 3500 S FIGUEROA STREET 102 LOS ANGELES CA 900898001 RESEARCH 520000 BERKELEY RESEARCH GROUP 2200 POWELL STREET SUITE 1200 EMERYVILLE CA 94608 CONSULTING 400771 JONES DAY 555 CALIFORNIA ST 26TH FLOOR SAN FRANCISCO CA 94104 LEGAL SERVICES 390018 22 ADMINISTRATIVE REVENUE 561000 30492377 30492377 EDUCATION PROGRAM 611600 1311068 1311068 UI REVENUE FOR SERVICES 900099 1286990 1286990 PUBLICATIONS 900099 212487 212487 CONVENTIONS EVENTS 900099 153100 153100 98335 98335 33554357 697578 697578 1249951 0 1249951 1249951 1249951 7329693 7330450 -757 -757 -757 EQUITY IN HPA 900099 427191 427191 MISCELLANEOUS REVENUE 900099 157477 157477 584668 36085797 33554357 0 2531440 X 1289500 5130367 10061791 556494 1496579 826910 963707 205216 5493111 701904 579732 1128885 1421497 464867 1289691 527216 223984 1220661 33582112 1294007 1119251 13699230 16633875 12934662 10366151 882839 1079941 13940508 6841775 7173384 7098733 29338970 31158585 1481098 1458388 66804190 68914924 7491360 6618779 87582 54155 3675488 3528024 11254430 10200958 X 55549760 58713966 55549760 58713966 66804190 68914924 2503685 660521 0 X 0 1 X 1 0 5880000 5880000 1923853 1638744 285109 1339889 1080906 258983 4796766 4122125 674641 7098733 CLAIMS PAYABLE 3208221 FUNDS HELD FOR PROJECTS 319803 3528024 X PART X, LINE 2: IN THE EVENT THE ASSOCIATION HAD A TAX PROVISION THAT WAS UNCERTAIN OF BEING SUSTAINED, THE ASSOCIATION WOULD APPLY THE MINIMUM PROBABILITY THRESHOLD TO DETERMINE WHETHER A FINANCIAL STATEMENT LIABILITY OR BENEFIT SHOULD BE RECOGNIZED. THERE WERE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019 AND 2018. 1 AMERICAN HEART ASSOCIATION 2007 O STREET SACRAMENTO CA 95814 135613797 501(C)(3) 10000 BERNARD J TYSON FUND CALIFORNIA FIRE FOUNDATION 1780 CREEKSIDE OAKS DRIVE SACRAMENTO CA 95814 680118991 501(C)(3) 25000 FIRE CONTRIBUTION/ASSISTANCE CALIFORNIA HOSPITALS COMMITTEE ON ISSUES 1127 11TH STREET SUITE 300 SACRAMENTO CA 958142906 680148902 501(C)(6) 1000000 GENERAL SUPPORT CALIFORNIA ISSUES FORUM 1121 11TH STREET SUITE 211 SACRAMENTO CA 95814 010595129 501(C)(4) 15000 2019 SPONSORSHIP RENEWAL CALIFORNIA LEGISLATIVE BLACK 1029 J STREET SUITE 380 SACRAMENTO CA 95814 263911734 501(C)(3) 25000 2019 CLBC SYMPOSIUM CALIFORNIA POLICY GROUP 1215 K STREET SUITE 1400 SACRAMENTO CA 95814 841989534 501(C)(4) 30000 06/2019 POLICY RESEARCH CALIFORNIA REPUBLICAN PARTY 1001 K STREET 4TH FLOOR SACRAMENTO CA 95814 50000 GENERAL SUPPORT - LIMITED USE CALIFORNIA STATE CONFERENCE OF THE NAACP 1215 K STREET SUITE 1609 SACRAMENTO CA 95814 501(C)(4) 5000 SPONSORSHIP FOR 7TH ANNUAL LEGACY HALL OF FAME COALITION TO PROTECT AMERICA'S 4600 EAST-WEST HIGHWAY SUITE 900 BETHESDA MD 208143423 522253225 501(C)(3) 10000 MAY 2019 CONTRIBUTION, GENERAL SUPPORT FOUNDATION FOR CALIFORNIA'S FUTURE 455 CAPITOL MALL SUITE 600 SACRAMENTO CA 95814 300824912 501(C)(3) 25000 GENERAL SUPPORT HEALTHIMPACT PO BOX 70007 OAKLAND CA 946120007 820570413 501(C)(3) 25000 GENERAL SUPPORT UNIVERSITY OF SOUTHERN CALIFORNIA 635 DOWNEY WAY LOS ANGELES CA 900893333 951642394 501(C)(3) 20000 2019 SCHAEFFER CENTER DIR FUND WOMEN IN CALIFORNIA LEADERSHIP 1121 L STREET SUITE 211 SACRAMENTO CA 95814 452806199 501(C)(3) 30000 JUNE 2019 CAUCUS REGISTRATION 8 5 PART I, LINE 2: GRANTEES ARE REQUIRED TO SIGN RECIPIENT AGREEMENTS WHICH DETERMINE THE ALLOWABLE USE OF GRANT FUNDS AND REPORTING REQUIREMENTS. X X X 1 1 X X X X 0 1 0 CARMELA COYLE PRESIDENT/CHIEF EXECUTIVE OFFICER 1101900 0 281190 0 17963 0 19600 0 1492 0 1422145 0 0 0 ANNE MCLEOD SVP/HEALTH POLICY (THRU 12/19) 454736 0 65000 0 165159 0 38600 0 30421 0 753916 0 162682 0 ANNE N O'ROURKE SVP/FEDERAL RELATIONS 363877 0 65000 0 2897 0 38600 0 24949 0 495323 0 0 0 KATHRYN AUSTIN SCOTT SVP/STATE RELATIONS & ADVOCACY 350720 0 70000 0 864 0 38600 0 1492 0 461676 0 0 0 DIETMAR GRELLMANN SVP/MANAGED CARE & PROFESSIONAL 324697 0 65000 0 2477 0 38600 0 29766 0 460540 0 0 0 JENNIFER M NEWMAN SVP/CHIEF FINANCIAL OFFICER 291010 0 66529 0 2477 0 38600 0 38878 0 437494 0 0 0 DAVE PERROTT MD DDS SVP/CMO (THRU 04/19) 375030 0 0 0 0 0 38600 0 9060 0 422690 0 0 0 JULIE A REPPAS SVP/OPERATIONS AND HR 293499 0 65000 0 1325 0 38600 0 19125 0 417549 0 0 0 DAVID SIMON GROUP VP 252257 0 45000 0 13331 0 19600 0 29518 0 359706 0 0 0 ALYSSA KEEFE VP/ FEDERAL REG AFFAIRS 280295 0 20000 0 996 0 19600 0 24806 0 345697 0 0 0 JACQUELYN GARMAN VP/LEGAL COUNSEL 273456 0 377 0 7316 0 19293 0 27850 0 328292 0 0 0 LOIS RICHARDSON VP/LEGAL COUNSEL 271841 0 0 0 2466 0 19174 0 12155 0 305636 0 0 0 GAIL BLANCHARD-SAIGER VP/COUNSEL LABOR & EMPLOYMENT 267856 0 0 0 2370 0 18750 0 1305 0 290281 0 0 0 TERRY SHERB CHIEF INFORMATION OFFICER 236153 0 0 0 3386 0 16782 0 21714 0 278035 0 0 0 PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL - ONE OFFICER AND ONE KEY EMPLOYEE - NOT INCLUDED IN TAXABLE COMPENSATION COMPANION TRAVEL - ONE OFFICER - INCLUDED IN TAXABLE COMPENSATION TAX INDEMNIFICATION/GROSS-UP PAYMENTS - ONE OFFICER AND ONE HIGHEST COMPENSATED EMPLOYEE - INCLUDED IN TAXABLE COMPENSATION PART I, LINE 4B THE ORGANIZATION MAINTAINS A NON-QUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THIS PLAN IS INTENDED TO QUALIFY AS AN UNFUNDED PLAN OF DEFERRED COMPENSATION THAT IS MAINTAINED BY AN EMPLOYER PRIMARILY FOR THE PURPOSE OF PROVIDING DEFERRED COMPENSATION FOR THE SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES AS THOSE TERMS ARE DEFINED UNDER THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974, AS AMENDED (ERISA). FUNDING FOR THIS PLAN IS THROUGH ANNUAL EMPLOYER CONTRIBUTIONS AND IS LIMITED TO THE ANNUAL AMOUNT SET FORTH BY THE US TREASURY DEPARTMENT. DIETMAR A. GRELLMANN, ANNE MCLEOD, JENNIFER NEWMAN, ANNE N. O'ROURKE, DAVID H. PERROTT, JULIE A. REPPAS, AND KATHRYN AUSTIN SCOTT PARTICIPATED IN THE PLAN AND RECEIVED A BENEFIT OF $19,000 EACH FOR THE YEAR. ANNE MCLEOD RECEIVED A DISTRIBUTION OF $162,682 FOR THE YEAR. APPROXIMATELY 93% OF THE COMPENSATION OF THESE OFFICERS, KEY EMPLOYEES AND FIVE HIGHEST PAID EMPLOYEES WAS FOR SERVICES TO A RELATED ORGANIZATION AND WAS REIMBURSED BY THAT ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE CONSISTS OF THE OFFICERS OF THE BOARD OF TRUSTEES AND ADDITIONAL BOARD MEMBERS THAT THE BOARD OF TRUSTEES APPOINTS. THE COMMITTEE HAS THE AUTHORITY TO ACT ON BEHALF OF THE BOARD OF TRUSTEES TO ACT BETWEEN REGULAR OR SPECIAL MEETINGS OF THE FULL BOARD, SUBJECT TO REVIEW AND APPROVAL OF SUCH ACTS BY THE BOARD OF TRUSTEES AT THE NEXT REGULAR MEETING. FORM 990, PART VI, SECTION A, LINE 6 VOTING MEMBERS OF THE ORGANIZATION SHALL BE THOSE HOSPITALS AND HEALTH SYSTEMS SERVING AS DUES PAYING MEMBERS OF THE CALIFORNIA HOSPITAL ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A ALL TRUSTEES OF THE ORGANIZATION, EXCEPT THE CHAIR, IMMEDIATE PAST CHAIR, AND THE PRESIDENT ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE ORGANIZATION'S ARTICLES OF INCORPORATION OR BYLAWS MAY BE ADOPTED ONLY BY ACTION OF THE MEMBERS. THE DISPOSITION OF SUBSTANTIALLY ALL OF THE ASSETS OF THE ORGANIZATION, AND ANY MERGERS OR A DISSOLUTION OF THE ORGANIZATION REQUIRE APPROVAL BY THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B EACH MEMBER OF THE CALIFORNIA ASSOCIATION OF HOSPITALS AND HEALTH SYSTEMS BOARD OF TRUSTEES WAS SENT A COPY OF THE DRAFT FORM 990 BEFORE IT WAS FILED. IN ADDITION, THE AUDIT COMMITTEE REVIEWED THE FORM 990 BEFORE IT WAS FINALIZED OR FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS EACH MEMBER OF THE BOARD OF TRUSTEES; THE PRESIDENT/CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER; KEY EMPLOYEES; ANY PERSON WHO HAS HELD ONE OF THOSE POSITIONS DURING THE PRECEDING FIVE YEARS; FAMILY MEMBERS; AND CERTAIN CONTROLLED ORGANIZATIONS (INTERESTED PERSONS). ALL INTERESTED PERSONS ANNUALLY SIGN A STATEMENT THAT AFFIRMS RECEIPT AND AGREEMENT TO COMPLY WITH THE POLICY AND TO DISCLOSE ANY FINANCIAL INTERESTS OR FAMILY RELATIONSHIPS THAT COULD GIVE RISE TO A CONFLICT OF INTEREST. EACH INTERESTED PERSON IS REQUIRED TO DISCLOSE TO THE BOARD (OR COMMITTEE THEREOF), ALL MATERIAL FACTS REGARDING THE FINANCIAL INTEREST OR RELATIONSHIP IN THE TRANSACTION. WITH REGARD TO AN INTERESTED PERSON, THE BOARD OR COMMITTEE DETERMINES IF A CONFLICT OF INTEREST EXISTS. THE INSIDER(S) INVOLVED WITH THE TRANSACTION WILL NOT BE PRESENT DURING THE BOARD OR COMMITTEE'S DISCUSSION OR DETERMINATION OF WHETHER A CONFLICT OF INTEREST EXISTS, AND MAY NOT VOTE ON THE TRANSACTION OR COUNTED IN DETERMINATION OF A QUORUM. ALL PROCEEDINGS ARE DOCUMENTED IN MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A AN OUTSIDE COMPENSATION CONSULTING FIRM PROVIDED AN OPINION ON PRESIDENT/CEO COMPENSATION IN THE YEAR OF HIRE, AND INDEPENDENT SALARY SURVEYS ARE USED TO BENCHMARK SALARIES OF CEOS AND SELECTED KEY EXECUTIVES ON AN ANNUAL BASIS. THE INFORMATION FOR THE CEO IS REVIEWED BY THE COMPENSATION COMMITTEE AND THEN APPROVED BY THE FULL BOARD OF TRUSTEES ANNUALLY. COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY MANAGEMENT, APPROVED BY THE FULL BOARD OF TRUSTEES THROUGH THE ANNUAL BUDGETING PROCESS, AND IS DOCUMENTED IN MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G CONSULTANTS 2,409,549. ADVOCACY 496,034. COMMUNICATIONS 718,278. RESEARCH 1,324,654. OTHER PROFESSIONAL SERVICES 544,596. CALIFORNIA HEALTH FOUNDATION AND TRUST 1215 K STREET SUITE 800 SACRAMENTO CA 95814 941498697 SUPPORT RESEARCH EDUCATION AND ACCESS IN FIELD OF HEALTHCARE CA 501(C)(3) LINE 7 CALIFORNIA HOSPITAL ASSOCIATION 0 CALIFORNIA HOSPITAL ASSOCIATION 1215 K STREET SUITE 800 SACRAMENTO CA 95814 680343712 LEGISLATIVE AND REGULATORY REPRESENTATION AND ADVOCACY CA 501(C)(6) N/A 0 CALIFORNIA HOSPITALS COMMITTEE ON ISSUES 1127 11TH STREET SUITE 300 SACRAMENTO CA 95814 680148902 BALLOT INITIATIVES CA 501(C)(6) CAHHS 1 CALIFORNIA HOSPITAL ASSOCIATION POLITICAL ACTION COMMITTEE 1215 K STREET SUITE 800 SACRAMENTO CA 95814 942723946 POLITICAL ACTION COMMITIEE CA 527 N/A 0 HEALTH PROPERTY ASSOCIATES 1215 K STREET SUITE 800 SACRAMENTO CA 95814 680177130 GROUND LEASE CA N/A EXCLUDED 420788 1618019 0 1 0.50000 CALIFORNIA HOSPITAL INVESTMENTS & PUBLICATIONS INC 1215 K STREET SUITE 800 SACRAMENTO CA 95814 680114819 INACTIVE CA CAHHS C 1.00000 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 HEALTH PROPERTY ASSOCIATES S 400000 ACTUAL CALIFORNIA HOSPITALS COMMITTEE ON ISSUES B 1000000 ACTUAL