2019-11-04T11:02:45-06:00 2018-12-31 363856676 KUTCHINS ROBBINS & DIAMOND LTD 1101 PERIMETER DRIVE SUITE 760 SCHAUMBURG IL 60173 990 2018-01-01 363313192 ASES FOUNDATION ASES 8473844233 9400 W HIGGINS ROAD STE 500 ROSEMONT IL 60018 GREGORY P NICHOLSON MD SECRETARY/TREASURER 8473844233 2019-09-23 1 CHAD PORTER P01058119 8472401040 2019-09-24 107.0.228.163 2019-10-16 13:05:18 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 0D888A5CCFD577F3CC35280D1FA9C37209A7F7BE 2018 2020-04-17 16:48:07Z GREGORY P NICHOLSON MD 9400 W HIGGINS ROAD SUITE 500 ROSEMONT IL 60018 1687734 0 X ASES-ASSN.ORG X 1984 IL PERFORM AND ASSIST IN CARRYING OUT CHARITABLE AND EDUCATIONAL FUNCTIONS AND PURPOSES OF THE AMERICAN SHOULDER AND ELBOW SURGEONS. 8 8 0 15 0 0 452921 1616746 0 0 57411 70988 0 0 510332 1687734 315546 393387 0 0 0 0 0 0 0 63425 34642 378971 428029 131361 1259705 2763478 3561608 264816 3197 2498662 3558411 PERFORM AND ASSIST IN CARRYING OUT CHARITABLE AND EDUCATIONAL FUNCTIONS AND PURPOSES OF THE AMERICAN SHOULDER AND ELBOW SURGEONS. 0 0 393420 393387 FOSTER RESEARCH RELATIVE TO SHOULDER AND ELBOW SURGERY BY PROVIDING GRANTS TO PRESENTERS OF SCIENTIFIC PAPERS RELATING TO THE TECHNIQUES AND DEVELOPMENTS IN SHOULDER AND ELBOW SURGERY. ADDITIONALLY, THE FOUNDATION GIVES FELLOWSHIP GRANTS FOR THE EDUCATION AND TRAINING OF SHOULDER AND ELBOW CLINICIANS. 393420 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 8 8 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 IL CA NY X ANNA GREENE 8473844233 9400 W HIGGINS ROAD STE 500 ROSEMONT IL 60018 X JONATHAN B TICKER MD PRESIDENT 1.00 X X 0 0 0 ANTHONY A ROMEO MD PAST PRESIDENT 1.00 X X 0 0 0 GREGORY P NICHOLSON MD SECRETARY/TREASURER 1.00 X X 0 0 0 APRIL D ARMSTRONG MD FRCSC TRUSTEE 1.00 X 0 0 0 ROBERT H BELL MD TRUSTEE 1.00 X 0 0 0 ANTHONY MINIACI MD FRCSC TRUSTEE 1.00 X 0 0 0 WILLIAM H SEITZ JR MD TRUSTEE 1.00 X 0 0 0 JON JP WARNER MD TRUSTEE 1.00 X 0 0 0 0 0 0 0 0 0 0 0 1616746 1616746 70988 70988 1687734 0 0 70988 393387 393387 12528 12528 4300 4300 15976 15976 256 33 223 MISCELLANEOUS 1244 1244 BANK CHARGES 181 181 BOARD EXPENSE 157 157 428029 393420 34609 0 768221 1429611 52722 39798 6500 7650 1935767 2084277 268 272 2763478 3561608 264816 3197 264816 3197 X 1148374 1984674 1096288 1319737 254000 254000 2498662 3558411 2763478 3561608 1259705 -199956 0 X 0 1 X 1 0 X X 1 AMERICAN SHOULDER & ELBOW SURGEONS 411474626 10 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 PART IV, SECTION A, LINE 3B - DETERMINATION MADE BY ORG. COMMON BOARD WITH 501C6, EXAMINED IRS DETERMINATION PART IV, SECTION A, LINE 3C - CONTROLS FOR 170(C)(2)(B) COMMON BOARD, ALL SUPPORT FOR RESEARCH AND EDUCATIONAL PURPOSES RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 275152 123 -4533 270742 278599 208 -3655 275152 281211 388 -3000 278599 287370 2000 447 -3000 -5606 281211 282588 11000 -318 -3000 -2900 287370 0.00000 0.93820 0.06180 0 0 0 1471802 -199956 -199956 1671758 15976 15976 1687734 412053 0 412053 15976 15976 428029 PART V, LINE 4 - INTENDED USES FOR ENDOWMENT FUNDS THE FOUNDATION'S ENDOWMENT FUNDS ARE TO BE HELD IN PERPETUITY AND INVESTMENT INCOME IS TO BE UTILIZED FOR THE FOUNDATION'S MISSION. 1 NORTH AMERICA 0 0 GRANT MAKING RESEARCH 20000 0 0 0 0 0 0 20000 0 20000 NORTH AMERICA RESEARCH 20000 CHECK 1 0 0 0 0 0 0 PART I, LINE 2: RECIPIENTS MUST MEET CERTAIN CRITERIA TO BE ELIGIBLE FOR GRANTS FROM THE FOUNDATION. THE RECIPIENT MUST BE PRESENT AT THE ANNUAL MEETING. 1 THE CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND OH 44195 340714585 501C3 24750 RESEARCH FOUNDATION FOR ORTHOPAEDIC RESEARCH 13020 N TELECOM PARKWAY TAMPA FL 33637 593555349 501C3 24750 RESEARCH RUSH SHOULDER AND ELBOW FELLOWSHIP 1653 W CONGRESS PARKWAY CHICAGO IL 60612 362174823 501C3 24750 RESEARCH TX ED & RESEARCH FDN FOR SHOULDER & ELBOW SURGERY 7401 S MAIN STREET HOUSTON TX 77030 821438713 501C3 24750 RESEARCH UNIV OF TX HEALTH SCIENCE CENTER SAN ANTONIO 7703 FLOYD CURL DRIVE SAN ANTONIO TX 78229 741586031 501C3 24750 RESEARCH WILLIAM BEAUMONT HOSPITAL 3601 W THIRTEEN MILE ROAD ROYAL OAK MI 48073 381459362 501C3 22387 RESEARCH MASSACHUSETTS GENERAL HOSPTIAL 75 FRANCIS STREET BOSTON MA 02115 042312909 501C3 24750 RESEARCH THE TRUSTEES OF COLUMBIA UNIVERSITY 615 W 131ST STREET 3RD FLOOR NEW YORK NY 10027 135598093 501C3 24750 RESEARCH ICAHN SCHOOL OF MEDICINE AT MT SINAI 1 GUSTAVE L LEVY PLACE BOX 1193 NEW YORK NY 10029 136171197 501C3 24750 RESEARCH JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD N4327B BALTIMORE MD 21211 520595110 501C3 24750 RESEARCH HOSPITAL FOR SPECIAL SURGERY 535 EAST 70TH STREET NEW YORK NY 10021 131624135 501C3 24750 RESEARCH MEDSTAR UNION MEMORIAL HOSPITAL 201 E UNIVERSITY PARKWAY BALTIMORE MD 21218 520591685 501C3 24750 RESEARCH RHODE ISLAND HOSPITAL 593 EDDY STREET PROVIDENCE RI 02903 050258954 501C3 24750 RESEARCH UNIVERSITY OF FLORIDA 219 GRINTER HALL GAINESVILLE FL 32611 596002052 501C3 24750 RESEARCH UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVE NE SEATTLE WA 98195 916001537 501C3 24750 RESEARCH 15 PART I, LINE 2: RECIPIENTS MUST MEET CERTAIN CRITERIA TO BE ELIGIBLE FOR GRANTS FROM THE FOUNDATION. THE RECIPIENT MUST BE PRESENT AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 3 MANAGEMENT DUTIES ARE PERFORMED BY EMPLOYEES OF THE AMERICAN ACADEMY OF ORTHOPAEDIC SURGEONS. FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM (CPA) PREPARES THE FOUNDATION'S FORM 990 AND SUBMITS THE FORM TO THE FOUNDATION'S MANAGEMENT FOR REVIEW. WITHIN THE MANAGEMENT, THE FORM IS REVIEWED BY A CERTIFIED PUBLIC ACCOUNTANT WITH EXTENSIVE NONPROFIT ACCOUNTING EXPERIENCE. THE MANAGEMENT COMPANY SUBMITS THE FORM TO THE FOUNDATION'S TREASURER FOR REVIEW. AN ELECTRONIC COPY OF THE FORM IS ALSO PROVIDED TO ALL VOTING MEMBERS OF THE BOARD FOR REVIEW. QUESTIONS AND COMMENTS ON THE FORM BY THE TREASURER AND BOARD MEMBERS ARE DIRECTED BACK TO THE CPA AND INTERNAL ACCOUNTANT FOR RESOLUTION. AFTER ALL DISCUSSION POINTS ARE RESOLVED, THE FORMS ARE FINALIZED AND PROVIDED TO THE TREASURER FOR FINAL REVIEW AND SIGNATURE. FORM 990, PART VI, SECTION B, LINE 12C INTERESTED PARTIES MUST DISCLOSE THEIR POSITION PRIOR TO ENGAGING IN ANY TRANSACTION THAT GIVES RISE TO CONFLICT. THE CONFLICT IS THEN EVALUATED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. AMERICAN SHOULDER AND ELBOW SURGEONS 9400 W HIGGINS ROAD SUITE 500 ROSEMONT IL 60018 411474626 EDUCATION IL 501C6 ASES 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 AMERICAN SHOULDER & ELBOW SURGEONS P 22400 CASH AMERICAN SHOULDER & ELBOW SURGEONS C 1050524 CASH