2019-11-14T13:10:26-06:00 2019-06-30 953001179 WINDES INC PO BOX 87 LONG BEACH CA 908010087 990 2018-07-01 452163910 CSULB 49ER FOUNDATION CSUL 5629855778 6300 E STATE UNIVERSITY DR NO 332 LONG BEACH CA 90815 SCOTT APEL CFO & TREASURER 5629855778 2019-11-13 1 DONITA M JOSEPH P00286656 5624351191 2019-11-13 66.215.11.242 2019-11-13 15:59:54 PS P 5D04C9354A80B93E424F24406112F0168D52D17D 775A2711D1EE3D5BA0ABE46AED326317FF9873BE 2018 2020-04-17 16:48:07Z MICHELE CESCA 6300 E STATE UNIVERSITY DR NO 332 LONG BEACH CA 90815 41350389 0 X WWW.CSULB.EDU/SITES/49ERFOUNDATION/ X 2010 CA THE MISSION OF THE CSULB 49ER FOUNDATION IS TO ACTIVELY PROMOTE PHILANTHROPY AND MANAGE DONATED RESOURCES FOR THE ADVANCEMENT OF CSULB. THE FOUNDATION SERVES AS THE PHILANTHROPIC ORGANIZATION FOR THE UNIVERSITY, RECEIVING, INVESTING, MANAGING AND DISBURSING CHARITABLE GIFTS IN SUPPORT OF STUDENTS, FACULTY AND PROGRAMS AS DESIGNATED BY OUR DONORS. 20 16 0 21 0 0 17582572 16089183 920007 1460543 4950976 3533244 155010 332215 23608565 21415185 3834334 4116504 0 0 0 0 7500 0 505181 8615244 9474774 12457078 13591278 11151487 7823907 107949290 118200940 472806 1219591 107476484 116981349 X THE CSULB 49ER FOUNDATION SEEKS, SECURES AND MANAGES PRIVATE SUPPORT FOR CALIFORNIA STATE UNIVERSITY, LONG BEACH. AS THE PHILANTHROPIC FOUNDATION FOR THE UNIVERSITY, ALL DONATIONS IN SUPPORT OF OUR STUDENTS, FACULTY, PROGRAMS AND COLLEGES ARE PROCESSED THROUGH THE FOUNDATION AND MADE AVAILABLE FOR THE PURPOSES OUR DONORS SPECIFY. THESE FUNDS ARE USED TO SUPPORT CSULB STUDENT SCHOLARSHIPS, CLASSROOM EXPERIENCES, FACULTY AND PROGRAMS AS WELL AS FACILITY ENHANCEMENTS. THE FOUNDATION WILL CONTINUE TO SEEK FUNDS TO SUPPORT CSULB STUDENT SCHOLARSHIPS AND PROGRAMMATIC FUNDS, AS WELL AS COMPLETE CAPITAL PROJECTS LIKE THE ALUMNI AND VISITORS CENTER AND OTHER HIGH PRIORITY PROJECTS IN THE YEAR AHEAD. 0 0 4116504 4116504 0 PROVIDE FINANCIAL SUPPORT TO STUDENTS IN THE FORM OF SCHOLARSHIPS. 7587379 0 1460543 PROVIDE FINANCIAL SUPPORT TO FACULTY AND PROGRAMS AS PER THE DONORS' SPECIFIC INSTRUCTIONS. 11703883 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 77 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 20 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AK CA CO FL KY ME MA MI MN NV NH NJ NY ND OH OR SC UT WA X SCOTT APEL 5629855778 6300 E STATE UNIVERSITY DR NO 332 LONG BEACH CA 90815 JANE CONOLEY CSULB PRESIDENT / DIRECTOR 1.00 40.00 X X 0 359730 114838 MICHELE CESCA CEO / DIRECTOR (STARTED AUG. 2018) 3.00 40.00 X X 0 75327 22774 BRIAN LAWVER COO / SECRETARY (THRU JUNE 2019) 25.00 15.00 X X 0 147401 68907 SCOTT APEL CFO / TREASURER 1.00 40.00 X X 0 237290 95026 JIM GRAY BOARD CHAIR / DIRECTOR 1.00 X 0 0 0 JOHN LEONARD DIRECTOR (THRU OCT. 2018) 1.00 X 0 0 0 GEORGIA GRIFFITHS DIRECTOR (THRU FEB. 2019) 1.00 X 0 0 0 JIM NORMANDIN DIRECTOR 1.00 X 0 0 0 GARY VAN ARNAM DIRECTOR 1.00 X 0 0 0 PATRICK GOGGIN DIRECTOR 1.00 X 0 0 0 ROBERT MURPHY DIRECTOR 1.00 X 0 0 0 ANNA NGAI DIRECTOR 1.00 X 0 0 0 LINDA HALEY DIRECTOR 1.00 X 0 0 0 JESSICA PANDYA DIRECTOR 1.00 X 0 0 0 JON STORBECK DIRECTOR 1.00 X 0 0 0 KATHLEEN HANSEN DIRECTOR 1.00 X 0 0 0 ANNETTE KASHIWABARA DIRECTOR 1.00 X 0 0 0 ROBERT SUMMERS DIRECTOR 1.00 X 0 0 0 LEA GERBER DIRECTOR 1.00 X 0 0 0 MARILYN BOHL DIRECTOR 1.00 X 0 0 0 LOUISE UKLEJA DIRECTOR 1.00 X 0 0 0 BEVERLY O'NEILL DIRECTOR 1.00 X 0 0 0 0 819748 301545 0 0 1 0 CSULB RESEARCH FOUNDATION 6300 E STATE UNIVERSITY DRIVE SUI LONG BEACH CA 90815 PERSONNEL & ACCOUNTING SERVICES 554988 MORGAN STANLEY 1999 AVENUE OF THE STARS SUITE 240 LOS ANGELES CA 90067 INVESTMENT MANAGEMENT SERVICES 404427 2 15500 16073683 1454233 16089183 EVENTS AND SUPPORT 900099 1153964 1153964 NET ADMINISTRATIVE FEES 900099 106019 106019 CONCESSIONS 900099 104432 104432 TICKET REVENUE 900099 96128 96128 1460543 2417764 2417764 20777149 19661669 1115480 1115480 1115480 605750 15500 273535 332215 332215 21415185 1460543 0 3865459 X 4116504 4116504 295427 295000 427 434452 434452 2075834 1531961 228552 315321 105664 88951 6000 10713 941195 666216 209756 65223 293981 167642 118796 7543 1484988 1456539 24545 3904 1166032 1161769 15 4248 85294 84505 135 654 100 100 16055 8098 7773 184 CONTRACTUAL/CONSULTING 1229880 1144001 44250 41629 HOSPITALITY & FUNDRAISI 661718 620334 4449 36935 INSTRUCTIONAL MATERIALS 390036 383742 6144 150 RESEARCH/LABORATORY 16547 16547 277571 256974 2347 18250 13591278 11703883 1382214 505181 2300 500 23921465 27718774 6725935 10692488 54732 337340 49054 78129 77195804 79373709 107949290 118200940 427280 1116527 45526 103064 472806 1219591 X 11445239 10966565 30204605 38074374 65826640 67940410 107476484 116981349 107949290 118200940 7823907 1680958 0 X 0 1 X 1 0 X 13104577 10260333 18087147 17582572 16089183 75123812 13104577 10260333 18087147 17582572 16089183 75123812 2541539 72582273 2944649 3704667 1363210 2063372 2417764 12493662 1880 11368 2366 15614 87633088 3679473 0.82830 0.80890 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 77174528 2242929 4099015 1541235 1536315 1087265 79351657 66613450 8777703 5507103 1233537 1470383 1019808 77174528 56442379 6817491 6772077 1260344 1298333 859820 66613450 57190877 2649468 -238519 1187600 1211262 760585 56442379 57000071 2731579 492723 1081697 1132563 819236 57190877 0.17000 0.74000 0.09000 0 0 0 22661691 1680958 1680958 20980733 434452 434452 21415185 13156826 0 13156826 434452 434452 13591278 ARCHITECTURE TOUR 122500 122500 10000 1000 15000 ETHICS IN LEADERSHIP AWARD 114000 114000 15000 42500 15550 10950 7 384750 15500 369250 73775 53100 3350 33310 621250 15500 605750 88775 105600 19900 59260 273535 332215 1 CSULB 1250 BELLFLOWER BLVD LONG BEACH CA 90812 931150363 PUBLIC UNIVERSITY 4116504 TO SUPPORT SCHOLARSHIPS AND OTHER CHARITABLE ACTIVITIES PROVIDED BY CSULB. 1 PART I, LINE 2: THE 49ER FOUNDATION DISBURSES SCHOLARSHIPS SUPPORT (DIRECT FINANCIAL ASSISTANCE TO STUDENTS) THROUGH THE OFFICE OF FINANCIAL AID & SCHOLARSHIPS. THE CRITERIA FOR AWARDS IS DETERMINED BASED ON DONOR INTENT, AND IS FOLLOWED BY THE FUND MANAGER (FACULTY MEMBER) WHEN CHOOSING RECIPIENTS. FUNDS SUPPORTING PROGRAMS ARE ALSO DISBURSED BASED ON DONOR INTENT, AND THE APPROVAL FOR SUCH DISBURSEMENTS IS DONE IN ACCORDANCE WITH THE UNIVERSITY'S DELEGATION OF AUTHORITY ON FILE. SCHEDULE I, PART I, LINE 1 CALIFORNIA STATE UNIVERSITY, LONG BEACH AND THE CSULB RESEARCH FOUNDATION MAINTAIN RECORDS SUBSTANTIATING THE USE OF PROGRAM SUPPORT AND SCHOLARSHIP GRANTS. 0 0 0 0 0 0 0 0 0 JANE CONOLEY CSULB PRESIDENT / DIRECTOR 0 354786 0 0 0 4944 0 102726 0 12112 0 474568 0 0 BRIAN LAWVER COO / SECRETARY (THRU JUNE 2019) 0 147143 0 0 0 258 0 43099 0 25808 0 216308 0 0 SCOTT APEL CFO / TREASURER 0 237152 0 0 0 138 0 69218 0 25808 0 332316 0 0 X 24 1454233 FMV 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN (B) REPRESENTS THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 32B: WE HAVE A GIFT ACCEPTANCE POLICY THAT IDENTIFIES ALL TYPES OF GIFTS WE WILL ACCEPT, AS WELL AS THE PROCESS AND COMMITTEE THAT WOULD REVIEW NON-STANDARD GIFTS. FORM 990, PART I, LINE 5 AND PART V, LINE 2 CSULB 49ER FOUNDATION DOES NOT FILE ANY FORM W-2 FOR EMPLOYEES DUE TO THE FACT THAT THEY ARE PAID FROM THE PAYROLL OF CSULB AND CSULB RESEARCH FOUNDATION. THE SALARIES AND WAGES AND RELATED EMPLOYEE EXPENSES ARE ALLOCATED BETWEEN THE ENTITIES BASED ON THE EMPLOYEE'S TIME SPENT ON WORK FOR EACH ACTIVITY. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWS THE FORM 990 AT A SCHEDULED MEETING. PRIOR TO FILING, THE BOARD IS PROVIDED WITH A COMPLETE COPY OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER SHALL INITIALLY AND ANNUALLY THEREAFTER RECEIVE, REVIEW, COMPLETE, SIGN, AND RETURN A RELATED PARTY QUESTIONNAIRE AND CONFLICT OF INTEREST CERTIFICATION. THE ORGANIZATION ENCOURAGES THE PROMPT DISCLOSURE OF ANY SUCH CONFLICT, REAL OR PERCEIVED, TO THE CEO FOR REVIEW AND DETERMINATION. IN THE CASE OF THE CEO, DISCLOSURE SHALL BE MADE TO THE BOARD CHAIR FOR REVIEW AND DETERMINATION CONSISTENT WITH THIS POLICY STATEMENT. THE CONFLICT OF INTEREST POLICY WAS ORIGINALLY ADOPTED IN 2011 AS PART OF THE ORIGINAL BY-LAWS. THE FOUNDATION HAS CONTINUED TO ENHANCE THE POLICY. FORM 990, PART VI, SECTION B, LINES 13 AND 14 THE 49ER FOUNDATION ADOPTED THE UNIVERSITY'S WHISTLEBLOWER POLICY AND DEVELOPED A RECORDS RETENTION SCHEDULE WHEN THE FOUNDATION WAS FORMALLY CREATED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT HAVE ANY EMPLOYEE COMPENSATION POLICIES IN PLACE BECAUSE IT DOES NOT HAVE ANY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990, FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS ARE POSTED TO THE ORGANIZATION'S WEBSITE. FORM 990, PART IX, LINE 11G PAYMENTS TO CSULB AND CSULB RESEARCH FDN. FOR SALARIES & WAGES: PROGRAM SERVICE EXPENSES 1,203,225. MANAGEMENT AND GENERAL EXPENSES 154,459. FUNDRAISING EXPENSES 261,945. TOTAL EXPENSES 1,619,629. PAYMENTS TO CSULB AND CSULB RESEARCH FDN. FOR OTHER EMPLOYEE BENEFITS: PROGRAM SERVICE EXPENSES 328,718. MANAGEMENT AND GENERAL EXPENSES 61,503. FUNDRAISING EXPENSES 38,399. TOTAL EXPENSES 428,620. PAYMENTS TO CSULB AND CSULB RESEARCH FDN. FOR PENSION PLAN ACCRUALS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 6,974. FUNDRAISING EXPENSES 7,699. TOTAL EXPENSES 14,673. PAYMENTS TO CSULB AND CSULB RESEARCH FDN. FOR PAYROLL TAXES: PROGRAM SERVICE EXPENSES 18. MANAGEMENT AND GENERAL EXPENSES 5,616. FUNDRAISING EXPENSES 7,278. TOTAL EXPENSES 12,912. CALIFORNIA STATE UNIVERSITY LONG BEACH 1250 BELLFLOWER BLVD LONG BEACH CA 90802 931150363 PUBLIC UNIVERSITY CA N/A 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 1 1