2019-11-15T14:18:07-06:00 2018-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990PF 2018-01-01 954686318 THE ELI AND EDYTHE BROAD FOUNDATION BROA 3109545026 2121 AVENUE OF THE STARS NO 3000 LOS ANGELES CA 90067 GERUN RILEY PRESIDENT 3109545026 2019-11-14 1 JENNIFER BECKER HARRIS P00183358 4254544919 2019-11-04 65.158.230.194 2019-11-14 20:19:50 PS P DE1D2BBAE0F1147E7A7EA18DABEA7E867F199504 188668795A24DAE755EFFBA4C1A56866D14F2E7B 2018 2020-03-31 21:24:44Z X 1797812814 X X 1640170 1232140 935330 17891608 118515925 916494686 152246172 1365654 15149558 122457079 186519478 60000 0 60000 495770 0 513187 108752 0 116309 127084 75 148764 230610 64161 154288 4874883 1436293 2180615 1563058 1418650 310 415528 28739 21314 0 21315 59399 0 59399 12064 0 13849 260570 10959494 277173 8229032 13907412 3545209 136554414 151763862 144783446 13907412 155309071 -22326367 172612066 922003 1149511 1149511 23561509 231361714 231361714 214 1719368764 1541309675 1541309675 2376036 2133645 657919 242391 242391 99603417 23749523 23749523 1844113826 1797812814 1797812814 1062227 948917 546364648 526292324 5751353 5714101 553178228 532955342 X 1290935598 1264857472 1290935598 1264857472 1844113826 1797812814 1290935598 -22326367 0 1268609231 3751759 1264857472 PUBLICLY TRADED SECURITIES 341737537 320495610 21241927 21241927 EQUITY OPTIONS P 46472661 25394003 21078658 21078658 ALTERNATIVE INVESTMENTS P 447366103 399736702 47629401 47629401 PASS THROUGH INVESTMENTS REPORTED ON SCH K-1 P 59727516 59727516 59727516 PASS THROUGH INVESTMENTS DISTRIB IN EXCESS OF BASIS P 81592811 80229949 1362862 1362862 PASS THROUGH INVESTMENTS DISTRIB IN EXCESS OF BASIS D 1950993 677516 1273477 1273477 ADJUST FOR IRC SEC 1202 ELIGIBLE GAIN EXCLUSION FROM PASS THRU INVESTMEN P 73407 -73407 -73407 TERMINATION OF CADENCE BANCORP LLC P 13800172 13800173 -1 -1 TERMINATION OF OCM MEZZANINE FUND LP P 18106 62728 -44622 -44622 TERMINATION OF TPG IZUMIM AIV 6 LP P 3377 3377 3377 TERMINATION OF AGRICULTURAL FUNDING SOLUTIONS II LLC P 16847 16847 16847 TERMINATION OF GS CAPITAL PARTNERS 2000 LP P 40735 40735 40735 TERMINATION OF MAVERON EQUITY PARTNERS 2000, LP P 7838 7838 7838 TERMINATION OF SPO PARTNERS II, LP P 459963 459963 459963 TERMINATION OF TCS II FUNDING HOLDING COMPANY LLC P 43020 43048 -28 -28 TERMINATION OF TSG4 LP P 21145 270167 -249022 -249022 TERMINATION OF OCM OPPORTUNITIES FUND IV LP P 938 938 938 TERMINATION OF PALOMAR VENTURES II LP P 44356 274941 -230585 -230585 TERMINATION OF TCS II OPPORTUNITIES FUNDING HOLDING CO P 13936 13638 298 298 152246172 0 146319907 1753948740 0.083423 150781007 1716811223 0.087826 106062438 1886558367 0.056220 185794701 1881859347 0.098729 120086211 1788206332 0.067155 0.393353 0.078671 1847637987 145355528 1726121 147081649 155309071 X 1726121 0 1726121 0 1726121 1737991 550000 0 2287991 X 0 561870 561870 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 1 0 1 WWW.BROADFOUNDATION.ORG JULIE BAKER 3109545026 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 ELI BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 TRUSTEE, CHAIRMAN 30.00 60000 6569 0 EDYTHE L BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 TRUSTEE 1.00 0 0 0 GERUN RILEY SEE STATEMENT 14 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 PRESIDENT 24.00 0 0 0 GREGORY MCGINITY 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 EXECUTIVE DIRECTOR, 30.00 253042 11585 0 SUE CHI 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 DIRECTOR 36.00 145500 13647 0 HEIDI KATO 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 CHIEF ADMINISTRATIVE 36.00 114645 21392 0 0 FAMILY OFFICE FINANCIAL SERVICES LLC 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 FINANCE, ACCTG, TAX, HR & TECH 1543434 FAMILY OFFICE INVESTMENT SERVICES LLC 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 INVESTMENT SERVICES 1026126 RMC RESEARCH CORPORATION 1501 WILSON BOULEVARD SUITE 400 ARLINGTON VA 22209 ANALYSIS 126483 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 TAX PREP SERVICES 121610 ERNST & YOUNG US LLP PO BOX 846793 LOS ANGELES CA 90084 AUDIT SERVICES 104000 7 0 261336834 120834863 1493602909 1875774606 0 0 1875774606 28136619 1847637987 92381899 92381899 1726121 70991 1797112 90584787 2236146 92820933 0 92820933 155309071 0 155309071 1726121 153582950 92820933 0 0 32081106 94087151 66664130 59004415 251836802 155309071 0 0 0 92820933 62488138 0 0 314324940 0 0 0 0 0 0 32081106 282243834 94087151 66664130 59004415 62488138 ELI BROAD EDYTHE L BROAD X AMERICAN FRIENDS OF THE ISRAEL PHILHARMONIC ORCHESTRA 122 EAST 42ND STREET SUITE 4507 NEW YORK NY 10168 NONE PC ARTS - GENERAL OPERATING SUPPORT 26150 AMERICANS FOR THE ARTS INC 1 EAST 53 STREET 2ND FLOOR NEW YORK NY 10022 NONE PC ARTS - GENERAL OPERATING SUPPORT 15000 ART DIVISION PO BOX 57630 LOS ANGELES CA 90057 NONE PC ARTS - SUPPORTING UNDERSERVED YOUTH TO STUDY VISUAL ARTS 10000 BELLE REVE THEATRE COMPANY PO BOX 46456 WEST HOLLYWOOD CA 90046 NONE PC ARTS - SUPPORTING A SOCIALLY AWARE AND DIVERSE PERFORMING ARTS COLLECTIVE FOR LOS ANGELES 100000 CENTER THEATRE GROUP 601 W TEMPLE ST LOS ANGELES CA 90012 NONE PC ARTS - GENERAL OPERATING SUPPORT 5000 DETROIT INSTITUTE OF ARTS THE 5200 WOODWARD AVENUE DETROIT MI 48202 NONE PC ARTS - GENERAL OPERATING SUPPORT 100000 FULCRUM ARTS 495 EAST COLORADO BOULEVARD PASADENA CA 91101 NONE PC ARTS - GENERAL OPERATING SUPPORT 1000 INNER-CITY ARTS 720 KOHLER STREET LOS ANGELES CA 90021 NONE PC ARTS - GENERAL OPERATING SUPPORT 1000 JOHN F KENNEDY CENTER FOR THE PERFORMING ARTS 2700 F ST NW WASHINGTON DC 20566 NONE PC ARTS - GENERAL SUPPORT PLEDGE FOR EDUCATION PROGRAMMING AND INITIATIVES 135000 JULINE FOUNDATION FOR CHILDREN 1700 MCHENRY AVENUE SUITE 50A MODESTO CA 95350 NONE PC ARTS - GENERAL OPERATING SUPPORT 1000 LOS ANGELES PHILHARMONIC ASSOCIATION 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 NONE PC ARTS - GENERAL OPERATING SUPPORT FOR LOS ANGELES' WORLD-CLASS ORCHESTRA 1029000 MADISON PROJECT 1900 PICO BLVD SANTA MONICA CA 90405 NONE PC ARTS - TO SUPPORT WEST LOS ANGELES COMMUNITY THEATER THE BROAD STAGE 88150 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVE NEW YORK NY 10028 NONE PC ARTS - SUPPORT FOR THE MET'S MODERN AND CONTEMPORARY ART PROGRAM 500000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 NONE PC ARTS - CONSTRUCTION AND SUPPORT OF THE ELI AND EDYTHE BROAD ART MUSEUM AT MSU 1000000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 NONE PC ARTS - EXHIBITION SUPPORT FOR BROAD ART MUSEUM AT MSU 100000 MUSEUM OF CONTEMPORARY ART 250 SOUTH GRAND AVENUE LOS ANGELES CA 90012 NONE PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 1400000 MUSIC CENTER 135 NORTH GRAND AVENUE LOS ANGELES CA 90012 NONE PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 32720 PS ARTS 6701 CENTER DRIVE W SUITE 550 LOS ANGELES CA 90045 NONE PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 10940 PACIFIC RESIDENT THEATRE ENSEMBLE PO BOX 2568 VENICE CA 90294 NONE PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 2500 SKIRBALL CULTURAL CENTER 2701 N SEPULVEDA BLVD LOS ANGELES CA 90049 NONE PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 23000 STANFORD UNIVERSITY FRANCES C ARRILLAGA ALUMNI CENTER 326 GALVEZ STREET STANFORD CA 94305 NONE PC ARTS - SUPPORT FOR THE ANDERSON COLLECTION MODERN ART MUSEUM AT STANFORD UNIVERSITY 5000 THE BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 NONE POF ARTS - GENERAL SUPPORT PLEDGE 8436642 THE BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 NONE POF ARTS - PROGRAM-RELATED INVESTMENT TO SUPPORT VISITORSHIP AND AUDIENCE ENGAGEMENT 1862876 THE BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 NONE POF THE ASSIGNMENT OF INTEREST OF HOPE STREET RESTAURANT, LLC, A PROGRAM-RELATED INVESTMENT TO SUPPORT VISITORSHIP AND AUDIENCE ENGAGEMENT, TO THE BROAD. THE GRANT WAS OF A CHARITABLE USE ASSET WHICH WAS TAKEN AS A QUALIFYING DISTRIBUTION IN A PRIOR YEAR. -1862876 THE BROAD ART FOUNDATION 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 NONE POF ARTS - TO SUPPORT ART LENDING ACTIVITIES 22300000 A ROOM OF HER OWN FOUNDATION PO BOX 778 PLACITAS NM 87043 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 15000 A SENSE OF HOME 4712 ADMIRALTY WAY 1203 MARINA DEL REY CA 90292 NONE PC CIVIC AND COMMUNITY - TO SUPPORT YOUTH WHO AGE OUT OF THE FOSTER CARE SYSTEM 50000 BARACK OBAMA FOUNDATION 5235 SOUTH HARPER COURT SUITE 1140 CHICAGO IL 60615 NONE PC CIVIC AND COMMUNITY - GENERAL SUPPORT PLEDGE TO HELP CREATE THE OBAMA PRESIDENTIAL LIBRARY IN CHICAGO 200000 BET TZEDEK 3250 WILSHIRE BLVD 13TH FLOOR LOS ANGELES CA 90010 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 5000 BIG BROTHERS BIG SISTERS OF GREATER LOS ANGELES 1055 WILSHIRE BOULEVARD SUITE 1950 LOS ANGELES CA 90017 NONE PC CIVIC AND COMMUNITY - GENERAL SUPPORT PLEDGE FOR MENTORSHIP OF UNDERSERVED YOUTH 50000 BILL HILLARY & CHELSEA CLINTON FOUNDATION 1200 PRESIDENT CLINTON AVE LITTLE ROCK AR 72207 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT TO CREATE ECONOMIC OPPORTUNITY, IMPROVE PUBLIC HEALTH AND INSPIRE CIVIC ENGAGEMENT AND SERVICE 200000 CHILDREN'S DEFENSE FUND 25 E STREET NW WASHINGTON DC 20001 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 2000 CHRYSALIS 1853 LINCOLN BOULEVARD SANTA MONICA CA 90404 NONE PC CIVIC AND COMMUNITY - TO SUPPORT HOMELESS AND LOW-INCOME PEOPLE THROUGHOUT LOS ANGELES 5000 COALITION FOR RESPONSIBLE COMMUNITY DEVELOPMENT 3101 SOUTH GRAND AVE LOS ANGELES CA 90007 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 5000 COMMUNITY PARTNERS 1000 NORTH ALAMEDA STREET LOS ANGELES CA 90012 NONE PC CIVIC AND COMMUNITY - INSTITUTE FOR NONVIOLENCE IN LOS ANGELES 5000 DOWNTOWN WOMEN'S CENTER 442 SOUTH SAN PEDRO STREET LOS ANGELES CA 90013 NONE PC CIVIC AND COMMUNITY - TO SUPPORT HOMELESS AND LOW-INCOME PEOPLE THROUGHOUT LOS ANGELES 1000 HEART OF LOS ANGELES YOUTH INC 2701 WILSHIRE BOULEVARD SUITE 100 LOS ANGELES CA 90057 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 1000 HOMEBOY INDUSTRIES 130 W BRUNO ST LOS ANGELES CA 90012 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 50000 INDEPENDENT SECTOR 1602 L STREET NW SUITE 900 WASHINGTON DC 20036 NONE PC CIVIC AND COMMUNITY - TO SUPPORT RACIAL EQUITY PROGRAMS IN LOS ANGELES 10000 INNERCITY STRUGGLE 530 SOUTH BOYLE AVENUE LOS ANGELES CA 90033 NONE PC CIVIC AND COMMUNITY - TO SUPPORT PROGRAMS THAT IMPROVE THE QUALITY OF LIFE IN EAST LOS ANGELES 29952 INTERNATIONAL PARTNERS CASSIE STERN MEMORIAL INC PO BOX 3774 SILVER SPRING MD 20910 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 50000 JEWISH FEDERATION COUNCIL OF GREATER LOS ANGELES 6505 WILSHIRE BLVD SUITE 600 LOS ANGELES CA 90048 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 300000 LEGAL AID FOUNDATION OF LOS ANGELES 1102 CRENSHAW BLVD LOS ANGELES CA 90019 NONE PC CIVIC AND COMMUNITY - TO SUPPORT CAPITAL CAMPAIGN FOR A NEW OFFICE BUILDING 40000 LIBRARY FOUNDATION OF LOS ANGELES 630 WEST 5TH STREET LOS ANGELES CA 90071 NONE PC CIVIC AND COMMUNITY - TO SUPPORT THE LIBRARY'S STUDENT ZONES 250000 MLK COMMUNITY HEALTH FOUNDATION 1680 E 120TH ST LOS ANGELES CA 90059 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 1870 PLANNED PARENTHOOD 1920 MARENGO STREET LOS ANGELES CA 90033 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 2150 SOUTHERN CALIFORNIA PUBLIC RADIO 474 SOUTH RAYMOND AVE PASADENA CA 91105 NONE PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 8163 TRACE MEDIA INC 195 MONTAGUE STREET BROOKLYN NY 11220 NONE PC CIVIC AND COMMUNITY - TO SUPPORT STUDENT VOICES IN GUN SAFETY DEBATE 16500 VISION TO LEARN 11611 SAN VICENTE BLVD STE 500 LOS ANGELES CA 90049 NONE PC CIVIC AND COMMUNITY - TO SUPPORT PROGRAMS THAT PROVIDE FREE EYE EXAMS AND FREE EYEGLASSES TO STUDENTS IN NEED 250000 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 90036 NONE PC CIVIC AND COMMUNITY - SUPPORT FOR THE TEMPLE'S SOCIAL SERVICE CENTER 3600 WOMEN'S MARCH LOS ANGELES FOUNDATION 10322 LORENZO DRIVE LOS ANGELES CA 90064 NONE PF CIVIC AND COMMUNITY - TO SUPPORT STUDENT VOICES IN GUN SAFETY DEBATE AT LOS ANGELES' MARCH FOR OUR LIVES 100000 74 MEDIA INC THE 222 BROADWAY 19TH FLOOR NEW YORK NY 10038 NONE PC EDUCATION - SPANISH TRANSLATION SUPPORT FOR THE LA SCHOOL REPORT 50000 ADVANCEMENT PROJECT 1545 WILSHIRE BLVD SUITE 800 LOS ANGELES CA 90017 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 4910 ALLIANCE COLLEGE-READY PUBLIC SCHOOLS 601 SOUTH FIGUEROA STREET 4TH FLOOR LOS ANGELES CA 90017 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 175000 BUILDING EXCELLENT SCHOOLS 262 WASHINGTON STREET 7TH FLOOR BOSTON MA 02108 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 205382 CALIFORNIA COMMUNITY FOUNDATION 445 SOUTH FIGUEROA ST SUITE 3400 LOS ANGELES CA 90071 NONE PC EDUCATION - SUPPORT FOR LOS ANGELES UNIFIED SCHOOL DISTRICT 1000000 CALIFORNIA INSTITUTE OF TECHNOLOGY OFFICE OF THE PRESIDENT PASADENA CA 91125 NONE PC EDUCATION - TO ESTABLISH THE HONORARY ENDOWED DAVID BALTIMORE PROFESSORSHIP 1000000 CALIFORNIA INSTITUTE OF TECHNOLOGY OFFICE OF THE PRESIDENT PASADENA CA 91125 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR THE WORLD-RENOWNED SCIENCE AND ENGINEERING INSTITUTE 25000 CALIFORNIA LULAC FOUNDATION PO BOX 1362 CAMARILLO CA 93011 NONE PC EDUCATION - TO IMPROVE STEM OPPORTUNITIES FOR CALIFORNIA'S YOUTH 15000 CHARTER SCHOOL GROWTH FUND 10901 W 120TH AVENUE BLOOMFIELD CO 80021 NONE POF EDUCATION - LOS ANGELES AND NATIONAL FUND SUPPORT 600000 CHILDREN'S INSTITUTE 2121 WEST TEMPLE STREET LOS ANGELES CA 90026 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 2250 COMMON SENSE MEDIA 650 TOWNSEND SAN FRANCISCO CA 94103 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 5000 DISCOVERY SCIENCE CENTER OF LOS ANGELES 11800 FOOTHILL BLVD LOS ANGELES CA 91342 NONE PC EDUCATION - TO SUPPORT K-12 STEM EDUCATION IN LOS ANGELES 23700 DONORSCHOOSE INC 134 WEST 37TH STREET 11TH FLOOR NEW YORK NY 10018 NONE PC EDUCATION - TO SUPPORT HOMELESS AND LOW-INCOME PEOPLE THROUGHOUT LOS ANGELES 15000 DONORSCHOOSE INC 134 WEST 37TH STREET 11TH FLOOR NEW YORK NY 10018 NONE PC EDUCATION - SUPPORT FOR K-12 PUBLIC SCHOOL CLASSROOMS 6500 DSST PUBLIC SCHOOLS FOUNDATION 3401 QUEBEC STREET DENVER CO 80207 NONE PC EDUCATION - THE BROAD PRIZE FOR PUBLIC CHARTER SCHOOLS AWARD TO SUPPORT COLLEGE READINESS FOR STUDENTS 250000 EDUCATION WRITERS ASSOCIATION 3516 CONNECTICUT AVENUE NW WASHINGTON DC 20008 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 15000 EDUCATORS FOR EXCELLENCE (E4E) 80 PINE STREET 28TH FLOOR NEW YORK NY 10005 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR TEACHER-LED ORGANIZING IN LOS ANGELES 500000 EDVOICE INSTITUTE FOR RESEARCH AND EDUCATION 1107 9TH ST SUITE 680 SACRAMENTO CA 95814 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 35000 ENCORPS STEM TEACHERS PROGRAM 2121 AVENUE OF THE STARS SUITE 2020 LOS ANGELES CA 90067 NONE PC EDUCATION - TO SUPPORT K-12 STEM EDUCATION IN LOS ANGELES 100000 EXCELLENT SCHOOLS NEW MEXICO 1135 BROADWAY BLVD NE ALBUQUERQUE NM 87101 NONE PC EDUCATION - IMPLEMENTATION SUPPORT 729533 EXCEPTIONAL CHILDREN'S FOUNDATION 5350 MACHADO ROAD CULVER CITY CA 90230 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 10900 FAMILIES IN SCHOOLS 1545 WILSHIRE BLVD 700 LOS ANGELES CA 90017 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR ORGANIZATION DEDICATED TO ENGAGING FAMILIES 9800 FORDHAM LAW SCHOOL 140 W 62ND STREET NEW YORK NY 10023 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 25000 FULFILLMENT FUND 6100 WILSHIRE BLVD SUITE 600 LOS ANGELES CA 90048 NONE PC EDUCATION - TO SUPPORT MENTORING, COLLEGE COUNSELING AND EXPERIENTIAL LEARNING OPPORTUNITIES FOR STUDENTS FROM UNDERRESOURCED COMMUNITIES 74200 GREAT PUBLIC SCHOOLS NOW (GPSN) 1150 SOUTH OLIVE STREET SUITE 1325 LOS ANGELES CA 90015 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR ORGANIZATION DEDICATED TO IMPROVING K-12 PUBLIC SCHOOL OPTIONS IN LOS ANGELES 7500000 GREEN DOT PUBLIC SCHOOLS 1149 SOUTH HILL STREET SUITE 600 LOS ANGELES CA 90015 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 256000 HARVARD UNIVERSITY 111 SUTTER STREET SAN FRANCISCO CA 94104 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 50000 KIPP LA SCHOOLS 3601 EAST FIRST STREET LOS ANGELES CA 90063 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 20000 LA PROMISE FUND 202 W 1ST STREET SUITE 160 LOS ANGELES CA 90012 NONE PC EDUCATION - FAMILY ENGAGEMENT INITIATIVE 100000 LA PROMISE FUND 202 W 1ST STREET SUITE 160 LOS ANGELES CA 90012 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 5000 LOS ANGELES COUNTY HIGH SCHOOL FOR THE ARTS FOUNDATION 1149 SOUTH HILL STREET SUITE H-100 LOS ANGELES CA 90015 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 5400 LOS ANGELES UNIFIED SCHOOL DISTRICT 333 S BEAUDRY AVE 24TH FL LOS ANGELES CA 90017 NONE GOV EDUCATION - GENERAL OPERATING SUPPORT 6000 MBX FOUNDATION PO BOX 1585 MANHATTAN BEACH CA 90267 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 10000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 NONE PC EDUCATION - ENDOWMENT FOR THE ELI BROAD COLLEGE OF BUSINESS 2075000 MICHIGAN STATE UNIVERSITY 520 NORTH BUSINESS COMPLEX EAST LANSING MI 48824 NONE PC EDUCATION - ENDOWMENT FOR ELI AND EDYTHE BROAD DEAN OF BUSINESS SCHOOL 250000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 NONE PC EDUCATION - SUPPORT FOR THE CONSTRUCTION OF THE GRADUATE PROGRAMS PAVILION 2000000 NATIONAL ALLIANCE FOR PUBLIC CHARTER SCHOOLS 1101 15TH STREET NORTHWEST WASHINGTON DC 20005 NONE PC EDUCATION - BROAD PRIZE FOR PUBLIC CHARTER SCHOOLS RESEARCH AND ADMINISTRATION 154639 PARTNERSHIP FOR LOS ANGELES SCHOOLS 1055 WILSHIRE BLVD 1850 LOS ANGELES CA 90017 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR ORGANIZATION THAT OPERATES LAUSD PUBLIC SCHOOLS IN UNDERRESOURCED COMMUNITIES 250000 PEPPERDINE UNIVERSITY 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 2500 PUEBLO NUEVO EDUCATION AND DEVELOPMENT GROUP 3435 W TEMPLE STREET LOS ANGELES CA 90026 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 15000 REASON FOUNDATION 5737 MESMER AVENUE LOS ANGELES CA 90230 NONE PC EDUCATION - TO SUPPORT EDUCATION RESEARCH 30000 SCHOLARSHIP AMERICA ONE SCHOLARSHIP WAY ST PETER MN 56082 NONE PC EDUCATION - ADMINISTRATION OF THE BROAD PRIZE SCHOLARSHIPS AND DISTRIBUTION OF FUNDS TO STUDENTS 209060 SILICON SCHOOLS FUND INC 1 MARITIME PLAZA SAN FRANCISCO CA 94111 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR PUBLIC CHARTER SCHOOL NETWORKS IN SAN FRANCISCO BAY AREA 500000 SOCIAL & ENVIRONMENTAL ENTREPRENEURS 23532 CALABASAS RD SUITE A CALABASAS CA 91302 NONE PC EDUCATION - TO IMPROVE STEM OPPORTUNITIES FOR CALIFORNIA'S YOUTH 4940 SOUTH PASADENA UNIFIED SCHOOL DISTRICT 1500 FAIR OAKS AVENUE SOUTH PASADENA CA 91030 NONE GOV EDUCATION - GENERAL OPERATING SUPPORT 1000 SWARTHMORE COLLEGE 500 COLLEGE AVENUE SWARTHMORE PA 19081 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 50000 TEACH FOR AMERICA - LOS ANGELES 606 S OLIVE STREET 300 LOS ANGELES CA 90014 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 10000 THE ART OF PROBLEM SOLVING INITIATIVE INC 55 EXCHANGE PLACE SUITE 603 NEW YORK NY 10005 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 1000 THE BROAD CENTER 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 NONE PC EDUCATION - TO DEVELOP AND SUPPORT LEADERS AND MANAGERS OF PUBLIC SCHOOL DISTRICTS, CHARTER MANAGEMENT ORGS AND STATE AND FEDERAL EDUCATION AGENCIES 15500000 THIRD WAY FOUNDATION 600 PENNSYLVANIA AVENUE SE STE 400 WASHINGTON DC 20003 NONE PC EDUCATION - TO SUPPORT A PROJECT ON REINVENTING PUBLIC EDUCATION 50000 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE PC EDUCATION - TO SUPPORT THE UCLA CENTER FOR THE TRANSFORMATION OF SCHOOLS AND THE LOS ANGELES COUNTY EDUCATION OPPORTUNITY STUDY 33000 UNITED WAY 1150 SOUTH OLIVE STREET T500 LOS ANGELES CA 90015 NONE PC EDUCATION - SUPPORT FOR LOS ANGELES UNIFIED SCHOOL DISTRICT 673861 UNIVERSITY OF SOUTHERN CALIFORNIA LEWIS HALL 210 LOS ANGELES CA 90089 NONE PC EDUCATION - GENERAL OPERATING SUPPORT FOR THE CENTER ON PHILANTHROPY AND PUBLIC POLICY 10000 VISTAMAR SCHOOL 737 HAWAII STREET EL SEGUNDO CA 90245 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 5000 YOUTH POLICY INSTITUTE INC 6464 SUNSET BLVD LOS ANGELES CA 90028 NONE PC EDUCATION - GENERAL OPERATING SUPPORT 4700 ALZHEIMER'S GREATER LOS ANGELES 4221 WILSHIRE BLVD SUITE 400 LOS ANGELES CA 90034 NONE PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 2500 CLEVELAND CLINIC FOUNDATION 2049 EAST 100TH STREET CLEVELAND OH 44195 NONE PC SCI & MED RESEARCH - DIGESTIVE DISEASE INSTITUTE'S RENOVATION PROJECT 791250 DOHENY EYE INSTITUTE 1450 SAN PABLO STREET SUITE 3050 LOS ANGELES CA 90033 NONE PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 10000 LEUKEMIA & LYMPHOMA SOCIETY INC 3 INTERNATIONAL DRIVE SUITE 200 RYE BROOK NY 10573 NONE PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 10000 SAINT JOHN'S HOSPITAL & HEALTH CENTER FOUNDATION 2121 SANTA MONICA BOULEVARD SANTA MONICA CA 90404 NONE PC SCI & MED RESEARCH - TO FUND ROBOTIC JOINT REPLACEMENT TECHNOLOGY 500000 SAINT JOHN'S HOSPITAL FOUNDATION 1328 22ND STREET SANTA MONICA CA 90404 NONE PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 15000 THE BROAD INSTITUTE 7 CAMBRIDGE CTR CAMBRIDGE MA 02142 NONE PC SCI & MED RESEARCH - TO SUPPORT GENOMIC MEDICAL RESEARCH AND BIOMEDICINE 70000000 REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 675 CHARLES E YOUNG DR SOUTH LOS ANGELES CA 90095 NONE PC SCI & MED RESEARCH - INFLAMMATORY BOWEL DISEASE RESEARCH CENTER AT UCLA 400000 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE PC SCI & MED RESEARCH - REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 2500000 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 2500 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE PC SCI & MED RESEARCH - INNOVATIVE PILOT STEM CELL RESEARCH GRANTS: THE ELI AND EDYTHE BROAD CENTER OF REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 250000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION 220 MONTGOMERY STREET FLOOR 5 SAN FRANCISCO CA 94104 NONE PC SCI & MED RESEARCH - INNOVATIVE PILOT STEM CELL RESEARCH GRANTS: THE ELI AND EDYTHE BROAD CENTER OF REGENERATION MEDICINE AND STEM CELL RESEARCH AT UCSF 125000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION 220 MONTGOMERY STREET FLOOR 5 SAN FRANCISCO CA 94104 NONE PC SCI & MED RESEARCH - REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCSF 2500000 UNIVERSITY OF SOUTHERN CALIFORNIA BCC 307 MAIL CODE 9080 LOS ANGELES CA 90089 NONE PC SCI & MED RESEARCH - REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT USC 2900000 UNIVERSITY OF SOUTHERN CALIFORNIA 1425 SAN PABLO STREET LOS ANGELES CA 90033 NONE PC SCI & MED RESEARCH - INNOVATIVE PILOT STEM CELL RESEARCH GRANTS: THE ELI AND EDYTHE BROAD CENTER OF REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 125000 151763862 SAINT JOHN'S HOSPITAL & HEALTH CENTER FOUNDATION 2121 SANTA MONICA BLVD SANTA MONICA CA 90404 PC SUPPORTING ROBOTIC JOINT REPLACEMENT 500000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION 220 MONTGOMERY STREET FLOOR 5 SAN FRANCISCO CA 94104 PC REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCSF 7500000 UCLA FOUNDATION 10920 WILSHIRE BLVD SUITE 1400 LOS ANGELES CA 90024 PC REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 7500000 UNIVERSITY OF SOUTHERN CALIFORNIA 1425 SAN PABLO STREET LOS ANGELES CA 90033 PC REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT USC 7500000 VISION TO LEARN 11611 SAN VICENTE BLVD SUITE 500 LOS ANGELES CA 90049 PC GENERAL OPERATING SUPPORT FOR ORGANIZATION THAT PROVIDES FREE EYE EXAMS AND FREE EYEGLASSES TO STUDENTS IN LOW-INCOME COMMUNITIES 500000 23500000 14 1640170 14 935330 523000 1359864 18 5790 18 118515925 1359864 121097215 0 122457079 0 0 0 0 0 0 0 0 0 0 AUDIT AND TAX FEES 230610 64161 154288 HOPE STREET RESTAURANTS LLC 222 S HOPE STREET LOS ANGELES CA 90012 2014-04-09 1436727 AN EQUITY PRI TO SUPPORT THE DEVELOPMENT OF GRAND AVE. IN DOWNTOWN L.A. BY BUILDING AND OPERATING A RESTAURANT ON THE PUBLIC PLAZA ADJACENT TO THE BROAD MUSEUM AND CENTRALLY LOCATED TO PUBLIC ARTS AND CULTURAL DESTINATIONS. THE CHARITABLE GOALS AND ACTIVITIES INCLUDE: 1) SUPPORTING THE BROAD MUSEUM BY PROVIDING FOOD SERVICES TO ITS STAFF & VISITORS, AND BY ENHANCING THE BROAD'S PUBLIC PROGRAMS (FOR EXAMPLE, BY CONDUCTING FOOD EDUCATION TALKS FOR CHILDREN AS PART OF THE BROAD'S "FAMILY DAY AND BY PROVIDING REFRESHMENTS FOR THE BROAD'S "SUMMER HAPPENINGS"); 2) ATTRACTING A NEW, ECONOMICALLY AND CULTURALLY DIVERSE POPULATION TO GRAND AVENUE BY CREATING A RELEVANT, AND WELCOMING AMENITY; 3) THEREBY HELPING TO BUILD A BROADER-BASED AUDIENCE FOR THE BROAD AND THE OTHER CULTURAL INSTITUTIONS ON GRAND AVENUE; 4) PROVIDING JOB TRAINING TO LOW-INCOME AND AT-RISK INDIVIDUALS; AND 5)PROVIDING CHARITABLE PROGRAMS TO LOCAL SCHOOLS. THE INVESTMENT WAS CONTRIBUTED TO THE BROAD IN JANUARY 2018. 1436727 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 11/8/2016, 10/1/2017, 9/24/2018 CHARTER SCHOOL GROWTH FUND 10901 W 120TH AVE SUITE 450 BROOMFIELD CO 80021 2017-10-26 600000 LOS ANGELES AND NATIONAL FUND SUPPORT 600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 4/30/2018, 4/17/2019 THE BROAD ART FOUNDATION 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2018-05-23 22300000 TO SUPPORT ART LENDING ACTIVITIES 22300000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/10/2019 WOMEN'S MARCH LOS ANGELES FOUNDATION 10322 LORENZO DRIVE LOS ANGELES CA 90064 2018-03-22 100000 MARCH FOR OUR LIVES-LOS ANGELES 501(C)(3) ACTIVITIES 100000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/7/2019 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2018-03-13 8436642 GENERAL SUPPORT FOR THE BROAD, A NONPROFIT CONTEMPORARY ART MUSEUM THAT OFFERS FREE PUBLIC ADMISSION. 8436642 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/10/2019 CHARTER SCHOOL GROWTH FUND 10901 W 120TH AVE SUITE 450 BROOMFIELD CO 80021 2018-06-05 600000 LOS ANGELES AND NATIONAL FUND SUPPORT 383023 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 4/17/2019 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2017-05-18 7600000 GENERAL SUPPORT FOR THE BROAD, A NONPROFIT CONTEMPORARY ART MUSEUM THAT OFFERS FREE PUBLIC ADMISSION IN DOWNTOWN LOS ANGELES. 7600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/23/2018 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2016-05-18 7600000 GENERAL SUPPORT FOR THE BROAD, A NONPROFIT CONTEMPORARY ART MUSEUM THAT OFFERS FREE PUBLIC ADMISSION. 7600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED SEPTEMBER 2017, 10/23/2018 RESULTS IN EDUCATION FOUNDATION 909 THIRD AVENUE NEW YORK NY 10022 2016-02-26 980000 FUNDING FOR A COMMUNICATION ORGANIZATION DEDICATED TO BUILDING SUPPORT FOR STUDENT-FOCUSED IMPROVEMENT IN K-12 PUBLIC EDUCATION. 980000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED SEPTEMBER 2017, 10/8/2018 RESULTS IN EDUCATION FOUNDATION 909 THIRD AVENUE NEW YORK NY 10022 2017-01-27 350000 FUNDING FOR A COMMUNICATION ORGANIZATION DEDICATED TO BUILDING SUPPORT FOR STUDENT-FOCUSED IMPROVEMENT IN K-12 PUBLIC EDUCATION. 350000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/8/2018 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2018-01-01 1862876 ASSIGNMENT OF PROGRAM-RELATED INVESTMENT TO SUPPORT VISITORSHIP AND AUDIENCE ENGAGEMENT. SEE HOPE STREET RESTAURANTS, LLC EXPENDITURE RESPONSIBILITY REPORT FOR CHARITABLE PURPOSE OF INVESTMENT. 1862876 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/10/2019 PART VIII, OFFICERS, DIRECTORS, TRUSTEES, AND FOUNDATION MANAGERS MS. RILEY'S COMPENSATION IS PART OF THE FEES CHARGED BY FAMILY OFFICE FINANCIAL SERVICES, LLC (FOFS). THE FEES CHARGED BY FOFS ARE BASED ON AN ALLOCATION OF TIME THAT MS. RILEY AND OTHER EMPLOYEES DEVOTE TO THE ELI AND EDYTHE BROAD FOUNDATION. EQUITY SECURITES FMV 133862220 133862220 INTERNATIONAL EQUITY FMV 125304102 125304102 MULTI STRATEGY FUNDS FMV 265158049 265158049 EQUITY HEDGE FUNDS FMV 59541317 59541317 EVENT/DISTRESSED FUNDS FMV 40723539 40723539 DISTRESSED PRIVATE EQUITY FMV 141332387 141332387 ENERGY FUNDS FMV 15343827 15343827 HIGH YIELD FUNDS FMV 40993826 40993826 LBO FUNDS FMV 345260389 345260389 MEZZANINE FUNDS FMV 38833 38833 REAL ESTATE FUNDS AND OTHER HARD ASSETS FMV 108464623 108464623 SECONDARIES FUNDS FMV 4727605 4727605 VENTURE CAPITAL FMV 182720268 182720268 DERIVATIVES FMV 39908498 39908498 INTERNATIONAL FIXED INCOME FMV 33699370 33699370 MISCELLANEOUS STOCK FMV 4230822 4230822 LEASEHOLD IMPROVEMENTS 1560097 1439038 121059 121059 FURNITURE & FIXTURES 370037 264312 105725 105725 COMPUTERS & EQUIPMENT 205056 189449 15607 15607 SOFTWARE 240846 240846 0 LEGAL FEES 127084 75 148764 PROGRAM RELATED INVESTMENTS 9133615 3500000 3500000 OTHER CURRENT ASSETS 123637 55232 55232 INVESTMENT REDEMPTION RECEIVABLE 83538500 19759182 19759182 INTEREST RECEIVABLE 27665 435109 435109 OTHER RECEIVABLE 6780000 0 0 UNREALIZED LOSSES ON INVESTMENTS 3751759 GRANT RELATED BANK FEES 78065 0 78065 BUSINESS GIFTS 3106 0 10106 OFFICE AND ADMINISTRATIVE EXPENSE 140391 0 140391 LOCAL TRANSPORTATION 2075 0 2075 MEDIA & COMMUNICATION MATERIALS 5708 0 5708 MEETINGS & CONFERENCES 31509 0 31109 MISCELLANEOUS -8244 0 1759 INSURANCE 4883 0 4883 PASS THROUGH OTHER INVESTMENT EXPENSES 0 10959494 0 CHILD WELFARE EXPENSES 3077 0 3077 OTHER INVESTMENT INCOME - PARTNERSHIP PASS THROUGH 0 15823170 0 OTHER INVESTMENT INCOME 1359864 0 1359864 BOND REDEMPTION 5790 5790 5790 SUBPART F INCOME 0 -679402 0 DEFERRED TAX LIABILITY 5751353 5714101 INVESTMENT MANAGEMENT FEES 4120572 1436293 1389090 ADMINISTRATION 8489 0 8489 PROGRAM SUPPORT 586821 0 580285 PUBLIC RELATIONS 11084 0 11084 TECHNOLOGY 4156 0 4156 RECRUITING 100000 0 100000 OTHER PROFESSIONAL FEES 43761 0 87511 EXCISE AND DEFERRED TAX 1512748 0 0 UNRELATED BUSINESS INCOME TAX 50000 0 0 FILING TAX 310 0 310 FOREIGN TAXES 0 1418650 0 ISP CO-INVEST LP (SERIES H) 394 PACIFIC AVENUE 2ND FL SAN FRANCISCO CA 94111 471594356 DISTRIBUTION FROM INVESTMENT PARTNERSHIP 21900 RREF FOUNDATION INVESTORS LP 790 NW 107TH AVENUE STE 400 MIAMI FL 33172 274027025 DISTRIBUTION FROM INVESTMENT PARTNERSHIP 0 1695838 ISP CO-INVEST LP (SERIES H) 394 PACIFIC AVENUE 2ND FL SAN FRANCISCO CA 94111 471594356 CAPITAL CONTRIBUTION 21900 21900