2019-11-15T17:32:24-06:00 2018-12-31 331197384 ANDERSEN TAX LLC 400 SOUTH HOPE STREET SUITE 1000 LOS ANGELES CA 90071 990PF 2018-01-01 207201390 HENRY T NICHOLAS III FOUNDATION NICH 9494484300 15 ENTERPRISE NO 550 ALISO VIEJO CA 92656 HENRY T NICHOLAS III TRUSTEE 9494484300 2019-11-15 1 ALEXANDER ARONSOHN P02017240 2135932300 47.34.221.195 2019-11-15 16:21:08 PS P 4869E5F49B9973F149F13A18DEB0F85868CD0247 8CEDF576CA043CC62ABB75A2273520B055B15DFF 2018 2020-04-17 16:48:07Z X 54416424 X 26425789 2013 2013 304714 304714 209218 3055661 1287461 26941734 1594188 0 0 0 23300 11650 11650 861 861 0 481714 0 513 2153 2153 0 508028 14664 12163 4209895 4209895 4717923 14664 4222058 22223811 1579524 1409661 507689 507689 3438 16426 16426 31618540 53883699 53883699 7628 8610 8610 33039267 54416424 54416424 454190 909539 454190 909539 X 15882010 15882010 0 0 16703067 37624875 32585077 53506885 33039267 54416424 32585077 22223811 3150 54812038 1305153 53506885 NORTHERN TRUST #26-90549 P 2018-01-01 2018-12-31 12 12 12 PUBLICLY TRADED SECURITIES D 2018-01-01 2018-12-31 3033530 1768200 1265330 1265330 RCP FUND IV, LP P 2018-01-01 2018-12-31 22119 22119 22119 1287461 0 3278125 24209064 0.135409 3113141 15950515 0.195175 2432529 13086808 0.185876 2678609 9781698 0.273839 2458340 3983953 0.617060 1.407359 0.281472 34006936 9572000 15795 9587795 4222058 31590 0 31590 0 31590 11875 95000 0 106875 0 75285 75285 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A GOSHA ZANDT 9494484300 15 ENTERPRISE SUITE 550 ALISO VIEJO CA 92656 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 HENRY T NICHOLAS III 15 ENTERPRISE SUITE 550 ALISO VIEJO CA 92656 TRUSTEE - HRS DEVOTED AS N 0.00 0 0 0 NONE 0 NONE 0 0 33118507 1295943 110358 34524808 0 0 34524808 517872 34006936 1700347 1700347 31590 31590 1668757 0 1668757 0 1668757 4222058 0 4222058 0 4222058 1668757 0 0 2259142 2378232 1783859 2328264 2073050 10822547 4222058 0 0 0 1668757 2553301 0 0 13375848 0 0 0 0 0 0 2259142 11116706 2378232 1783859 2328264 2073050 2553301 HENRY T NICHOLAS III X HENRY T NICHOLAS EDUCATIONAL FOUNDATION 412 W 4TH STREET 1ST FLOOR SANTA ANA CA 92701 NONE POF YOUTH EDUCATION PROGRAMS ADVANCING STUDENT ACADEMICS 4209895 4209895 0 14 2013 14 304714 18 209218 0 515945 0 515945 0 0 0 0 0 0 0 0 0 0 X X 1 HENRY T NICHOLAS III 15 ENTERPRISE STE 550 ALISO VIEJO CA 92656 26425789 X 1 30,500 SHARES OF BROADCOM INC (AVGO) 7527857 2018-12-21 1 12,300 SHARES OF BROADCOM INC (AVGO) 3034225 2018-12-27 1 1,870 SHARES OF 58.COM INC-ADR (WUBA) 101719 2018-12-28 1 1,026 SHARES OF ABBOTT LABORATORIES (ABT) 73025 2018-12-28 1 1,026 SHARES OF ABBVIE INC (ABBV) 93787 2018-12-28 1 3,045 SHARES OF AMGEN INC (AMGN) 585630 2018-12-28 1 723 SHARES OF APERGY CORP (APY) 19756 2018-12-28 1 2,010 SHARES OF ARTHUR J GALLAGHER (AJG) 146187 2018-12-28 1 704 SHARES OF AUTOZONE INC (AZO) 595345 2018-12-28 1 389 SHARES OF AVANOS MED INC (AVNS) 16812 2018-12-28 1 5,499 SHARES OF BANK OF HAWAII CORP (BOH) 366811 2018-12-28 1 2,791 SHARES OF BAXTER INTERNATIONAL (BAX) 182769 2018-12-28 1 4,927 SHARES OF BB&T CORP (BBT) 212107 2018-12-28 1 1,162 SHARES OF BROADCOM INC (AVGO) 295857 2018-12-28 1 8,215 SHARES OF CADENCE DESIGN SYSTEMS INC (CDNS) 355709 2018-12-28 1 6,300 SHARES OF CAMPBELL SOUP COMPANY (CPB) 212404 2018-12-28 1 5,286 SHARES OF CAPITAL ONE FINANCIAL (COF) 397031 2018-12-28 1 408 SHARES OF CASEYS GENL STORES (CASY) 51818 2018-12-28 1 357 SHARES OF CHEMOURS CO (CC) 9985 2018-12-28 1 52 SHARES OF CIGNA CORP NEW (CI) 9956 2018-12-28 1 3,747 SHARES OF CONOCOPHILLIPS (COP) 232351 2018-12-28 1 2,000 SHARES OF DANAHER CORP (DHR) 204420 2018-12-28 1 5,200 SHARES OF DISCOVER FINANCIAL (DFS) 306436 2018-12-28 1 1,446 SHARES OF DOVER CORP COMMON (DOV) 101371 2018-12-28 1 4,511 SHARES OF EBAY INC (EBAY) 127774 2018-12-28 1 1,163 SHARES OF ELECTRONIC ARTS INC (EA) 92220 2018-12-28 1 713 SHARES OF ELI LILLY & CO (LLY) 81168 2018-12-28 1 1,840 SHARES OF ENVESTNET INC (ENV) 90657 2018-12-28 1 1,414 SHARES OF EQUIFAX INC (EFX) 132280 2018-12-28 1 11,190 SHARES OF EXPEDIA INC (EXPE) 1272862 2018-12-28 1 460 SHARES OF FACEBOOK INC CLASS A (FB) 61667 2018-12-28 1 3,065 SHARES OF FORTIVE CORP (FTV) 204252 2018-12-28 1 8,994 SHARES OF FRANKLIN RESOURCES (BEN) 263119 2018-12-28 1 15,799 SHARES OF GENERAL ELECTRIC COM (GE) 117228 2018-12-28 1 1,940 SHARES OF GENL DYNAMICS CORP (GD) 302281 2018-12-28 1 1,841 SHARES OF GOLDMAN SACHS GROUP (GS) 301896 2018-12-28 1 11,440 SHARES OF GOPRO INC (GPRO) 49993 2018-12-28 1 10,875 SHARES OF GROUPON INC (GRPN) 34365 2018-12-28 1 3,401 SHARES OF INPHI CORP (IPHI) 109750 2018-12-28 1 2,718 SHARES OF JOHNSON CTLS INTL PLC (JCI) 80860 2018-12-28 1 2,312 SHARES OF KIMBERLY-CLARK CORP (KMB) 262643 2018-12-28 1 1,723 SHARES OF KNOWLES CORP (KN) 23105 2018-12-28 1 2,888 SHARES OF LOWES COMPANIES INC (LOW) 266274 2018-12-28 1 1,612 SHARES OF MARRIOTT VACATIONS WORLDWIDE CORP (VAC) 111655 2018-12-28 1 1,623 SHARES OF MCDONALDS CORP (MCD) 285932 2018-12-28 1 1,535 SHARES OF MICROCHIP TECHNOLOGY (MCHP) 109921 2018-12-28 1 6,253 SHARES OF MICROSOFT CORP (MSFT) 631344 2018-12-28 1 4,405 SHARES OF MORGAN STANLEY & CO (MS) 173865 2018-12-28 1 145 SHARES OF NEKTAR THERAPEUTICS (NKTR) 4830 2018-12-28 1 7,017 SHARES OF NETAPP INC (NTAP) 415511 2018-12-28 1 683 SHARES OF NVENT ELECTRIC PLC (NVT) 15002 2018-12-28 1 2,645 SHARES OF NVIDIA CORP (NVDA) 354033 2018-12-28 1 4,599 SHARES OF ORACLE CORPORATION (ORCL) 208105 2018-12-28 1 228 SHARES OF O'REILLY AUTOMOTIVE (ORLY) 78097 2018-12-28 1 4,511 SHARES OF PAYPAL HOLDINGS INC (PYPL) 377954 2018-12-28 1 683 SHARES OF PENTAIR PLC (PNR) 25565 2018-12-28 1 306 SHARES OF PHILIP MORRIS INTERNATIONAL INC (PM) 20805 2018-12-28 1 1,873 SHARES OF PHILLIPS 66 (PSX) 160469 2018-12-28 1 4,880 SHARES OF PROCTER & GAMBLE CO (PG) 449253 2018-12-28 1 6,540 SHARES OF SOLAREDGE TECHNOLOGIES INC (SEDG) 227003 2018-12-28 1 3,554 SHARES OF TRAVELERS COS INC (TRV) 422108 2018-12-28 1 62,417 SHARES OF TWITTER INC (TWTR) 1778260 2018-12-28 1 2,504 SHARES OF UNITED PARCEL SERVICE (UPS) 244090 2018-12-28 1 473 SHARES OF UNITEDHEALTH GROUP INC (UNH) 116973 2018-12-28 1 1,467 SHARES OF VERIZON COMMUNICATIONS COM (VZ) 81242 2018-12-28 1 894 SHARES OF WORKDAY INC CLASS A (WDAY) 141413 2018-12-28 1 50,723 SHARES OF YEXT INC (YEXT) 749179 2018-12-28 1 1,842 SHARES OF ZIONS BANCORP (ZION) 74711 2018-12-28 1 41,580 SHARES OF ZYNGA INC (ZNGA) 160707 2018-12-28 TAX COMPLIANCE FEES 11500 5750 5750 AUDIT FEES 11800 5900 5900 HENRY T NICHOLAS EDUCATION FOUNDATION INC 412 W 4TH STREET SANTA ANA CA 92701 2017-12-31 3273199 (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II 3273199 NONE 10/24/18 HENRY T NICHOLAS EDUCATION FOUNDATION INC 412 W 4TH STREET SANTA ANA CA 92701 2018-12-31 4209895 (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II 3760935 NONE 10/30/19 FORM 990-PF PART VII-B; QUESTIONS 1A(3) PURSUANT TO I.R.C. SECTION 4941(D)(2)(C) THE FURNISHING OF GOODS, SERVICES, OR FACILITIES BY A DISQUALIFIED PERSON TO A PRIVATE FOUNDATION IS NOT AN ACT OF SELF-DEALING SINCE THE FURNISHING IS WITHOUT CHARGE AND THE GOODS, SERVICES, OR FACILITIES SO FURNISHED ARE USED BY THE FOUNDATION EXCLUSIVELY FOR PURPOSES SPECIFIED IN SECTION 501(C)(3). GS MEZZANINE PARTNERS 2006 FMV 2295 2295 RCP FUND IV, L.P. FMV 108063 108063 WELLS FARGO #4757 FMV 42889986 42889986 HTN III FNDN - 2690549 FMV 10883355 10883355 INTEREST RECEIVABLE 7628 8610 8610 UNREALIZED LOSSES 1305153 INVESTMENT CUSTODY FEES 1500 1500 0 BANK CHARGES 502 502 0 LOSS FROM ALTERNATIVE INVESTMENTS 151 151 0 BOOK TO TAX DIFFERENCE 3150 DEFERRED EXCISE TAX PAYABLE 454190 909539 MISC PROF FEES FROM K-1 (RCP FUND IV, LP) 861 861 0 PROVISION FOR FEDERAL EXCISE TAX 26952 0 0 PROVISION FOR STATE INCOME TAX 513 0 513 DEFERRED FEDERAL EXCISE TAX 454249 0 0